Lead the development of comprehensive risk management policies pertaining to leveraged lending
Create policies encompassing risk objectives, underwriting standards, and controls
Define leveraged lending definitions, risk appetite, and compliance checks within policies
Documentation:
Oversee the creation of deliverables including Underwriting Standards Document and Concentration Limit Policies
Ensure detailed criteria for borrower evaluation, cash flow analysis, and secondary repayment sources are effectively outlined
Define clear limits for leveraged loan exposures by industry, sponsor, and geography to ensure diversification and mitigate concentration risks
Procedures Manual and Guidelines:
Collaborate with documenters to create an Underwriting Procedures Manual
Document step-by-step underwriting processes for leveraged loans, emphasizing data requirements, analysis steps, and approval processes
Ensure thorough documentation of procedures for conducting credit analyses, considering leveraged lending's unique risks and regulatory considerations
Compliance and Monitoring System Enhancement:
Develop a Compliance Monitoring Plan to regularly review compliance with leveraged lending policies and regulatory requirements
Incorporate reporting templates and procedures into underwriting standards and credit policies for efficient reporting to management and regulatory bodies
Ensure that compliance monitoring plan integrates seamlessly with existing risk management framework
Qualifications:
While not required, previous regulator experience is a big plus
Bachelor’s degree in Finance, Economics, Business Administration, or related field. Master’s degree preferred
Extensive experience in risk management within the financial services industry, particularly in leveraged lending
Strong understanding of regulatory requirements and best practices related to risk management policies and procedures
Excellent analytical skills with the ability to interpret complex data and regulatory guidance
Exceptional communication and interpersonal skills, with the ability to collaborate effectively across departments
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Seniority level
Mid-Senior level
Employment type
Contract
Job function
Finance and Sales
Industries
Internet Publishing
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