Deputy Chief Compliance Officer
Atlantic Group
New York, NY
See who Atlantic Group has hired for this role
- Location: New York, NY, New York
- Type: Perm (Contingency)
- Job #36052
- Salary: $250,000
Our client, a leading investment management firm, is seeking an accomplished Deputy Chief Compliance Officer and Counsel to join their Legal and Compliance team. Reporting to the CCO, the selected candidate will help oversee regulatory compliance across private funds, CLOs, and business operations.
Compensation: $250,000.00 – $300,000.00 + bonus (150k – 200k)
Location: New York City
Responsibilities as the Deputy Chief Compliance Officer include:
- Enhancing documentation of policies, procedures, and testing
- Developing and delivering compliance training
- Fostering a culture of excellence, teamwork, continuous improving
- Drafting, implementing, maintaining compliance policies and procedures
- Ensuring adherence to regulations and standards
- Staying updated on evolving regulations
- Adapting compliance program as needed
- Conducting monitoring for regulatory filings
- Working on preparing and making filings
- Creating procedures for marketing guidelines and documents
- Bachelor’s degree and JD
- At least ten years’ experience at a multi-strategy hedge fund
- In-depth knowledge of compliance requirements applicable to SEC-registered investment advisers
- Significant experience in drafting policies, procedures, and memorandums. The ability to draft independently is critical
- Willingness to be very hands-on and pro-active in offering solutions; comfortable with technology and data
- Team player and self-starter who thrives in a fast-paced environment; ability to be calm under pressure
- Outstanding communication skills, both written and verbal
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Seniority level
Mid-Senior level -
Employment type
Full-time -
Job function
Legal -
Industries
Staffing and Recruiting
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