Upton Sinclair and the Other American Century
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"I look forward to all of Kevin Mattson's works of history and I've notbeen disappointed yet. Upton Sinclair is a thoughtful, well-researched, and extremely eloquently told excavation of the history of theAmerican left and, indeed, the American nation, as well as a testamentto the power of one man to influence his times. Well done."
--Eric Alterman, author of When Presidents Lie: A History of Official Deception and Its Consequences
"A splendid read. It reminds you that real heroes once dwelt among us. Mattson not only captures Sinclair's character, but the world he inhabited, with deft strokes whose energy and passion easily match his subject's."
--Richard Parker, author of John Kenneth Galbraith: His Life, His Politics, His Economics
"From the meat-packing houses of Chicago to the automobile factories of Detroit to the voting booths of California, Upton Sinclair cut a wide swath as a muckraking writer who exposed the injustices rendered by American industrial capitalism. Now Kevin Mattson presents a much-needed exploration of this complex crusader. This is a thoughtful, provocative, and gripping account of an important figure who appeared equal parts intellectual, propagandist, and political combatant as he struggled to illuminate the 'other American century' inhabited by the poor and powerless."
--Steven Watts, author of The People's Tycoon: Henry Ford and the American Century
Kevin Mattson
Kevin Mattson is the Connor Study Professor of Contemporary History at Ohio University. He's the author of Rebels All!, When America Was Great, Upton Sinclair and the Other American Century, and Intellectuals in Action. He writes for the American Prospect, Dissent, the Nation, the New York Times Book Review, Washington Post Book World, and many others.
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Upton Sinclair and the Other American Century - Kevin Mattson
INTRODUCTION
THE PROBLEM OF BEING UPPIE
OVERLEAF:
Upton Sinclair at his Beverly Hills home,
1933, writing outdoors as usual, one year before
his failed campaign for governor in 1934
In the first place you must understand
that I myself am a cause.
—UPTON SINCLAIR, 1926
Upton sinclair was famous. Photographers were taking his picture every day. The newspapers hounded him and asked him questions about what it was like to meet the president of the United States and what he would do now that his novel The Jungle had sold out in nearly every bookstore across the country. His response seemed bizarre. He said he would write a book explaining the doctrine of socialism to a wary audience. In it he would declare himself a scientist and prophet.
The statement was telling. He could speak like a Moses, showing his people the promised land and performing miracles to get there, and also like a Darwin, explaining laws that were cold and clinical and lacking religion’s certainty. The statement was a contradiction; no surprise, since he was a contradiction.¹
One of Sinclair’s heroes was Walt Whitman, the great poet who extolled the virtues of ordinary people in a style befitting a democrat. Whitman wrote toward the end of his most famous poem, Song of Myself
: Do I contradict myself? Very well then I contradict myself, (I am large, I contain multitudes).
Sinclair loved Whitman because this nineteenth-century poet believed in a programme of culture, drawn out, not for a single class alone, or for the parlors or lecture rooms, but with an eye to practical life, the working men.
But Whitman’s willingness to contradict himself must also have pleased Sinclair.²
Sinclair lived Whitman’s ethic, a life of contradiction, and sometimes even multitudes. He was like the country he inhabited, a country of contradictions and abundances. Sinclair was truly an American. As Time magazine pointed out, some would claim Sinclair an agent of Moscow,
because of his radicalism. Even though the editors didn’t like his politics, they had to admit that Upton Sinclair is as American as pumpkin pie.
But his Americanism drew from his desire to call attention to the darker side of American life. He condemned the way the United States treated its immigrants, shoving them into crappy jobs and making them use their communal resources just to get by, while trumpeting the greatness of individualism, the glories of making money, and the virtue of pulling oneself up by the bootstraps. Sinclair could dissect the viciousness found in Chicago’s meatpacking industry while clinging to his heroes like Abraham Lincoln and Thomas Jefferson—deeply American heroes who espoused deeply American ideals like equality and democracy.³
Born in 1878, a year after Reconstruction put a close to the Civil War, Sinclair died at the age of ninety in 1968, the year Richard Nixon was elected president. Those dates meant that Sinclair witnessed America’s rise to industrial and global power. Henry Luce, the owner of Life magazine, a publication that Sinclair abhorred, declared midway through the twentieth century that sometime in 1940, or thereabouts, marked the beginning of the American century.
It was a time when the nation would lead the free world because its greatness, established throughout the course of the twentieth century, was self-evident. Sinclair’s life plays a key role in this American century. But it’s a distinct role. He spoke not just to Luce’s American century, but to the other American century, which began at the time of Sinclair’s birth. It was evident in the mistreatment of immigrants that Sinclair saw when he visited Packingtown
to gather details for The Jungle. Sinclair could hear the other American century when he spoke to the widows of miners who had been shot dead during the Ludlow Massacre of 1914. He witnessed it when legitimate critics of the United States’ entry into World War I were censored. He felt its power when the big money of Hollywood did all it could to destroy his run for governor of California in 1934. He worried about the other American century when he openly expressed his concerns that the United States might not win the cold war since its consumer culture nurtured flabbiness as much as it did prosperity. Sinclair lived in the shadow of the towering majesty of the American century, and he lived to publicize what he found in its darker corners.⁴
In speaking to the other American century, Sinclair built his argument on the class inequalities that festered beneath the rhetoric of a society that cherished equality, the mob tendency that cold-blooded patriotism could whip up during World War I, the stench in the abattoirs, and the cheapness of American culture marketed to young people at home and to people living in poverty around the world. While documenting the underside of the nation, Sinclair ensured that his activism would speak to those in power; he took responsibility for his ideas being turned into action, thus influencing the course of American history.
Sinclair was anything but a marginal figure in American history. Consider the list of leading figures that Sinclair interacted with and influenced in some way: He met Teddy Roosevelt in the White House to discuss the merits of The Jungle and what should be done to confront the horrors depicted in the novel, and then later, he met with President Franklin Delano Roosevelt (FDR) to discuss Sinclair’s run for governor of California, aiming to pull FDR in a more radical direction (which most people believe happened a year after Sinclair’s defeat). Sinclair corresponded with Harry Truman about Sinclair’s Lanny Budd novels, and then he made it to the White House again, to meet Lyndon Baines Johnson and Lady Bird Johnson as the Great Society
took off. Sinclair expressed pride in having his ideas stolen
and robbed
by presidents and leaders. He loved the impact his work had on the course of American history, and that story deserves telling today, even more so now that it is in danger of being forgotten.⁵
There was also his involvement with leaders who didn’t inhabit the highest rungs of power. The list of organizations that Sinclair influenced remains impressive: the American Civil Liberties Union (ACLU), the Democratic Party, the United Auto Workers (UAW), and the United Mine Workers (UMW). He knew the leading reformers of his day, including Mother Jones, Jane Addams, Lincoln Steffens, and Clarence Darrow—all activists who shaped the social conscience of the United States during the early twentieth century. Then too consider the literary and cultural figures Sinclair knew as friends: the popular literary hero Jack London, the great writer Theodore Dreiser, the German expatriate and father of modern physics Albert Einstein, the comedic genius Charlie Chaplin, the movie celebrity Douglas Fairbanks, and the great opinion leader Walter Lippmann. In many ways, the figure of Lanny Budd—one of Sinclair’s greatest literary accomplishments—who flew around the world and seemed to meet, unrealistic as it might seem, with almost every world historical figure, was not unlike Sinclair himself. Uppie, as his friends called him, was at the center of American life, even while being in touch with the other America. He had an ability to make the other American century speak to the leaders of the American century, and in the end, the country is better for that.
At the same time, there was something cosmopolitan, or dare we say universal, about this American author. After all, his novels often sold better overseas than in the United States. More than that, his life of ideas mixed with political combat seemed better suited for Europe, where writers were always more respected than in the United States. As Floyd Dell pointed out, Sinclair belonged to the Voltairean tradition of the literary man as a fighter against wrong,
that is, a distinctly European tradition. Sinclair lived in an era gone by, one in which intellectuals could be heroes. The intellectual had replaced the priest as a person who spoke to the public about issues of morality and gained the respect of readers. The twentieth century was a time of intellectual heroes—of Arthur Koestler, Andre Malraux, and George Orwell—the intellectual as a fighter for truth against power, for justice in the name of those whose voices were not being heard. These thinkers wrote novels, but they were also expected to have something to say about politics, about what needed to be done to make the world a better place.⁶
The three intellectuals I mention here put their lives on the line to make the ideal of truth speak to power. Before the United States and England pledged to fight against fascism’s demonic plot to take over the world, for instance, these three risked their lives to battle fascism. Koestler spent time in one of Franco’s prisons, Orwell was shot in the throat while fighting in Spain on the side of the republic, and Malraux flew fighter planes against the forces of Spanish fascism. They continued to plunge further into the cause, with Malraux risking his life in the French resistance. After World War II, when communist totalitarianism appeared to threaten freedom just as Hitler once had, they engaged again. Orwell, unable to do anything more, wrote courageous works attacking communism, before the West had pledged itself to fighting the cold war. Koestler traveled the world organizing the support of Western intellectuals to speak out against the God that failed
at conferences in West Germany during a time when Soviet tanks could have rolled in and crushed them. Malraux threw his weight behind de Gaulle and against the communists in France, his antifascism turned into anti-Sovietism,
in the words of a recent biographer.⁷
Today, we rarely think of intellectuals as heroes, and our biographies of these characters show it. Instead of brave defenders of the truth, intellectuals are portrayed as ordinary humans, or even villains. Fat biographies of Koestler, Orwell, and Malraux grace bookstore shelves. Koestler has been deemed an opportunist and a serial rapist, Orwell an informant who turned over names to the authorities, and Malraux more a mythmaker
than a hero. These thinkers talked up their heroism beyond what they deserved. Throats might have been shot, but the raspy talk of sacrifice wasn’t merited. The big books about these big thinkers today read more like obituaries for a way of intellectual life that has vanished.⁸
Now that these grand intellectuals appear as humans, as fallen angels, we are in danger of forgetting the promise their lives once offered. And this ties in with the subject of this book. There was a good side and a bad side to speaking about big ideas, about the romance of intellectuals as the carriers of truth and the guardians of noble action, the way Sinclair lived his own life. Big ideas always carried big scary consequences, such as when some intellectuals believed communism would save the world (or in Sinclair’s case, believed the ideology deserved to be defended because it was the only existing alternative to capitalism). But we are now left with a world that grows cold in the face of intellectual excitement and a culture that can’t take ideas and debates seriously, seeing in every public pronouncement some sort of spin or lie. The death of the grand thinker portends the death of thinking itself, perhaps. Today we inhabit a world where big ideas are being replaced with fast-paced information tossed at us on the information superhighway—a superhighway that prevents thinking beyond the impact of each immediate event that whizzes by.
My writing on Sinclair reflects my ambivalence about the role of ideas in changing our world for the better. When it comes to Sinclair’s life as a thinker who spoke to grand themes and tried to live a life in accord with truth, I’ll discuss both his successes and his failures. I haven’t decided whether the growing sense that we’re witnessing the death of the universal intellectual
—the grand thinker—is entirely good or entirely bad. In many ways, it just is. The big ideas could be so wrong so many of the times—consider communism—but our thinking shrivels as we shed big ideas. Remembering Sinclair allows us to see both the good and the bad aspects of a time when intellectuals still mattered.
This book focuses on the intellectual as engaged in political combat. I see Upton Sinclair as more a political than a literary figure. A biography focusing on Sinclair the writer would be flat, since Sinclair’s literary style became set at an early age and remained the same throughout his life (although it certainly became more sophisticated and less centered on propaganda in later years). He wrote mostly to convince others of his views. Thus, I read Sinclair’s novels as political tracts, not as exercises in literary expression. His writing rarely reaches the level of literature, like the work of Hemingway or Faulkner. His plays were almost always tossed off quickly and easily condensed into the political arguments they were intended to make. Most of his novels read as if Sinclair is cruising through them, wishing he didn’t have to spend time developing plot or dialogue. The characters often seem devised to make points better made in non-fiction.
In his most honest moments, Sinclair acknowledged his failings as a novelist. He once explained to his daughter-in-law that my mind is absorbed in politics
and that he had a tendency to be indifferent to personal individual affairs. It is a bad handicap in a novelist.
He also knew that as a rule, I write rapidly, perhaps too rapidly.
He was more a recorder of historical events as they occurred than a novelist who took time to develop characters or draw out long narratives for readers to enjoy. But that could be a strength as much as a weakness. When writing a historical novel about Sacco and Vanzetti, the Italian immigrants put to death in 1927 by the Boston justice system, Sinclair noted, Let no fiction writer imagine that his powers of invention can rival those of the Great Novelist who makes up history.
The point is well taken. Sinclair’s life matters more for his role as a political and historical activist, as a writer and recorder of contemporary history, than for his role as a literary figure. He was never in the league of a Henry James or Mark Twain. But this does not diminish the importance of his life; if anything, it makes it that much more interesting. Sinclair’s most significant work emerged when he refused to lock the world out and live for the realm of the imagination. In his greatest life accomplishments—the writing of The Jungle, the run for governor of California, and the Lanny Budd books—it was real people and the events of history that tugged at him and that helped prod him toward his highest accomplishments. As is often the case, he was best when he rushed into the complications that only history provides.⁹
So to tell a story about the American century and the other American century, I write this biography of Sinclair. Biography, as so many have pointed out, runs the risk of becoming hagiography in telling the story of a great man who has directed the course of our past. To distill history into a life threatens to become too focused, too narrow, simply describing the tiny world of the I.
It’s easy to be pulled this way, to discuss the smaller details of a life. But biography can also be about sorting through the ashes of the past by showing how a person’s life intersects with a bigger story. No life is perfect, nor is any life completely devoid of lessons for the present. Sinclair’s life is full of lessons, not only about the other American century, but also about the possibilities and limitations of radical protest. His life offers lessons about the power of imagination and the limitations of Utopian ideas, about the challenge of reaching a large audience without falling prey to the world of entertainment and celebrity, and about how to align our democratic faith with the military action the United States takes abroad. To get a better sense of these themes I wrote this biography, not just to give a sense of a life but to give a sense of what that life means for those who dream of a better society, one more just and egalitarian for those at the bottom.
Biography can help to focus on historical questions that sometimes seem too broad, and it’s interesting to examine events through Sinclair’s eyes—especially World War I, the New Deal, the early stages of the cold war, and the beginning of the 1960s. There are distinct questions that Sinclair’s life helps us answer: How does idealism live into adulthood? How do people ensure that their core values don’t fade as they approach maturity? Sinclair’s life illuminates this theme nicely, and that’s one reason his life still matters. If he were still alive, he might not be happy with all of the lessons that I’ve drawn from his life, but I think he would agree that his life—one of public record, as he constantly pointed out to biographers who approached him while he was still alive—is fair game for those asking questions about the American past. Our lives seem devoid of Sinclair’s idealism today, and he can teach us why that may be bad but also why it is sometimes necessary.
As a biographer, I have been troubled by the question of what it means to render a life.
James Agee pondered how to do this, suggesting that another person’s meaning through me
is limited
and that the true meaning
of a person’s life is always much huger
than what appears on the page. As I wrote this biography, I became aware that I could never do justice to a life that spanned ninety years, and that was complex and full of twists and turns. Aspects of Sinclair’s life will remain mysterious and shrouded, as things in the past inevitably are. What I had to say here is as much about my own concerns about how the past interrelates with the present as it is a record of Sinclair’s life (although it’s also that). So consider this a work of history and political interpretation as much as biography.¹⁰
The writing of history has always been a political act, not simply the recording of what happened in the past but also making sense of it for the present. Recently, history has become more politically charged and polarized. Howard Zinn’s radical A People’s History of the United States plays itself against The Politically Incorrect Guide to American History from the right. This is a sad reflection of our times. Sinclair’s life would seem to suggest that I write from the perspective of radical history; after all, Sinclair was a hero to Zinn. But nothing could be further from my intention. Yes, Sinclair exposed the uglier side of American life and politics. But he also believed that this tale had to be placed squarely at the center of the American story, a reminder of how acknowledging our limitations realistically makes us a better country. Sinclair’s goal was not simply to document all the sins of our country but to use them as a means of understanding our society’s possibilities in spite of our reluctance to confront problems of our own making. Though the complexities of his life can never be entirely captured within the pages of a book, the retelling of his life serves as a way to get to a better understanding of the American century.
ONE
"A VERY DEVOUT AND
EARNEST LITTLE BOY"
1878–1892
OVERLEAF:
Upton Beal Sinclair at eight years
of age, 1886
The old universe was thrown into the ash-heap and a new one created.
—HENRY ADAMS, THE EDUCATION OF HENRY ADAMS
He tends to live his private emotions in public.
—HAROLD LASKI ON UPTON SINCLAIR
Upton sinclair made plenty of enemies over the course of his long life. It was simply the way he lived. Some hated his writing, believing his books were hastily assembled, overly contrived, and overtly political. Some thought him naive and moralistic. Some thought him puritanical. Some considered him an opportunist, obsessed with self-promotion rather than telling the truth. Some tired of his proselytizing the gospel of socialist politics (especially, as Lincoln Steffens once grumbled, before they could have their morning coffee—one of many drinking habits Sinclair abhorred). Sinclair recounted once, I never could give up the effort to make everybody into a Socialist; naturally I annoyed a great many people.
One of his numerous critics was the famous journalist and opinion leader Walter Lippmann, whom Sinclair called an old friend
since they had known each other when both were socialists. But before World War I, Lippmann decided socialism was unrealistic, and in 1927 he wrote an essay that skewered Sinclair’s utopian flair. Having dumped his youthful socialism, Lippmann couldn’t understand why others hadn’t as well. Writing for the Saturday Review of Literature, he lobbed some of the complaints mentioned above and then argued that Sinclair was fast becoming irrelevant to national public discussion.¹
No matter what one thinks of Lippmann’s charges, one claim goes to the heart of Sinclair’s biography. The child,
Lippmann explained about his old friend, has been father to the man.
Much of Sinclair’s adult life can be understood from a brief examination of his childhood and the world he grew into. There is an inherent danger in a biographer’s playing the role of psychologist, putting the subject under a microscope and examining a detail of family or a parent and then reading too much into those things, rushing to a conclusion that only a biographer’s hindsight can provide. But in Sinclair’s case, the benefits far outweigh the risks.²
Examine any photograph of Sinclair from his childhood. There’s one of him at age eight where all the criticisms of Sinclair the man are already apparent on the face of the child. He is outfitted in the swankest duds, which, undoubtedly, his mother had dressed him in, probably hand-me-downs from the wealthier members of her family. As usual, Upton’s lips are pursed and stiff, like a clenched fist. He stands with his elbow perched on a chair, his posture more like that of an adult, suggesting his precocious nature. He wears the self-assuredness that many an only child possesses, especially those whose mothers are convinced of their future greatness. There’s a smugness that would not be expected from an eight-year-old. He is a boy with all the answers, an orientation he retained until the end of his life. Still, his photograph is similar to photographs taken of other children at the time. Appearing against a backdrop of gentility, the child appears to have a sense of dignity and purpose that being born into the upper ranks of society brought with it. Sinclair’s eyes seem to stare ahead at some point beyond the photographer’s studio. There’s a sense of a world where certain expectations are a given: a nice sweet world or at least the appearance of a nice sweet world. But if Sinclair had looked out, he would have seen a world in the process of changing, a world that would shake the foundations of his perceived security.
Eighteen seventy-eight, the year Sinclair entered the world, was a time when the United States was still overcoming the most cataclysmic event in its history. The Civil War was thirteen years past, but in its wake the country had gone through the painful process of figuring out how to put itself back together. By the time Sinclair was born, Americans were hoping that a period of reconstruction was over. They hoped that the South could redeem itself by escaping the scrutinizing eyes of the Radical Republicans
who wanted to use their military dominance over the region to ensure that African Americans would become the equals of white southerners. Some, both northerners and southerners alike, hoped that the country could leave behind the world of plantations and slavery and national strife and unify around a new system that could ensure America’s economic growth—a new age in which every worker labored for his own wages in factories that pumped out products for bustling national markets.
The new forces unleashed during Sinclair’s childhood were just as tumultuous as the gunfire of the Civil War. The railroad roaring to life—with its speed and its ability to unify disparate communities throughout the country—symbolized this most of all. Transcontinental lines were being established, connecting the old frontier of the West with the already developed East. The trains traveled more quickly than anything people had seen before. Wealth accumulated at a faster and faster pace, with Sinclair’s own grandfather a living testimony to this fact, having grown rich from managing rail lines just outside of Baltimore. The transcontinental railroads helped a city like Chicago, a city that made Sinclair famous later in his life, grow at breakneck speed. The United States was experiencing the power of what Henry Adams called the dynamo
—new machinery, speed, and power that tore apart older ways of life.
The railroads not only produced new markets and rapid change, they also consolidated levels of wealth never before seen. Suddenly in the midst of the American social scene appeared robber barons, men who sat at the top of great industrial empires possessing vast sums of money and power. Cornelius Vanderbilt, for instance, built his wealth step by step, from the manipulation of small railroad stocks, wresting profits many times the millions he originally possessed in short order, until his system of iron rails was fixed in the industrial heart of the country, all entrenched at its key positions.
The big bankers of the time, especially J. Pierpont Morgan, stood ready to lend money; his credit allowed even further expansion of wealth. America’s iron and oil production—so central to an industrializing country—thrived, and so grew the wealth of Andrew Carnegie and John D. Rockefeller. Both of these robber barons wanted strong control over the way they produced their goods. They exerted power from the top down, demanding faster output from the workers they employed, ultimately generating labor conflicts that were as much a mark of the Gilded Age as was the consolidation of wealth.³
One year before Sinclair was born, the Great Railroad Strike of 1877 erupted, one of the most violent and shocking strikes in history. It was a great spontaneous outpouring of anger, coming as it did before the formation of national labor unions that could coordinate labor protest. Workers simply walked off their jobs, no longer willing to work long hours for meager wages. Word spread throughout the nation and started a whole wave of strikes. The world of free labor
that the United States hoped to rally around after the Civil War began to seem less and less promising. As the historian Alan Trachtenberg notes, The 1880’s witnessed almost ten thousand strikes and lockouts; close to 700,000 workers went out in 1886 alone.
The country seemed on the verge of chaos and breakdown.⁴
At the same time, southern and western farmers were becoming discontented with the conditions they faced after returning from the Civil War. In the South, they returned to burned-over farms and to bankers who charged them more and more to pull themselves out of this situation. They returned to find railroads increasingly important for shipping their wares, and they found these railroads charging more and more to ship their goods, cutting into their profits and killing the notion that the small farmer was the backbone of the nation’s economy. When these farmers grew fed up like the workers on the railroad lines, they declared themselves Populists—believers in the ordinary worker fighting against odds determined by pernicious wealth. Their anger seethed during Sinclair’s early years and then erupted into political organizing by the time Sinclair’s picture was taken at the age of eight. The Populists bellowed their disgust at the world that surrounded them, complaining in 1892 of a nation brought to the verge of moral, political, and material ruin.
The anger of the farmers, and of the railroad workers before them, would shatter the stability that many Americans longed for after the bloody Civil War was over. Sinclair was too young to know of these things, but they would come to shape his life in profound ways. The secure world of an upright boy in knickers could no longer hold.⁵
The Fighting Sinclairs
Sinclair’s family tried, but ultimately failed, to keep these changes at bay. As with all good Victorian families of the time, there was a desire to ensure that the outside world would never invade their haven. They had reason to believe the barriers might hold. The big city, the steam machine, the speed of railroads—these were things associated with the American North, while Sinclair was born and bred a southerner. In 1904 he would write, I am a Southerner and dearly love the South.
Though Sinclair never really knew the Deep South, his family extended from a lineage of well-to-do Virginians, the sort of family that would prefer to ignore the plight of small, poor southern farmers or urban workers.⁶
If Sinclair was not born into wealth, he was born into at least the pretension of wealth. I was born in what is called the upper middle class; my parents were members of the ruined aristocracy of the South,
he explained. Here you get a sense of how the outside world invaded Sinclair’s life from an early stage. Sinclair explained in his autobiography: The family had lived in Virginia, and there had been slaves and estates. But the slaves had been set free, and the homestead burned.
As a child, Sinclair poked around his family’s houses and once pried open an old trunk to discover reams of Confederate paper money, now useless.
The time of the Souths greatness and, to a certain extent, its distinctiveness had passed—that was the lesson of his family’s fall from grace in the wake of the Civil War. The New South
of Sinclair’s boyhood was a time not of plantations but of industrialization, when the South tried to fill in the holes of northern development by extracting its crude resources and then sending them north, where factories would finish them. Cotton growing, coal mining, logging forests, and crude textile mills—these were the harsh industries of the New South that ensured that it would remain poorer than the North, even as it watched the plantations and the world of slavery burn away. The arm to the forehead as the big house burned down, and people wondering what they would do next in life—this was the world of young Upton Sinclair.⁷
The change might have been easier for the Sinclairs if the family had not been so bound to the southern tradition of honor and military virtue. Sinclair’s family was noted for its naval officers—one after another of the elder male Sinclairs got on boats and fought it out, all the way up to the Civil War itself. This military prowess found itself unmoored in the new world of industrialism. In celebrating factories, railroads, and markets, the British sociologist Herbert Spencer and his American disciple William Graham Sumner pointed out, the captains of industry now rightfully displaced the captains of the military. Gun-fueled heroism now paled in comparison to the world of pursuing one’s own self-interest by piling up wealth and reinvesting it in the making of more wealth. A world was dying, and though people like Spencer and Sumner celebrated it, others hated it. Critics of northern industrial capitalism—not just socialists—worried about what would happen to the virtues that only war and its sacrifice could teach young men. Sinclair, as a boy, first dreamed of becoming the driver of a hook-and-ladder truck
but then soon decided he wanted to go to Annapolis, to follow in the footsteps of his male predecessors and fight wars on battleships. When he took up a pen instead, many of his earliest stories dealt with naval cadets training to become officers or with navy officers escaping enemy enslavement. Stories about fighting heroes conquering enemies came naturally to Sinclair. As he matured, he became a swashbuckling captain himself, fighting evildoers in the realm of wealth and of finance, the perfect revenge for a boy who watched capitalism displace military prowess.⁸
Sinclair’s father was one of the first men in the family to pursue a career outside of the military (he had himself done his fair share of fighting). His career could not symbolize the new forces of capitalism better. He became a traveling salesman, hawking liquor on the road. It was a manly profession in its own right—the bartering, cajoling, and talking over cigars and, of course, drinks. His father looked and acted the part well. He was sociable and jolly, a short man who had the appearance of the southern gentleman
and who, in Sinclair’s own words, was a swell dresser.
Even though a charmer, Sinclair’s father had slipped from the world of hearty military heroes into the ranks of drunken salesmen—next to the southern gentleman, one of America’s most classic character types. Hawking wares, drinking away one’s disappointment in life, slapping a client on the back, and returning to drink. It was especially hard because the men on Sinclair’s maternal side of the family—Upton’s uncle Bland especially—were doing extremely well in the new world of competitive markets and acquisitive individualism. As Upton’s father watched his own fortunes sag and the rest of the family’s rise, there was plenty of reason to despair.⁹
Because his father was an alcoholic, young Upton developed a strong sense of responsibility early on. After all, he had to pick his father up out of the gutters of the Bowery and off the tables of saloons. Sinclair remembered mustering the courage to walk into a smoke-filled saloon and past drunken, sometimes violent, imbibers—the Highway of Lost Men,