Swallowing Assessment in Post-Comatose Patients: A Feasibility Study on the SWADOC Tool

J Clin Med. 2024 May 31;13(11):3268. doi: 10.3390/jcm13113268.

Abstract

Background: After a severe brain injury and a coma, patients may develop disorders of consciousness (DoC), frequently accompanied by severe dysphagia. The evaluation and therapy of swallowing are therefore essential aspects of their management. Objectives: This study aims to evaluate the SWallowing Assessment in Disorders of Consciousness (SWADOC) tool in the assessment of swallowing in post-comatose patients. Here, we validate its quantitative items, describe preliminary results and identify limitations. Methods: Fourteen post-comatose patients were repeatedly evaluated with the Simplified Evaluation of CONsciousness Disorders (SECONDs) and with the SWADOC. Results: The internal consistency of the oral and pharyngeal subscales of the SWADOC was good. The test-retest reliability showed that all items, all subscores and the total score were stable except for two items (endo-buccal secretions and bronchial congestion). A comparison to the Facial Oral Tract Therapy Swallowing Assessment of Saliva (F.O.T.T-SAS) confirmed that scoring with the SWADOC offers a greater potential for quantitative observations in assessing swallowing abilities among patients with DoC. The SECONDs scores and SWADOC total scores showed a significant positive correlation (τ = 0.78, p < 0.001). Conclusions: This study provides preliminary but encouraging results on the psychometric properties of the SWADOC tool. It shows that this tool is relevant and feasible as a bedside assessment of dysphagia in patients with DoC.

Keywords: assessment; consciousness disorders; dysphagia; severe brain injury; swallowing.

Grants and funding

This work was supported by the University and University Hospital of Liège, the patients and their families, the Leon Fredericq Foundation (CNRF funds), the Belgian National Funds for Scientific Research (FRS-FNRS), the FNRS PDR project (T.0134.21), the ERA-Net FLAG-ERA JTC2021 project ModelDXConsciousness (Human Brain Project Partnering Project), the fund Generet, the King Baudouin Foundation, the European Space Agency (ESA) and the Belgian Federal Science Policy Office (BELSPO) in the framework of the PRODEX Programme, the Public Utility Foundation “Université Européenne du Travail”, “Fondazione Europea di Ricerca Biomedica”, the BIAL Foundation, the Mind Science Foundation, the European Commission, the Mind-Care foundation, the National Natural Science Foundation of China (Joint Research Project 81471100) and the European Foundation of Biomedical Research FERB Onlus, the Horizon 2020 MSCA—Research and Innovation Staff Exchange (101131344). Development of a multimodal toolbox ensured a fast and reliable diagnosis of consciousness disorders (DOCBOX). N.L. is postdoctoral researcher, O.G. is a research associate and S.L. is a research director at FRS-FNRS.