Read the Daily Update from Securities Docket for August 28, 2024. https://lnkd.in/g3RtDi7K
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Securities Docket is the hub of securities enforcement, hosting the preeminent securities enforcement conferences in the world. Securities Docket launched its annual conference, Securities Enforcement Forum, in Washington, D.C. in 2012, added a West Coast counterpart, Securities Enforcement Forum West, in 2015, and introduced Securities Enforcement Forum Central in 2023. These events bring together hundreds of current and former senior SEC and DOJ officials, leading securities enforcement and white-collar attorneys, and others who attend in person or via livestream. Securities Docket also publishes the “Daily Update from Securities Docket,” the industry’s most targeted and timely newsletter. The Daily Update aggregates the most important news and developments concerning SEC enforcement, securities class actions, white-collar matters and more each day. It is read by thousands of practicing lawyers, in-house counsel, accountants, consultants, regulators, compliance professionals, institutional investors, and executives. Bruce Carton is the founder and editor of Securities Docket and the Daily Update newsletter. Bruce is a former Senior Counsel with the SEC’s Division of Enforcement, as well as a former securities litigation partner with one of the world’s largest law firms. From 2008-2016, Bruce was a featured columnist for Compliance Week on securities enforcement and litigation issues, and the author of Compliance Week’s “Enforcement Action” blog.
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Read the Daily Update from Securities Docket for August 27, 2024. https://lnkd.in/eGQWHBNE
SEC Sues Investment Adviser for Failing to Prevent Misuse of Material Nonpublic Information
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Read the Daily Update from Securities Docket for August 26, 2024. https://lnkd.in/gwEyB-ky
Whistleblower Who Provided SEC With "Critical Information" to Receive $82 Million Award
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Read the Daily Update from Securities Docket for August 23, 2024. https://lnkd.in/e3HSEwGm
Ninth Circuit Upholds Dismissal of Law Firm's Case Against SEC on Use of Ether
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Read the Daily Update from Securities Docket for August 22, 2024. https://lnkd.in/eka5zQGS
Binance's Compliance Spending to Top $200M in 2024 as Part of "50 to 100 Year" Plan
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Read the Daily Update from Securities Docket for August 21, 2024. https://lnkd.in/e6fS8WTu
SEC Approves New PCAOB Audit Standards, Including Move to Negligence Standard
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Read the Daily Update from Securities Docket for August 20, 2024. https://lnkd.in/e39-dvyC
Mike Lynch, Attorney Chris Morvillo Among Missing After Yacht Sinks Off Coast of Sicily
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Read the Daily Update from Securities Docket for August 19, 2024. https://lnkd.in/exuJWKug
D.C. Circuit: No SEC Whistleblower Award for Lawyer Who Reported on His Own Client
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Read the Daily Update from Securities Docket for August 16, 2024. https://lnkd.in/eiE4S5qm
After the Decision in SEC v. Ripple: Now What?
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Read the Daily Update from Securities Docket for August 15, 2024. https://lnkd.in/gRvtXPAk
SEC Brings Next Wave of Off-Channel Communications Cases With Combined Penalties of $390M
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