Facial Expression Recognition (FER) is the basis for many applications including human-computer interaction and surveillance. While developing such applications, it is imperative to understand human emotions for better interaction with machines. Among many FER models developed so far, Ensemble Stacked Convolution Neural Networks (ES-CNN) showed an empirical impact in improving the performance of FER on static images. However, the existing ES-CNN based FER models trained with features extracted from the entire face, are unable to address the issues of ambient parameters such as pose, illumination, occlusions. To mitigate the problem of reduced performance of ES-CNN on partially occluded faces, a Component based ES-CNN (CES-CNN) is proposed. CES-CNN applies ES-CNN on action units of individual face components such as eyes, eyebrows, nose, cheek, mouth, and glabella as one subnet of the network. Max-Voting based ensemble classifier is used to ensemble the decisions of the subnets in order to obtain the optimized recognition accuracy. The proposed CES-CNN is validated by conducting experiments on benchmark datasets and the performance is compared with the state-of-the-art models. It is observed from the experimental results that the proposed model has a significant enhancement in the recognition accuracy compared to the existing models.
Keywords: Action units; Ensemble stacked CNN; Face components; Facial expression recognition; Partially occluded faces.
© The Author(s), under exclusive licence to Springer Nature B.V. 2022. Springer Nature or its licensor holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.