Response and recurrence correlates in individuals treated with neoadjuvant anti-PD-1 therapy for resectable oral cavity squamous cell carcinoma

Cell Rep Med. 2021 Oct 19;2(10):100411. doi: 10.1016/j.xcrm.2021.100411.

Abstract

Neoadjuvant PD-1 blockade may be efficacious in some individuals with high-risk, resectable oral cavity head and neck cancer. To explore correlates of response patterns to neoadjuvant nivolumab treatment and post-surgical recurrences, we analyzed longitudinal tumor and blood samples in a cohort of 12 individuals displaying 33% responsiveness. Pretreatment tumor-based detection of FLT4 mutations and PTEN signature enrichment favors response, and high tumor mutational burden improves recurrence-free survival. In contrast, preexisting and/or acquired mutations (in CDKN2A, YAP1, or JAK2) correlate with innate resistance and/or tumor recurrence. Immunologically, tumor response after therapy entails T cell receptor repertoire diversification in peripheral blood and intratumoral expansion of preexisting T cell clones. A high ratio of regulatory T to T helper 17 cells in pretreatment blood predicts low T cell receptor repertoire diversity in pretreatment blood, a low cytolytic T cell signature in pretreatment tumors, and innate resistance. Our study provides a molecular framework to advance neoadjuvant anti-PD-1 therapy for individuals with resectable head and neck cancer.

Trial registration: ClinicalTrials.gov NCT03021993.

Keywords: FLT4/PTEN/PPARG/CDKN2A/YAP1/JAK2; T cell repertoire; T regulatory to Th17 ratio; head-and-neck cancer/oral-cavity SCC; multiplex immunofluorescence; neoadjuvant anti-PD-1/L1 therapy; recurrence-free survival; response, resistance, and recurrence; tumor mutational burden; tumor phylogeny.

Publication types

  • Clinical Trial
  • Research Support, N.I.H., Extramural
  • Research Support, Non-U.S. Gov't

MeSH terms

  • Antineoplastic Agents, Immunological / therapeutic use
  • Carcinoma, Squamous Cell / drug therapy*
  • Carcinoma, Squamous Cell / genetics
  • Carcinoma, Squamous Cell / immunology
  • Carcinoma, Squamous Cell / surgery
  • Cyclin-Dependent Kinase Inhibitor p16 / genetics
  • Cyclin-Dependent Kinase Inhibitor p16 / immunology
  • Gene Expression Profiling
  • Gene Expression Regulation, Neoplastic
  • Humans
  • Immune Checkpoint Inhibitors / therapeutic use
  • Janus Kinase 2 / genetics
  • Janus Kinase 2 / immunology
  • Mouth Neoplasms / drug therapy*
  • Mouth Neoplasms / genetics
  • Mouth Neoplasms / immunology
  • Mouth Neoplasms / surgery
  • Mutation
  • Neoadjuvant Therapy / methods
  • Neoplasm Recurrence, Local / drug therapy*
  • Neoplasm Recurrence, Local / genetics
  • Neoplasm Recurrence, Local / immunology
  • Neoplasm Recurrence, Local / surgery
  • Nivolumab / therapeutic use*
  • PTEN Phosphohydrolase / genetics
  • PTEN Phosphohydrolase / immunology
  • Programmed Cell Death 1 Receptor / antagonists & inhibitors
  • Programmed Cell Death 1 Receptor / genetics*
  • Programmed Cell Death 1 Receptor / immunology
  • Receptors, Antigen, T-Cell, alpha-beta / genetics
  • Receptors, Antigen, T-Cell, alpha-beta / immunology
  • Survival Analysis
  • T-Lymphocytes, Regulatory / drug effects
  • T-Lymphocytes, Regulatory / immunology
  • T-Lymphocytes, Regulatory / pathology
  • Th17 Cells / drug effects
  • Th17 Cells / immunology
  • Th17 Cells / pathology
  • Treatment Outcome
  • Vascular Endothelial Growth Factor Receptor-3 / genetics*
  • Vascular Endothelial Growth Factor Receptor-3 / immunology
  • YAP-Signaling Proteins / genetics
  • YAP-Signaling Proteins / immunology

Substances

  • Antineoplastic Agents, Immunological
  • CDKN2A protein, human
  • Cyclin-Dependent Kinase Inhibitor p16
  • Immune Checkpoint Inhibitors
  • PDCD1 protein, human
  • Programmed Cell Death 1 Receptor
  • Receptors, Antigen, T-Cell, alpha-beta
  • YAP-Signaling Proteins
  • YAP1 protein, human
  • Nivolumab
  • FLT4 protein, human
  • Vascular Endothelial Growth Factor Receptor-3
  • JAK2 protein, human
  • Janus Kinase 2
  • PTEN Phosphohydrolase
  • PTEN protein, human

Associated data

  • ClinicalTrials.gov/NCT03021993