Report of Independent Investigation:
Allegations of Sexual Misconduct Against Robert E. Anderson
May 11, 2021
TABLE OF CONTENTS
Page
Executive Summary .......................................................................................................................1
I. The Independent Investigation .........................................................................................8
A. Our Engagement ......................................................................................................8
B. Scope of Review and Methodology .........................................................................9
1. Patient Outreach ...........................................................................................9
2. University of Michigan Personnel Outreach..............................................10
3. Non-University Community Outreach .......................................................12
4. Documentary Evidence ..............................................................................12
C. Limitations .............................................................................................................13
D. Investigation Team.................................................................................................14
II. Background: Robert E. Anderson .................................................................................17
A. Early Life and Career: 1928-1966 ........................................................................17
B. Initial Years at the University of Michigan: 1966-1981 .......................................19
1. UHS Generally ...........................................................................................19
2. Patient Population ......................................................................................20
3. Responsibilities as a Clinical Instructor and Lecturer ...............................21
4. Resignation as UHS Director .....................................................................21
C. Continued Service in the Athletic Department: 1981-1999 ..................................21
D. Practice at Michigan Medicine: 1995-2003 ..........................................................23
1. Acquisition of the Clark Road Practice .....................................................23
2. Dr. Anderson’s Michigan Medicine Practice.............................................23
III. Dr. Anderson’s Misconduct ............................................................................................24
A. Dr. Anderson Conducted Medically Unnecessary Examinations ..........................25
B. Dr. Anderson Repeatedly Performed Sensitive Examinations
Inappropriately .......................................................................................................27
C. Dr. Anderson Engaged in Conduct that Fell Far Outside the Bounds of
Appropriate Medical Practice ................................................................................29
IV. Awareness of Dr. Anderson’s Misconduct.....................................................................33
A. Tad DeLuca’s 1975 Letter .....................................................................................33
B. Reports to Thomas Easthope and Dr. Anderson’s Resignation from UHS ...........36
1. Jim Toy’s Concerns Regarding Dr. Anderson ...........................................37
2. Mr. Easthope’s Confrontation with Dr. Anderson .....................................37
i
3. Counseling Services Employees Report Dr. Anderson’s
Misconduct .................................................................................................38
4. Dr. Anderson’s Resignation as UHS Director ...........................................39
5. Dr. Anderson’s Continued Practice at UHS ..............................................41
6. Keith Moree Report ...................................................................................42
C. Other Missed Opportunities ...................................................................................46
1. Widespread Rumors Among Patients ........................................................46
2. Awareness by Other University Employees ..............................................47
3. Dr. Anderson’s Disclosure of an Assault Lawsuit in 1996........................55
V. The University’s 2018-2020 Investigation into Misconduct by Dr. Anderson ...........57
A. OIE Received the 2018 and 2019 Complaints About Dr. Anderson in a
Timely Manner.......................................................................................................57
1. Mr. DeLuca’s 2018 Letter..........................................................................57
2. August 2019 Complaint .............................................................................58
B. OIE’s Review of the 2018 and 2019 Complaints About Dr. Anderson Was
Unreasonably Delayed ...........................................................................................58
1. OIE’s Initial Review ..................................................................................58
2. Law Enforcement Review..........................................................................59
3. OIE’s Continued Review ...........................................................................60
VI. Additional Considerations ..............................................................................................61
A. Dr. Anderson Engaged in Misconduct with Patients Who Were Unlikely
to Report Their Experiences ..................................................................................61
B. The University’s Sexual Harassment Policies and Procedures Were
Inadequate ..............................................................................................................63
VII. Recommendations ............................................................................................................64
A. Promote a Culture of Awareness and Reporting....................................................65
1. Training Should Address the Different Ways Misconduct Is
Reported .....................................................................................................66
2. Training Should Address Athletic Department Culture Specifically ........66
3. Employees Need to Understand Their Reporting Obligations ..................66
B. Implement Additional Resources and Training Regarding Sensitive
Examinations..........................................................................................................67
C. Conduct Periodic Reviews of Departments and Units ...........................................69
D. Improve Tracking of Self-Disclosures During the Credentialing Process.............69
E. Improve Communication About Sexual Misconduct Investigations
Between OIE, DPSS, and the Prosecutor’s Office ................................................70
ii
F. Ensure that OIE Has Sufficient Resources to Fulfill Its Mandate .........................71
Conclusion ....................................................................................................................................71
Appendix A – Glossary of Acronyms
Appendix B – Dr. Margot Putukian’s Curriculum Vitae
Appendix C – Dr. E. Lee Rice’s Curriculum Vitae
Appendix D – Dr. William Roberts’s Curriculum Vitae
Appendix E – Dr. James DuBois’s Curriculum Vitae
Appendix F – Dr. Deborah Goldfarb’s Curriculum Vitae
iii
Executive Summary
On July 18, 2018, Thomas “Tad” DeLuca 1 sent a letter to University of Michigan
Athletic Director Warde Manuel. In his letter, Mr. DeLuca, an alumnus of the University and a
member of the wrestling team in the 1970s, described a series of interactions with a former
University physician, Robert E. Anderson. Mr. DeLuca wrote that, beginning in 1972, he sought
treatment from Dr. Anderson for cold sores on his face and that, during several visits, Dr.
Anderson examined his penis, did a hernia check, and conducted a digital rectal examination
without explaining why such examinations were necessary. Mr. DeLuca also stated that he
sought treatment from Dr. Anderson in 1974 for a dislocated elbow and that, once again, Dr.
Anderson performed penis, hernia, and prostate examinations, all without any explanation or
apparent justification. According to Mr. DeLuca, these types of examinations were standard
operating procedure for “Dr. ‘Drop Your Drawers’ Anderson.” Dr. Anderson worked in various
capacities at the University between 1966 and 2003. He died in 2008.
On July 26, 2018, Mr. DeLuca’s letter was forwarded to the University’s Office for
Institutional Equity (“OIE”), 2 which is responsible for investigating Title IX complaints and
other reports of sexual misconduct. Pamela Heatlie, who was then the Director of OIE,
contacted Mr. DeLuca on August 6 and met with him later that month. On October 1, 2018, Ms.
Heatlie referred the matter to the University’s Division of Public Safety and Security (“DPSS”).
DPSS assigned the matter to Detective Mark West. On October 3, DPSS instituted a “law
enforcement hold,” which froze OIE’s review while Detective West investigated whether any
crime may have been committed.
Over the next several months, Detective West conducted an extensive investigation,
during which he interviewed former patients 3 of Dr. Anderson and current and former University
employees and reviewed potentially relevant documents. In April 2019, Detective West
forwarded the DPSS investigative report to the Washtenaw County Prosecutor’s Office (the
“Prosecutor’s Office”). The next month, DPSS informed OIE that it could resume its review.
On August 18, 2019, an individual who had been a student at the University in the late
1960s and early 1970s (“Individual A”) sent an email to the administrative assistants for Dr.
Robert Ernst, Executive Director of the University Health Service (“UHS”), which is the
University’s on-campus medical clinic, and Dr. Elizabeth Cole, who was then the Interim Dean
of the University’s School of Literature, Science, and the Arts. In the email, Individual A
provided a detailed description of an appointment he had with Dr. Anderson at UHS in 1971.
Individual A, who had sought treatment for potential exposure to a sexually transmitted infection
(“STI”), said that Dr. Anderson asked him to manually stimulate Dr. Anderson’s penis until Dr.
Anderson ejaculated. Individual A, who is a gay man, also stated that he had discussed the
incident shortly afterward with another gay patient of Dr. Anderson, who shrugged his shoulders,
from which Individual A inferred that what happened to him was standard for Dr. Anderson
1
We interviewed Mr. DeLuca in the presence of his counsel on two occasions. Mr. DeLuca gave us permission to
use his name in this Report.
2
A list of acronyms used in this Report is attached as Appendix A.
3
For the sake of consistency, we use the term “patient” to refer to individuals who recounted being examined or
treated by Dr. Anderson.
when providing medical care to gay patients. Dr. Ernst and Dr. Cole each promptly sent
Individual A’s email to OIE, which forwarded it to DPSS.
By the final weeks of 2019, OIE had not made material progress investigating the
allegations about Dr. Anderson. In light of the seriousness of the allegations and the fact that
almost a year and a half had passed since Mr. DeLuca’s letter was received, OIE contacted the
University’s Office of the Vice President and General Counsel (“OGC”). On January 23, 2020,
the University’s Board of Regents retained the law firm Steptoe & Johnson LLP (“Steptoe”) to
conduct an independent investigation.
On February 18, 2020, the Prosecutor’s Office confirmed that it had completed its review
and would not be bringing any criminal charges. The next day, the University publicly
announced the availability of a hotline to collect information from Dr. Anderson’s former
patients. The announcement garnered significant media coverage. Within two weeks, more than
one hundred people called in to share their experiences.
Our Investigation
On March 21, 2020, at the request of the Board of Regents of the University of Michigan,
Wilmer Cutler Pickering Hale and Dorr LLP (“WilmerHale”) assumed responsibility for the
independent investigation into Dr. Anderson’s conduct. 4 We undertook: (1) to investigate the
nature and scope of any misconduct by Dr. Anderson as a University employee; (2) to determine
who at the University knew or should have known about such misconduct and what was done to
address it; and (3) to recommend measures the University should take to help prevent, detect,
and address such misconduct in the future.
Over the last year, WilmerHale collected information from more than 800 people. Nearly
600 patients came forward to share their experiences, and over 300 ultimately participated in
interviews. These individuals described conduct by Dr. Anderson across the various positions he
occupied over his nearly four decades as a University employee. Although some of Dr.
Anderson’s patients expressed support for him or reported favorably on the care they received
from him, the vast majority of his patients who contacted us reported experiences that they found
inappropriate and, in many cases, deeply upsetting.
WilmerHale also investigated the University’s awareness of and response to information
suggesting that Dr. Anderson engaged in inappropriate conduct in his various positions at the
University. We interviewed approximately 200 current and former University employees,
including administrators, faculty members, and coaches, as well as additional UHS, Athletic
Department, and Michigan Medicine personnel. 5 We also collected more than two million
documents from the archives housed in the University’s Bentley Historical Library (“the Bentley
4
At the time, WilmerHale was conducting an unrelated independent investigation of former University Provost
Martin A. Philbert.
5
Michigan Medicine today includes both the University of Michigan Health System (University Hospital and
outpatient clinics) (“UMHS”) and the University of Michigan Medical School. Before 2016, UMHS and the
Medical School were run through separate administrative structures. We refer to “Michigan Medicine” throughout
this Report to describe both UMHS and the Medical School, except where it is appropriate to discuss them
separately.
2
Library”) and other repositories, reviewed tens of thousands of documents using targeted search
terms, and reviewed more than 125 boxes of hard copy documents from a University employee’s
personal files. We retained medical experts to help us understand relevant standards of care
during Dr. Anderson’s tenure; we retained social science experts to help us understand how and
why sexual misconduct may go undetected for extended periods of time in institutional and
medical settings.
No restrictions were placed on our fact gathering, our analysis, or our independence.
Although the University provided logistical support to our team when requested, we did our own
work. No one on the Board of Regents or at the University directed, inhibited, or sought to
influence us in any way. We had the freedom and resources to follow the facts wherever they
led, to contact every individual we thought might have relevant information, and to access and
review every document we thought might be relevant.
This Report sets forth our findings, analysis, and recommendations. No one on the Board
of Regents or at the University of Michigan has previewed the Report or any drafts of it or
suggested any content or revisions; the findings, analysis, and recommendations are ours alone.
Our Findings
The University of Michigan hired Dr. Anderson as an associate physician at UHS in
1966. In 1968 Dr. Anderson was promoted to UHS Director, a position he held for the next
twelve years. During this period, Dr. Anderson also held positions as a team physician in the
Athletic Department, a clinical instructor at the University’s Medical School, and a lecturer in
the Department of Medical Care Organization at the School of Public Health. Dr. Anderson
resigned as UHS Director in 1980, but he remained at UHS as a senior physician until July 1981,
when he transferred to the Athletic Department.
Dr. Anderson continued to serve as a physician in the Athletic Department until 1999.
He also held a series of clinical faculty appointments at the Medical School until his retirement
in early 2003. In 1995, the University acquired Dr. Anderson’s private medical practice, and he
spent the final years of his career treating patients in Michigan Medicine-operated clinics.
What Dr. Anderson Did
Over the course of his thirty-seven years as a University employee, Dr. Anderson
engaged in sexual misconduct 6 with patients on countless occasions. Dr. Anderson’s misconduct
ranged from performing medically unnecessary hernia and rectal examinations on patients
seeking treatment for wholly unrelated issues, to manually stimulating male patients and causing
them to ejaculate, to quid pro quo arrangements in which he provided medical services in
exchange for sexual contact. Dr. Anderson’s misconduct prompted some student athletes to quit
their teams; it caused some students to question their sexuality; it caused some students to seek
counseling; it affected some students’ academics, including some who left the University; and it
6
In this Report, we generally use the term “sexual misconduct” to describe Dr. Anderson’s conduct, which included
sexual harassment, sexual abuse, and sexual assault.
3
undoubtedly affected other students in myriad ways. The trauma that Dr. Anderson’s
misconduct caused persists to this day.
The experiences that many of Dr. Anderson’s patients relayed to us were widely
consistent, containing similar details and key elements. In light of the one-on-one setting in
which Dr. Anderson’s misconduct occurred, the passage of time, the dearth of contemporaneous
medical records, and the fact that many patients and witnesses are no longer alive, we could not
determine that particular incidents unfolded exactly as patients described them to us. But we
have no doubt based on the evidence available to us, including the first-hand accounts of his
patients, that Dr. Anderson engaged in a pervasive, decades-long, destructive pattern of sexual
misconduct.
Dr. Anderson’s misconduct occurred across his various roles at the University and
throughout his University career—with patients who sought treatment from him at UHS, with
student athletes who were sent to him for required pre-participation physical examinations
(“PPEs”), and with medical students he was responsible for teaching. The misconduct occurred
in his examination room at UHS, in training rooms at Athletic Department facilities, and in
treatment rooms of Michigan Medicine’s East Ann Arbor Health and Geriatrics Center (“EAA”).
Dr. Anderson abused men and women, students from different racial backgrounds,
undergraduate and graduate students, student athletes, and members of the lesbian, gay, bisexual,
transgender, and queer (“LGBTQ”) community.
The most common form of misconduct patients described to us involved Dr. Anderson
conducting sensitive examinations (i.e., hernia and/or genital, prostate and/or rectal, and breast
and/or pelvic examinations) that they perceived as unnecessary, performed inappropriately, or
both. For example, approximately one hundred patients described inappropriate prostate or
rectal examinations; nearly 150 patients detailed inappropriate hernia and/or genital
examinations; and a half-dozen patients told us about inappropriate breast and/or pelvic
examinations. Many of those patients recounted receiving multiple forms of inappropriate
examinations.
Dr. Anderson conducted digital rectal examinations and examined the genitals of
numerous students who saw him for unrelated conditions such as respiratory infections, sprained
ankles, injured elbows and knees, and sore shoulders. The medical experts we consulted confirm
what many patients suspected: Dr. Anderson’s conduct was not consistent with any recognized
standard of care and was, on the contrary, grossly improper. In addition, dozens of former
student athletes told us that they received rectal examinations from Dr. Anderson during PPEs.
The medical experts again confirm that, other than in limited circumstances, sensitive
examinations beyond hernia checks were not indicated for these types of physicals.
Even when conducting a particular sensitive examination may have been consistent with
the standard of care at the time, Dr. Anderson regularly performed those examinations in grossly
inappropriate ways. Many patients told us about Dr. Anderson subjecting them to prolonged or
forceful examinations of their genitalia and prostates, requiring them to fully disrobe during
examinations, and, according to some, performing sensitive examinations without gloves.
Nearly a dozen patients described instances in which Dr. Anderson—under the guise of
demonstrating how to perform sensitive examinations—invited patients and medical students to
4
perform those examinations on his own body. Although some patients resisted, others complied
because of Dr. Anderson’s professional status or the need to obtain medical services.
A smaller number of patients recounted experiences in which Dr. Anderson engaged in
overtly sexual conduct while conducting a sensitive examination. Though fewer patients
reported such experiences to us, their experiences were generally consistent with one another.
For example, approximately two dozen patients described Dr. Anderson using his hands to
stimulate their penises, sometimes to erection and ejaculation. In some instances, Dr. Anderson
paired the stimulation of patients’ genitalia with forceful digital rectal examinations. Other
patients described Dr. Anderson inviting them to manually stimulate his genitalia to erection and
ejaculation. Several patients told us that Dr. Anderson proposed, implicitly or explicitly,
engaging in quid pro quo arrangements involving sexual contact, including suggesting that a
patient perform oral sex on him in exchange for expensive medication.
These patient experiences illustrate the broad range of Dr. Anderson’s misconduct. Some
patients were subjected to misconduct across multiple visits; others had a single searing
experience. Most patients who spoke to us described misconduct that occurred while Dr.
Anderson was at UHS in the 1960s and 1970s, but we also heard from patients who saw him in
later years, including into the early 2000s, just before he retired.
Many of Dr. Anderson’s patients thought that something “strange,” “odd,” or “unusual”
had occurred in the examination room, but they did not complain because they were unsure if
what they had experienced was normal for adult medicine or elite university athletic programs.
Patients generally gave Dr. Anderson the benefit of the doubt, trusting and deferring to his
medical expertise. Some were too ashamed or embarrassed to share the details of their
examinations with friends, authority figures, or family members. Others thought they would not
be believed.
A significant number of affected patients were members of susceptible populations.
Some had limited experience with doctors or had never before received an adult physical
examination. A number of LGBTQ patients felt they had little choice but to abide Dr.
Anderson’s abuse, as reporting him meant outing themselves at a time when LGBTQ individuals
were stigmatized. Some student athletes feared they would lose playing time or their
scholarships if they complained to their coaches. Some patients needed Dr. Anderson’s help to
get a medical exemption from the Vietnam War-era draft.
How the University Responded
The University received contemporaneous information about Dr. Anderson’s misconduct
from multiple sources. A senior University administrator was told about Dr. Anderson’s
misconduct several times between 1978 or 1979 and 1981 but did not take appropriate action.
Concerning information was also shared with other University personnel. Although the
information these individuals received varied in directness and specificity, Dr. Anderson’s
misconduct may have been detected earlier and brought to an end if they had considered,
understood, investigated, or elevated what they heard.
5
Almost immediately after Dr. Anderson arrived at the University, rumors about him
performing inappropriate and unnecessary examinations of a sensitive nature started circulating
on campus. Roughly half the patients who reported negative experiences with Dr. Anderson to
us were aware of rumors or jokes about him either before or after their own incidents. Rumors
and jokes about Dr. Anderson were widespread among student athletes, with whom Dr.
Anderson had a reputation for performing genital or rectal examinations no matter the reason for
the visit. The names by which student athletes referred to Dr. Anderson included “Handy
Andy,” “Goldfinger,” “Dr. Handerson,” and “Dr. Drop Your Drawers Anderson,” among others.
In 1975, Mr. DeLuca complained in writing to his wrestling coach, Bill Johannesen, that
“[s]omething is wrong with Dr. Anderson. Regardless of what you were there for, he asks that
you ‘drop your drawers’ and cough.” There is no evidence that Mr. Johannesen looked into Mr.
DeLuca’s complaint about Dr. Anderson. And in that regard Mr. Johannesen was not alone. We
interviewed nearly fifty current and former Athletic Department administrators, coaches, and
trainers, and many more student athletes. We learned of multiple instances in which Athletic
Department personnel may have heard concerns, communicated to them by students with
varying degrees of directness and specificity, about Dr. Anderson’s conduct in the examining
room. We also learned of more than a dozen additional instances in which Athletic Department
personnel heard jokes or rumors about Dr. Anderson’s examinations, some of which highlighted
Dr. Anderson’s propensity for performing sensitive examinations for no apparent medically
appropriate reason. Yet no one in the Athletic Department appears to have recognized what they
heard as indicative of abuse or initiated any inquiries into Dr. Anderson’s conduct.
Much the same occurred at UHS. UHS personnel told us that they heard rumors and
jokes about Dr. Anderson’s conduct. Patients mentioned or alluded to Dr. Anderson’s
inappropriate behavior to other UHS doctors or staff. Again, it appears no action was taken in
response.
In addition to the swirl of rumors surrounding Dr. Anderson in the Athletic Department
and at UHS, a senior University administrator was explicitly informed of Dr. Anderson’s
misconduct on multiple occasions. In late 1978 or 1979, Jim Toy, the Gay Male Advocate in the
University’s Human Sexuality Office, told Thomas Easthope, who was then the Assistant Vice
President of Student Services with oversight responsibility for UHS, that Dr. Anderson was
“fooling around with boys” at UHS. Around the same time, two psychological counselors in the
University’s Counseling Services Office reported concerns about Dr. Anderson’s conduct with
patients to Mr. Easthope. In his interview with us, and in sworn deposition testimony, Mr.
Easthope acknowledged that he heard Mr. Toy’s allegations while Dr. Anderson was UHS
Director.
Mr. Easthope claimed to have confronted Dr. Anderson and fired him. But Mr. Easthope
did not do so. Contemporaneous documentation reflects that Dr. Anderson voluntarily resigned
as UHS Director effective January 1980, but he continued working at UHS as a senior physician
with the title of Director of Athletic Medicine. Despite having heard about Dr. Anderson’s
misconduct, Mr. Easthope himself signed documentation related to Dr. Anderson’s continued
employment at UHS in January 1980 and approved a salary increase for him in or around August
1980.
6
In late 1980 and early 1981, Mr. Easthope again received information concerning Dr.
Anderson’s misconduct with patients. Keith Moree, 7 an undergraduate student who volunteered
in the Human Sexuality Office, complained to Mr. Toy and subsequently to Mr. Easthope about
an inappropriate examination Dr. Anderson had given Mr. Moree at UHS in May 1980.
According to Mr. Moree, Mr. Easthope promised to remove Dr. Anderson from all patient-facing
responsibilities. Mr. Easthope told us that he had no memory of Mr. Moree or his complaint, but
Mr. Moree’s description of these events is corroborated by contemporaneous evidence.
Despite the credible reports of misconduct that Mr. Easthope received, the University
never terminated Dr. Anderson’s employment or moved him to a role in which he would no
longer see patients. Instead, in July 1981 Dr. Anderson transferred to the Athletic Department,
for which Mr. Easthope had no oversight responsibility. Dr. Anderson continued to work at the
University, including in the Athletic Department and in various capacities at Michigan Medicine,
until his retirement in 2003. He continued to provide medical services to student athletes and
other patients—and to engage in sexual misconduct with large numbers of them—for the rest of
his career.
Our Recommendations
Based on the facts uncovered in our investigation, we have identified concrete measures,
including the enhancement of existing policies, procedures, and practices, that the University
should take to help prevent, identify, investigate, and respond to the kind of misconduct in which
Dr. Anderson engaged. We recognize that the University has taken significant steps in recent
years to improve its response to sexual misconduct reports. Thus, we focus on additional actions
that the University can take. Specifically, we recommend that the University:
● Enhance its training programs to promote a culture of awareness and reporting;
● Enhance resources, training, and policies relating to sensitive examinations;
● Assess how individual departments respond to sexual misconduct issues to
increase their accountability;
● Enhance certain diligence procedures to ensure that concerning information about
physicians is adequately investigated;
● Improve communication and coordination between and among OIE, DPSS, and
the Prosecutor’s Office; and
● Ensure that OIE has sufficient resources to carry out its important responsibilities.
7
We spoke with Mr. Moree in the presence of his counsel on two occasions. Mr. Moree gave us permission to use
his name in this Report.
7
I. The Independent Investigation
A. Our Engagement
The University of Michigan publicly announced an independent investigation of
allegations of sexual misconduct involving Dr. Anderson on February 19, 2020. 8 The Steptoe
law firm was hired to conduct the investigation, but the University soon decided to engage a
different firm, citing Steptoe’s previous representation of “prominent clients who were accused
of sexual misconduct.” 9 On March 21, 2020, the University’s Board of Regents retained
WilmerHale to take over the investigation. 10
Our investigation was independent from the University. WilmerHale retained sole
discretion to employ the investigative resources, techniques, and processes that we deemed
appropriate to conduct a thorough investigation and to prepare this Report. The University did
not attempt to direct, manage, influence, interfere with, or inhibit our investigation in any
manner. On the contrary, the University cooperated fully with the investigation and facilitated
our access to all relevant documents and witnesses within its control. At our request, the
University also provided significant assistance in support of our efforts to identify and contact
former students and current and former University personnel.
WilmerHale’s engagement did not include any undertaking to represent the University or
its interests in any other matter. WilmerHale does not and will not advise the University on the
defense of any actions brought by plaintiffs alleging that they were harmed by Dr. Anderson.
Our work was wholly separate from the civil litigation relating to Dr. Anderson that has been
brought against the University in federal court by or on behalf of some of Dr. Anderson’s former
patients. 11
The findings, analysis, and recommendations set out in this Report are ours alone. No
draft or copy of the Report was provided to or reviewed by anyone on the Board of Regents or at
the University of Michigan prior to its public release.
8
Patients of Late U-M Campus Physician Asked to Call Hotline, UNIVERSITY RECORD (Feb. 19, 2020),
https://record.umich.edu/articles/patients-of-late-u-m-campus-physician-asked-to-call-hotline/.
9
Statement from the University of Michigan Board of Regents and President Mark Schlissel, OFFICE OF THE
PRESIDENT (Mar. 7, 2020), https://president.umich.edu/news-communications/ statements/statement-from-the-
university-of-michigan-board-of-regents-and-president-mark-schlissel/.
10
See Engagement Letter from Wilmer Cutler Pickering Hale and Dorr LLP to Board of Regents of the University
of Michigan (Mar. 21, 2020), https://publicaffairs.vpcomm.umich.edu/wp-
content/uploads/sites/19/2020/03/ENGAGEMENT-LETTER.pdf. We thank Steptoe for its assistance in
transitioning the investigation to WilmerHale.
11
See, e.g., Doe MC-1 v. University of Michigan, No. 2:20-cv-10568 (E.D. Mich.) (filed Mar. 4, 2020).
8
B. Scope of Review and Methodology
The Board of Regents charged us with conducting an independent investigation of
allegations that Dr. Anderson engaged in sexual misconduct during his employment at the
University. To that end, we undertook: (1) to make a full and fair accounting of Dr. Anderson’s
conduct; (2) to determine whether the University knew or should have known of any misconduct
by Dr. Anderson, whether appropriate actions were taken, and, if not, why not; and (3) to
recommend forward-looking measures to prevent, detect, and address misconduct such as that
perpetrated by Dr. Anderson.
WilmerHale identified three categories of individuals and organizations most likely to
have relevant information: Dr. Anderson’s former patients; current and former University
employees who may have supervised, worked with, or otherwise interacted with Dr. Anderson or
who may have knowledge about relevant University policies, procedures, or processes; and
entities within the University and in Ann Arbor with which Dr. Anderson may have had contact.
We also identified several repositories of potentially relevant documents, including the extensive
University archives housed at the Bentley Library, the personal records of a former University
employee, and the email accounts of University employees involved, directly or indirectly, in
handling the allegations against Dr. Anderson during the 2018-2020 period.
We briefly discuss below our methodology for interacting with and collecting
information from these individuals and entities.
1. Patient Outreach
Efforts to make contact with Dr. Anderson’s patients commenced prior to WilmerHale’s
engagement. On February 19, 2020, the University issued a statement inviting former patients of
Dr. Anderson who believed they were “subjected to sexual misconduct during a medical exam”
to contact the University’s compliance hotline. 12 The University’s announcement garnered
significant press coverage, and the University received more than one hundred reports over the
next two weeks.
Patients wishing to share information had multiple ways to do so. In addition to the
compliance hotline, the University set up a dedicated call center to receive information from Dr.
Anderson’s former patients. We provided a script for the call center to solicit information about
why patients called in and, when callers were willing to provide it, contact information for
follow-up by our team. Dozens of patients also contacted individuals at the University
directly—including the Office of the President, the Athletic Department, and OIE—to make
reports (which were then referred to us). Steptoe, and then WilmerHale, also established
telephone hotlines and dedicated email inboxes to field communications from patients.
At WilmerHale’s request, the University undertook two large-scale outreach efforts. In
April 2020, the University sent emails and letters from Warde Manuel, the University’s Athletic
Director, to roughly 6,800 student athletes who attended the University between the mid-1960s
and early 2000s to encourage any who had been patients of Dr. Anderson or who may have
12
Patients of Late U-M Campus Physician Asked to Call Hotline, supra note 8.
9
information to share about him to contact WilmerHale. 13 In June 2020, the University sent
emails and letters from President Mark Schlissel to roughly 300,000 students who attended the
University from the mid-1960s to the early 2000s, also to encourage any who had been patients
of Dr. Anderson or who may have information to share about him to contact WilmerHale. 14
WilmerHale also made targeted efforts to contact certain patients. We reached out to
patients who had previously shared information with DPSS to ask if they would be willing to
speak with us. We contacted legal counsel for Dr. Anderson’s former patients at more than
twenty different law firms to ask if their clients would consider being interviewed by our team,
and we invited the former patients’ counsel to attend our interviews of their clients. Although
most of the law firms declined to make their clients available for interviews, several agreed to do
so, and we interviewed roughly two dozen individuals in the presence of their counsel.
In total, nearly 600 patients made reports about their experiences with Dr. Anderson. 15
We responded to patients who contacted us as promptly as possible, almost always within
twenty-four to forty-eight hours after they provided their contact information, to determine if
they wished to be interviewed by our team. Ultimately, more than 300 patients agreed to be
interviewed. 16 We are grateful to all who provided information about Dr. Anderson.
2. University of Michigan Personnel Outreach
WilmerHale made extensive efforts to identify and contact current and former University
employees who might have relevant information; we ultimately spoke with approximately 200
such individuals. 17 We organized our outreach to current and former employees around the
following categories:
● University employees who may have first-hand knowledge or awareness of Dr.
Anderson’s alleged misconduct. Without exception, if at any point during our
investigation we received information that a current or former University
employee may have knowledge of Dr. Anderson’s misconduct, we attempted to
interview that person.
● University employees with supervisory authority over Dr. Anderson. Among
others, we interviewed a former President of the University, two former Vice
Presidents of Student Services, a former Associate Vice President of Student
Services, a former UHS Director, seven current or former senior administrators in
13
See U-M Contacting Former Student-Athletes in Anderson Case, UNIVERSITY RECORD (Apr. 7, 2020),
https://record.umich.edu/articles/u-m-contacting-former-student-athletes-in-anderson-case/.
14
See U-M Reaching Out to Former Students in Anderson Case, UNIVERSITY RECORD (June 16, 2020),
https://record.umich.edu/articles/u-m-reaching-out-to-former-students-in-anderson-case/.
15
We have omitted or generalized certain details regarding the experiences patients conveyed to us to shield the
identity of individual patients.
16
The total includes interviews that DPSS and Steptoe conducted with patients prior to our engagement.
17
This includes current and former employees who were patients of Dr. Anderson.
10
Michigan Medicine’s Department of Internal Medicine, one former Medical
Director at EAA, and one former Athletic Director.
● University personnel who worked with Dr. Anderson and/or interacted with his
patients or student athletes. We interviewed numerous individuals in this
category, including medical staff (such as physicians, nurses, and nurse
practitioners), a receptionist, secretaries, clinic clerks, patient representatives,
medical students and residents, team physicians, athletic trainers, head and
assistant coaches of various athletic teams, and administrators.
● Individuals who supervised complaint processes or had knowledge of potential
channels for complaints. We spoke with current and former employees in a
variety of positions and offices, including the Office of Patient Relations and
Clinical Risk at Michigan Medicine, the Office of Clinical Affairs at Michigan
Medicine, the relevant clinical departments (Internal Medicine, Urology, and
Surgery) at Michigan Medicine, University Risk Management, Michigan
Medicine Compliance, the Office of Faculty Affairs and Faculty Development,
and UHS Patient Relations Coordinators. We also spoke with employees in the
State of Michigan’s Department of Licensing and Regulatory Affairs (“LARA”),
the entity charged with licensing physicians and processing public complaints
about physicians.
● Individuals who were involved in the University’s 2018-2020 investigation of Dr.
Anderson. We interviewed several current and former University administrators,
attorneys, and investigators in connection with the University’s investigation of
Dr. Anderson after Mr. DeLuca’s letter was received in 2018. This group
included four current and former OIE employees, four members of DPSS, four
members of the OGC, the current Athletic Director, the Executive Director of
UHS and Associate Vice President for Health and Wellness in Student Life, one
current faculty member, and the Assistant Director of Risk Management. We also
interviewed two former members of the Prosecutor’s Office.
● University personnel with knowledge of the University’s policies, practices, and
procedures. We interviewed current and former employees with knowledge of the
University’s policies, practices, and procedures related to addressing sexual
misconduct, including employees of the Affirmative Action Office, the Office of
the Ombuds, the Counseling Services Office, the Sexual Harassment Policy
Office, the Sexual Assault Prevention and Awareness Center, OGC, OIE, the
Athletic Department, Michigan Medicine, and UHS.
● University personnel with knowledge of potentially relevant records. We
interviewed and received information and documents from current and former
University employees with knowledge of the existence and location of potentially
relevant documents.
11
3. Non-University Community Outreach
Dr. Anderson served in various capacities, both paid and unpaid, for entities not affiliated
with the University of Michigan, including hospitals and private practices in the Ann Arbor area,
local schools and colleges, local businesses, and federal entities. Because our investigation
focused on Dr. Anderson’s conduct at the University, we did not try to contact patients who saw
him at unaffiliated entities. However, we did contact a number of entities to determine whether
they had records or information relevant to Dr. Anderson or had ever notified the University of
any possible misconduct by Dr. Anderson. 18 Of the entities that responded to our outreach, only
one, Hurley Medical Center, had records related to Dr. Anderson, which we obtained and
reviewed.
We also submitted Freedom of Information Act requests to five federal agencies—the
Federal Aviation Administration (“FAA”), the U.S. Military Entrance Processing Command, the
U.S. Army Recruiting Command, the Selective Service, and the National Archives and Records
Administration—for records relating to Dr. Anderson. Additionally, we submitted a state
Freedom of Information Act request to LARA for records relating to Dr. Anderson. Only the
FAA had relevant records, which we obtained and reviewed.
4. Documentary Evidence
We collected over two million documents from University repositories, employees’ email
accounts, and other sources, and reviewed tens of thousands of documents that might contain
relevant information or that included particular terms. The documents we reviewed included:
● The University’s personnel records for Dr. Anderson;
● A collection of historical documents stored at UHS from the time that Dr.
Anderson worked there;
● Certain Medical School course catalogs, medical student rotation schedules, and
student and resident evaluations of Dr. Anderson;
● Investigation reports and related materials from DPSS;
● University President’s Reports;
● University and department-level policies and procedures;
● Documents from the Bentley Library, including selections from the Don Canham,
Henry Johnson, James W. Toy, Athletic Department, Medical School, and UHS
archival collections; 19
18
Our team contacted the following entities: Hurley Medical Center, St. Joseph Mercy Ann Arbor Hospital,
McLaren Flint Hospital, Ann Arbor Public Schools (including, specifically, Pioneer High School and Huron High
School), Flint Community Schools, Ypsilanti High School, Washtenaw Community College, Eastern Michigan
University, and Allied, Inc.
19
With the assistance of the Bentley Library’s team of archivists, we identified collections of documents we
considered reasonably likely to contain potentially relevant information. We did not identify any collections under
Dr. Anderson’s name. Selected materials were then digitized to facilitate our review. We thank the archivists for
their assistance.
12
● More than 125 boxes of Mr. Toy’s personal records;
● Emails from nearly three dozen employees involved in the University’s response
to the allegations regarding Dr. Anderson that surfaced beginning in 2018;
● FAA records pertaining to Dr. Anderson and FAA Aviation Medical Examiner
guides;
● Medical publications written by Dr. Anderson; and
● Civil litigation records.
C. Limitations
This Report sets out findings and conclusions supported by the evidence we collected
during our investigation. It does not detail all of the information we collected as part of our
investigation; rather, it contains information at what we consider an appropriate level of detail to
describe the relevant facts, support our findings and conclusions, and explain the rationale for
our recommendations.
Our information collection was limited in several ways:
First, to respect the privacy of Dr. Anderson’s former patients, we spoke (with limited
exceptions) only to patients who affirmatively made contact through the channels described
above. Although nearly 600 patients spanning all four decades of Dr. Anderson’s career at the
University provided information, we know that many of his former patients did not contact us.
In addition, for a variety of reasons, we were not able to interview every patient who did contact
us. For example, a number of patients retained legal counsel after first making contact with us,
and their counsel declined our interview requests. Other patients reported their experiences to us
anonymously and did not provide contact information for follow-up. In the summer of 2020, we
stopped communicating with Dr. Anderson’s former patients for approximately six weeks
pursuant to a court order. 20 When the order was lifted in August 2020, 21 several patients with
whom we had previously scheduled interviews were no longer willing to speak with us.
Second, for the vast majority of the patients with whom we spoke, medical records were
not available to verify information they provided, having been destroyed long ago pursuant to
applicable record retention policies and procedures. 22 Accordingly, to the extent this Report
includes information from patient interviews, we offer that information as it was presented to us,
generally without independent verification. Our findings and conclusions are based on our
20
Order Following June 23, 2020 Status Conf., Doe MC-1 v. University of Michigan, No. 2:20-cv-10568 (E.D.
Mich. June 24, 2020).
Order Regarding WilmerHale Investigation, Doe MC-1 v. University of Michigan, No. 2:20-cv-10568 (E.D. Mich.
21
Aug. 6, 2020).
22
We attempted to locate patient medical records at UHS, the Athletic Department, and Michigan Medicine. UHS
generally destroyed paper health records ten years after the date of a patient’s last visit at UHS or death. The
Athletic Department also generally followed a ten-year retention policy. Records are generally available for patients
who saw Dr. Anderson at a Michigan Medicine facility after 1995. We reviewed a small sample of such medical
records. While the records generally corroborated that patients saw Dr. Anderson, they did not provide material
information with respect to any potential misconduct by Dr. Anderson.
13
analysis of the totality of the information we received, and we have not attempted to determine
whether any particular patient experience occurred exactly as it was described. 23
Third, we could not speak with every former University employee who may have had
relevant information. Some did not respond to our efforts to contact them, while others,
including former Vice President of Student Services Robert Knauss, former Head Athletic
Trainer Russell Miller, and former Athletic Director Tom Goss, declined to be interviewed by
us. 24 In addition, although we researched publicly accessible resources and retained a private
investigations firm to assist us, we were unable to locate a small number of individuals.
Fourth, our investigation involved events that transpired many—in some cases more than
fifty—years ago. A significant number of potentially material witnesses, as well as Dr.
Anderson himself, are deceased. 25 And some of the witnesses we interviewed provided vague,
incomplete, or contradictory recollections of events, noting that it was difficult to recall details
from so long ago. In addition to patient medical records, many other potentially relevant
documents and records were discarded or destroyed in the ordinary course long ago.
Finally, our investigation began and ended during the COVID-19 pandemic. As a result,
we conducted all of our interviews by telephone or videoconference. 26 We were unable to gain
physical access to University facilities, including the Bentley Library, and relied on University
personnel to assist us in identifying and collecting potentially relevant documents.
Despite these limitations, we are confident that we were able to gather, review, and assess
evidence sufficient to support the factual findings and conclusions set forth in this Report.
D. Investigation Team
The investigative team was led by WilmerHale partners Bruce Berman and Brenda Lee.
Mr. Berman leads WilmerHale’s Higher Education practice and also serves as general counsel
for the law firm. Ms. Lee is Vice Chair of WilmerHale’s Anti-Discrimination practice. They
were assisted by several other WilmerHale attorneys, including counsels Kaitlyn Ferguson and
Ariel Warner. 27 The team has significant experience investigating sensitive matters, including
23
We have not included information provided by patients that we have reason to believe, based on other evidence
we have reviewed, to be inaccurate. For instance, a report might refer to an incident at a time and location that made
it not possible (or highly improbable) in view of other objective evidence about where Dr. Anderson worked at that
particular time.
24
Former University employees and individuals who are not affiliated with the University were under no obligation
to speak to us. But the vast majority of people we contacted agreed to be interviewed, and we are grateful to them
for doing so.
25
We attempted to speak with Dr. Anderson’s children but were unable to make contact.
26
Prior to WilmerHale’s engagement, Steptoe conducted certain interviews in person.
27
WilmerHale partner Aaron Zebley, a former federal prosecutor who served as Deputy Special Counsel for the
investigation of Russian interference in the 2016 U.S. presidential election, provided valuable oversight. Mr. Zebley
co-led WilmerHale’s Philbert investigation.
14
allegations of sexual misconduct. Every member of the team who led a patient interview
received training in trauma-informed interviewing.
WilmerHale retained three physicians and two social scientists as consultants. The three
physicians are Dr. Margot Putukian, Dr. E. Lee Rice, and Dr. William Roberts (collectively, “the
medical experts”): 28
● Dr. Putukian has nearly thirty years experience as a collegiate team physician and
associate clinical professor of internal medicine. She received her medical degree
from Boston University School of Medicine in 1989 and is board certified in
Internal Medicine and Sports Medicine. Dr. Putukian currently serves as the
Chief Medical Officer for Major League Soccer. She recently retired after
serving as the Director of Athletic Medicine and Head Team Physician at
Princeton University for seventeen years. She was also Assistant Director of
Medical Services at Princeton’s Health Services and an Associate Clinical
Professor at Rutgers-Robert Wood Johnson Medical School. Dr. Putukian
previously held the roles of Team Physician and Director of Primary Care Sports
Medicine at Pennsylvania State University for more than a decade; she was also
an Assistant Professor in the Department of Orthopedics and Internal Medicine
for six years. Dr. Putukian has served as a team physician for U.S. Soccer since
1994 and currently serves as the lead team physician for the Under-20 Women’s
Team. She is a past president, past foundation president, and member of the
American Medical Society for Sports Medicine, chair of the Clinical Sports
Medicine Leadership Committee for the American College of Sports Medicine,
and member of the American College of Physicians.
● Dr. Rice has over forty years experience as a family and sports medicine
physician. He received his osteopathic medicine degree from Kirksville College
of Osteopathic Medicine (now A.T. Still University) in 1973 and completed a
family medicine residency in the U.S. Navy Medical Corps. Dr. Rice is board
certified in Family Medicine and Sports Medicine. He established the San Diego
Sports Medicine and Family Health Center in 1979 and served as the Medical
Director until 2002. He has since served as the Medical Director for the
Lifewellness Institute, where he provides primary care. Dr. Rice served as a team
physician for San Diego State University for sixteen years. He has also served as
a team physician for professional and Olympic teams. Dr. Rice has held a variety
of clinical teaching roles and academic appointments, including at the University
of California San Diego School of Medicine and San Diego State University. He
is a founder and past president of the American Osteopathic Academy of Sports
Medicine and the American Medical Society for Sports Medicine.
● Dr. Roberts received his medical degree from the University of Minnesota in
1978 and completed his residency in Family Medicine. He is board certified in
Family Medicine and Sports Medicine. Dr. Roberts has nearly forty years
experience as a clinical instructor or professor of family medicine. He had a
private practice in family medicine for twenty-two years until he joined the
28
The medical experts’ curricula vitae are attached as Appendices B, C, and D to this Report.
15
faculty in the Department of Family Medicine and Community Health at the
University of Minnesota in 2003. He continues to maintain a practice at the
Department’s clinic, where he performs PPEs for high school students. Dr.
Roberts has served as a team physician for Team USA Minnesota for twenty
years. He has been involved in the publication of every version of the
Preparticipation Physical Evaluation (PPE) Monograph—a joint publication by
organizations including the American Academy of Family Physicians and the
American College of Sports Medicine that is an authoritative source on PPEs for
medical providers—since its first publication in 1992. He is a fellow, past
president, and past foundation president of the American College of Sports
Medicine and a charter member of the American Medical Society of Sports
Medicine.
The two social scientists are Dr. James M. DuBois and Dr. Deborah Goldfarb (together,
the “social science experts”): 29
● Dr. DuBois received his Ph.D. in philosophy from the International Academy of
Philosophy in Schaan, Liechtenstein, in 1992 and his D.Sc. in psychology from
the University of Vienna, in 1997. From 1997 to 2013, he served as an Assistant
Professor, Associate Professor, and Professor (Hubert Maeder Endowed Chair) of
Health Care Ethics at Saint Louis University. He is currently a Professor of
Medicine, Psychology and Brain Sciences and the Steven J. Bander Professor of
Medical Ethics and Professionalism at Washington University in St. Louis. He
has served on multiple scientific advisory and review panels, including at the
National Institutes of Health and the American Psychological Foundation, and has
published extensively in academic journals on issues of medical ethics. In 2019,
Dr. DuBois published an article in The American Journal of Bioethics analyzing
nearly 300 incidents of serious ethical violations by medical providers.
● Dr. Goldfarb earned her law degree from the University of Michigan Law School
in 2004 and her Ph.D. in developmental psychology from the University of
California, Davis in 2018. Since 2018, she has served as an Assistant Professor of
Legal Psychology at Florida International University. Dr. Goldfarb has
researched, presented, and published extensively on the intersection of memory
and sexual trauma.
As noted above, we also retained a private investigations firm to assist with the location
and identification of individuals and documents.
29
The social science experts’ curricula vitae are attached as Appendices E and F to this Report.
16
II. Background: Robert E. Anderson
A. Early Life and Career: 1928-1966
Robert Edward Anderson was born on February 20, 1928, in L’Anse, Michigan. After
attending L’Anse High School, he graduated from Michigan State University in 1949 and the
University of Michigan Medical School in 1953. From 1953 to 1957, Dr. Anderson was an
intern and then a resident in internal medicine at Hurley Medical Center in Flint, Michigan.
From 1957 to 1966, Dr. Anderson worked in a general medicine practice in Flint called
Anderson, Abbott, and Gulowicz. 30 During this time, he provided physical examinations and
served as a team physician at area high schools and colleges. He also became certified as an
FAA Aviation Medical Examiner. According to a resume he prepared and information he
submitted as part of his University personnel record, Dr. Anderson began serving as a medical
advisor for the Selective Service System in 1960 and as a consultant for the Armed Forces
Entrance and Examination Station in Detroit, Michigan as early as 1962; he continued in these
roles until as late as 1972. 31
30
The practice consisted of three general medicine physicians, including Dr. Anderson, who saw adults and children
thirteen years of age and older. Dr. Anderson also saw male patients for sexual dysfunction treatment at least one
day a week.
31
We located several resumes prepared by Dr. Anderson dated between 1975 and 2002. The resumes have
inconsistent dates for some of Dr. Anderson’s activities.
17
Dr. Anderson’s Career at the University of Michigan
18
B. Initial Years at the University of Michigan: 1966-1981
Dr. Anderson was employed by the University of Michigan from 1966 until his
retirement in 2003. From 1966 to 1981, his primary role at the University was with UHS. 32 He
joined UHS as an associate physician in September 1966, served as UHS Assistant Director from
July to September 1968, and became UHS Director on October 1, 1968. In or around 1967, as
part of his responsibilities at UHS, Dr. Anderson began serving as a team physician with the
University’s Athletic Department. 33 In 1968, Dr. Anderson also received an appointment as
Clinical Instructor I in Michigan Medicine’s Department of Internal Medicine, a part-time role
with limited teaching responsibilities. Dr. Anderson continued in these three roles—UHS
Director, Athletic Department team physician, and Michigan Medicine clinical instructor—until
January 1980, when he stepped down as UHS Director but remained at UHS as a senior
physician. Dr. Anderson transferred from UHS to the Athletic Department in July 1981.
1. UHS Generally
UHS has been located at 207 Fletcher Street on the University of Michigan’s Ann Arbor
campus since before Dr. Anderson’s start date. In the late 1960s, UHS employed at least twelve
physicians. It offered a general medical clinic, an emergency clinic, a small infirmary, and other
specialty clinics and medical services. 34 Each year, thousands of undergraduate and graduate
students, University employees (both faculty and staff), and their spouses and dependents
received medical care at UHS. UHS also maintained certain STI testing programs, which were
open to individuals with no University affiliation. 35
As UHS Director, Dr. Anderson had an office suite on the first floor of the Fletcher Street
building near a reception area where patients checked in for their appointments. 36 Dr.
Anderson’s office adjoined his personal examination room, which did not have a separate
entrance and was accessible only through his office. 37
32
Although we found no documentary evidence that Dr. Anderson worked at UHS before his start date of
September 1966, a few patients said that they thought they saw him there prior to that time.
33
As UHS Director, Dr. Anderson initially reported to the Vice President of Student Services. Beginning around
1972, Dr. Anderson began reporting to the Assistant Vice President of Student Services, who in turn reported to the
Vice President of Student Services.
34
The number of physicians employed by UHS grew over time; by about 1980, the general medical clinic alone had
a staff of sixteen full-time physicians.
35
See infra note 100.
36
Dr. Anderson’s secretary, and later an additional assistant, had a desk inside his suite, in front of Dr. Anderson’s
office. Dr. Anderson also kept hours at a UHS “satellite clinic” for Health Science students, which was located at
University Hospital.
37
Other UHS physicians’ offices had a similar layout at the time.
19
2. Patient Population
Dr. Anderson saw patients both by appointment and on a walk-in basis at UHS. His
patients included student athletes—including for issues unrelated to their athletic participation,
such as colds and other routine illnesses—as well as other members of the University
community. 38 UHS clinic clerks (and later, UHS registered nurses) assigned walk-in patients to
physicians through an informal triage system, which involved routing patients to providers based
on their specialties. One UHS receptionist told us that there was an unwritten protocol, enforced
by a UHS head nurse, pursuant to which certain male patients, including student athletes and
individuals seeking STI testing, were routed to Dr. Anderson. Other employees do not recall
such a protocol, but some said that Dr. Anderson mainly examined male student athletes and did
not see as many female patients.
In the late 1960s, Dr. Anderson recommended that a PPE program be instituted for all
student athletes (which included only males at the varsity level at that time). In November 1968,
Dr. Anderson asked Athletic Director Don Canham to inform “all coaches that preseason
physicals [we]re required,” and to implement a process whereby student athletes were issued “a
card to be turned into the[ir] coach certifying that health approval has been granted.” 39
Dr. Anderson performed PPEs at UHS. 40 He also saw student athletes, including for
PPEs, at Yost Field House and the Sports Services Building, which many former student athletes
and Athletic Department personnel refer to as “the football building.” Dr. Anderson generally
saw patients in a one-on-one setting at these venues. By at least 1979, Dr. Anderson’s team
physician role included staffing afternoon football practice sessions, home and away football
games, home hockey games, and Big Ten championship events.
Dr. Anderson saw patients unaffiliated with the University during his lunch break or after
hours at UHS, including for FAA physicals, life insurance examinations, and infertility
treatments. A former secretary and a former UHS clerk told us that Dr. Anderson paid them with
38
UHS and the Athletic Department engaged in a series of cost-sharing measures to facilitate the treatment of
student athletes. In a 1979 memorandum to Vice President of Student Services Henry Johnson, Dr. Anderson
explained that there were “two designated team physicians[,]” Dr. Anderson and Dr. Gerald O’Connor, an
orthopedic surgeon. The Athletic Department “pa[id] the Health Service a monthly stipend of $1,200.00 per month
for male athletes and $750.00 per month for female athletes. This stipend covers physical examinations, lab tests, x-
rays and pharmacy.” Dr. Anderson further explained that his salary was paid by UHS, and Dr. O’Connor’s salary
was paid by the Athletic Department and the University’s Medical Center, which later became known as UMHS.
39
We received conflicting information about whether student athletes were required to receive their PPEs through
the University during this period or could satisfy the requirement with a physical from a personal physician.
However, since at least the 1990s, the Athletic Department has required PPEs to be performed by University doctors
to enable the Athletic Department to maintain certain standards of care and keep more complete medical records for
student athletes.
40
We received conflicting information about whether Dr. Anderson performed all of the Athletic Department’s
PPEs or whether other physicians also performed some of these examinations. Most witnesses recalled that Dr.
Anderson performed at least the large majority of PPEs, but several former student athletes told us they recalled
lining up with their teams to see either Dr. Anderson or another physician.
20
his own funds for their help with scheduling and insurance billing for patients who were not
affiliated with the University.
3. Responsibilities as a Clinical Instructor and Lecturer
In 1968, Dr. Anderson received an appointment as Clinical Instructor I in Michigan
Medicine’s Department of Internal Medicine. This was a part-time position with limited
teaching responsibilities. 41 From 1971 to 1978, Dr. Anderson also had an appointment as a
lecturer in the Department of Medical Care Organization 42 in the University’s School of Public
Health. 43
In 1973, Dr. Anderson was appointed Clinical Instructor I in Michigan Medicine’s
Department of Surgery, Section of Urology. 44 This appointment primarily related to his work
supervising the Urology Section’s weekly male fertility clinic, where he provided clinical care
and supervised residents and medical students who rotated through the clinic. Dr. Anderson was
not a urologist, but he took an interest in andrology, an area of medicine focused on male
reproductive health. 45
4. Resignation as UHS Director
In January 1980, Dr. Anderson resigned as UHS Director, but he remained at UHS as a
senior physician. He continued to see patients at UHS, though several UHS employees said they
saw him there infrequently after he stepped down as Director. Dr. Anderson remained on the
UHS staff until July 1981, when he transferred to the Athletic Department and ceased to have
any formal affiliation with UHS.
C. Continued Service in the Athletic Department: 1981-1999
Dr. Anderson was a senior physician in the Athletic Department from July 1981 until
October 1984, and he continued working there as a physician from November 1984 until June
41
Dr. Anderson participated in teaching clinical medicine courses at least in the 1967-1968, 1970-1971, 1973-1974,
and 1974-1975 academic years.
42
An employment form dated June 1976 in Dr. Anderson’s personnel file does not reflect that he was recommended
to continue as a lecturer (although it does reflect such recommendations for Dr. Anderson’s UHS and Michigan
Medicine roles). His Medical Care Organization appointment nevertheless appears to have continued. Another
employment form from 1977 reflects that Dr. Anderson was recommended for the lecturer position, and he
continued in the position until 1978. We were unable to determine if the lack of recommendation in 1976 was an
administrative error. One individual who signed the 1976 form had no recollection of it, and we did not hear any
concerns about Dr. Anderson’s performance as a lecturer.
43
The Department of Medical Care Organization is now the Department of Health Management and Policy.
44
In 2001, the Urology Section became a standalone Department.
45
Andrology is not recognized by the American Board of Medical Specialties. Physicians can now complete an
andrology certification course through the American Society of Reproductive Medicine, which is accredited by the
Accreditation Council for Continuing Medical Education.
21
1999. 46 As the men’s and women’s athletic departments merged into a single unified department
in the 1990s and the student athlete population grew, the Athletic Department brought on
additional physicians to provide medical care to student athletes. 47 Dr. Anderson provided care
across sports, including football, track, and wrestling, among others.
Dr. Anderson saw student athletes in the Sports Services Building, and then in the new
football facility, Schembechler Hall, beginning in 1991. In addition to practice facilities, training
areas, and office space, Schembechler Hall had a medical suite, which included offices for
physicians (including Dr. Anderson) and several examination rooms. Dr. Anderson performed
PPEs and treated student athletes for minor injuries and illnesses. PPEs were typically set up by
athletic trainers and were usually conducted as individual appointments.
Dr. Anderson also maintained a private practice during this period. By 1979, he had
entered into a professional relationship with an obstetrics and gynecology practice, Ann Arbor
Reproductive Medicine, located on Clark Road in Ypsilanti, Michigan. As of at least 1982, Dr.
Anderson also maintained a solo practice in the same Clark Road building. 48 At his Clark Road
office Dr. Anderson focused on general internal medicine, sports physicals, FAA physical
examinations, and fertility and male reproductive health. He saw adults from the community as
well as University student athletes, who his office manager understood were referred by UHS or
the Athletic Department.
Dr. Anderson remained a clinical instructor at Michigan Medicine in both Internal
Medicine (from 1968 through 1984) and Urology (from 1973 through 1991). 49 In the early to
mid-1990s, he supervised several medical students who completed clinical rotations at the Clark
Road practice. 50
Dr. Anderson had a stroke in 1992 and emergency heart surgery in 1994. He resumed his
role as a team physician when he recovered and remained in that role until 1999. 51
46
After Dr. Anderson’s transfer from UHS, the Athletic Department was responsible for his salary. Although Dr.
Anderson’s personnel records reflect that his role with the Athletic Department ended in 1999, he may have been
replaced as team physician in 1998.
47
Dr. O’Connor was the orthopedic surgeon for the Athletic Department for much of Dr. Anderson’s tenure as team
physician. Dr. Anderson and Dr. O’Connor were initially the only team physicians; other physicians were added in
the 1980s and 1990s.
48
One person we interviewed recalled working as a clerk in Dr. Anderson’s private practice beginning around 1978.
However, the articles of incorporation indicate that Dr. Anderson incorporated his practice, “Robert E. Anderson,
M.D., P.C.,” effective September 1, 1982. The practice was initially located at 3075 Clark Road and relocated to
4990 Clark Road around 1987.
49
A resume prepared by Dr. Anderson states that he “periodically” taught “Sophomore Physical Diagnosis” from
1980 to 1996. We have located no student evaluations or other documentation related to this teaching activity.
50
Contemporaneous student evaluations of these experiences reflect no concerns about Dr. Anderson.
51
In 1993, Dr. Anderson requested a “phased retirement program” from the Athletic Department over the following
three years. From August to November 1994, the Department hired an interim team physician to fill in for Dr.
Anderson following his heart surgery.
22
D. Practice at Michigan Medicine: 1995-2003
1. Acquisition of the Clark Road Practice
The University acquired Dr. Anderson’s Clark Road practice in 1995 as part of an
initiative to expand Michigan Medicine’s primary care network. No one we interviewed
recalled, and none of the documents we reviewed reflect, why Dr. Anderson’s practice in
particular was acquired.
It is unclear what due diligence was conducted as part of the acquisition of Dr.
Anderson’s practice. 52 Physicians at acquired practices were subject to a diligence process to
receive credentials allowing them to see patients at Michigan Medicine, but we could not
determine whether the acquisition of Dr. Anderson’s practice depended on the outcome of this
process. 53 Dr. Anderson’s credentials were approved after the effective date of the acquisition.
2. Dr. Anderson’s Michigan Medicine Practice
When the University acquired Dr. Anderson’s practice, he received an appointment as
Clinical Instructor II in Michigan Medicine’s Department of Internal Medicine. He continued to
practice as a general internist, andrologist, and certified FAA Aviation Medical Examiner at his
Clark Road office until 1998, when his practice moved to EAA. He supervised both medical
students and residents, first at Clark Road, then at EAA. 54 He also had limited involvement in
teaching clinical courses to medical students. 55 In 2000, Dr. Anderson was promoted to Clinical
Assistant Professor of Internal Medicine; his responsibilities remained the same.
Dr. Anderson retired from EAA in 2003. We found no evidence that he interacted with
patients after his retirement.
52
We were not able to locate the acquisition contract(s) and found only limited records related to the acquisition
more generally. No one we interviewed recalled learning of any complaints against Dr. Anderson during the
acquisition process. An individual from the Internal Medicine Department who was involved in the acquisition
recalled that Dr. Anderson was a well-respected community practitioner at the time of the acquisition. The
acquisition team received three letters regarding Dr. Anderson, all of which recommended his practice.
53
See infra Section IV.C. for a discussion of the credentialing process.
54
Between the late 1990s and his retirement in 2003, Dr. Anderson supervised approximately forty-five medical
students. We identified and reviewed approximately thirty medical student evaluations. Dr. Anderson was
generally rated near the mean for Internal Medicine faculty. During that same period, Dr. Anderson also supervised
at least ten residents, but the nature and extent of his interactions with them is unclear; former colleagues do not
recall Dr. Anderson serving as an attending physician for EAA’s resident clinic. We reviewed all available
evaluations by residents; Dr. Anderson was rated below the mean for General Medicine and Internal Medicine
faculty. The evaluations do not include any comments or explanations of the ratings.
55
According to a resume he prepared, Dr. Anderson taught “Introduction to the Patient” for first-year medical
students from 1998 to 2002. We have located no student evaluations related to Dr. Anderson’s courses, nor do Dr.
Anderson’s colleagues at EAA or Internal Medicine administrators recall him having any teaching role at the
Medical School.
23
III. Dr. Anderson’s Misconduct
Dr. Anderson committed sexual misconduct on countless occasions during his nearly four
decades as a University employee. He engaged in practices that were improper in a clinical or
educational setting—and would have been improper in any other setting. This finding is based
on information received from almost 600 of Dr. Anderson’s former patients and interviews of
more than 300 of those patients, approximately ninety percent of whom were male. We
recognize that this group of patients represents only a fraction of the total patients treated by Dr.
Anderson in University settings between the late 1960s and early 2000s. In all likelihood, Dr.
Anderson abused many patients in addition to those who provided information to us.
With limited exceptions, we did not verify, and had no way to verify, the information
patients provided to us about their individual clinical interactions with Dr. Anderson. As noted
above in Section I.C., most contemporaneous medical records are no longer available. We also
note that public interest in this matter and the pendency of civil litigation in which some of the
people we interviewed are plaintiffs or class members could have influenced the accounts we
received.
Nevertheless, hundreds of patients, many with no other connection to one another,
described strikingly similar patterns of misconduct by Dr. Anderson. And as we explain below,
we uncovered evidence tending to corroborate some of what we were told. Thus, while we did
not verify the specifics of individual examinations, we have no doubt, based on the totality of the
evidence, that Dr. Anderson engaged in sexual misconduct with a large number of patients over
an extended period of time.
We also received information from roughly one hundred patients who felt they received
only appropriate and professional medical examinations and treatment from Dr. Anderson.
Many of these patients saw Dr. Anderson on multiple occasions without incident, and some used
Dr. Anderson for decades as their personal or family physician. However, patients reporting
positive interactions with Dr. Anderson were far outnumbered by those reporting experiences
that, at the time or in retrospect, they found deeply troubling. This was especially true of patients
on whom Dr. Anderson performed sensitive examinations—that is, hernia and/or genital and
rectal and/or prostate examinations of male patients, and breast and/or pelvic examinations of
female patients.
Based on all of the information we obtained and reviewed, and in conjunction with the
analysis and opinions of the medical experts we consulted, we conclude that: (1) Dr. Anderson
frequently performed sensitive examinations that were not medically indicated; (2) even when
such examinations may have been within the applicable standard of care, Dr. Anderson regularly
conducted them in a grossly inappropriate manner; and (3) Dr. Anderson repeatedly engaged in
conduct far outside the bounds of appropriate medical practice. 56
56
We organized the information we received from patients regarding Dr. Anderson’s misconduct into these three
categories. Many patients experienced misconduct that fits in multiple categories.
24
A. Dr. Anderson Conducted Medically Unnecessary Examinations
Dr. Anderson engaged in a pattern of performing sensitive examinations that were not
medically indicated, including during examinations for unrelated injuries and illnesses and
during PPEs student athletes were required to receive. Patients received hernia and/or genital,
rectal and/or prostate, and breast and/or pelvic examinations from Dr. Anderson while seeking
treatment for stomach ulcers, ankle sprains, injured elbows, respiratory infections, and other
ailments. And student athletes routinely received prostate and/or rectal examinations during
PPEs throughout Dr. Anderson’s tenure as a team physician. Examples of medically
unnecessary examinations performed by Dr. Anderson include the following: 57
● In 1968, an undergraduate student sought treatment at UHS for a sore throat and
laryngitis. During her examination, Dr. Anderson asked if she was pregnant and
then performed a pelvic examination. The patient reminded Dr. Anderson that
she was seeking treatment for a sore throat, but Dr. Anderson continued with the
pelvic examination, explaining that it was required to make sure she was not
pregnant.
● In 1970, a medical student sought treatment from Dr. Anderson at UHS for flu-
like symptoms. Dr. Anderson asked the patient to undress completely. During
the examination, Dr. Anderson “spent an inordinate amount of time” examining,
touching, and observing the patient’s testicles, a period the patient estimated at
five to ten minutes.
● In the fall of 1971, an undergraduate student sought treatment at UHS for an
upper respiratory issue, possibly related to allergies. During the examination, Dr.
Anderson performed hernia, genital, and prostate examinations. Dr. Anderson
“held [the patient’s] testicles in his hand” and asked if the patient had
“homosexual tendencies.” At the end of the visit, Dr. Anderson told the patient
that, if he returned to UHS, he should ask for Dr. Anderson because he examined
all of the male patients.
● A medical student sought treatment at UHS in the fall of 1975 for a sore throat.
Dr. Anderson performed a hernia check and a “forceful” digital rectal
examination during the appointment.
● A graduate student sought treatment at UHS for a sinus infection in the fall of
1975. Dr. Anderson performed a rectal examination on the patient, during which
he looked the patient “square in the eye” with a “grin on his face” and said, “That
feels good. I mean, normal.”
● A student athlete on the football team saw Dr. Anderson for annual PPEs in the
late 1970s and early 1980s. During each examination, Dr. Anderson applied
lubricant to his gloved finger and inserted his finger into the patient’s rectum,
causing the patient, on at least one occasion, to scream in pain.
57
The patient experiences detailed in this section offer a representative sample of the experiences that patients
described to us.
25
● In 1991, a student athlete on the football team sought treatment from Dr.
Anderson at Schembechler Hall for an injured knee. During the examination, Dr.
Anderson spent a “long period of time” examining the patient’s genitals.
● A student athlete on the wrestling team sought treatment from Dr. Anderson at
Schembechler Hall in 1998 because his shoulder was popping out of its socket.
After Dr. Anderson examined the patient’s shoulder, he stated something to the
effect of “since you’re here, I may as well check you for a hernia,” and then
performed a hernia check.
Each of the medical experts we consulted confirmed that sensitive examinations like the
ones described above are generally not indicated as part of an examination of college-age
patients for an illness or injury, or as part of a routine PPE, absent a history or symptoms
suggesting specific genitourinary or gastrointestinal risks, such as abdominal pain, blood in the
stool, or sores or lesions in the indicated area. It was never consistent with the standard of
care—in 1966, 2003, or today—to perform a genital or rectal examination on a patient seeking
treatment for a knee injury.
Some sensitive examinations were consistent with the standard of care for certain types
of routine examinations during the period Dr. Anderson was employed by the University. For
example, hernia and genital examinations were a standard component of PPEs, general
physicals, 58 and FAA examinations during Dr. Anderson’s employment. Setting aside the
question of how the examinations were performed, see Section III.B. below, the fact that Dr.
Anderson performed them does not necessarily indicate that the examinations were
inappropriate.
By contrast, rectal or prostate examinations were not part of standard PPEs or general
physicals for asymptomatic college-age males without relevant medical histories at any point
during Dr. Anderson’s University career. 59 Dozens of patients told us that Dr. Anderson
performed rectal or prostate examinations on them during their physical examinations. Virtually
none of those individuals described relevant symptoms or a medical history that might indicate
the need for a rectal or prostate examination at the time. 60 For a large group of patients with
whom we spoke—especially former student athletes—the rectal and/or prostate examinations
they received from Dr. Anderson were the primary experiences they wished to describe to us.
58
We use the term “general physical” to describe ordinary health screening examinations, such as annual well visits.
59
Rectal examinations were considered a standard component of an FAA physical examination until 1992.
60
To the extent that Dr. Anderson provided explanations for the sensitive examinations he performed, many of his
explanations were not consistent with the applicable standard of care. For example, numerous patients stated that
Dr. Anderson told them that he was performing a lengthy genital examination to identify varicoceles, a condition
involving the enlargement of veins in the scrotum that can reduce sperm production and cause infertility. However,
the medical experts concur that the possibility of finding varicoceles is not a sufficient reason, on its own, to conduct
a genital examination of a college-age male.
26
B. Dr. Anderson Repeatedly Performed Sensitive Examinations Inappropriately
Even when a sensitive examination may have been consistent with the applicable
standard of care, Dr. Anderson performed such examinations in a grossly inappropriate manner
numerous times. Dozens of patients told us, for example, that sensitive examinations lasted an
excessive length of time, including prolonged examinations of the penis, testicles, and/or
prostate. Dr. Anderson instructed some patients to fully disrobe during their examinations, and
although most patients recalled Dr. Anderson wearing gloves while performing genital and/or
rectal examinations, several patients told us that Dr. Anderson did not wear gloves when
performing those types of examinations.
On multiple occasions, Dr. Anderson invited his patients to look at or touch his own
genitalia during examinations. For instance, Dr. Anderson purported to “teach” several patients
how to perform sensitive self-examinations by dropping his pants and using his own body and
genitalia to model how to conduct the examinations. In multiple instances, Dr. Anderson
instructed patients to touch his body as part of these demonstrations, which included hernia and
prostate examinations. Several former medical students told us that Dr. Anderson demonstrated
how to perform sensitive examinations on patients by exposing himself and/or inviting students
to conduct the examination on Dr. Anderson’s own body during clinical experiences.
Examples of this type of misconduct include the following:
● A medical student sought treatment at UHS for chronic urethritis and prostatitis in
1969. Dr. Anderson examined the patient from behind, placing his left hand on
the patient’s penis and using a “masturbatory type of motion” for ten to fifteen
seconds.
● A patient saw Dr. Anderson numerous times at UHS during his undergraduate,
graduate, and doctoral studies in the 1960s and 1970s. On one occasion, Dr.
Anderson performed a hernia examination on the patient and then offered to show
the patient how to check for a hernia himself. Dr. Anderson did this by pulling
down his own pants and asking the patient to perform the hernia examination on
him. The patient “lifted up” Dr. Anderson’s penis and “felt around” Dr.
Anderson’s scrotum as requested. Dr. Anderson directed the examination, telling
the patient to “push harder” at one point.
● A University employee sought treatment from Dr. Anderson five or six times in or
around 1973. During some of the patient’s appointments, Dr. Anderson
undressed in front of the patient. During one appointment, Dr. Anderson asked
the patient to put his finger in Dr. Anderson’s rectum and feel his prostate,
explaining that he was teaching the patient where the prostate was located.
● A graduate student visited UHS for a physical examination in the mid-1970s.
During the appointment, the patient told Dr. Anderson that he was experiencing a
feeling of tightness in his foreskin and explained that he had been diagnosed with
a genital yeast infection the year before. Dr. Anderson disrobed from the waist
down, positioned himself on the examination table, and invited the patient to
examine his penis, purportedly to give the patient a basis for comparison with the
patient’s own genitalia.
27
● A student athlete saw Dr. Anderson regularly at UHS in the mid-1970s in
connection with his role as team physician. During one examination, Dr.
Anderson explained how hernias formed. Dr. Anderson pulled down his pants,
got on the examination table, and guided the patient’s hand onto his body, saying,
“Here is where the muscles are on me.”
● A graduate student visited UHS in 1979 for a pre-employment physical. At the
beginning of the examination, Dr. Anderson grabbed the waistband of the
patient’s shorts and pulled them down, stating, “We won’t be needing those
anymore.” Dr. Anderson then performed a lengthy testicular examination before
inserting a finger in the patient’s rectum while simultaneously squeezing the
patient’s penis. Dr. Anderson told the patient he was “milking” his prostate.
After a drop of seminal fluid was expelled from the patient’s penis, Dr. Anderson
collected the fluid and examined it under a microscope.
● In the 1990s, Dr. Anderson asked a medical student if the student had sufficient
experience performing testicular examinations. Dr. Anderson told the student that
he would demonstrate and performed an unusually long genital examination on
the student. Dr. Anderson also attempted to perform a prostate examination on
the student, and when the student refused, he directed the student to perform a
prostate examination on him. The student complied.
● In 2001, a patient saw Dr. Anderson for an FAA physical examination. Dr.
Anderson asked the patient to remove all of his clothing, pulled back the foreskin
of the patient’s uncircumcised penis, and closely inspected his genitals. The
patient subsequently received at least one FAA physical examination from
another physician, during which the patient remained fully clothed.
Multiple patients also described inappropriate commentary or questions from Dr.
Anderson during sensitive examinations. For example, several patients told us that Dr. Anderson
commented on the size of their penis. Another patient told us that Dr. Anderson commented on
the size of other patients’ penises, recalling that Dr. Anderson said some of the members of the
football team were “really hung.”
The practices illustrated by these incidents were clearly inappropriate. The medical
experts we consulted all agree that sensitive examinations performed during Dr. Anderson’s
career at the University:
● Should have been performed by a physician wearing gloves and required limited
contact with genitalia;
● In the case of hernia and rectal examinations, required only one finger;
● Should have lasted only a few seconds;
● Required patients to lower their pants only to the extent necessary to afford the
physician access to the pelvic region, and never required patients to disrobe fully;
● Could involve a physician teaching patients how to self-examine, with instruction
typically occurring while the physician conducted the examination at issue on the
patient;
28
● Could include questions about the patient’s sexual behavior or history to identify
the need for STI screening or education regarding safe sex practices, but not in a
judgmental or sexualized manner;
● Should never involve a physician disrobing, demonstrating an examination on
himself, or asking a patient to touch the physician’s genitals for any reason.
The medical experts also concur that it was not consistent with standards for medical
education during the relevant period for an instructor to require medical students to perform
sensitive examinations on the instructor.
C. Dr. Anderson Engaged in Conduct that Fell Far Outside the Bounds of
Appropriate Medical Practice
In addition to the scores of patients who received unnecessary or inappropriate sensitive
examinations from Dr. Anderson, a smaller group of patients described clinical experiences in
which Dr. Anderson engaged in overtly sexual conduct. These patients were fewer in number,
but their experiences were widely consistent with each other. The misconduct they detailed
suggests that, on numerous occasions over the course of his career at the University, Dr.
Anderson subjected patients to sexually abusive conduct that had no medical purpose,
contravened standard medical practice, and violated his medical and ethical duties.
For example, more than twenty male patients told us or DPSS that Dr. Anderson
manually stimulated their genitals and/or directed them to manually stimulate his genitals,
sometimes to the point of erection and sometimes to ejaculation. Other patients reported that Dr.
Anderson masturbated during their appointments. Two additional patients told us Dr. Anderson
proposed explicit quid pro quo arrangements involving conduct of a sexual nature in exchange
for expensive medication or a letter in support of a medical exemption from military service.
Several gay patients explained that they considered subjecting themselves to Dr. Anderson’s
inappropriate examinations as the cost for having their health concerns addressed. And one
patient described an instance of forcible rape in which Dr. Anderson put both hands around the
patient’s waist and inserted his penis into the patient’s anus.
Dr. Anderson’s patients reported the following to us or to DPSS: 61
● A patient saw Dr. Anderson on the University of Michigan campus (likely at
UHS) for a physical examination in 1965 or 1966. Dr. Anderson told the patient
to “strip down” and instructed him to do jumping jacks while naked. Dr.
Anderson then performed a prostate examination on the patient while
simultaneously grabbing the patient’s penis with his other hand. Dr. Anderson
61
In addition to descriptions of Dr. Anderson’s misconduct that patients provided directly to us or DPSS, we
identified two reports that Dr. Anderson’s patients made to LARA in 1988 and 1995. LARA no longer has records
relating to either complaint, and we could not establish contact with either complainant. One complainant told
DPSS in 2018 that he filed a report with LARA in 1995 that Dr. Anderson had “fondled his genitals” during a
physical examination at UHS sometime between 1973 and 1975, when the complainant was a student at the
University. We found no evidence that the University was aware of any complaints lodged with LARA.
29
“stroked” the patient’s penis until he ejaculated. The patient told DPSS that Dr.
Anderson observed the ejaculate and remarked, “Nice color.”
● A patient saw Dr. Anderson at UHS as an undergraduate in 1968 or 1969 for
treatment of a rash in his genital area. After examining the patient’s genitalia, Dr.
Anderson pulled down his own pants and underwear, exposing himself and stating
that he wanted to illustrate how a “penis and balls” should look. Dr. Anderson
then instructed the patient to touch Dr. Anderson’s genitals, and as the patient did
so, Dr. Anderson instructed him to “milk me.”
● An undergraduate student saw Dr. Anderson at UHS in the late 1960s seeking
support for a medical exemption from the Vietnam War-era draft. The patient’s
roommate told him that Dr. Anderson had a reputation for fondling students and
then providing them with a draft exemption letter, as long as the patients “ke[pt]
their mouths shut.” During the appointment, Dr. Anderson fondled the patient’s
scrotum during a purported hernia check. Then Dr. Anderson “lingered” for an
excessive amount of time while examining the patient’s rectum. When Dr.
Anderson examined the patient’s penis, he began “stroking” the patient as if to
masturbate him, causing the patient to obtain an erection. Following the
examination, Dr. Anderson wrote a letter detailing medical issues with the
patient’s feet and toenails, but the patient did not receive a medical exemption.
● An undergraduate student made an appointment with Dr. Anderson at UHS for a
physical examination in 1969 or 1970 in hopes that Dr. Anderson would help him
avoid the draft. Dr. Anderson diagnosed a heart murmur. When the patient asked
Dr. Anderson for a letter documenting the diagnosis, Dr. Anderson asked him to
make himself available for physical examinations with medical students present
so that they could hear the murmur. The patient agreed and received at least ten
physical examinations by Dr. Anderson at UHS. At one of those visits, Dr.
Anderson conducted a digital rectal examination and asked the patient if it “made
his penis tingle.” Dr. Anderson later wrote a note for the patient supporting a
medical exemption.
● A law student visited UHS in the early 1970s to seek care for sexual health
concerns. During one appointment the patient told Dr. Anderson that although he
was married to a woman, he thought he might be gay. Dr. Anderson advised the
patient to keep his sexuality secret and to have sexual encounters outside of
marriage. Dr. Anderson then brought the patient into the examination room and
locked the door. Purporting to show the patient how to check a potential sexual
partner for STIs, Dr. Anderson lay down on the table and pulled down his pants.
Dr. Anderson then directed the patient to stroke Dr. Anderson’s penis until he
ejaculated, after which he purported to show the patient how to examine ejaculate
for STIs.
● An undergraduate student sought treatment at UHS in 1971 for a suspected
urinary tract infection or STI. While drawing blood from the patient’s arm, Dr.
Anderson proceeded to “grind his crotch” into the patient’s hand. With the needle
still inserted in the patient’s arm, Dr. Anderson informed the patient that the
medicine he might need for treatment would be expensive, but that Dr. Anderson
30
could “handle” the cost if the patient agreed to give Dr. Anderson oral sex. The
patient performed oral sex on Dr. Anderson in exchange for the medication.
● An undergraduate student saw Dr. Anderson at UHS for treatment of an STI in
1971 or 1972. The patient sought out Dr. Anderson because “there was no other
doctor where a gay man could go with a gay problem.” One of the patient’s
friends, also an undergraduate, told the patient that, during his own appointment,
Dr. Anderson “pulled out a tube of KY jelly” and masturbated him. Another
friend, a non-student patient, said that “he knew Dr. Anderson would treat him,”
but “there was a cost, and the cost was sex.”
● An undergraduate student visited UHS in 1972 seeking treatment in connection
with serial yeast infections that he and his girlfriend were experiencing. The
patient was initially seen by a physician who, after hearing the patient’s concern,
said that “this is something Dr. Anderson handles” and left the examination room.
When Dr. Anderson entered the room, he asked the patient to disrobe and
examined the patient’s genitals. Dr. Anderson said he needed to see the patient
“in an aroused state” and manipulated the patient’s genitals until he had an
erection. The patient pulled away, at which point Dr. Anderson called him a
“dirty immoral hippie.”
● A patient visited UHS for a physical examination in 1973. During the
examination, Dr. Anderson inserted his finger in the patient’s rectum and
stimulated the patient’s penis with his other hand. The patient became erect but
did not ejaculate. Dr. Anderson remarked that “most people would have
ejaculated by now” and then told the patient that the patient needed to ejaculate
because he had “too much sperm.”
● A graduate student visited UHS in the mid-1970s for treatment of a “funny
sensation in his penis.” During his examination, Dr. Anderson remarked that the
patient’s penis was “pretty large.” Dr. Anderson then told the patient that he
needed to obtain a semen sample from the patient so that he could observe its
color to determine if the patient had an STI. Dr. Anderson pulled down his own
pants and began to masturbate. When Dr. Anderson ejaculated, he and the patient
observed the color of his semen. Dr. Anderson then manually stimulated the
patient’s penis until he ejaculated.
● A student visited UHS in 1978 or 1979 to seek treatment for a dermatological
issue on his penis. Dr. Anderson asked the patient to remove his pants, and Dr.
Anderson proceeded to manipulate the patient’s penis, noting that it was “going to
get hard.” The patient obtained an erection, and then Dr. Anderson placed the
patient’s arm between Dr. Anderson’s own legs where the patient could feel Dr.
Anderson’s genitalia. Dr. Anderson then stated, “We can meet in private if you
want more of this.” The patient refused, got dressed, and left the examination
room. 62
● In 1979, a medical student saw a flyer on a medical school bulletin board noting
that Dr. Anderson was seeking paid participants for a study on sperm motility.
62
This patient declined to speak with us but provided written answers to our questions.
31
After filling out medical history paperwork, the medical student was enrolled in
the study and went to UHS for a medical examination with Dr. Anderson. During
the visit, Dr. Anderson performed a genital examination and spent an “inordinate
amount of time” massaging the patient’s testicles. At the conclusion of the
examination, Dr. Anderson alluded to other ways the student could earn money
“more on a personal level,” which the student interpreted as a sexual solicitation.
The student declined the offer.
● A student athlete sought treatment from Dr. Anderson at UHS in the late 1970s or
early 1980s for a suspected STI. While examining the patient’s genitals, Dr.
Anderson began masturbating the patient until the patient ejaculated, stating that
he needed to “get some size” to the patient’s penis so that he could check for
“crabs crawling around.” After the patient ejaculated, Dr. Anderson let the
patient’s semen “stay in his hands” and asked the patient whether the examination
“fe[lt] good.”
The medical experts we consulted advise that it was never appropriate, medically
necessary, or consistent with professional standards for:
● A physician to manually stimulate a patient during a medical appointment,
including a physical examination or PPE, to the point of erection or ejaculation;
● A physician to make sexual contact with patients, including manual stimulation,
oral sex, or anal penetration;
● A physician to propose or enter into any quid pro quo arrangement with a patient,
such as soliciting sexual contact in exchange for medical care or a medical
diagnosis in support of a draft deferment or exemption.
To state the obvious, Dr. Anderson’s suggestion and initiation of sexual contact with
patients, as exemplified above, was grossly violative of the doctor-patient relationship. This
conduct had no medical justification whatsoever.
* * *
The patient experiences included in this Report are not an exhaustive accounting of Dr.
Anderson’s misconduct. Many patients who shared information with us may not see their
specific experiences reflected. That does not reflect a judgment on our part that those patients
were not credible or that their experiences were not significant. Rather, it is a necessary
consequence of the scope and duration of Dr. Anderson’s misconduct, such that it is impossible
to chronicle every improper incident. He performed sensitive examinations that were not
indicated, conducted lengthy, unnecessary, and inappropriate genital, rectal, and other sensitive
examinations, and committed grossly improper behavior with his patients that constituted sexual
assault by any definition.
Scores of former students told us that Dr. Anderson’s misconduct significantly disrupted
their academic, extracurricular, and social experiences. Some effects were immediate; others
played out over time. Some patients say they dropped out of the University or quit their sports
teams at least in part because of their experiences with Dr. Anderson. Others described
32
emotional and psychological effects that persisted throughout their years at the University and
beyond.
IV. Awareness of Dr. Anderson’s Misconduct
At least a small number of University personnel were aware from early days of concerns
about Dr. Anderson’s conduct with patients. In addition, there were other indications, including
widespread rumors about Dr. Anderson, that could have led to discovery of his misconduct had
they been understood and pursued.
First, in July 1975, Tad DeLuca, a member of the wrestling team, sent a letter to head
wrestling coach Bill Johannesen and assistant wrestling coach Cal Jenkins that, among other
things, included a complaint about Dr. Anderson. Neither Mr. Johannesen nor Mr. Jenkins
inquired about Dr. Anderson’s conduct or referred the matter for investigation by others.
Second, in or around 1979 to 1981, senior University administrator Thomas Easthope
received complaints regarding Dr. Anderson’s misconduct on at least three separate occasions.
Mr. Easthope, who had supervisory authority over UHS, was told directly and explicitly about
Dr. Anderson’s misconduct and failed to take proper action to address it.
Third, the University failed to investigate persistent and widespread rumors about Dr.
Anderson. We found that at least some personnel in UHS and the Athletic Department heard or
were aware of jokes, banter, and innuendo about Dr. Anderson’s conduct with patients, but they
did not recognize such comments as cause for concern.
Fourth, the University did not conduct due diligence with respect to a 1995 lawsuit
alleging that Dr. Anderson assaulted a patient during a pre-employment physical. Dr. Anderson
himself disclosed the lawsuit on an application for Michigan Medicine credentials in September
1996.
A. Tad DeLuca’s 1975 Letter
Mr. DeLuca entered the University of Michigan on a full athletic scholarship in 1972 and
was a member of the University’s wrestling team for the next three years. Between 1972 and
1975, Mr. DeLuca received at least five rectal examinations from Dr. Anderson while seeking
treatment for ailments such as a dislocated elbow and cold sores on his face.
In January 1975, a member of the football team told Mr. DeLuca that Dr. Anderson was a
“pervert” who was conducting unnecessary rectal and genital examinations for seemingly
unrelated illnesses. Mr. DeLuca was shocked and decided that he would never see Dr. Anderson
again. According to Mr. DeLuca, a chronic elbow injury—and his refusal to seek treatment for it
based at least in part on his aversion to Dr. Anderson’s examinations—hampered his ability to
wrestle, his attitude toward wrestling, and, as a consequence, his standing on the team.
On May 9, 1975, Mr. Johannesen wrote a letter to Mr. DeLuca criticizing what Mr.
Johannesen perceived as Mr. DeLuca’s lack of effort and warning that he would be removed
33
from the team if his attitude did not improve. 63 In July 1975, Mr. DeLuca responded by sending
a ten-page handwritten letter to Mr. Johannesen and Mr. Jenkins. 64 The letter covered a wide
range of issues, including the negative consequences of Mr. DeLuca’s wrestling injuries and his
broader dissatisfaction with the wrestling program. Mr. DeLuca said this about Dr. Anderson on
the second page:
According to Dr. “drop your drawers” Anderson, nothing is wrong
with me. At Christmas, it was found by the Stanton University
report that I had hepatitis, among other things. Proof available
upon request. Something is wrong with Dr. Anderson. Regardless
of what you were there for, he asks that you “drop your drawers”
and cough. 65
Mr. DeLuca went on to say that he “no longer want[ed] to be an athlete,” but he promised to
“return and give wrestling my whole-hearted effort, provided that I am treated as a man and my
welfare is not overlooked.”
Mr. Johannesen wrote back on July 24, 1975, notifying Mr. DeLuca that he was being
removed from the wrestling team. Mr. Johannesen made no reference to Mr. DeLuca’s
complaint about Dr. Anderson. The following day Athletic Director Don Canham made it
official. In a letter to Mr. DeLuca, Mr. Canham stated, “Based upon your letter to Coach Bill
Johannesen and your decision to ‘no longer want to be an athlete,’ your financial aid from the
University of Michigan will not be in effect for the 1975-76 school year.” Although Mr.
Canham referenced Mr. DeLuca’s letter, there is no way to know if Mr. Canham read it, or even
saw it. Mr. Canham is deceased. Mr. DeLuca, for his part, does not believe that his scholarship
was revoked based on his complaint about Dr. Anderson.
Mr. DeLuca appealed the revocation of his scholarship to the University’s Board in
Control of Intercollegiate Athletics (“Board in Control”). 66 In late September 1975, he appeared
with legal counsel before the Board in Control. Mr. DeLuca believes that the members of the
Board in Control had before them copies of his July 1975 letter to Mr. Johannesen, but no one
63
When WilmerHale interviewed Mr. Johannesen, he stated that he wrote the May 1975 letter in part because Mr.
DeLuca missed two wrestling practices without an adequate excuse. Mr. DeLuca denies missing any practices; he
told us that even if he could not wrestle due to an injury, he was still “in the room.”
64
Mr. Jenkins does not recall Mr. DeLuca’s letter.
65
Mr. DeLuca also noted that he sought care from Dr. Anderson in connection with his injured elbow, writing in
part: “Another problem that still plagues me is my elbow. It seems to come out. The other day it came out while I
was carrying some boards. A few months ago, Dr. Anderson assured me that it was OK. That same night it came
out in practice. I didn’t complain because no one really believed me. It came out at least 20 times in practice, while
drying my back with a towel, and even while sleeping. It was a real thrill to wake up at night after dreaming about
arm pain and finding your elbow out of socket.”
66
The Board in Control was formed in 1893 to establish a degree of faculty control over the Athletic Department
and to oversee the athletic policy and financial management of the University’s athletic program. In September
1975, the Board in Control was chaired by Mr. Canham and consisted of nine faculty members, four alumni, two
student representatives, and three ex-officio members.
34
asked him any questions about Dr. Anderson. 67 Shortly after the meeting, the Board in Control
reinstated Mr. DeLuca’s scholarship, but Mr. DeLuca elected not to rejoin the team.
Mr. Johannesen does not recall receiving complaints about Dr. Anderson from any
members of the wrestling team, including Mr. DeLuca. Mr. Johannesen also does not recall
receiving Mr. DeLuca’s July 1975 letter and maintains that Mr. DeLuca “never verbalized” to
him that “something [was] wrong with Dr. Anderson.” By the time Mr. Johannesen received Mr.
DeLuca’s letter, the coach had already given up on Mr. DeLuca as a wrestler. It did not occur to
Mr. Johannesen that Mr. DeLuca’s performance was affected by his experiences with Dr.
Anderson. Mr. Johannesen told us that if any student athlete had told him that a doctor was
doing “weird stuff,” he would have reported it immediately to Mr. Canham or to the President of
the University.
Mr. Johannesen does recall hearing some “scuttlebutt,” joking, and laughing among the
members of the wrestling team about Dr. Anderson, such as “you go to see Dr. Anderson for a
sore elbow and he tells you to take your pants down.” But Mr. Johannesen told us that no one
ever said, “Hey, Coach, there’s something weird about this doctor.”
It seems plausible that Mr. Johannesen missed Mr. DeLuca’s comment about Dr.
Anderson altogether—the handwritten letter was long and hard to read; Dr. Anderson was
mentioned only briefly; and Mr. Johannesen had already made up his mind that Mr. DeLuca was
not going to make a positive contribution to the team. It also seems likely that Mr. Johannesen
paid no mind to the locker room talk about Dr. Anderson. As a result, Mr. Johannesen never
asked any questions about Dr. Anderson or raised any concerns about him to anyone else. As
discussed in Section V below, Mr. DeLuca’s concerns about Dr. Anderson were not investigated
until more than forty years later, when Mr. DeLuca wrote another letter, to Athletic Director
Warde Manuel, in July 2018.
67
We tried to find and speak with each living person who served on the Board in Control in September 1975.
Former Vice President of Student Services Henry Johnson, who was an ex-officio member of the Board in Control
at this time, does not recall hearing any complaints about Dr. Anderson while he was a member of the Board, does
not recall Mr. DeLuca or any athlete contesting a lost scholarship before the Board, and does not recall Mr.
DeLuca’s letter. We also spoke with two former faculty members, one former student member, and one former
alumni member, none of whom has any recollection of Mr. DeLuca’s appeal of his scholarship revocation or his
July 1975 letter.
35
B. Reports to Thomas Easthope and Dr. Anderson’s Resignation from UHS
Thomas Easthope was named Assistant Vice President of Student Services in 1972; he
was promoted to Associate Vice President in July 1980. 68 In both roles he reported directly to
Vice President of Student Services Henry Johnson, who reported to the President of the
University. Mr. Easthope oversaw several divisions within Student Services, including UHS,
and handled employee personnel issues for Student Services. 69
Mr. Easthope received specific reports about Dr. Anderson’s misconduct at least three
separate times:
● In or around late 1978 or 1979, James “Jim” Toy, an employee in the University’s
Human Sexuality Office and the University’s Gay Male Advocate, informed Mr.
Easthope that Dr. Anderson was “fooling around with boys” at UHS. 70
● In the fall of 1979, Marvin Parnes and Jane Hassinger, counselors in the
University’s Counseling Services Office, 71 reported Dr. Anderson to Mr.
Easthope based on information they heard from a medical student and during
counseling sessions with students.
● In late 1980 and early 1981, Keith Moree, a student volunteer in the Human
Sexuality Office, complained to Mr. Easthope, with the assistance of Mr. Toy,
about Dr. Anderson’s misconduct during a May 1980 examination at UHS.
Mr. Easthope told us and testified that he fired Dr. Anderson after learning of his
misconduct. But Mr. Easthope’s recollection is contradicted by contemporaneous evidence that
shows that Dr. Anderson was never fired. Instead, he stepped down as UHS Director in January
1980; although his decision to do so may have been related to what Mr. Easthope had heard, the
documentary evidence reflects that Dr. Anderson’s resignation was voluntary. Nor could Mr.
Easthope have thought, at the time, that Dr. Anderson had been fired. Mr. Easthope signed the
employment form effectuating Dr. Anderson’s change in status from UHS Director to a UHS
senior physician; Mr. Easthope also signed an employment form approving a salary increase for
Dr. Anderson effective in September 1980.
Contemporaneous evidence also shows that, in late 1980 and early 1981, Mr. Easthope
again received information concerning Dr. Anderson’s misconduct, this time from Mr. Toy and
Mr. Moree. Mr. Easthope did not fire Dr. Anderson then either. Instead, in July 1981 Dr.
68
Mr. Easthope was deposed in the civil litigation in July and August 2020. We reviewed the transcript of his
deposition and then interviewed Mr. Easthope for approximately four hours in October 2020. Our efforts to
interview Mr. Easthope again early this year were unsuccessful. Mr. Easthope died in February 2021.
69
As early as April 1976, Mr. Easthope also served as the Unit Title IX Coordinator for Student Services.
70
As set out in Detective Ryan Cavanaugh’s November 15, 2018 affidavit in support of a search warrant during the
DPSS investigation, Mr. Easthope told DPSS that he heard this information in “late 1978 or 1979.” In his interview
with us almost two years later, Mr. Easthope acknowledged receiving this information from Mr. Toy but told us he
did not recall when, other than that it occurred while Dr. Anderson was UHS Director.
71
The Counseling Services Office later became known as “Counseling and Psychological Services” or “CAPS.”
36
Anderson transferred from UHS to the Athletic Department, where he was no longer within Mr.
Easthope’s purview.
1. Jim Toy’s Concerns Regarding Dr. Anderson
In 1971, Mr. Toy founded the Human Sexuality Office, within the University’s Student
Services, as a resource for gay and lesbian students. Mr. Toy served as the Gay Male Advocate 72
in the Human Sexuality Office from 1971 until 1994. Among other things, the Human Sexuality
Office provided counseling services and referred students to medical providers, including
through a “Gay Hotline” managed by Mr. Toy and volunteers. As early as December 1978, a
referral list used by the Human Sexuality Office identified Dr. Anderson, among other UHS
physicians, as someone patients could see for medical care.
Documentary evidence from 1980 shows that Mr. Toy had concerns about Dr.
Anderson’s conduct with patients. 73 Mr. Toy noted in February 1980 that Dr. Anderson was
“risky.” Handwritten notes on a July 1980 medical referral list found in Mr. Toy’s papers in the
Bentley Library described Dr. Anderson as “iffy” and noted that clients should be “warn[ed]”
about him. Another provider list created around the same time included a notation that the
Human Sexuality Office received “mixed feedback” about Dr. Anderson, and instructed
volunteers to “please say so when referring [patients] to him[.]”
A student who volunteered in the Human Sexuality Office around that time recalls
rumors circulating widely in the Ann Arbor gay community between 1978 and 1981 to the effect
that a football team physician who worked at UHS—a description that could only apply to Dr.
Anderson—engaged in “unnecessary sexualized” examinations with patients at UHS, including
with student athletes. The doctor was rumored to perform examinations that were unrelated to
the patient’s reason for seeking medical care; it was said that the doctor required male patients to
maintain an erection during genital examinations and used an unspecified instrument to “stretch”
patients’ anuses. According to the student volunteer, Mr. Toy encouraged students to raise
complaints about the doctor.
2. Mr. Easthope’s Confrontation with Dr. Anderson
Mr. Easthope acknowledged that Mr. Toy told him that Dr. Anderson was “fooling
around with boys.” From what Mr. Toy relayed at the time, Mr. Easthope understood that Dr.
Anderson was taking advantage of gay students (whom Mr. Toy did not identify by name).
Although Mr. Easthope did not recall exactly when his conversation with Mr. Toy occurred, he
was certain that Dr. Anderson was still UHS Director at the time, which means it happened
sometime before January 14, 1980. We found no reference to the conversation in any of the
contemporaneous documents we reviewed.
72
This may have been an informal title. Mr. Toy’s position was also referred to as “Human Sexuality Program
Coordinator.”
73
Mr. Toy, who is ninety-one years old, had difficulty remembering certain details from this time period. He does
not recall receiving any complaints about Dr. Anderson or any conversations with Mr. Easthope about Dr.
Anderson.
37
Mr. Easthope told us he was so alarmed by what Mr. Toy told him that he walked across
the University “diag” to confront Dr. Anderson. According to Mr. Easthope, he went to Dr.
Anderson’s office at UHS and told him, “Bob, you’re outta here.” As Mr. Easthope recalled it,
Dr. Anderson looked at him with a “dumb look” and made no effort to deny any misconduct.
According to Mr. Easthope, before confronting Dr. Anderson, he informed his own
supervisor, Mr. Johnson, that they needed to “get rid” of Dr. Anderson. While he did not recall
the specifics of his conversation with Mr. Johnson, Mr. Easthope maintained during our
interview that he clearly conveyed that Dr. Anderson engaged in “unacceptable behavior” related
to sexual misconduct. 74 Mr. Johnson denies ever being made aware of any complaints about Dr.
Anderson’s misconduct with patients, including by Mr. Easthope or Mr. Toy. 75 We found no
documentary evidence to the contrary.
Mr. Easthope did not remember telling anyone else about Dr. Anderson’s alleged
misconduct, except possibly Dr. Caesar (“Cy”) Briefer, who served as UHS Director from
January 1981 until his retirement in 1999. Dr. Briefer is deceased. 76 In his deposition, Mr.
Easthope testified that he did not inform the Athletic Department of the allegations against Dr.
Anderson. He did not recall requesting an investigation by UHS, the University of Michigan
Police Department, the Ann Arbor Police Department, or LARA. Nor did Mr. Easthope recall
telling anyone in the Affirmative Action Office or the President’s Office about Mr. Toy’s
allegations. 77
3. Counseling Services Employees Report Dr. Anderson’s Misconduct
Mr. Easthope was informed about Dr. Anderson on other occasions. In late 1979, Jane
Hassinger and Marvin Parnes, who were then psychological counselors in the University’s
Counseling Services Office, received information about Dr. Anderson that they found
disturbing. 78 Ms. Hassinger and Mr. Parnes reported the information together to Mr. Easthope.
Ms. Hassinger recalls hearing specific allegations of misconduct by Dr. Anderson from
three individuals:
● In or about 1977, a gay male student told Ms. Hassinger that Dr. Anderson
subjected him to inappropriate, prolonged, and invasive examinations, including a
74
Mr. Easthope provided inconsistent testimony on this topic during his deposition. Compare Thomas Easthope
Deposition 68:3-68:8, Doe MC-1 v. University of Michigan, No. 2:20-cv-10568 (E.D. Mich.) (“Actually, I have no
memory of what I said to Henry Johnson at all.”), with Thomas Easthope Deposition 204:6-204:14 (“I had an
opportunity to read the transcript since it was published and there was one part in there that I want to make clear. It
says in there, I believe, I didn’t broadcast it. That doesn’t mean I didn’t tell Henry. I told Henry, but I guess it could
have been interpreted that I didn’t tell anyone, and I didn’t want that to go down because that would not be true.”).
75
We interviewed Mr. Johnson in June 2020 and February 2021. He was deposed in the civil litigation in February
2021. In both of our interviews and his deposition, Mr. Johnson denied having any knowledge of Dr. Anderson’s
misconduct.
76
Mr. Easthope testified at his deposition that he may have told Dr. Briefer that Dr. Anderson had been “accused,”
but he could not recall the details of any such conversation.
77
OIE was not created until 2003.
78
Ms. Hassinger and Mr. Parnes are married. We interviewed them jointly.
38
rectal examination. The student had specifically sought out Dr. Anderson because
of his progressive, gay-sensitive reputation.
● Around the same time, a member of the football team told Ms. Hassinger that Dr.
Anderson performed an invasive examination unrelated to the issue for which the
student athlete had sought medical care. The student athlete was angry about the
examination but was unwilling to share details with Ms. Hassinger.
● In early 1978, a medical student told Ms. Hassinger that Dr. Anderson required
male students to participate in classes involving genital examinations in Dr.
Anderson’s office at UHS. The medical student told Ms. Hassinger that the
students did not report Dr. Anderson for fear of losing their scholarships and draft
deferments.
Mr. Parnes recalls hearing complaints about Dr. Anderson from multiple students in the
1970s, including another member of the football team who told him about an inappropriate
experience with Dr. Anderson during a broader conversation about the student’s issues with the
Athletic Department.
According to Ms. Hassinger and Mr. Parnes, they jointly reported Dr. Anderson to Mr.
Easthope, whose responsibilities included oversight of the Counseling Services Office, in the fall
of 1979. Ms. Hassinger recalls speaking with Mr. Easthope about Dr. Anderson on several
occasions and describing the allegations in some detail. According to Ms. Hassinger, Mr.
Easthope “didn’t appear to be surprised.” At one point he said, “This guy’s gotta go.” But he
also asked her, in sum or substance, “How would you feel if I would say, we’ll get him out of
here, even if I don’t fire him?” Ms. Hassinger and Mr. Parnes understood Mr. Easthope to be
suggesting that Dr. Anderson would leave UHS and not be able to see patients anymore.
Mr. Easthope told us he did not recall either Ms. Hassinger or Mr. Parnes raising any
concerns about Dr. Anderson, and Mr. Easthope noted that he was not the counselors’ direct
supervisor. Neither counselor recalls saying anything about Dr. Anderson to their direct
supervisor in the Counseling Services Office or to Mr. Johnson. Both counselors recall hearing
sometime later that Dr. Anderson had left UHS and assuming it was as a result of action by Mr.
Easthope.
4. Dr. Anderson’s Resignation as UHS Director
Mr. Easthope repeatedly told us that he fired Dr. Anderson. 79 But he did not. As noted
above, it is possible that Dr. Anderson’s resignation as UHS Director was fueled by a
confrontation between him and Mr. Easthope, but the documentary evidence reflects that it was a
voluntary change. And when we asked specifically whether he removed Dr. Anderson from
UHS, the directorship of UHS, or the University as a whole, Mr. Easthope stated that he was not
sure.
79
In a 2018 interview with DPSS, Mr. Easthope’s wife suggested that Dr. Anderson may have been allowed to
resign from UHS. Mr. Easthope told us that his wife had no firsthand knowledge about Dr. Anderson and was
merely seeing if the suggestion refreshed his recollection.
39
A series of memoranda exchanged between the heads of the departments that funded Dr.
Anderson’s position as team physician at the time—Mr. Johnson and Mr. Canham, the Athletic
Director—show support for his continued employment at UHS. On November 14, 1979, Dr.
Anderson wrote a memorandum to Mr. Johnson indicating that he would resign as UHS Director
but wished to remain at UHS as a senior physician and team physician. 80 The next day Mr.
Johnson wrote a memorandum to Mr. Canham, asking him to agree to Dr. Anderson’s continued
role as team physician and noting that “[w]e, of course, are supportive of [Dr. Anderson]
remaining in this role[.]” On January 2, 1980, Mr. Canham wrote a memorandum to Mr.
Johnson, in which Mr. Canham stated that Dr. Anderson should continue as team physician and
remarked that the Athletic Department would be in a “bad position” if Dr. Anderson did not.
In a January 10, 1980, memorandum to UHS Department Heads, Mr. Johnson stated that
Dr. Anderson would resign as UHS Director as of January 14, 1980, 81 and would remain on the
UHS staff as a “senior physician 50% time and Director of Athletic Medicine.” 82 Mr. Johnson
called out Dr. Anderson’s “high quality administrative and medical leadership” and noted that
“[w]e are pleased that he plans to remain on the staff as a senior physician.” Consistent with his
memorandum, Mr. Johnson recalls that Dr. Anderson voluntarily stepped down as UHS Director
to spend more time at his private practice while continuing to support the Athletic Department.
Mr. Johnson does not recall learning of any complaints or other issues involving Dr. Anderson
leading up to his resignation as UHS Director—or at any other time.
Mr. Easthope himself signed the employment paperwork effectuating Dr. Anderson’s
change in title from Director to a senior physician at UHS. 83 Mr. Easthope’s signature alone was
sufficient; Mr. Johnson did not sign the form. 84 Mr. Easthope had no explanation for his sign-off
80
In 1999, Dr. Anderson told a reporter that Mr. Canham created, and Dr. Anderson accepted, a position as the
“formal team physician” around 1980. See Jim Cnockaert, U-M Football Physician Retiring After 32 Years, MICH.
LIVE (June 10, 1999) (hard copy at the Bentley Library) (stating that Dr. Anderson “informed then-U-M athletic
director Don Canham that he intended to leave the Student Health Service to return to private practice. Canham
then created a position for a formal team physician. Anderson said he accepted immediately.”).
81
On January 15, 1980, Mr. Johnson provided President Howard T. Shapiro with copies of correspondence between
Dr. Anderson and Mr. Canham regarding Dr. Anderson’s continued role as team physician. President Shapiro has
no recollection of Dr. Anderson.
82
“Director of Athletic Medicine” does not appear on Dr. Anderson’s employment paperwork, suggesting that it
may have been an informal title. It appears to have encompassed the same responsibilities that he had performed
since first being named an Athletic Department team physician in 1967.
83
We attempted to speak with each person who signed this paperwork. A UHS administrative manager does not
know why Dr. Anderson stepped down as UHS Director in January 1980; he does recall a brief, “cryptic”
conversation in late 1979 or 1980 with an administrative assistant (now deceased) in Student Services, who told him
that “something” might become apparent with Dr. Anderson in the future. The form was also signed by a former
administrative manager in Medical School Administration who is now deceased; a former administrative manager in
Internal Medicine who does not recall executing the form and confirmed that she would not have had any role in Dr.
Anderson’s employment at UHS; possibly an administrative manager in the Surgery Department who is also now
deceased; and another person with initials “SAC,” who we believe was a clerk in the Personnel Office at the time
and who does not recall handling any paperwork concerning Dr. Anderson or hearing about him while working at
the University.
On January 15, 1980, an employment representative in the University’s Personnel Office filled out a separate
84
worksheet for processing the change in Dr. Anderson’s position in the University’s human resources system. The
worksheet indicates that Dr. Anderson’s change of status from UHS Director to a senior physician was a
40
on the title change and acknowledged that he had no recollection of Mr. Johnson (or anyone else)
overriding his decision to terminate Dr. Anderson. 85
Upon Dr. Anderson’s resignation as UHS Director, the University paid tribute to him for
his service. The UHS Annual Report in the University President’s Report for the 1979-1980
academic year noted Dr. Anderson’s resignation as UHS Director and “thank[ed]” him for “11
years of leadership.” 86
We interviewed more than ten people who worked at UHS when Dr. Anderson stepped
down as UHS Director or shortly thereafter, including Dr. Anna Davol, who served as Interim
Director from January 1980 until January 1981; other former UHS physicians; UHS staff
members, including a nurse, nurse practitioner, patient relations coordinator, and two clinic
clerks; and Dr. Anderson’s two assistants in January 1980. None recalls Dr. Anderson being
forced to resign as Director. Several told us that Dr. Anderson left UHS with a positive
reputation to spend more time in his private practice or in athletic medicine, while others said
they did not know why Dr. Anderson stepped down. 87
5. Dr. Anderson’s Continued Practice at UHS
Dr. Anderson continued working at UHS as a senior physician from January 1980
through June 1981 while also working with the Athletic Department and at Michigan Medicine.
Although Mr. Easthope told us he did not recall seeing Dr. Anderson ever again at the University
after confronting him in Dr. Anderson’s office, it is clear that Mr. Easthope continued to interact
with Dr. Anderson. For example, contemporaneous documents show that Mr. Easthope was
involved in resolving a conflict between Dr. Anderson and Dr. Davol over his role as Director of
Athletic Medicine. Mr. Easthope met with Dr. Davol and Dr. Anderson on May 27, 1980, to
discuss the proportion of Dr. Anderson’s time allocable to UHS. And in June 1980, Dr.
Anderson complained in a letter to Mr. Johnson that Dr. Davol did not count his hours spent with
the Athletic Department toward his total hours at UHS. Dr. Anderson further wrote that the title
of “Director of Athletic Medicine” given to him by Mr. Johnson was “meaningless” and that “it
may be a more workable plan to have me resign from the Health Service and work out an
arrangement with the Athletic Department.” On August 5, 1980, Dr. Anderson wrote to Dr.
Davol, copying Mr. Johnson and Mr. Easthope, to memorialize the outcome of a meeting in
which the four agreed that UHS would maintain an athletic medicine program and Dr. Anderson
“would continue” as Director of Athletic Medicine. Mr. Easthope signed another form
documenting an increase in Dr. Anderson’s salary effective September 1, 1980.
“Demotion” and notes, “D[irector] resuming former position.” The employment representative told us that
“Demotion” may have merely reflected Dr. Anderson’s change to a less senior position at UHS and may not have
had a negative connotation.
85
Mr. Easthope told us that any implication in his deposition testimony that Mr. Johnson overrode Mr. Easthope’s
decision to fire Dr. Anderson was based on speculation.
86
The University Record also noted Dr. Anderson’s resignation as UHS Director and his return to the UHS staff as a
senior physician on January 14, 1980.
87
Mr. Johnson informed the University’s Student Relations Committee in March 1980 that Dr. Anderson stepped
down as UHS Director “to pursue private practice.”
41
6. Keith Moree Report
a. Experience with Dr. Anderson
On May 28, 1980, Keith Moree, a University student and volunteer in the Human
Sexuality Office, went to see Dr. Anderson about a suspected STI. At the beginning of the
appointment, Mr. Moree identified himself as gay. Dr. Anderson asked Mr. Moree to remove his
pants and pull down his underwear. After Mr. Moree did so, Dr. Anderson began talking about
circumcision. Dr. Anderson stated that parents of newborn boys sometimes asked for his opinion
about whether to have their babies circumcised and that he had shown these parents his own
penis, so they could see an uncircumcised penis. Dr. Anderson then stated that it was “really
great to have a foreskin” due to the sensation of the foreskin moving over the head of the penis
during masturbation. He told Mr. Moree that it was “too bad” that Mr. Moree was circumcised
but suggested that it likely still felt good for Mr. Moree to masturbate.
Mr. Moree believes that Dr. Anderson became aroused during this conversation. In
particular, Mr. Moree recalls that Dr. Anderson began “brushing” the front of his pants with his
hand, but Mr. Moree does not believe that Dr. Anderson was masturbating.
b. Mr. Moree’s Reporting Efforts
Mr. Moree told Mr. Toy about his experience with Dr. Anderson several months later;
Mr. Moree had met Mr. Toy at the Human Sexuality Office, and they developed a close
friendship. 88 Mr. Moree recalls that Mr. Toy said there had been a previous report of a similar
experience with Dr. Anderson and that the University had taken no action because it was a “he-
said, he-said” situation. 89 Mr. Toy stated that if Mr. Moree also wanted to complain, he should
send his complaint to the administrator who oversaw UHS, Mr. Easthope. Mr. Moree told us he
hand-delivered a written complaint to an administrative building on campus; 90 we did not find a
copy of the document.
Shortly after Mr. Moree delivered his complaint, Mr. Easthope contacted him to schedule
an in-person meeting. Mr. Moree believes the meeting (which Mr. Toy also attended) probably
took place in late 1980, prior to the University’s winter break. 91 As Mr. Moree recalls the
meeting, Mr. Easthope asked him to provide a detailed account of his appointment with Dr.
88
Mr. Toy’s internal notes and calendar indicate that he met with “Keith” on August 5, 1980. Mr. Toy noted that he
received negative feedback about Dr. Anderson from “Keith” and would need to “plan some sort of feedback to Dr.
A.”
89
Mr. Toy may have been alluding to his prior report to Mr. Easthope that Dr. Anderson was “fooling around with
boys” at UHS.
90
Mr. Moree told us that he has a “strong impression” that he delivered his written complaint and later met with Mr.
Easthope in the Fleming Administration Building, but he acknowledged that it could have been a different building.
Mr. Easthope’s office was located in the nearby Michigan Union Building.
91
Mr. Toy’s calendar indicates that he met with Mr. Easthope on December 10, 1980, and Dr. Anderson on
December 20, 1980.
42
Anderson. After Mr. Moree did so, Mr. Easthope said he would investigate the matter and get
back to Mr. Moree.
On January 5, 1981, Mr. Toy made a note in his internal files that he met with “Keith” on
that date regarding an “ongoing problem at Health Service (confidential).” Two days later, on
January 7, 1981, Mr. Moree met with Mr. Toy and Dr. Anderson in an office Mr. Moree believed
to be Mr. Easthope’s. At that meeting, Mr. Moree told us, Dr. Anderson did not deny Mr.
Moree’s allegations and apologized for causing him distress.
Two contemporaneous documents confirm that Mr. Moree, Mr. Toy, and Dr. Anderson
met on January 7: (1) Mr. Toy’s calendar for that day, which includes an appointment with
“Anderson, Moree” at 7 p.m., and (2) another document Mr. Moree located during our
investigation. The document, on University of Michigan letterhead and labeled “FOR INTRA-
UNIVERSITY CORRESPONDENCE,” is an agreement signed by Mr. Moree, Mr. Toy, and Dr.
Anderson. The document includes the following statement:
I have voluntarily agreed that a tape recording be made of our
conversation on January 7, 1981.
I understand that no part of the contents of the tape will be released
to any person other than the undersigned, without the written
consent of all the persons undersigned.
Mr. Moree does not recall anything about the agreement mentioned in the document. He does
not have a copy of the referenced recording or know if one was made. We were unable to locate
a copy.
Mr. Moree does not recall if Mr. Easthope was present during the conversation with Dr.
Anderson on January 7, 1981, but he does recall discussing Dr. Anderson with Mr. Easthope and
Mr. Toy after Dr. Anderson left the room. According to Mr. Moree, Mr. Easthope said that this
was a “sad situation” and that Dr. Anderson probably needed “professional help,” but that if Dr.
Anderson were fired, it would cause financial hardship for him and his family. Mr. Moree
recalls that Mr. Easthope proposed a plan by which Dr. Anderson would be moved to an
administrative position and kept away from students until his retirement. Mr. Easthope then left
the room, and Mr. Toy and Mr. Moree discussed the proposal. When Mr. Easthope returned, Mr.
Toy and Mr. Moree accepted the proposal.
When we interviewed Mr. Easthope, he strongly denied having any knowledge of Mr.
Moree or his complaint, ever meeting Mr. Moree, or entering into any agreement with him to
move Dr. Anderson to a different position. Mr. Easthope also did not recall Mr. Toy coming to
him a second time with allegations about Dr. Anderson or meeting with Mr. Toy and a student
about Dr. Anderson. 92
92
Mr. Toy has little recollection of these matters. He remembers that Mr. Moree may have been a volunteer in the
Human Sexuality Office, but does not recall Mr. Moree’s complaint about Dr. Anderson, assisting Mr. Moree in
lodging a complaint, or participating in any meetings with Mr. Easthope or others about Dr. Anderson. Mr. Johnson
43
After the meeting with Mr. Easthope and Mr. Moree, Mr. Toy continued his efforts to
address Dr. Anderson’s conduct. Mr. Toy’s notes from January 13, 1981 reflect “Anderson” as a
topic of discussion at a meeting he had with individuals who volunteered for the Gay Hotline.
Mr. Toy’s notes of another hotline meeting, on March 10, 1981, include “Anderson -
student surveillance?” under the heading “Pxs,” probably a reference to patients. The same notes
show that Ms. Hassinger, who consulted with the Human Sexuality Office, was present and
stated that there were “limits to what we have to put up with!” Ms. Hassinger recalls discussions
about individuals who contacted the hotline to complain about Dr. Anderson. At the time, she
did not realize that Dr. Anderson was still at UHS or the extent of his role with the Athletic
Department, but she recalls being upset with Mr. Easthope because Dr. Anderson was continuing
to see patients somewhere in the University. 93
On March 29, 1981, Mr. Toy met with an Advisory Committee to the Human Sexuality
Office regarding Dr. Anderson. 94 Draft minutes of the meeting contain this notation under the
heading “Health Servi[]ce- Dr. Anderson”: “On hold. Jim [Toy] is to meet with Tom Easthope
and Dr. Briefer, new Dir. of HS.” 95
c. Dr. Anderson’s Transfer to the Athletic Department in July 1981
In April 1981, Mr. Johnson wrote to Mr. Easthope, alluding to continuing disagreements
between Dr. Anderson and Dr. Davol regarding the athletic medicine program at UHS and
referencing “two immovable forces needing intervention.” Mr. Johnson requested a meeting to
discuss “Dr. Anderson’s relationship and Health Services’s relationship to the Athletic
Department and its medical needs.” We have no reason to think that Mr. Johnson’s
memorandum was prompted by concern on his part about Dr. Anderson’s conduct with patients.
Dr. Anderson transferred from UHS to a senior physician position in the Athletic
Department effective July 1, 1981. The UHS administrative manager who signed the
employment form for the transfer has no knowledge of why it occurred. 96 Neither Mr. Easthope
does not have any recollection of Mr. Moree. We found no evidence that Mr. Johnson was aware of Mr. Moree’s
complaint.
93
Ms. Hassinger also told us that Mr. Toy attempted to steer individuals seeking medical care to different providers.
94
During this time, Mr. Toy appears to have set up ad hoc committees, including at least some members who were
not affiliated with the University, to discuss issues faced by the gay community in Ann Arbor.
95
We tried to find and speak with every meeting participant identified in the draft minutes. At least one other
University employee, a professor, was listed but is now deceased. Another participant—a student who volunteered
in the Human Sexuality Office—believes that the notation in the minutes likely referred to Dr. Anderson’s conduct
with patients at UHS, but he has no independent recollection of the meeting.
96
The UHS administrative manager—the same individual who signed the paperwork that effectuated Dr.
Anderson’s change from UHS Director to a senior physician in January 1980—was also not familiar with
handwritten notes that appear in Dr. Anderson’s personnel file pertaining to the transfer. The notes indicate that the
UHS administrative manager was “working on athletics posting.” Neither Mr. Easthope nor Mr. Johnson could shed
any light on the handwritten notes.
44
nor Mr. Johnson signed the form; neither had any recollection of the transfer or why it
occurred. 97
We found no evidence linking the transfer to Mr. Moree’s complaint or to any agreement
between Mr. Easthope, on the one hand, and Mr. Moree and Mr. Toy, on the other. We also
found no evidence of any other employment action involving Dr. Anderson—no note in his
personnel file, no record of any discipline, no reduction in pay—at or around this time. Indeed,
we found no evidence to suggest that Dr. Anderson was barred from continuing to examine
patients. Shortly before Dr. Anderson moved to the Athletic Department, on June 24, 1981,
UHS held a recognition event for him. Dr. Anderson was presented with a plaque and a “jock-
doc” award, which he said would be “long cherished as prized possessions.”
d. Mr. Moree’s August 1981 Memorandum
Dr. Anderson stayed on Mr. Toy’s mind even after his transfer to the Athletic
Department. On July 14, 1981, Mr. Toy made a note:
re patients [sic] complaints about Dr. Anderson – refer to Steve
Mason 662-2240 (work) [Chair]person, Health [and] WellBeing
[sic] Committee, Washtenaw County Medical Society (takes info,
forms intervention team, tries to help physician deal with situation
and feelings) (physician is not told name of patient)[.]
Stephen C. Mason was a physician in Washtenaw County and was involved in the Michigan
State Medical Society’s Impaired Physician Program in 1981. 98 He is deceased.
We suspect that Mr. Toy wanted to make sure that there would be a written record of Dr.
Anderson’s misconduct. On August 28, 1981, Mr. Moree wrote a memorandum detailing his
experience with Dr. Anderson at his May 28, 1980 examination. In the memorandum Mr. Moree
stated that he would “consult with any concerned and appropriate parties” about the incident or
the “events occurring afterwards when I lodged a complaint with the Office of Student Services.”
The cover page notes Mr. Moree’s intention to send a copy of the memorandum to the “Human
Sexuality Office (‘Gay Male Advocate’),” “Anna L. Davol, MD Director, Clinical Services
Health Services,” “Sue Kaufman[n] Program Associate for Women’s Concerns[,] Affirmative
Action Office,” “the Lesbian/Gay Law Students Association,” and Mr. Easthope.
97
In addition to the UHS administrative manager, we reached out to every living person whose signature on the
employment form we could decipher. A member of the University’s Personnel Office who processed and signed the
paperwork did not know why Dr. Anderson transferred to the Athletic Department. An administrative assistant in
Internal Medicine declined to be interviewed.
98
In a February 1981 article, Dr. Mason wrote that the Michigan State Medical Society’s Impaired Physician
Program set up “health and well-being committees” through local medical society chapters to intervene with
physicians “who [were] faltering due to emotional or physical illness or substance abuse.” S.C. Mason, New MSMS
Impaired Physician Effort Drawing All MDs into Helping Network, 80 MICH. MED. 44, 44 (1981). A physician who
served in leadership positions in the Medical Society in the late 1970s and 1980s told us she did not recall anyone in
the Medical Society mentioning Dr. Anderson.
45
Mr. Moree recalls the August 1981 memorandum, a copy of which he found in his
personal papers, and thinks that Mr. Toy may have asked him to document his experience with
Dr. Anderson before Mr. Moree left Ann Arbor in the summer of 1981. Although we found an
identical copy of the memorandum in Mr. Toy’s papers in the Bentley Library, Mr. Moree does
not recall sending the memorandum or discussing it with anyone.
We spoke with each of the individuals named on the cover page of the memorandum.
Mr. Toy does not recall the document. Mr. Easthope maintained that he never saw it. Dr. Davol
does not recall receiving it or hearing about Mr. Moree. Ms. Kaufmann, who handled sexual
harassment complaints for the University’s Affirmative Action Office at the time, does not
remember receiving the document, hearing about Mr. Moree, or learning of any other complaint
about Dr. Anderson.
Mr. Moree left campus soon after writing the memorandum. Two months later, on
October 18, he sent a letter to Mr. Toy, which we found in Mr. Toy’s papers in the Bentley
Library. In the letter, Mr. Moree wrote, in relevant part:
Please use the information you have available about the
unpleasantness with Dr. Anderson and co. as best you see fit. I
trust you explicitly with it. I would particularly like for you to feel
free to use it or ignore it as you need, because you’re on the scene
and can judge things better than I, here in DC. Also, do you still
want some sort of account of my dealings with Tom Easthope and
his office? I believe that such an account would augment a file on
possible discrimination within the University, should anyone ever
press the case for a sexual orientation anti-discrimination clause. I
will supply this if you’re interested, but I may need some help with
dates and names.
We did not find a response from Mr. Toy or any further correspondence related to Mr. Moree’s
complaint about Dr. Anderson.
C. Other Missed Opportunities
There was an undercurrent of rumors, jokes, innuendo, and expressions of concern about
Dr. Anderson throughout his career at the University. University personnel failed to appreciate
the significance of what they heard. We found no evidence that anyone inquired into his conduct
or referred him for investigation.
1. Widespread Rumors Among Patients
Rumors began circulating about Dr. Anderson shortly after the start of his employment at
the University of Michigan. One patient who visited UHS in 1966 recalls that it was “fairly well
known” that patients who went to UHS with minor complaints like headaches or a cold “had to
be prepared to drop [their] trousers.” A former graduate student remembers hearing about Dr.
Anderson from other students in the late 1960s or early 1970s, including that Dr. Anderson
performed inappropriate medical examinations on male patients.
46
Several patients who contacted us recall that Dr. Anderson had a negative reputation
among gay students. One patient remembers that, as early as 1972, Dr. Anderson was viewed as
a “creep” by gay students because of rumors that he “always” performed rectal examinations on
student athletes as part of their annual physicals. Another patient who attended the University in
the early 1970s recalls “rumblings among the gay community” that there was a doctor—whom
he identified as Dr. Anderson—who “would take liberties” during examinations. Another UHS
patient from the early 1970s believes that gay men could see Dr. Anderson for medical treatment
and knew there could be a “cost” involving sexual favors, but that there was “no other doctor
where a gay man could go with a gay problem.”
Talk about Dr. Anderson’s conduct was widely shared among the University’s student
athletes. Many of the student athletes we interviewed remember that Dr. Anderson’s rectal
examinations were a “running joke” among members of the football team, including that Dr.
Anderson would “stick[] his finger up your anus” during PPEs. Student athletes we interviewed
recall that Dr. Anderson’s examinations were also the subject of extensive “locker room talk”
among members of the baseball and men’s swimming teams. One student athlete told us that it
was “common knowledge” on the swimming team that “if you went to see Dr. Anderson, you
were going to be naked.”
A student athlete who attended the University in the 1970s recalls discussions with other
athletes in his dormitory about Dr. Anderson’s propensity for performing hernia checks, even
when a patient sought treatment for a broken nose or a sprained ankle. He also recalls a
perception that Dr. Anderson “liked to look at genitals.” Another student athlete’s fraternity
brothers warned him before a mandatory PPE to be “careful with this guy.” Student athletes told
their teammates to “[h]ave fun having your balls felt by Doc A” or to “watch out for Dr. A with
the glove and the finger.” They were aware that Dr. Anderson performed rectal examinations
“with some regularity,” and some were “uneasy” about seeing Dr. Anderson for treatment.
Student athletes also used various nicknames for Dr. Anderson, including “Drop Your Drawers
Anderson,” “Dr. Balls Anderson,” “Nutsy Anderson,” “Gloves,” “Dr. Jelly Fingers,”
“Goldfingers,” and “Handy Andy.”
The cloud around Dr. Anderson persisted into his later career. Students recall hearing
rumors and jokes in the mid- to late 1990s from student athletes about Dr. Anderson, including
from upperclassmen who told them what to expect during Dr. Anderson’s examinations. A
former resident at Michigan Medicine recalls hearing rumors in the mid- to late 1990s from
former student athletes that Dr. Anderson conducted inappropriate sports physicals.
2. Awareness by Other University Employees
We interviewed approximately 200 current and former University employees. With the
exception of Mr. Easthope, Ms. Hassinger, and Mr. Parnes, very few told us they were aware of
any complaints or had any concerns about Dr. Anderson’s conduct with patients. 99 In fact, some
employees, especially those who worked closely with Dr. Anderson, held him in high regard
until they learned of the allegations against him in recent years. Despite this, we identified
99
As discussed above, it is clear from contemporaneous evidence that Mr. Toy was also aware of complaints about
Dr. Anderson.
47
certain instances in which University personnel appear to have received information, of varying
levels of directness and specificity, reflecting patients’ concerns about Dr. Anderson’s conduct.
For a number of reasons, including the dimming of memories with the passage of time,
the lack of documentation, and the fact that many witnesses are deceased, we could not
independently confirm the accounts that follow. However, taken as a whole, the accounts tend to
show that concerning information about Dr. Anderson was shared in real time with at least a
limited number of University personnel.
a. Instances of Potential Awareness at UHS
We identified eight instances when some level of patient concerns about Dr. Anderson
may have been shared with or appear to have been known to UHS personnel:
● A UHS patient told DPSS that he submitted a comment card to UHS in the late
1960s, in which he wrote that Dr. Anderson engaged in inappropriate behavior
during his examination. We were unable to locate any comment cards or to
determine whether any UHS personnel saw this one. The patient declined to be
interviewed after engaging counsel.
● A UHS patient who saw Dr. Anderson in or around 1971 told us that Dr.
Anderson exposed himself while discussing circumcision and asked the patient to
masturbate him. The patient later asked a UHS scheduler to assign him to a
different doctor. When the scheduler asked why, the patient said that Dr.
Anderson “behaved inappropriately last time,” to which the scheduler replied, “I
understand, I understand.”
● A UHS patient dated a UHS secretary in or around 1973, after the patient began
receiving medical care from Dr. Anderson. The secretary mentioned to the
patient that a “couple of complaints” (which she implied were of a sexual nature)
had come across her desk about Dr. Anderson. The patient no longer recalls the
secretary’s name, and our efforts to identify her were unsuccessful.
● A UHS patient told DPSS that, in or around 1978, he told a UHS clerk while
leaving the UHS building after a medical appointment that Dr. Anderson had
conducted an uncomfortable rectal examination that lasted longer than it should
have. The patient returned to UHS the next year and “caused a scene” in the
lobby when he learned that Dr. Anderson still worked there. The patient declined
to be interviewed after engaging counsel.
● A UHS patient who received a series of painful rectal examinations from Dr.
Anderson in the late 1970s recalls that, when he returned to UHS for an unrelated
issue some years later, he “complained” about his earlier experiences with Dr.
Anderson to the physician who treated him. The physician responded that the
patient did not “have to worry about” Dr. Anderson because he was “gone now.”
The patient could not recall the name of the physician with whom he spoke.
48
● A former University Hospital physician who volunteered in UHS’s Gay Men’s
Health Clinic 100 in the late 1970s and early 1980s heard from several patients that
Dr. Anderson performed unnecessary genital examinations when they sought
treatment for issues such as a sore throat or stomachache. The physician
encouraged the patients to file a complaint but did not report the information
himself.
● A former student who volunteered in the Human Sexuality Office recalls that,
sometime between 1978 and 1981, he heard that the Athletic Department team
physician who worked at UHS (who he believes may have been Dr. Anderson)
behaved inappropriately with a patient. The student reported the matter to his
own UHS physician, who is now deceased. The student left the University not
long afterward and does not know what, if anything, happened with the
information he reported.
● A female UHS patient who saw Dr. Anderson in the 1980s recalls that Dr.
Anderson made her feel uncomfortable by spending an extended amount of time
examining her vagina. A nurse or assistant was also present during the
examination. The patient informed a UHS receptionist that she wanted a different
doctor because of Dr. Anderson’s behavior and was reassigned to a female
physician.
In addition to the circumstances described above, we heard from other patients and
former University employees about rumors relating to Dr. Anderson’s conduct at UHS:
● A UHS employee from the 1970s recalls that nurses, secretaries, and receptionists
joked about Dr. Anderson and said that he “liked” to perform rectal examinations;
one nurse reportedly called Dr. Anderson a “pervert” and said he “liked the
jocks.” When we interviewed the nurse, she said she did not recall hearing any
rumors, jokes, or other comments about Dr. Anderson from her coworkers.
● A former UHS physician heard that a student athlete “punched [Dr. Anderson’s]
lights out” after Dr. Anderson “came on” to him. The physician received this
information long after he left UHS in the early 1980s and did not remember any
further details.
● A former UHS nurse practitioner heard a comment during a social night out with
her co-workers in the mid-1980s that Dr. Anderson did “something inappropriate
with men.” She did not tell us who made the statement and does not recall
hearing any other complaints about Dr. Anderson.
100
UHS maintained a clinic referred to as the “Gay Men’s Health Clinic” or the “Gay V.D. Clinic,” which was open
to the public during evening hours one night a week and provided STI testing for gay individuals. The clinic was
staffed with volunteers from University Hospital. We spoke with two other individuals who volunteered at this
clinic, including at the time it was established. They do not recall Dr. Anderson having any involvement in the
clinic or hearing any complaints about him. UHS also maintained an STI testing program, sponsored by the
Washtenaw County Health Department, through which residents of Washtenaw County, including those who were
not affiliated with the University, were able to see a provider at UHS. Dr. Anderson saw patients through this
program, as did other UHS providers.
49
● Long after Dr. Anderson’s retirement, a former UHS Director told a UHS
administrator—in a tone that made the administrator “kind of uncomfortable”—
that Dr. Anderson was an “odd guy,” a “strange guy,” and “want[ed] male
patients.” The former UHS Director never shared any specifics about Dr.
Anderson’s conduct.
To be sure, these accounts are replete with hearsay and, in some instances, hearsay within
hearsay. Any documentary evidence of them that may have once existed has long since been
destroyed or discarded. Nonetheless, the number, nature, and general tenor of the accounts,
taken together, support the conclusion that Dr. Anderson engaged in a pattern of sexual
misconduct when examining patients at UHS and that concerning information about Dr.
Anderson was discussed, whether directly or indirectly, with at least some UHS personnel. We
did not find evidence that this information led any person in a position to take action—by
making an inquiry, warning patients, or referring the matter for investigation—to do so.
b. Instances of Potential Awareness in the Athletic Department
We interviewed nearly fifty current and former Athletic Department employees. None
reported receiving any complaints from student athletes about Dr. Anderson. We also heard
from more than one hundred former student athletes. From our interviews and from reports
made to DPSS, we identified eight instances, in addition to Mr. DeLuca’s July 1975 letter, when
a student athlete recalled voicing concerns about Dr. Anderson’s conduct with Athletic
Department personnel:
● A member of the basketball team in the 1960s recalls that Dr. Anderson fondled
his penis and testicles during a PPE and that he mentioned Dr. Anderson’s
“strange examination” to an assistant basketball coach. The patient does not
recall the coach’s reaction or what he did in response. The coach is deceased.
● A student athlete recalls that he raised the subject of Dr. Anderson’s examinations
with the men’s gymnastics head coach in the late 1960s or early 1970s. The
student athlete told us the coach responded with a “wry” smile, “shrugged his
shoulders,” and changed the subject, from which the student athlete assumed that
the coach knew about Dr. Anderson’s misconduct. The coach is deceased.
● A member of the football team in the late 1970s and early 1980s recalls telling the
football team’s athletic trainer that Dr. Anderson was fondling his genitals during
examinations. According to the student athlete, the trainer “blew it off” and said,
“You’re young.” We interviewed the trainer, who told us he does not recall any
student athletes discussing their physical examinations with him. The same
student athlete recalls that he also asked Russell Miller, who was head athletic
trainer from 1979 to 1990, about Dr. Anderson’s conduct. Mr. Miller declined
our interview requests, but he told DPSS that he never heard any complaints about
or nicknames for Dr. Anderson.
● A member of the football team told us that Dr. Anderson gave him a rectal
examination and fondled his testicles during a PPE in 1976. The student athlete
told us he informed Coach Bo Schembechler that he did not want to receive any
future physicals from Dr. Anderson and that “things were going down there that
50
weren’t right.” According to the student athlete, Mr. Schembechler explained that
annual PPEs were required to play football at the University. The patient
continued to see Dr. Anderson and made no further reports about Dr. Anderson’s
misconduct. Mr. Schembechler is deceased. 101 The same student athlete told us
that his position coach used the threat of an examination with Dr. Anderson as a
motivational tool. We interviewed the coach, who denied the allegation.
● A member of the football team in the late 1970s told DPSS that he received a
genital examination from Dr. Anderson, who fondled his testicles, and a rectal
examination, during which the student athlete pushed Dr. Anderson’s hand away.
The student athlete told DPSS that he asked Mr. Schembechler “soon” after the
exam, “What’s up with the finger in the butt treatment by Dr. Anderson?”
According to the student athlete, Mr. Schembechler told him to “toughen up.”
The student athlete told DPSS that “you do not mess with Bo, and the matter was
dropped.” The student athlete, who is represented by counsel, declined our
interview request.
● Another student athlete told us Dr. Anderson conducted genital and rectal
examinations during a PPE in the fall of 1982. The student athlete told us that
during the examination Dr. Anderson “play[ed]” with the patient’s penis and
made comments about its size. Following the examination, the student athlete
told us he informed Mr. Schembechler that Dr. Anderson had “mess[ed]” with his
penis and that he did not “agree” with the type of physical examination that Dr.
Anderson performed. Mr. Schembechler reportedly told the student athlete that
he would look into it, but the student athlete never heard anything further about it.
The student athlete continued to see Dr. Anderson but did not raise the matter
again, fearing that doing so could jeopardize his scholarship.
● A student athlete told DPSS that, in the late 1980s, she requested that an assistant
athletic trainer not send her to Dr. Anderson after she received a breast
examination from Dr. Anderson, during which he felt her breasts with both hands
while “moaning” with his eyes closed. The trainer reportedly never asked why
she did not want to see Dr. Anderson and scheduled her with another physician.
We interviewed the trainer, who does not recall anyone telling him they did not
want to see Dr. Anderson or hearing any complaints or jokes about Dr. Anderson.
● A former student athlete told DPSS that members of the women’s track team
complained to an athletic director about Dr. Anderson’s approach to scoliosis
examinations in the early 1990s. We interviewed the athletic director, who does
not recall ever hearing about it. According to the information provided to DPSS,
two coaches were present during a subsequent meeting where this issue was
discussed. We separately interviewed both, and both said they have no
recollection of such a meeting. One coach told us that, had he learned of the
issue, he would have reported it to the athletic director.
101
Multiple University personnel who worked with Mr. Schembechler told us that had he been aware of Dr.
Anderson’s misconduct with patients, he would not have tolerated it.
51
In addition to the above, multiple civil lawsuits include allegations by named and
pseudonymous plaintiffs that their coaches or trainers knew of but disregarded their concerns
about Dr. Anderson’s conduct:
● A student athlete from the 1980s and 1990s alleges that head trainer Paul Schmidt
told the student athlete to “get used to that” when he complained about Dr.
Anderson’s examinations. 102 Mr. Schmidt told us he does not remember making
such a comment. He did know at the time that Dr. Anderson performed digital
rectal examinations, but Mr. Schmidt assumed they were appropriate and never
thought that Dr. Anderson abused any patient. Mr. Schmidt held Dr. Anderson in
high regard; accordingly, if a student athlete had questioned the appropriateness
of Dr. Anderson’s examinations, Mr. Schmidt would have given Dr. Anderson the
benefit of the doubt. 103
● A student athlete alleges that Mr. Schembechler sent him to Dr. Anderson for
migraines in the early 1980s. 104 On at least three occasions, the student athlete
alleges, Dr. Anderson gave the patient a digital rectal examination. The student
athlete allegedly told Mr. Schembechler, who instructed him to report the matter
to Athletic Director Don Canham. The patient alleges that he did so twice, in
1982 and 1983, but Mr. Canham took no action. The student athlete’s attorney
declined our request to interview his client.
● A former student athlete alleges that he told track coaches Jack Harvey and Ron
Warhurst in 1976 that Dr. Anderson was groping the student athlete’s genitals and
that he asked to see another physician. 105 The student athlete alleges that both
Mr. Harvey and Mr. Warhurst “laughed” and refused the request. 106 We
interviewed both coaches separately; both denied the allegations.
● A former student athlete alleges that he informed Mr. Miller in 1988 of Dr.
Anderson’s abuse during a required physical. 107 As noted above, Mr. Miller did
102
Complaint, Doe MC-27 v. University of Michigan, No. 2:20-cv-10785 (E.D. Mich. Mar. 26, 2020).
103
Mr. Schmidt is familiar with allegations that student athletes who saw Dr. Anderson for a cold “had to drop their
pants.” He believes that Dr. Anderson may have been checking their lymph nodes for signs of an infection. Mr.
Schmidt recalls that student athletes would say, in sum or substance, “I went in for an infection and he said drop my
pants,” and Mr. Schmidt would explain that Dr. Anderson was making sure there were no enlarged lymph nodes.
The medical experts we consulted all agree that it was not the standard of care at the time to check lymph nodes in
the groin area when examining a patient for a common cold.
104
Complaint, Doe WL-1 v. University of Michigan, No. 2:20-cv-12038 (E.D. Mich. July 30, 2020) (allegations of
John Doe EB-17).
105
Amended Complaint, Doe MC-16 v. University of Michigan, No. 2:20-cv-10622 (E.D. Mich. Sept. 14, 2020).
106
In another lawsuit, a student allegedly told Mr. Warhurst about Dr. Anderson’s abuse, and Mr. Warhurst
reportedly responded to “deal with it fucker.” Complaint, Doe WL-1 v. University of Michigan, No. 2:20-cv-12038
(E.D. Mich. July 30, 2020) (allegations of John Doe WL-28).
107
Complaint, Doe WL-1 v. University of Michigan, No. 2:20-cv-12038 (E.D. Mich. July 30, 2020) (allegations of
John Doe EB-19).
52
not respond to our requests for an interview, but he told DPSS that he never heard
any complaints about Dr. Anderson.
While all the Athletic Department personnel we interviewed deny receiving reports or
complaints or otherwise knowing about any misconduct by Dr. Anderson, a number of current
and former Athletic Department employees, some of whom worked in the Athletic Department
for decades, do acknowledge hearing jokes, rumors, or other comments about Dr. Anderson. For
example:
● In around 1968, a former athletic trainer heard that Dr. Anderson gave rectal
examinations to student athletes as part of their physicals. The trainer’s
predecessor said that he had looked into the matter, and “everything [Dr.
Anderson] does is on the up and up in the physical exam.”
● A student athlete recalls that his position coach on the football team was present
during “jesting” and “joking” about Dr. Anderson’s physicals, including jokes
about Dr. Anderson’s “glove.” The student athlete does not know whether his
coaches thought Dr. Anderson’s conduct was inappropriate. The position coach
acknowledged to us that it would “not be uncommon” for student athletes to make
jokes about physicals, but he does not recall hearing any such jokes or any
concerns specifically about Dr. Anderson.
● An Athletic Department administrator heard a joke about whether Dr. Anderson
was going to “use one finger or two fingers.”
● As noted above, former wrestling coach Bill Johannesen heard jokes from
members of the wrestling team to this effect: “You go to see Dr. Anderson for a
sore elbow, and he tells you to take your pants down.”
● A former Athletic Department administrator heard a rumor that if students “had a
broken arm, you would get your sack checked” by Dr. Anderson. At the time the
administrator considered the rumor “lighthearted humor.” In hindsight, the
administrator thinks that student athletes may have been trying to be heard when
they made light of the situation.
● A former equipment manager told us that there was “always locker room talk”
about Dr. Anderson and that the “big joke was that Dr. Anderson had a big
finger.” He also heard what he called another “locker room joke,” that “[Dr.]
Anderson always made you drop your pants.”
● A former men’s track coach heard from his assistant coaches that student athletes
were “joking about having to go through a physical [with Dr. Anderson] and
exposing yourself,” with no further detail. He never heard anything directly from
any student athlete.
● A former women’s head volleyball coach believes some students may have
thought Dr. Anderson was “weird.” The former coach does not recall any student
ever making a specific complaint about him.
● An athletic trainer for the men’s soccer team recalls that student athletes made
jokes on more than one occasion about “dropping your drawers” when seeing Dr.
53
Anderson. The athletic trainer attributed this kind of talk to a “male-dominated
environment of jocularity” and did not see it as a red flag at the time.
● A former head wrestling coach does not recall any “specific” jokes about Dr.
Anderson, but he thinks that there was “probably locker room talk” or “banter,”
which he considered “just young guys making fun of what we had to do in the
next hour or so.” He heard “halfhearted jokes” but nothing “serious in nature.”
● A former student trainer heard jokes, which she described as “college kids being
dumb,” about Dr. Anderson making male student athletes “pull [their] pants
down.”
● A former student trainer heard locker room jokes about Dr. Anderson along the
lines of, “I’m going to get my elbow checked, and it’s like, ‘Yep, drop your
pants.’”
A number of the Athletic Department personnel we interviewed saw Dr. Anderson for
their own medical care, both when they were University students and/or after they were hired by
the Athletic Department. Nearly all of them told us that they did not experience any behavior
that they found unusual or unprofessional, including during hernia or rectal examinations for
some of them, which at the time they considered, or at least assumed, were appropriate. 108 We
think it is likely that such Athletic Department personnel may not have considered the jokes
about Dr. Anderson problematic because they thought their own experiences with him were
appropriate.
Starting in 1991, the Athletic Department conducted exit interviews of graduating student
athletes, and medical care was one of the subjects covered. Our efforts to find the questionnaires
used during these interviews were not successful, but we did find “The University of Michigan
Student-Athlete Exit Interview / Questionnaire Final Analysis” from the 1994-1995 academic
year, which compiled results of in-person interviews and written questionnaires for thirty-nine
senior student athletes. The analysis shows that student athletes were asked if they had been
subjected to physical, sexual, verbal, or mental abuse. None of the respondents reported sexual
misconduct by Dr. Anderson. 109
Based on our interviews with former student athletes, coaches, trainers, and other
Athletic Department personnel, we make the following observations: First, there is abundant
evidence that Dr. Anderson engaged in a pattern of sexual misconduct over a period of decades
in connection with his examinations of student athletes. Second, very few student athletes
reported at the time that Dr. Anderson had engaged in sexual misconduct. Third, whether
108
One individual told us that when he was a student athlete at the University, he received genital and rectal
examinations from Dr. Anderson during a PPE, which he thought was thorough but appropriate at the time; he
nonetheless decided not to go back to Dr. Anderson for medical care. Another individual received a rectal
examination from Dr. Anderson as an employee of the University. At the time he assumed that he had not
effectively communicated his ailment to Dr. Anderson; he now believes the rectal examination may not have been
medically appropriate.
109
The analysis included negative evaluations of Dr. Anderson: “a little senile”; “never confident with his
conclusions”; “diagnosis was wrong and [Dr. Anderson] never did find out what was wrong with me”; and “self-
treatment rather than see Anderson.”
54
through jokes, rumors, or locker room banter, student athletes’ discomfort with Dr. Anderson,
specifically related to his conduct of sensitive examinations, was an open secret—or perhaps no
secret at all—including among at least some coaches and trainers. Fourth, the many current and
former Athletic Department personnel we interviewed expressed to a person their commitment to
the welfare of student athletes, their conviction that, had they known Dr. Anderson was engaging
in sexual misconduct, they would have taken action, and their certainty that their predecessors
who are no longer alive would have done the same. Fifth, the fact that no Athletic Department
personnel took any action, initiated any inquiry, or referred Dr. Anderson for investigation
appears to have resulted predominantly from the unquestioned deference of coaches and other
Athletic Department personnel to Dr. Anderson’s medical expertise and their assumption that he
was acting in accordance with the prevailing standard of care. Sixth, nevertheless, the fact that
no one took meaningful action is particularly disturbing in light of the nature, scope, and
duration of Dr. Anderson’s misconduct.
c. Instances of Potential Awareness at Michigan Medicine
We interviewed more than seventy current and former Michigan Medicine clinicians,
faculty members, medical assistants, office assistants, administrators, medical students, and
residents. The vast majority told us they had heard no complaints or concerns about Dr.
Anderson. Most of these individuals had generally neutral or positive recollections of Dr.
Anderson, to the extent they recalled him at all. 110
We heard only two accounts indicating that Dr. Anderson’s misconduct may have come
to the attention of Michigan Medicine personnel: First, a patient told us that, in the 1990s, he
told his therapist, a clinical social worker at University Hospital, that Dr. Anderson attempted to
manually stimulate his genitals during a medical appointment at Dr. Anderson’s private practice.
We interviewed the social worker, who does not recall ever hearing any complaints about Dr.
Anderson. Second, a faculty member at Michigan Medicine heard from a former patient of Dr.
Anderson’s that, during a medical appointment, Dr. Anderson asked whether the patient wanted
help collecting a sperm sample and reached for his groin. The faculty member heard of this
incident in a non-University setting, perhaps in the early 2000s or after Dr. Anderson died.
3. Dr. Anderson’s Disclosure of an Assault Lawsuit in 1996
After the acquisition of his medical practice by the University in 1995, and at least every
two years thereafter, Dr. Anderson was approved for Michigan Medicine credentials, which were
required for him to maintain his practice within the Michigan Medicine system. 111 In his 1996
110
Moreover, administrators in the Internal Medicine Department who conducted Dr. Anderson’s performance
evaluations after his practice was acquired by the University in 1995 do not recall any issues or concerns about Dr.
Anderson’s performance.
111
The credentialing process required approval from administrators in the Department of Internal Medicine, as well
as the Credentials Committee, the Executive Committee on Clinical Affairs, and, at least since 1998, the Hospital
Executive Board or Health System Board. The Office of Clinical Affairs conducted due diligence on physicians
applying for credentials. A credentialing specialist told us that, in the mid-1990s when Dr. Anderson first applied
for credentials, her role involved no verification or vetting of a physician’s application, though she might raise
questions if something out of the ordinary was present on the face of the application. By contrast, Michigan
Medicine policy today requires a credentialing specialist to verify a variety of information, including whether a
physician has malpractice insurance coverage and whether the State of Michigan has imposed any discipline on the
55
credentialing application, Dr. Anderson disclosed a lawsuit against him that had been dismissed.
We did not find any evidence that the University looked into the matter. Had it done so, it would
have seen allegations that Dr. Anderson performed inappropriate breast, pelvic, and rectal
examinations on a female patient.
The application for credentials that Dr. Anderson submitted on September 10, 1996
required him to disclose whether he “ha[d] been subject to any litigation within the past two
years.” 112 Dr. Anderson wrote in response, “Case Dismissed – Document attached.” Attached to
the application was a letter dated June 26, 1996 from Dr. Anderson’s attorney. The letter stated,
“Dear Dr. Anderson: I am pleased to inform you that Judge Conlin granted our Motion for
Summary Disposition, with prejudice. This means that [the] plaintiff can never bring this action
against you at any time in the future.” The letter enclosed an Order of Dismissal based on the
plaintiff’s failure to appear.
Neither the letter nor the Order of Dismissal included any information about the
allegations in the case. They did, however, reference the case name and number. The court
records, which are public, show that a female plaintiff sued Dr. Anderson in August 1995 in
Washtenaw County Circuit Court for assault and battery and tortious infliction of emotional
distress. The complaint alleged that Dr. Anderson “touched and manipulated” her breasts,
“performed a rectal examination,” and “performed a pelvic examination” for “no appropriate or
proper purpose” at a pre-employment physical conducted in September 1993. In his answer to
the complaint, Dr. Anderson denied conducting a breast, pelvic, or rectal examination. The case
was dismissed in June 1996 because the plaintiff failed to file an appearance, as ordered by the
court, after her attorney withdrew. 113
We found no evidence that the University asked Dr. Anderson about this lawsuit or
otherwise investigated the allegations. Although we found Dr. Anderson’s September 1996
application in his credentialing file, we saw no evidence that the 1996 application was ever
reviewed or approved. 114
We also found no evidence that Michigan Medicine investigated or considered the
lawsuit during any of its five subsequent approvals of Dr. Anderson’s credentials. 115 When Dr.
physician. The process for renewal of credentials is generally the same as for initial credentials, except that the
credentialing specialist does not re-review issues that should have been considered previously.
112
This was Dr. Anderson’s second application for credentials. Dr. Anderson’s first credentialing application was
submitted in December 1994 and approved in March 1995.
113
DPSS interviewed the plaintiff in April 2019. According to its report, she stated that Dr. Anderson performed the
pelvic examination “using just his hands,” which she felt was odd, “as physicians generally used instruments when
conducting these examinations.” The DPSS interview notes do not reference a rectal examination. WilmerHale
attempted to interview the plaintiff, but could not establish contact with her. We did contact attorneys for the
plaintiff and Dr. Anderson; neither recalls the circumstances around or details of the case.
114
We were unable to identify anyone assigned to handle Dr. Anderson’s 1996 application for credentials.
115
Dr. Anderson applied for credentials in May 1997, February 1998, December 1998, December 2000, and October
2002. These applications disclosed no litigation, discipline, or other issues. WilmerHale spoke with credentialing
specialists or administrators involved in each of these credentialing processes. None recalled any red flags related to
Dr. Anderson; several did not recall being involved in Dr. Anderson’s credentialing process at all.
56
Anderson re-applied for credentials in May 1997, he answered “No” to whether he had “been
subject to any litigation within the past two years,” an answer that is inconsistent with his 1996
application. For the May 1997 application, the Office of Clinical Affairs initiated a search of the
National Practitioner Data Bank (“NPDB”), an online database containing information about
medical malpractice claims and certain adverse actions taken by state and federal licensing
authorities, among others. The NPDB identified no medical malpractice or adverse action
reports related to Dr. Anderson as of June 16, 1997. Dr. Anderson’s 1997 application was
approved, as were all of his subsequent applications.
V. The University’s 2018-2020 Investigation into Misconduct by Dr. Anderson
We reviewed the University’s response to the complaints it received about Dr. Anderson
from Mr. DeLuca and Individual A in 2018 and 2019, respectively. University officials properly
and timely forwarded the allegations to OIE as required by University policy, and OIE properly
referred them to DPSS, which instructed OIE to stand down until DPSS completed its
investigation. However, once the law enforcement hold was lifted in May 2019, OIE made no
meaningful progress in its review before January 2020, when the University decided to retain
outside counsel to conduct an independent investigation. In the meantime, OIE prioritized
allegations of sexual misconduct that potentially posed an active safety risk. That was a
reasonable decision; but, given the seriousness of the allegations involving Dr. Anderson OIE
should have addressed them more expeditiously.
A. OIE Received the 2018 and 2019 Complaints About Dr. Anderson in a
Timely Manner
1. Mr. DeLuca’s 2018 Letter
On July 18, 2018, Mr. DeLuca sent a letter to Athletic Director Warde Manuel detailing
allegations of sexual misconduct by Dr. Anderson in the 1970s. As discussed above in Section
IV.A., Mr. DeLuca had complained about Dr. Anderson to his wrestling coach, Bill Johannesen,
more than forty years earlier, in 1975. In his letter to Mr. Manuel, Mr. DeLuca reported that he
had, on multiple occasions, received genital, hernia, and prostate examinations from Dr.
Anderson after seeking treatment for cold sores and a dislocated elbow. Mr. Manuel told us that
Mr. DeLuca’s letter immediately “stood out” because of the nature of his allegations.
Mr. Manuel was initially unsure how to proceed, given that the alleged misconduct
occurred decades earlier and Dr. Anderson was deceased. On July 26, 2018, he turned to
Deborah Kowich, the OGC attorney with primary responsibility for providing legal advice to the
Athletic Department, for guidance. 116 Ms. Kowich forwarded the letter to Pamela Heatlie, who
was then the Director of OIE, later that same day.
Mr. Manuel’s decision to seek guidance from Ms. Kowich was reasonable. There is no
evidence that Mr. Manuel, Ms. Kowich, or anyone else ever sought to ignore or conceal Mr.
DeLuca’s allegations. Although University policy provides that sexual misconduct allegations
116
Mr. Manuel’s office received Mr. DeLuca’s letter while Mr. Manuel was out of the office. Mr. Manuel reviewed
Mr. DeLuca’s letter and discussed it with Ms. Kowich soon after his return.
57
should be reported directly to OIE, it was not inappropriate for Mr. Manuel to consult OGC in
the first instance. Indeed, University employees are advised to contact OGC if they are uncertain
about how to proceed, particularly in situations that are not specifically covered in training or
that are atypical in some way. Mr. Manuel’s decision to seek guidance from OGC did not
impede, interfere with, or delay OIE’s handling of Mr. DeLuca’s letter or the response to it.
2. August 2019 Complaint
Two University administrators promptly made OIE aware of an email they received in
August 2019 from another former University student, Individual A, alleging that Dr. Anderson
subjected him to sexual abuse in the early 1970s. On August 18, 2019, Individual A sent an
email to the administrative assistants for Dr. Robert Ernst, Executive Director of UHS, and Dr.
Elizabeth Cole, then the Interim Dean of the University’s College of Literature, Science, and the
Arts. The email described in detail alleged sexual misconduct that Individual A experienced
during an examination by Dr. Anderson at UHS. Individual A reported that Dr. Anderson had
asked him to manually stimulate Dr. Anderson’s penis to the point of ejaculation to receive
treatment for suspected exposure to an STI.
Dr. Ernst sent Individual A’s email to OIE and OGC on August 21, 2019, the same day
his assistant forwarded the email to him. After receiving Individual A’s email from her assistant,
Dr. Cole reached out to Individual A directly on August 22 to thank him for sharing his
experience and assure him that she would forward his letter to OIE and the University’s law
enforcement team. On August 26, Dr. Cole forwarded Individual A’s email to Jeffery Frumkin,
who was then Interim Director of OIE, 117 and to DPSS.
B. OIE’s Review of the 2018 and 2019 Complaints About Dr. Anderson Was
Unreasonably Delayed
1. OIE’s Initial Review
Less than two weeks after receiving Mr. DeLuca’s letter on July 26, 2018, Ms. Heatlie
contacted him to ask whether he would be willing to meet for an interview and to provide him
with information about counseling resources, including those provided by the University’s
Sexual Assault Prevention and Awareness Center. Mr. DeLuca agreed to be interviewed and met
with Ms. Heatlie on August 27, 2018. During that meeting, he told Ms. Heatlie that Dr.
Anderson had, on a number of occasions, subjected him to genital and rectal examinations during
medical visits for unrelated conditions. After the meeting, Mr. DeLuca found among his
personal papers decades-old correspondence with his wrestling coach Mr. Johannesen, including
a copy of the letter he sent to Mr. Johannesen in July 1975 referring to “Dr. ‘drop your drawers’
Anderson.” Mr. DeLuca mailed a copy of the letter to Ms. Heatlie.
Over the next month, OIE resource constraints kept Ms. Heatlie from taking further steps
to review Mr. DeLuca’s allegations, and she focused on cases that posed an active risk to the
117
In October 2018, Ms. Heatlie transferred to the Dearborn campus as its Director of OIE. See infra Section V.B.
58
University community. Ms. Heatlie was clear about that with Mr. DeLuca, emailing him on
September 6, 2018 that OIE’s review could be delayed due to the office’s workload.
Ms. Heatlie next took action on Mr. DeLuca’s complaint on October 1, 2018, when she
referred the matter to DPSS. This referral was consistent with OIE’s practice to notify DPSS of
potential criminal conduct. 118 Two days later, on October 3, DPSS notified Ms. Heatlie that
DPSS was instituting a “law enforcement hold.” Such a hold, though not defined in any
University policy, has the practical effect of pressing pause on an OIE investigation while DPSS
conducts a criminal investigation. DPSS law enforcement holds vary in scope: some direct OIE
not to speak with certain witnesses until DPSS is able to interview them; others bar OIE from
taking any investigative actions. In this case, DPSS specifically instructed OIE to “stop” any
investigation until DPSS’s investigation was complete. Then—as now—there was no written
policy as to how DPSS was to notify OIE when the law enforcement hold had been lifted.
Also on October 3, Ms. Heatlie received information from which she inferred that there
may have been other complaints about Dr. Anderson’s misconduct. The information was vague
and came from someone without firsthand knowledge. Ms. Heatlie called DPSS the same day to
provide this additional information but did not do anything further because of the law
enforcement hold.
2. Law Enforcement Review
The DPSS investigation was assigned to Mark West, who joined the Criminal
Investigation Unit at DPSS as a detective in 2015. Detective West began his investigation
promptly and within two weeks had interviewed Mr. DeLuca, two University employees, and a
LARA employee.
Detective West conducted an extensive investigation over the next seven months. He
made contact with a half-dozen former University students and non-affiliated community
members who said they had experienced serious misconduct at the hands of Dr. Anderson, as
well as nearly fifty current and former University employees he thought might have relevant
information. He reviewed Dr. Anderson’s personnel file, executed a search warrant to obtain
access to certain medical malpractice files, and reviewed court records related to Dr.
Anderson. 119 Detective West completed his investigation in April 2019.
At the end of an investigation, if DPSS believes that all elements of a crime have been
met or wants a second opinion as to whether a crime has been committed, it submits the case to
the Washtenaw County Prosecutor’s Office. Case files are typically submitted to the
Prosecutor’s Office through an online portal. In this case, Konrad Siller, who was then the First
Assistant Prosecuting Attorney, believed that the matter was unlikely to result in criminal
charges given the passage of time and the fact that Dr. Anderson was deceased. As a result, Mr.
118
Ms. Heatlie did not report the allegations to DPSS earlier because she had mistakenly assumed that DPSS would
not investigate allegations involving a deceased person.
119
Two other DPSS detectives assisted Detective West with his investigation for short periods.
59
Siller instructed Detective West to send his report by email rather than through the online portal.
Detective West did so on April 29, 2019.
After submitting the DPSS report to the Prosecutor’s Office, Detective West periodically
inquired about the status of the case. When Detective West checked in on June 11, 2019, Mr.
Siller said the review had not been completed because he had “[t]oo many murder cases going
on.” When OIE sent Individual A’s report to DPSS in August 2019, Detective West investigated
the allegations and sent the Prosecutor’s Office additional information that same month.
It is not clear when the Prosecutor’s Office completed its review. Officials in the
Prosecutor’s Office told us that they communicated to DPSS in the fall of 2019 that their review
was complete, and nothing had changed Mr. Siller’s earlier informal assessment that no criminal
charges would be filed. DPSS officials told us they did not receive such notice. On January 21,
2020, DPSS told Ms. Seney that the Prosecutor’s Office still had not completed its review. On
February 18, 2020, Steven Hiller, who was then the Chief Assistant Prosecuting Attorney in the
Prosecutor’s Office, provided written notice to University of Michigan Chief of Police Robert
Neumann that the Prosecutor’s Office had decided not to file any criminal charges in connection
with the allegations against Dr. Anderson. 120
3. OIE’s Continued Review
DPSS did not inform OIE when it had completed its investigation of Mr. DeLuca’s
complaint. On May 20, 2019, Ms. Heatlie emailed DPSS to ask whether the criminal
investigation was still in progress. Chief Neumann notified Ms. Heatlie the following day that
OIE could proceed with its investigation.
Ms. Heatlie, who had transferred from the Ann Arbor campus to the Dearborn campus,
informed the new Title IX Coordinator in Ann Arbor, Elizabeth Seney, that the case was no
longer under a law enforcement hold. Ms. Heatlie informed OGC on June 6, 2019, that Ms.
Seney would be taking over the investigation. Ms. Seney requested a copy of Detective West’s
report on July 2, 2019, and received it on July 17, 2019. Ms. Seney completed her initial review
of the DPSS report over the next two months. In the interim, she received Individual A’s email;
she contacted him in September 2019. 121 OIE’s investigation then largely sat dormant for the
next three months.
In December 2019 Ms. Seney asked a recently hired OIE investigator to review the DPSS
report. After doing so, the investigator suggested that the University consider taking certain
steps, including hiring an outside investigator, based in part on how other universities had
handled similar allegations of sexual misconduct. The OIE investigator considered it important
120
In February 2020, a University official publicly stated that the University had been awaiting a charging decision
from the Prosecutor’s Office before undertaking any broad outreach to Dr. Anderson’s patients. We received
conflicting information from individuals at OIE and DPSS about what steps, if any, OIE or the University could
have taken after the law enforcement hold was lifted but while the Prosecutor’s Office was reviewing the case.
Regardless, any delay caused by uncertainty about the status of the Prosecutor’s Office’s review was relatively brief.
The University first considered retaining outside counsel or engaging in broader outreach in December 2019. The
University retained Steptoe on January 23, 2020 and publicly announced its investigation on February 19, 2020.
121
Ms. Seney does not believe she spoke with Individual A following this outreach.
60
to begin moving quickly, given the time that had passed since the University’s receipt of Mr.
DeLuca’s letter. On January 8, 2020, the investigator and Ms. Seney met with OGC. On
January 23, 2020, the University hired Steptoe to conduct an independent investigation into the
allegations against Dr. Anderson. All told, eighteen months elapsed, including eight months
since OIE was given the green light to proceed with its investigation, since Mr. Manuel received
Mr. DeLuca’s letter—an unreasonable delay given the gravity of the allegations.
VI. Additional Considerations
We endeavored to understand what Dr. Anderson did, who at the University knew about
it, and when they knew. We have also considered why no University personnel took any
meaningful action despite the cloud of rumors, jokes, and innuendo that followed Dr. Anderson
throughout his University career. With respect to the former constellation of questions, we heard
repeatedly that Dr. Anderson engaged in misconduct with patients who may have been, for
varying reasons, susceptible targets unlikely to report their experiences. With respect to the
latter question, we believe deference to doctors in general, and Dr. Anderson in particular, and
insensitivity to direct and indirect expressions of concern about him coincided with a lack of
adequate policies and procedures for identifying, reporting, and addressing sexual misconduct.
A. Dr. Anderson Engaged in Misconduct with Patients Who Were Unlikely to
Report Their Experiences
As we have described, a number of University students raised concerns at the time,
directly or indirectly, about Dr. Anderson. But those who did so represent only a small fraction
of the hundreds of patients who have come forward now, who may themselves represent only a
fraction of the patients with whom Dr. Anderson engaged in sexual misconduct.
The vast majority of patients with whom we spoke had not previously reported what
happened to them outside a close circle of family and friends, if to anyone at all. We believe that
at least some patients who might otherwise never have reported their experiences were
encouraged to come forward by the parameters we put in place at the outset of our
investigation—that we would not share patient names or identifying information with the
University or disclose patient names or identifying information in this Report without the
patient’s express permission—along with the understanding that other patients who had not
previously reported their own experiences were now doing so. Indeed, multiple patients told us
they came forward to speak with us because they believed that sharing their own experiences
would lend collective credibility and corroboration to what other patients had said about their
experiences with Dr. Anderson.
The social science experts we consulted advise that those subjected to sexual assault and
other sexual misconduct often do not report their experiences until much later, if ever. 122 And, in
consultation with the social science experts, we have identified several factors that likely
122
Some studies report that ninety percent of adult victims—particularly on college campuses—never report the
sexual violence they experience. See, e.g., A. H. Conley et al., Prevalence and Predictors of Sexual Assault Among
a College Sample, 65 J. AMERICAN COLLEGE HEALTH 41, 41 (2017).
61
discouraged many of Dr. Anderson’s patients in particular from reporting his sexual misconduct
at the time.
First, there is an inherent imbalance of power and knowledge between physicians and
their patients, particularly patients with relatively little experience with doctors. The doctor-
patient relationship is built on trust in the doctor’s medical expertise, which the patient typically
lacks, and the assumption that the physician’s actions have a sound medical basis and are
performed in the best interest of the patient. Here, that dynamic resulted in many of Dr.
Anderson’s patients not knowing with certainty whether his conduct was inappropriate when
they experienced it. Many of Dr. Anderson’s patients told us, for example, that they thought Dr.
Anderson’s prolonged genital and painful rectal examinations were standard parts of a physical
examination, that Dr. Anderson was just unusually thorough, or that, if Dr. Anderson opted to
perform a hernia check or rectal examination during a visit for a cold or the flu, he must have had
a valid reason. Other patients told us that they had been brought up to respect authority figures
such as doctors and did not think to question or challenge a much older, seemingly widely
respected, senior physician. Student athletes told us that they assumed Dr. Anderson’s
examinations, which were different in notable ways from their high school physicals, must be
part of “big time” athletics. For many of these patients, their examination by Dr. Anderson was
their first experience with adult medicine; up to that point, many had only seen their childhood
pediatricians or received limited medical care.
Second, many of the student athletes Dr. Anderson examined were on scholarship, and
some of them told us they feared that complaining about Dr. Anderson’s examinations would put
their financial aid, and hence their ability to remain at the University, at risk. Numerous student
athletes also told us they worried that complaining about Dr. Anderson’s examinations would be
perceived as “rocking the boat” or “making waves” and could cause them to lose playing time. It
should be noted, however, that no one told us that any scholarship was ever actually threatened,
or playing time reduced, for these reasons.
Third, Dr. Anderson treated other groups of especially vulnerable patients, including
LGBTQ students. Patients told us that—especially in the 1960s to 1980s—finding physicians in
Ann Arbor for medical issues prevalent in the LGBTQ community was difficult, and that
tolerating Dr. Anderson’s examinations was what they understood to be required to get
treatment. Some patients told us that they did not report Dr. Anderson’s misconduct because
they feared doing so would require them to disclose their sexual orientation when they were not
prepared to do so. Dr. Anderson’s conduct caused others to question their own sexuality, which
discouraged reporting. Dr. Anderson also saw, and engaged in misconduct with, patients seeking
treatment for conditions they found sensitive or embarrassing, such as STIs and fertility issues,
and patients seeking medical diagnoses that would enable them to avoid being drafted.
It also bears noting that Dr. Anderson appears to have refrained from engaging in sexual
misconduct with patients who were more likely to recognize and report it. For example, we
interviewed several coaches in the Athletic Department who saw Dr. Anderson for periodic
physicals and routine care, and some who also sent their family members to Dr. Anderson for
care. The vast majority of these individuals told us that they experienced nothing untoward
during their interactions with Dr. Anderson.
62
B. The University’s Sexual Harassment Policies and Procedures Were
Inadequate
As we have discussed, other than the efforts of Mr. Toy, Ms. Hassinger, and Mr. Parnes,
we found no evidence of any University employees raising complaints about Dr. Anderson,
despite a persistent swirl of rumors, jokes, and innuendo that followed him. Although rumors,
jokes, and innuendo were certainly not formal reports, it is striking that they do not appear to
have prompted anyone to take any meaningful action. Some of the inaction may have stemmed
from the same deference to doctors discussed above or a lack of understanding that a patient was
attempting to raise a concern.
There is no way to know whether better policies and procedures might have made a
difference. Nonetheless, it must be noted that the University’s sexual misconduct infrastructure
during Dr. Anderson’s career was lacking in significant respects.
First, there were no formal sexual harassment policies in place for the first fourteen years
of Dr. Anderson’s career at the University. And while sexual harassment may have been widely
understood to be inappropriate even in the absence of policies that specifically prohibited it,
there was no requirement for employees to report it prior to September 1980.
Second, even after the University instituted its sexual harassment policies, they did not
adequately ensure that misconduct was reported and addressed. In September 1980, the
University issued Standard Practice Guide (“SPG”) 201.89, which barred employees from
sexually harassing other employees, and an accompanying directive that prohibited the sexual
harassment of students (“Policy Statement”). 123 The Policy Statement directed students to make
sexual harassment complaints to the Affirmative Action Coordinator in the student’s specific
school of study or the Ombudsperson in the Office of the Vice President for Student Services.
But the Policy Statement still did not require University employees to report allegations of sexual
harassment of students.
Third, a lack of clear reporting channels for students or clear reporting obligations for
employees (both before and after the University’s sexual harassment policies were in place) may
have contributed to the persistence of Dr. Anderson’s conduct. There is no doubt that Dr.
Anderson’s misconduct violated the SPG and Policy Statement instituted in 1980. 124 Multiple
patients told us, however, that they did not know where to complain. Even when University
123
SPG 201.89, when adopted on September 1, 1980, applied only to conduct by University personnel against
University personnel. The Policy Statement, issued on September 15, 1980 by President Shapiro, covered sexual
harassment against students. In 1991, SPG 201.89 was revised to apply to conduct by University personnel against
both employees and students.
124
These policies, and subsequent iterations of them, prohibited University personnel from making unwelcome
sexual advances toward other University employees or students, making sexual propositions, and engaging in other
verbal or physical conduct of a sexual nature where: submission to such conduct was either explicitly or implicitly a
term or condition of an individual’s employment or education; submission to or rejection of such conduct was the
basis for academic or employment decisions affecting that individual; or such conduct had the purpose or effect of
substantially interfering with an individual’s academic or professional performance or creating an intimidating,
hostile or offensive employment, educational, or living environment. The definition of sexual harassment varied
somewhat over time but generally covered these categories of conduct.
63
personnel did receive complaints, they were not required to report them to any central office for
much of Dr. Anderson’s career. Thus when Mr. Easthope received complaints about Dr.
Anderson’s misconduct with students, the Policy Statement did not require him to involve other
University offices or conduct a formal investigation. To be clear, we do not attribute Dr.
Anderson’s decades of sexual misconduct, or the fact that no one effectively addressed it, to a
lack of adequate policies and procedures. But we do believe, as discussed below, that clear
policies and procedures, and a culture of awareness and reporting, are key to making sure
something similar never happens again.
VII. Recommendations
We have carefully considered measures that could prevent misconduct of the kind found
in our investigation from going undetected or unaddressed in the future. To that end, we
reviewed relevant policies, procedures, and practices at the University; interviewed University
personnel responsible for them; reviewed policies, procedures, and practices at peer institutions;
and consulted with the medical and social science experts identified above. The resulting
recommendations discussed below are aimed at ensuring that sexual misconduct concerns and
complaints are identified, reported, and acted on appropriately.
Our factual findings relate to events that occurred decades ago. Legal requirements,
standards of care, and best practices in both the academic and medical settings have changed
markedly since then. The University’s approach to identifying and addressing sexual
misconduct has changed markedly as well.
The University has taken significant steps in recent years to improve its sexual
misconduct policies and procedures, including with respect to faculty and staff misconduct. In
2018, the University engaged the law firm Hogan Marren Babbo & Rose, Ltd. (“HMBR”) to
conduct an independent assessment of its reporting mechanisms and written policies and
procedures relating to sexual misconduct. HMBR published its report and recommendations in
April 2019. 125 HMBR’s recommendations led to the issuance of the University’s August 7, 2020
Interim Policy on Sexual and Gender-Based Misconduct (“Interim Policy”), an umbrella policy
that addresses sexual and gender-based misconduct by and against students, faculty, staff, and
third parties. 126 The Interim Policy remains in effect today.
On July 31, 2020, WilmerHale issued a report of its independent investigation of
allegations of sexual misconduct by former Provost Martin A. Philbert (the “Philbert Report”). 127
125
See HOGAN MARREN BABBO & ROSE, LTD., REPORT OF REVIEW OF SEXUAL MISCONDUCT POLICIES AND
PROCEDURES (FOCUS ON FACULTY AND STAFF) (Apr. 2019), https://president.umich.edu/wp-
content/uploads/sites/3/2019/04/HMBRUM-report.pdf.
126
See THE UNIVERSITY OF MICHIGAN INTERIM POLICY ON SEXUAL AND GENDER-BASED MISCONDUCT (Aug. 14,
2020), https://sexualmisconduct.umich.edu/wp-content/uploads/2020/08/policy-on-sexual-gender-based-
misconduct-08-07-20.pdf. It also incorporates changes required under revised Title IX regulations promulgated in
May 2020. See Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal
Financial Assistance, 85 Fed. Reg. 30,026 (May 19, 2020) (codified at 34 C.F.R. pt. 106).
127
See WILMERHALE, REPORT OF INDEPENDENT INVESTIGATION: ALLEGATIONS OF SEXUAL MISCONDUCT BY
MARTIN A. PHILBERT (July 31, 2020), https://regents.umich.edu/files/meetings/01-
01/Report_of_Independent_Investigation_WilmerHale.pdf.
64
The University thereafter engaged the consulting firm Guidepost Solutions to assist with
implementation of the recommendations in the Philbert Report. That work is ongoing. 128
We believe that the changes the University has already made represent significant
improvements in its sexual misconduct policies and procedures. Some of our recommendations
are consistent with measures the University is in the process of implementing; other
recommendations are intended to enhance measures that have been or are being put in place.
First, the University should develop a more robust culture of recognition and reporting of
potential sexual misconduct, first and foremost by enhancing its training programs.
Second, the University should consider providing additional resources and training
regarding chaperone policies and sensitive examinations.
Third, the University should take concrete steps to assess individual departments’
responses to sexual misconduct issues.
Fourth, the University should enhance its due diligence procedures for physician self-
disclosures to ensure that information of potential concern is adequately investigated.
Fifth, the University should enhance coordination and communication among and
between OIE, DPSS, and the Prosecutor’s Office.
Sixth, the University should ensure that OIE has sufficient resources to carry out its
responsibilities, especially with respect to the investigation and resolution of sexual misconduct
reports.
A. Promote a Culture of Awareness and Reporting
For the University to take appropriate measures to address sexual misconduct, it must
first be aware of that misconduct. As discussed above, we found that from the beginning of Dr.
Anderson’s employment at the University, there was a persistent swirl of rumors and jokes about
his conduct during both general examinations and PPEs, including his propensity for performing
sensitive examinations regardless of the reason for a patient’s visit. Yet multiple University
personnel told us that they did not recognize the rumors and jokes that they heard as indicative of
potential sexual misconduct; accordingly, they took no action. Moreover, throughout much of
Dr. Anderson’s employment, the reporting of sexual misconduct was not centralized in a
particular University office.
128
Among the changes already implemented are measures to ensure that findings of policy violations and other
misconduct are documented and accessible for review in faculty hiring and promotion decisions. Records of OIE
findings, as well as any sanctions, are now kept in OIE’s files, the department human resources file, and the central
human resources file. OIE also began developing a new database of case files with improved search functionality in
late 2018 and put the database into use in February 2020. This allows OIE to monitor more easily for repeat
complaints against an individual. Additionally, the Interim Policy is due to be finalized later this year following the
receipt of community feedback and input from Guidepost Solutions.
65
University personnel today have a more informed understanding of potential indicia of
sexual misconduct than was the case during Dr. Anderson’s employment. And the Interim
Policy has centralized reporting of alleged sexual misconduct in OIE. 129 In addition, OIE has
adopted an escalations procedure that requires certain allegations of sexual
misconduct―including those involving a patient and physician―to be brought to the immediate
attention of the Board of Regents. To further promote and support a culture of awareness and
reporting, the University should take the following steps.
1. Training Should Address the Different Ways Misconduct Is Reported
The University should consider whether its training programs sufficiently sensitize
employees to the various ways that victims and others may reveal information about sexual
misconduct, whether recent or historical. Training should make clear that rumors, jokes, and
other informal comments and accounts, whether by possible targets of sexual misconduct or third
parties, may warrant further inquiry or reporting to OIE. Similarly, training should include
information to help employees better recognize when someone is suffering from trauma that may
be indicative of sexual assault, even when that person makes no explicit or affirmative disclosure
about an incident. Moreover, training should ensure that employees understand that victims may
not speak of their experiences until long afterward.
2. Training Should Address Athletic Department Culture Specifically
The University should ensure that Athletic Department employees and student athletes
receive adequate training on how team dynamics and athletics culture may discourage reporting
of sexual misconduct and affect how sexual misconduct incidents are discussed. We found that
Athletic Department personnel discounted what student athletes said about Dr. Anderson as
“locker room talk.” Some student athletes recall being told to “toughen up” or “get used to it”
when they raised concerns; others kept silent because they were too embarrassed, ashamed, or
afraid to give voice to what they had experienced. The University currently offers annual
mandatory training to Athletic Department employees that covers their reporting obligations.
The University also offers annual mandatory training to student athletes, which covers hazing,
sexual misconduct, and team dynamics. The University should review these trainings to ensure
they sufficiently address aspects of athletics culture that may affect how sexual misconduct is
raised, identified, and reported.
3. Employees Need to Understand Their Reporting Obligations
It is critical that University employees understand what their reporting obligations are and
how to carry them out. The Individuals with Reporting Obligations (“IROs”) provision of the
Interim Policy provides greater detail than prior policies regarding reporting obligations, but this
issue continues to generate questions among University employees as to the identity of IROs or
129
The Interim Policy identifies the various avenues through which students and employees can report sexual
misconduct—by either students or employees—to OIE for further investigation. The Interim Policy also designates
certain groups of University officials as “Individuals with Reporting Obligations,” who are obligated to report to
OIE when they learn of potential sexual misconduct, as defined by the policy. There are additional obligations
placed on certain “officials with authority” to report regardless of when and how they learn of the apparent
misconduct. See Interim Policy at 16.
66
“officials with authority” and the extent of their reporting responsibilities. To address this
confusion, we endorse the recommendation in the Philbert Report that the University implement
mandatory training to educate University employees on who qualifies as an IRO or an official
with authority and the responsibilities that accompany those designations. 130 We also reiterate
the Philbert Report’s recommendation that the University’s mandatory training highlight how
bystanders can recognize the warning signs of sexual misconduct and when and how they should
intervene. We understand that the University is in the process of developing such training.
B. Implement Additional Resources and Training Regarding Sensitive
Examinations
When Dr. Anderson was employed at the University, it was not standard practice to
provide a chaperone for all sensitive examinations. 131 Recent high-profile cases involving
physician misconduct at other institutions led to changes in best practices regarding sensitive
examinations, including the use of chaperones. The University of Michigan has implemented
written chaperone policies at UHS (April 2018), Michigan Medicine (June 2019), and the
Athletic Department (July 2019). Although the University’s chaperone policies are generally
clear and thorough, we recommend that the University review the policies to ensure they are
aligned and consistent across units, to the extent possible and appropriate, and are adequately
detailed. For example, we recommend that all chaperone policies require that both the physician
and the chaperone document in the patient’s record when a chaperone is present and any
instances in which a patient declines to have a chaperone present. 132 We also recommend that
the policies or associated training guidelines describe elements of effective chaperoning, such as
establishing a line of sight to the point of physical contact during a sensitive examination and
using verbal cues to communicate with the healthcare provider. 133
For the chaperone policies to be effective, both the healthcare providers conducting
examinations and the chaperones observing those examinations must understand what the
130
The University currently encourages employees to take an online optional training module, which includes
information on mandatory reporting obligations. See Information for Individuals with Reporting Obligations
(IROs), OFFICE FOR INSTITUTIONAL EQUITY, https://oie.umich.edu/information-for-responsible-employees/ (last
visited May 10, 2021). While our recommendations focus on internal reporting obligations, it is also important that
University employees understand when to report conduct to outside authorities.
131
It became standard practice for male physicians to offer female patients (but not male patients) the option of a
chaperone for sensitive examinations during the 1980s.
132
The current UHS chaperone policy requires both the healthcare provider and the chaperone to document the
presence of the chaperone or the patient’s decision not to use a chaperone. While the Athletic Department and
Michigan Medicine chaperone policies require documentation of the presence of a chaperone or the patient’s
decision not to use a chaperone, they do not clearly impose this requirement on both the healthcare provider and the
chaperone.
133
UHS’s Chaperone and Assistant Training Guidelines and Michigan Medicine’s Chaperone and Health
Professional Guidelines for: The Use of Chaperones During Sensitive Examinations, Procedures and Care Policy
62-01-016 describe the expectations of chaperones, including with respect to appropriate positioning and verbal
cues. The current Athletic Department policy does not include similar guidance. The American College Health
Association’s (“ACHA”) Best Practices for Sensitive Exams states that chaperones should be educated about
“[p]ositioning of chaperone during exam to visualize point of contact of exam or procedure” and “[r]eviewing how
chaperone may intervene or stop an exam if they are concerned about patient distress or inappropriate steps during
the exam.” ACHA, Best Practices for Sensitive Exams 5 (Oct. 2019),
67
policies require. Healthcare providers and anyone who might serve as a chaperone, including
student trainers in the Athletic Department, should complete mandatory training on the policies.
We recommend that such training be repeated periodically, at least once every three to five
years. 134 We further recommend that these training requirements be clearly set out in the
chaperone policies. 135
The University should also make patients aware of the chaperone policy and what to
expect during a sensitive examination. We found that many of Dr. Anderson’s patients did not
recognize that his conduct was inappropriate because they did not know what to expect during
their examinations. We recommend that the University consider ways to inform patients—if
possible, in advance of appointments when a sensitive examination will be conducted—what
they should expect during the examination and that they may have a chaperone present. 136 We
also recommend that the University review its current student training programs to ensure that
they adequately educate students regarding sensitive examinations and the University’s
chaperone policies. Student athletes should also be informed of the standard components of a
University PPE, including that it typically does not require that any sensitive examinations be
performed.
Finally, the University should ensure that students are encouraged to report any violations
of the chaperone policy or physician misconduct, whether that be through internal channels or to
outside authorities. The University should review its patient education materials and ensure that
they clearly explain that, whenever a patient is concerned that a physician (or chaperone)
engaged in conduct that seemed inappropriate during a sensitive exam, the patient is encouraged
to ask questions or make a report through available channels (regardless of how much time has
passed since the examination). 137 The University should also review its existing patient survey
processes to ensure that they adequately solicit feedback from patients regarding potential
physician misconduct and adequately inform patients of available reporting options.
https://www.acha.org/documents/resources/guidelines/ACHA_Best_Practices_for_Sensitive_Exams_October2019.p
df.
134
Certain healthcare providers at UHS, the Athletic Department, and Michigan Medicine indicated that they repeat
the chaperone training annually. However, neither the UHS nor Athletic Department chaperone policies and
associated guidelines describe any training expectations for healthcare providers, and the Michigan Medicine policy
requires only “[o]ne-time (or on hire) completion” of the training. We believe that both healthcare providers and
chaperones should repeat the chaperone training every three to five years at a minimum. Our recommendation is
consistent with the ACHA’s Best Practices for Sensitive Exams, which recommends that training of chaperones and
healthcare providers “occur at hire and [be] renewed regularly.” See ACHA, supra note 133, at 4.
135
UHS sets forth its chaperone training expectations, but not its healthcare provider training expectations, in its
Chaperone and Assistant Training Guidelines. The current Athletic Department chaperone policy does not include
any training requirements. Michigan Medicine sets forth its chaperone and healthcare provider training expectations
in its Chaperone and Health Professional Guidelines for: The Use of Chaperones During Sensitive Examinations,
Procedures and Care Policy 62-01-016.
136
The ACHA’s Best Practices for Sensitive Exams emphasizes the importance of educating patients, prior to their
examinations, regarding “what the exam entails, the purpose and availability of a chaperone, and importantly, the
patient’s ability to decline or stop any portion of the exam.” ACHA, supra note 133, at 5.
137
The ACHA’s Best Practices for Sensitive Exams states that “patient education should include information on the
processes for reporting violations of policy.” ACHA, supra note 133, at 5.
68
C. Conduct Periodic Reviews of Departments and Units
Multiple patients of Dr. Anderson told us that they did not report his misconduct because
they did not believe their complaints would be taken seriously or that Dr. Anderson would be
held accountable. The University can promote a culture of accountability by conducting periodic
reviews of departments and units to ensure that they are following the University’s sexual
misconduct policies and procedures.
The University of Michigan periodically conducts or participates in climate surveys of
students regarding sexual misconduct, 138 and the Philbert Report recommended that the
University conduct a climate survey for employees as well. Either as part of this process or as a
separate process, we recommend that the University periodically assess the climate within
individual departments or units with respect to sexual misconduct. Departments and units within
the University have different characteristics and challenges, so identifying how sexual
misconduct issues arise and are addressed within different parts of the University would allow
the University to better evaluate the effectiveness of sexual misconduct trainings and to monitor
and enforce compliance with relevant policies and procedures. Special attention may be required
when physicians report to non-physicians or non-healthcare leaders.
Periodic assessments could include an analysis of the incidence of sexual misconduct;
employees’ awareness of and comfort with available sexual misconduct policies and procedures;
the culture within individual departments and units with respect to sexual misconduct; whether
students and employees are comfortable reporting sexual misconduct incidents; and whether they
believe reports are addressed in a timely and equitable manner. A periodic review process could
offer students, faculty and staff, and other stakeholders the opportunity to provide information
and feedback to OIE.
D. Improve Tracking of Self-Disclosures During the Credentialing Process
As discussed above, Dr. Anderson self-disclosed in his September 1996 credentialing
paperwork a lawsuit against him that had recently been dismissed. The plaintiff in that lawsuit
alleged that Dr. Anderson engaged in unnecessary breast, pelvic, and rectal examinations during
a pre-employment physical. There is no evidence that the University took any note of the
lawsuit when Dr. Anderson reported it, nor is there any evidence that anyone recognized the
omission when Dr. Anderson did not list the lawsuit on his next credentialing application.
Michigan Medicine should continue to require providers to self-disclose during the
credentialing process any recent or pending legal proceedings—a practice that has been in place
with respect to malpractice claims at least since the earliest credentialing application we located
for Dr. Anderson (dated December 1994). But self-disclosure without appropriate follow-up has
little value. There remains no formal process at Michigan Medicine to track whether providers’
self-disclosures have been investigated or whether information disclosed is consistent from one
138
In the spring of 2019, the University was one of thirty-three institutions to participate in a climate survey of
undergraduate and graduate students conducted by the Association of American Universities regarding sexual
misconduct. The University also participated in climate surveys of undergraduate and graduate students in 2015
(one administered by the Association of American Universities, and one designed specifically for the University and
administered by a local Ann Arbor firm).
69
credentialing application to the next. A process should be put in place to ensure that self-
disclosed matters receive appropriate attention and inquiry.
E. Improve Communication About Sexual Misconduct Investigations Between
OIE, DPSS, and the Prosecutor’s Office
After referring Mr. DeLuca’s complaint to DPSS in early October 2018, OIE took no
investigative steps of its own for the next eight months because of the law enforcement hold
imposed by DPSS. DPSS notified OIE that it could resume its investigation only after OIE
inquired about the status of the hold in May 2019, approximately one month after DPSS had
completed its investigation.
There was (and still is) no written process governing DPSS law enforcement holds.
Instead, the existence and scope of a hold depends on the circumstances of each case and
conversations between individuals at DPSS and OIE. At a minimum, this case-by-case approach
creates confusion. We recommend that OIE and DPSS adopt a written process covering, at least,
when law enforcement holds are warranted, what effect a law enforcement hold has on particular
OIE investigations, how long any law enforcement hold remains in effect, the frequency of
communications between DPSS and OIE during the pendency of law enforcement holds, and the
process for communicating the lifting of law enforcement holds. 139 We understand that OIE and
DPSS are currently developing a process document.
There is also opportunity for improvement with respect to DPSS’s communication with
the Prosecutor’s Office. Officials from the Prosecutor’s Office have stated publicly that they
determined in the fall of 2019 that no criminal charges would be brought in connection with the
allegations against Dr. Anderson. But DPSS officials told us they received no notice of that
decision until the Prosecutor’s Office issued a written statement in February 2020. Because
DPSS submitted its report on Dr. Anderson to the Prosecutor’s Office informally via email rather
than through the online portal, DPSS did not receive the notifications that the online system
would have automatically sent when the Prosecutor’s Office completed its review and made its
non-prosecution determination.
To provide a clear audit trail and to ensure that updates regarding the status of
Prosecutor’s Office reviews are promptly communicated to DPSS, we recommend that DPSS
submit all cases it refers to the Prosecutor’s Office through the online notification system—
irrespective of whether DPSS or the Prosecutor’s Office believes the case is likely to result in
criminal charges. Doing so will help avoid unnecessary delays in the University’s investigations
by ensuring that DPSS is promptly notified when the Prosecutor’s Office has reached a charging
decision.
139
The current Title IX regulations do not specify how long a law enforcement hold may remain in effect. Section
106.45(b)(1)(v) provides that the University’s designated reasonably prompt time frame for completion of a
grievance process is subject to temporary delay or limited extension for good cause, which may include concurrent
law enforcement activity. See 34 C.F.R. § 106.45(b)(1)(v).
70
F. Ensure that OIE Has Sufficient Resources to Fulfill Its Mandate
A significant factor in the delay in investigating the allegations against Dr. Anderson
beginning in 2018 was a lack of adequate resources within OIE. While OIE has doubled its staff
from ten employees in June 2018 to twenty employees currently, an additional staff position
devoted to training and education remains unfilled. We recommend that the University fill that
position promptly and reevaluate the sufficiency of OIE’s resources, now and on a regular basis
going forward, to assess whether additional resources are needed for OIE to implement our
recommendations and fulfill its important responsibilities.
Fazit
In spite of the limitations attributable to the passage of time, the paucity of relevant
documentary evidence, and the unavailability of patients and witnesses, we have no doubt that
Dr. Anderson engaged in a prolonged pattern of sexual misconduct involving many members of
the University community. Whether or not others should have taken note of the rumors and
innuendo surrounding Dr. Anderson in his first dozen years at the University or in the years
thereafter, there is no reasonable explanation for Thomas Easthope’s failure to do so based on the
information conveyed to him between 1978 or 1979 and 1981.
The University has significantly changed in the nearly two decades since Dr. Anderson’s
retirement. The University of today has greater understanding and awareness of what constitutes
sexual misconduct, additional reporting obligations, centralized processes for responding to
reports, and stronger support systems for those affected. Our recommendations should enhance
the University’s policies, procedures, and practices to prevent this kind of misconduct from
happening again.
71
APPENDIX A
APPENDIX B
Margot Putukian, MD, FACSM, FAMSSM
DATE: April 29, 2021
NAME: Margot Putukian, MD, FACSM, FAMSSM
PRESENT TITLE: Chief Medical Officer, Major League Soccer
420 5th Ave, New York, New York 10018
Chief Medical Officer / Consultant; November 1, 2018 - current
Medical Consultant; September 2014 – October 2018
HOME ADDRESS: 2 English Lane, Princeton, NJ 08540
OFFICE ADDRESS:
TELEPHONE NUMBER/E-MAIL ADDRESS: (C), (609)-651-7614, [email protected]
CITIZENSHIP: U.S.A.
EDUCATION:
A. Yale University
New Haven, Connecticut
B.S. Biology May 1984
B. Boston University School of Medicine
Boston, Massachusetts
Medical Degree (MD) May 1989
POSTGRADUATE TRAINING:
A. Internship and Residency
Strong Memorial Hospital, Primary Care Internal Medicine
Rochester, New York
1989-1992
B. Primary Care Sports Medicine Fellowship
Michigan State University
East Lansing, Michigan
1992-1993
ACADEMIC APPIONTMENTS:
Department of Family Medicine
Rutgers University Robert Wood Johnson Medical School
Associate Clinical Professor
January 2014 – current
Department of Family Medicine
University of Medicine and Dentistry of New Jersey (UMDNJ)
Associate Clinical Professor
January 2004 – January 2014
Department of Orthopedics
Associate Professor, Hershey Medical Center
July 1999 – 2003
Department of Orthopedics & Internal Medicine
Assistant Professor, Hershey Medical Center
July 1993 – 1999
PREVIOUS EMPLOYMENT:
Princeton University
Director of Athletic Medicine, Head Team Physician, Assistant Director of Medical Services,
Princeton University, Princeton, New Jersey, 08544
1
Margot Putukian, MD, FACSM, FAMSSM
Associate Clinical Professor, Rutgers-Robert Wood Johnson Medical School
January 2004 – March 17, 2021
Penn State University
Director of Primary Care Sports Medicine, Team Physician
Associate Professor, Dept of Orthopedics, Hershey Medical Center
July 1999 – Dec 2003
Team Physician, Penn State University
Assistant Professor, Dept of Orthopedics, & Internal Medicine, Hershey Medical Center,
July 1993 - 1999
LICENSURE: Medical License: New Jersey #25MA 07710900 (active), exp 6/30/23
Pennsylvania, MD# 050277-L, inactive
Michigan, MD# 430105 9931, inactive
New York MD# 182574-1, inactive
DRUG LICENSURE: CDS: #DO8514400, expiration 10/31/2021
DEA:#BP3372113, expiration 3/31/2022
BOARD CERTIFICATIONS & OTHER CERTIFICATIONS:
Internal Medicine Certification 1995, Recertification 11/16/05
Sports Medicine (CAQ) Sports Medicine, 1997, Recertification 8/2/05
Internal Medicine – Sports Medicine Subspecialist Certification 8/16/16
Basic Life Support Certification 1995, (most recent re-certification 1/2020)
Advanced Cardiac Life Support Certification (most recent re-certification 1/2020)
Advanced Trauma Life Support Certification 9/28/12
Center for Creative Leadership Course, Greensboro, NC, Dec 1-4, 2014
Princeton University Management Development Certificate, in progress
MEMBERSHIPS, OFFICES AND COMMITTEE ASSIGNMENTS IN PROFESSIONAL
SOCIETIES:
American Medical Society for Sports Medicine (AMSSM)
Past-President, April 2005-2006
President, April 2004-April 2005
1st Vice President, April 2003-2004
2nd Vice President, April 2002-2003
Secretary/Treasurer, April 2001-2002
Public Relations Committee, Chairman April 1999-2003, Co-Chairman April 2003-2005
Pronouncements Committee, 2008-present
Board of Trustees Member, 1996-April 2006
Charter Member 1992 – present
Fellow member, April 2019 – present
American Medical Society for Sports Medicine (AMSSM) Foundation
Past-President, May 1, 2017 – May 1, 2018
President, May 1, 2011 - May 1, 2017
Vice President, May 1, 2010 – May 1, 2011
Board Member, April 2009-May 1, 2018
American College of Sports Medicine (ACSM)
Clinical Sports Medicine Leadership Committee (CSML), member, June 2000 – June 2014
CSML Committee, Chair, June 2014 - current
Board of Trustees member, June 2007 – June 2010
Ad Hoc Sports Safety Committee, June 2008 - present
Pronouncements Committee member, June 2001-June 2007
Strategic Health Initiative for Active Girls & Women, Member, June 1995-2001, Clinical
Subcommittee Chair, June 2000-2001
Fellow member, 1997-present,
Member, 1992- present
2
Margot Putukian, MD, FACSM, FAMSSM
American College of Physicians:
Member, 1992-current
AWARDS AND HONORS:
Scholarship Award, Yale Club of Boston 1980.
Scholarship to work at Harvard Medical School’s New England Regional Primate Research
Center, Southboro, Massachusetts, 1983.
Outstanding Contribution Award by the Commission for the Prevention of Alcohol, Tobacco,
and Other Drugs, 1998.
Recipient of the 2001 Research Award; “The Acute Neuropsychological Effects of Heading in
Soccer: A Pilot Study”. AMSSM/AOASM Joint Meeting, San Antonio, Texas, April 7-11, 2001.
New England Soccer Hall of Fame, Inducted November 2004. Nominated by Chico Chacurian.
Dr. David Moyer Team Physician Award. Eastern Athletic Trainers Association, Boston
Mass, January 2007.
NCAA Research Award; “Prospective Clinical Assessment (SCAT2), Hybrid
Neuropsychological Testing and Neuroimaging in the Evaluation of Sport Related Concussion in
College Athletes”. AMSSM Annual Meeting, Atlanta, GA, April 21-25, 2012.
“Certificate of Appreciation” presented by the Professional Football Athletic Trainers
Society, March 2014.
AMSSM Founders Award, representing “the Best in Sports Medicine”, American Medical
Society for Sports Medicine, New Orleans Annual Meeting, April 3, 2014.
ACSM Citation Award, granted to an individual who has made significant contributions to sports
medicine, American College of Sports Medicine, Boston Annual Meeting, June 3, 2016.
Fellowship Status in the American Medical Society for Sports Medicine, recognizing sports
medicine physicians who have demonstrated an ongoing commitment to lifelong learning, the
advancement of the profession, service to AMSSM and leadership in their communities. Houston,
April 16, 2019.
“Appreciation Award” from Big Ten-Ivy League Traumatic Brain Injury Research
Collaboration along with Art Merlander MD and Carolyn Campbell for work on establishing the
Big Ten-Ivy League Research Study, Chicago, July 17, 2019.
BOARD OF DIRECTORS/TRUSTEES POSITIONS:
American College of Sports Medicine (ACSM)
Board of Trustees member, June 2007 – June 2010
American Medical Society for Sports Medicine (AMSSM)
President, April 2004-April 2005
Board of Trustees member, 1996-April 2006
American Medical Society for Sports Medicine (AMSSM) Foundation
President, May 1, 2011 - May 1, 2017
Board Member, April 2009-May 1, 2018
SERVICE ON NATIONAL GRANT REVEW PANELS, STUDY SECTIONS, COMMITTEES:
NOCSAE Scientific Advisory Committee
Member, October 2010 – current
3
Margot Putukian, MD, FACSM, FAMSSM
American Medical Society for Sports Medicine Collaborative Research Network (CRN)
Advisory and Oversight Panel
September 2016 – April 2020
National Institute of Neurological Disorders and Stroke (NINDS), National Institutes of
Health (NIH) and Department of Defense (DOD) external working group member: to develop a
set of Sports-Related Concussion Common Data Elements (CDEs) for use in clinical research.
July, 2016-2018.
NFL Charities: Grant Reviewer, 2010-2011, 2011-2012
SERVICE ON MAJOR COMMITTEES:
A. INTERNATIONAL:
The Football Association (FA) Research Task Force
Joined Task Force December 19, 2019, reappointed April 1 2021-2023.
International Olympic Committee (IOC)
Mental Health in the Elite Athlete: Consensus Meeting November 12-14, 2018
IOC Mental Health Working Group, January 2019 – current, meetings January 10, 2019,
April 14-15, 2019, June 25-26, 2019, Sept 30-Oct 1, 2019, Feb 10-12, 2020, Oct 12-14, 2020
(virtual) April 13-14, 2021 (virtual)
B. NATIONAL COMMITTEES:
United States Olympic and Paralympic Center (USOPC) Mental Health Task Force
Joined Task Force April 30, 2020-current
National Football League (NFL)
Head Neck & Spine Committee, May 2010-current
Chair, Return to Play Subcommittee, May 2010-October 2017
US Lacrosse
Sports Science & Safety Committee;
Chair, Sports Science & Safety Committee, May, 2009 – January 2019
Member (internist); September 2006-present, Executive committee, 2007-July 2019
NCAA CSMAS Committee representative, September 2004-2006
US Men’s National Team, Head Team Physician, October 2010 – January 2019
Sport Development Committee; January 2011-July 2019
US Lacrosse National Team Medical Coordinators; R Hinton & M Putukian, January
2010-July 2019
National Collegiate Athletic Association (NCAA)
Competitive Safeguards and Medical Aspects of Sports (CSMAS)
Committee member, Sept. 2002-2006
Outside Expert Consultant, NCAA Concussion Summit, April 9, 2010.
NCAA Concussion Webinar participant, July 16, 2010.
Concussion Task Force member January 2013-present. Meeting April 12-13, 2013.
Mental Health Task Force member November 2013-present. Meeting November, 2013.
USA Football
Medical Advisory Committee
Member, September 2013 – October 2017
US Soccer
Team Physician, 1994 – current (see below),
Team Physician Leader, US U-20 Women’s Team 2018-present
Medical Advisory Committee, Concussion Committee October 2014 – current
4
Margot Putukian, MD, FACSM, FAMSSM
NATIONAL / INTERNATIONAL WORKGROUP PARTICIPANT, PLANNING
COMMITTEE MEMBER
Member, Planning Committee, American Medical Society for Sports Medicine, 1997,
2001, 2003, 2004, 2005, 2006, 2009, 2013.
Team Physician Consensus Conference: Criteria for Return to Play American College
Sports Medicine, Phoenix, Arizona, January 25-27, 2002
Team Physician Consensus Conference: Female Athlete Issues for the Team Physician: A
Consensus Statement, American College of Sports Medicine, Scottsdale, Arizona, January
18–19, 2003
Team Physician Consensus Conference: Concussion. American College of Sports
Medicine, Phoenix Arizona, February 13-16, 2005.
Team Physician Consensus Conference; Psychological Effects of Injury. American College
of Sports Medicine, February, 2006
Team Physician Consensus Conference; Injury Prevention. American College of Sports
Medicine, February 12-14, San Diego, CA, 2007.
Team Physician Consensus Conference; Adolescent Athlete. American College of Sports
Medicine, Feb 14-17, San Antonio, Texas, 2008.
Invited participant; 3rd International Conference on Concussion in Sport, Sponsored by
FIFA, IIHF, IOC, and IRB, Zurich, Switzerland, October 30 & 31, 2008.
Team Physician Consensus Statement; The Team Physician and the Masters Athlete.
American Medical Society for Sports Medicine delegate. Dallas, Texas, February 6-8, 2009.
Team Physician Consensus Conference: Nutrition. AMSSM delegate. Dallas, TX, Feb.
18-21, 2010.
ACSM Concussion Summit, US Lacrosse Delegate, Indianapolis, IN, Feb 22, 2010.
NCAA. Concussion Summit, Invited Outside Expert, Indianapolis April 9, 2010
Moderator; “Treatment Options in Tendinopathy; From Stretching to Surgery”; Putukian M,
Best T, Patricios J, Gonzalez F, Gerbino P. American College of Sports Medicine Annual
Meeting, Baltimore, MD, June 2, 2010.
Team Physician Consensus Conference: Concussion. AMSSM delegate. Boston, MA, Mar
4-7, 2011.
Ivy League Concussion “Core Committee” representative, Recommendations for Ivy
League Football March 3, 2011, New Haven, CT, Ad Hoc Soccer Committee Meeting
January 14, 2012, NY, NY, Core Group Meeting March 28, 2012, NY, NY.
Team Physician Consensus Conference: Return to Play, Sideline Preparedness. AMSSM
delegate. San Francisco, May 27-30, 2012.
Team Physician Consensus Conference: The Team Physician. AMSSM delegate. Dallas,
TX Mar 15-17, 2013.
Team Physician Consensus Conference: Strength & Conditioning Update. AMSSM
delegate. Chicago, IL, April 24-26, 2014.
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Margot Putukian, MD, FACSM, FAMSSM
Team Physician Consensus Conference: Injury & Illness Prevention Update. ACSM
delegate. Indianapolis, IN, Feb 15-17, 2015.
NATA Inter-association Position Statement; Pre-Hospital Care of the Spine-Injured
Athlete. AMSSM Representative, Pensacola, FL, Jan 17, 2015.
NCAA Soccer Summit: US Soccer, MLS, Ivy League representative, Indianapolis, IN, Feb
23-24, 2015.
Team Physician Consensus Conference: Select Psychological Issues in the Athlete. ACSM
delegate, Phoenix, AZ, March 13-15, 2016.
Team Physician Consensus Conference; The Team Physician and the Female Athlete.
Executive committee writing group. American College of Sports Medicine delegate. Orlando,
FL, January 27-30, 2017.
MLS/US/Soccer/NWSL Head Injury Summit, Co-Chair, Planning Committee, NY, NY,
April 20-21, 2017.
Team Physician Consensus Conference: Load, Overload and Recovery: Issues for the Team
Physician a Consensus Statement. Executive Committee writing group, American College of
Sports Medicine delegate, Scottsdale, AZ January 25-28, 2018.
Planning Committee, Panelist, US Lacrosse Sports Medicine Symposium. Moderator;
Overtraining / Sport Specialization, Panelist: Mental Health Issues, Panelist Concussion/Head
Injuries. Philadelphia, PA, January 11, 2019.
Team Physician Consensus Conference: Pain Management in the Athlete: Issues for the
Team Physician a Consensus Statement. Executive Committee writing group, American
College of Sports Medicine delegate, Scottsdale, AZ January 17-20, 2019.
Planning Committee, Co-chair, 2019 State of the Art Soccer Medicine. Sponsored by
AMSSM, AOSSM, MLS, Miami, FL, Sept 20-21, 2019.
Team Physician Consensus Conference: Selected Issues in Sport-Related Concussion (SRC
/ Mild Traumatic Brain Injury) for the Team Physician: A Consensus Statement – 2020
Update. Executive Committee writing group, Scottsdale, AZ February 20-23, 2020.
Team Physician Consensus Conference: Select Issues in Sports-Related Trauma for the
Team Physician: A Consensus Statement. Executive Committee writing group (Ben Kibler,
Stan Herring, M Putukian). In progress.
C. MEDICAL SCHOOL/UNIVERSITY
Biomedical Committee of the Human Subjects Institutional Review Board, Alternate
member appointment. Penn State University December 1995 – 1999
Penn State University: General Clinic Research Center Advisory Committee (GCRC). Feb
2002-Dec 2003.
Harvard University, Sports Medicine External Advisory Board, Summer-Fall 2007
Football Players Health Study at Harvard University, External Experts Meeting, Boston,
MA, July 20, 2017.
Ivy League Concussion Committee. Group member for initial Football review. Core group
member for Multisport Assessment (men's and women’s lacrosse, soccer and ice hockey).
December 2010.
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Margot Putukian, MD, FACSM, FAMSSM
Ivy League / Big Ten Head Injury Collaboration; Core Leadership Committee, established
July 2012. Initial meeting December 7, 2012, New York, NY. Bi-annual meetings, July
2012- July 2020.
Yale Alumni Schools Committee, alumni interviewer, 2000-2002, 2009-current.
D. HOSPITAL
E. DEPARMENT
Penn State Center for Sports Medicine Consensus Statement on Creatine
Supplementation, in conjunction with Kris Clarke, Penn State Athletics, July 1999.
Penn State University Student Athletic Weight Control and Eating Disorder Policy in
conjunction with Dr. Kristine Clark. March 1994.
Task Force on Eating Disorders, Penn State University, Dept of Athletics 1996-1998.
Task Force on ETOH, Penn State University, Dept of Athletics 1996 – Dec 2003.
Life Skills Advisory Team, The Penn State University, March 2003 – Dec 2003.
Accreditation Preparedness Committee, CME Committee, Pharmacy & Therapeutics
Committee; University Health Services, Princeton University, April 2005-present
Developed Princeton University Athletic Medicine Weight Management Policy in
conjunction with Mandy Clark R.D., May 2006
Princeton Student Athlete Wellness Leaders Program; co developer with Kelly Widener,
Erin McDermott & Laura Rubinstein, Gina Baral, Fall 2007. Executive Committee, 2007 –
current. Peer intervention program for student athletes with an interest in health & wellness.
Developed Princeton University Athletics & Athletic Medicine Supplement Policy in
conjunction with Victoria Rosenfeld, R.D., C.S.S.D, Erin McDermott and Jason Gallucci,
May 2010.
Developed Princeton Lightweight Rowing Weight Management Policy in conjunction
with Sports Dietitians, lightweight and open coaching staff, Json Gallucci, 2011-2013.
Eating Concerns Team, Princeton University, Multidisciplinary team run by Robin
Boudette, then Nathalie Edmonds, PhD, now Jess Oddo McLaughlin PhD; includes team
physicians, athletic trainer, dietitian, psychologists and psychiatrist to address eating disorders
in Princeton University students. Adjunct member 2006-2016, Member 2016- March 2021.
Tigers Performance and Wellness (PAW) Team; co developer with Jon Pastor, PhD, multi-
disciplinary treatment team run by Dr. Pastor, includes other team physicians, psychologists,
athletic trainer to address mental health issues in student athletes at Princeton University.
2014 – March 2021.
Co-Chair, UHS Research Advisory Committee (RAC) with Pasquale Frisina, October
2017- March 2021.
F. EDITORIAL BOARD
Penn State Sportsmedicine Newsletter, Board of Advisors, August 1993 – 1998.
Your Patient and Fitness (YPF), McGraw-Hill Companies, Minneapolis, Minnesota, 1998 –
2005.
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Margot Putukian, MD, FACSM, FAMSSM
Journal of Athletic Training (official publication of National Athletic Trainers'
Association), 1997 – 2019.
The Physician and Sportsmedicine, McGraw-Hill Companies, Minneapolis, Minnesota,
June 1999 – 2002, 2008-present.
Medicine & Science in Sports & Exercise, (Official journal of the American College of
Sports Medicine), 2005- 2008.
Athletic Training and Sports Health Care, January 2009 – January 2011.
2011.
Frontiers in Neurology, Sports Neurology section, June 2011 – January 2017.
G. AdHoc REVIEWER
Med Sci Sports Exercise, Clin J Sports Medicine, J of Athletic Training, Br J Sports Med
SERVICE TO THE COMMUNITY:
Special Topics in Sports Medicine Amateur Athletic Union Basketball Mtg, Holt, Michigan,
January 17, 1992.
Injury Prevention, Association for Fitness in Business Annual Meeting, East Lansing, Michigan,
October, 1992.
Prevention and Acute Treatment of Injuries in Soccer, East Side Soccer Clinic, Spring Meeting
(coaches), March 15, 1993.
Sports Injuries in the Recreational Athlete, Department of Transportation Cambridge Boston, MA,
July, 1993.
Sports Medicine, Penn State Tailback Club, South Ridge Motor Inn, State College, PA June 24,
1998.
What's New in Sports Medicine at Penn State, Penn State Tailback Club, South Ridge Motor Inn,
State College, Pennsylvania, July 21, 1999.
Issues in Sports Medicine, Huddle with the Faculty, Penn State Alumni Association, State
College, PA, Nov 13, 1999.
Responsibilities of the Team Physician, Penn State University Retired Alumni, State College, PA,
Jan. 17, 2000.
Penn State Women's Soccer, Treasurer. Penn State University, State College, PA, 1994–Dec 2003.
Health Break Column – Centre Daily Times (local newspaper), State College, PA, March 19, 2001
– Repetitive Stress Injuries, April 16, 2001 – Brain Injuries/head protection, October 1, 2001 –
Employee Health and Fitness.
Special Problems with the Female Athlete, ACL Injuries, Presented at the Girl Scout Jamboree,
State College, Pennsylvania, June 19, 2001.
"Concussion in High School Sports: Your Role as a Coach". Montgomery School District,
Montgomery, NJ. September 5, 2012.
Coach, Youth Soccer, Centre Soccer, State College, Pennsylvania 1994.
AMSSM Foundation Humanitarian Service Day, New Orleans, April 4, 2014.
AMSSM Foundation Humanitarian Service Day, Hollywood, Florida, April 14, 2015.
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Margot Putukian, MD, FACSM, FAMSSM
AMSSM Foundation Humanitarian Service Day, Dallas Texas, April 15, 2016.
Yale Day of Service, Presbyterian Church, Princeton, NJ, May 14, 2016.
AMSSM Foundation Humanitarian Service Day, San Diego, CA, May 8, 2017.
AMSSM Foundation Humanitarian Service Day, Lake Buena Vista, FL, April 11, 2018.
AMSSM Foundation Humanitarian Service Day, Houston, TX, April 23, 2019.
SPONSORSHIP (Primary Mentorship) OF CANDIDATES FOR POSTGRADUATE DEGREE:
Rutgers-Robert Wood Johnson, Department of Family Medicine Sports Medicine
Fellowship, Fellowship Director Jason Womack MD, New Brunswick, NJ,
Princeton site Faculty Member. Former fellows listed below.
2003-2004 Nicole Solomos MD, Hudson Valley Bone & Joint Surgeons
2004-2005 Melissa Rose MD, Bayside Peds, CA
2005-2006 Kirtida Patel MD, Elon University, Greensville NC
2006-2007 Kinshasa Morton MD, Rutgers University, New Brunswick, NJ
2007-2008 Jason Womack MD, Rutgers University, New Brunswick NJ
2008-2009 Marvell Scott MD
2009-2010 Sasha Steinlight MD, Princeton University, Princeton, NJ
Marvell Scott MD
2010-2011 Tom Sargent MD
2011-2012 Megan Miller MD
2012-2013 Rob Flannery MD, University Hospitals, Cleveland Browns, Cleveland OH
John James, MD, New Haven, Connecticut
2013-2014 Claudia DalMolin DO, University of Maryland & UMBC, Baltimore, Maryland
Rory Tucker MD, Penn State, Hershey, PA
2014-2015 Anthony Shadiack DO, Thomas Langley, Ocala FL
Siatta Dunbar DO, Fairview Health Systems, M
2015-2016 Justin Conway MD, New York, NY
Chitra Kodery MD
2016-2017 Zachary Schepart MD, Westfield MA
Chelsea Evans DO
2017-2018 Kristine Quirolgico MD Hospital for Special Surgery, New York, NJ
Jason Krystofiak MD, Rutgers University, New Brunswick, NJ
2018-2019 Matthew Parisi MD RWJ Barnabas, Marlboro, NJ
Christine Jones MD
2019-2020 Kathleen Cohen MD, Seattle, WA
Taqueer Qazi MD, Barnabas, Tinton Falls, NJ
2004-2021 Provide teaching and supervision during rotations for sports medicine for
residents, medical students as scheduled by Dr. Womack or others.
ADDITIONAL TEACHING RESPONSIBILITIES:
A. Lectures or Course Directorships
Michigan State Medical Society. Performance Enhancement, Deerborne, MI, Nov 19, 1992
Women in Sports Leadership, Michigan State High School Association. The Image of the
Female Athlete-Linking Anorexia, Osteoporosis, and Amenorrhea, Lansing, Michigan,
February 7, 1993
Michigan State University, Sports Medicine Grand Rounds. Athlete’s Heart, East Lansing,
MI, Feb. 23, 1993
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Margot Putukian, MD, FACSM, FAMSSM
Michigan State High School Association. HIV & other Communicable Diseases in Sports.
Lansing, MI, Mar 22, 1993
Michigan LPN Association. The Female Athlete Triad: Eating Disorders, Amenorrhea, and
Osteoporosis. East Lansing, MI, April 1, 1993
Michigan State University. Exercise Prescription: The Preparticipation Physical
Examination. East Lansing, MI, April 23, 1993
Penn State University Bio Behavioral Health Class. Concussions. State College, PA,
September 23, 1999
Penn State University Bio Behavioral Health Class. Eating Disorders & the Triad, State
College, PA, Sept. 24, 1999
Penn State University Bio Behavioral Health Class. Current Issues in Athletic Training. State
College, PA, October 14, 1999
Penn State University Bio Behavioral Health Class. The Female Athlete Triad. State College,
PA, October 19, 1999
Penn State Geisinger Center for Sports Medicine, Grand Rounds, Headache in the Athlete.
University Park, PA, October 25, 1999
Penn State University Bio Behavioral Health Class. Concussion. Penn State University, State
College, PA, Feb 29, 2000.
Penn State University Bio Behavioral Health Class. The Female Triad. State College, PA,
March 2, 2000
Penn State University Athletic Training Club, Head Injuries. State College, PA, August 30,
2000
Penn State University Track & Field Team. Sports Medicine Penn State University,
University Park, PA, November 1, 2000
Pre-Medicine National Medical Association Club, Penn State University, Primary Care
Sports Medicine. State College, PA, November 15, 2000
Penn State Orthopaedics Grand Rounds, The Female Athlete Triad. University Park, PA,
November 20, 2000
Penn State Orthopaedics Grand Rounds, Hypernatremia. University Park, Pennsylvania,
March 30, 2001
Penn State University, Kinesiology Class, Exercise-Induced Asthma. University Park, PA,
April 23, 2001
Penn State Orthopaedics Sports Medicine Conference, Exercise-Induced Asthma University
Park, PA, April 25, 2001
Penn State University, Resident and Community Training Staff, Eating Disorder and the
Female Athletic Triad; University Park, Pennsylvania, August 14, 2001
Penn State University, Kiniesology Class, Exercise-Induced Asthma. University Park, PA,
October 29, 2001
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Margot Putukian, MD, FACSM, FAMSSM
Penn State University, Winter Medicine Update – Focus on Sports Medicine Evaluation of
Mild Traumatic Brain Injury in Sports.and Evaluation of Acute Knee Injuries. Penn Stater
Conference Center Hotel, University Park, Pennsylvania, February 27, 2002
Penn State University Athletic Training Class. Exercise-Induce Asthma. University Park, PA,
April 3, 2002
Penn State University Dietetic Interns Class. Female Athlete Triad; University Park, PA,
April 15, 2002
Dickinson College. Female Athlete Triad. Carlisle, Pennsylvania, January 28, 2003.
Penn State Orthopaedics Grand Rounds. Managing Syncope in Athletes. University Park, PA,
March 21, 2003
Penn State Orthopaedics. Treatment of Osteoporosis in Pre-menopausal Athletes. University
Park, Pennsylvania, March 26, 2003
Penn State University. Evaluation and Management of Mild Traumatic Brain Injury; Updates
in College Health, Nittany Lion Inn, University Park, Pennsylvania, May 13, 2003
Penn State University Graduate Assistants Program. Use of Neuropsych Testing in the
Evaluation of Concussion & Vienna Guidelines for Concussion. University Park,
Pennsylvania, August 20, 2003
Penn State University, Athletic Training Class. Soccer; The PSU Heading Study & Vienna
Guidelines for Concussion Penn State Athletic Student Trainers, University Park,
Pennsylvania, August 22, 2003.
Penn State University, Athletic Training Class. Syncope in Athletes. University Park, PA, Oct
20, 2003
Princeton University, The Female Athlete Triad. University Health Services CME, Princeton,
NJ, Winter 2004
Princeton University, Mild Traumatic Brain Injury in College Students and Hematuria in
Athletes. University Health Services CME, Princeton, NJ, Spring, 2005.
Princeton University, Commotio Cordis. University Health Services CME, Princeton, NJ,
April, 2007.
Princeton University Inpatient Nursing unit. Concussion; An Update for Clinicians,
University Health Services, Princeton, NJ October 13, 2010,
Philadelphia College of Osteopathic Medicine Sports Medicine Club. Sports Medicine; Is it a
Career for you?, Philadelphia College of Osteopathic Medicine, Philadelphia, PA, January 8,
2011.
Princeton University, Student Athlete Wellness Leaders Training. Mental Health Issues in
Athletes. with J. Pastor. Princeton, NJ, January11, 2012.
Princeton University, University Health Services. Concussion Management & Research at
Princeton. Princeton, NJ, March 13, 2012.
Princeton University, Student Athlete Wellness Leaders Training. Mental Health Issues in
Athletes. Princeton, NJ, January10, 2013.
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Margot Putukian, MD, FACSM, FAMSSM
Princeton University, McCosh Ladies Auxilliary. Princeton University Athletic Medicine
Update. Nassau Club, Princeton, NJ January 18, 2013.
Princeton University Athletics Department. Concussion Policy & Management at Princeton.
Coaches Update. April 3, 2013.
Princeton University Healthier Advisory Board Concussions in the University Context.
Palmer House, Princeton University. November 8, 2013.
Rutgers University American Medical School Association Sports Medicine: Is it a Career for
You? New Brunswick, NJ, March 29, 2014.
Princeton University Athletics Department. Concussion Policy & Management at Princeton.
Coaches Update. April 30 and May 20, 2014.
UConn Athletic Medicine. Sports Medicine Hot Topics. Farmington, CT, May 23, 2014.
Princeton University, Student Athlete Wellness Leaders Training. Psychological Response to
Injury: Mental Health Issues in Athletes. with D Lau, Princeton, NJ, January 7-8, 2015.
Princeton University, Student Athlete Wellness Leaders Training. Psychological Response to
Injury: Mental Health Issues in Athletes. with D Lau, Princeton, NJ, January 6, 2016.
Princeton University, Student Athlete Wellness Leaders Training. Psychological Response to
Injury: Mental Health Issues in Athletes. Princeton, NJ, January 10, 2017.
Princeton University, Student Athlete Wellness Leaders Training. Psychological Response to
Injury: Mental Health Issues in Athletes. Princeton, NJ, January 9, 2018.
Rutgers-Robert Wood Johnson Department of Family Medicine. Didactic session for Sports
Medicine Fellows & Residents. Concussion. General Management & Rehabilitation
Options, Sex Differences, Journal Club (Manley et al, BJSM Complications of Concussion).
With S. Gonzalez. Princeton, NJ, December 19, 2018,
Princeton University, Student Athlete Wellness Leaders Training. Psychological Response to
Injury: Mental Health Issues in Athletes. with M. Gross. Princeton, NJ, January 9, 2019.
Princeton University, Student Athlete Wellness Leaders Training. Psychological Response to
Injury: Mental Health Issues in Athletes. with M. Gross. Princeton, NJ, January 7, 2020.
CLINICAL / TEAM PHYSICIAN RESPONSIBILITIES / EMPLOYMENT:
January 2004- March 2021 Princeton University
Director of Athletic Medicine, Head Team Physician, Assistant
Director of Medical Services. Oversee other team physicians, athletic
trainers and physical therapy staff, sports dietitian and research
assistants. Supervise Head Athletic Trainer, Clinical Service Assistant
and Research Assistants as well as Physical Therapy Staff and Sports
Dietitian. Head Team physician for Football, field hockey, men’s
basketball, men’s lacrosse, men’s and women’s soccer, cross country
and track, tennis, squash, rowing, fencing, golf, baseball, softball,
women’s ice hockey. Assist with men’s ice hockey, women’s
basketball, women’s lacrosse and wrestling. Oversee all programming
and policies and procedures, including sports physicals, concussion
program, cardiac and mental health screening programs. Make final
clearance decisions and return to play decisions for student athletes.
Provide NCAA Healthcare Administrator role for Princeton University.
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Margot Putukian, MD, FACSM, FAMSSM
July 1993 – Dec 2003 Penn State University
Director of Primary Care Sports Medicine / Team Physician, Penn State
University, covered several sports as lead physician including men’s
basketball, men’s and women’s soccer, cross-country and track,
lacrosse, tennis, swimming, volleyball, baseball, women’s gymnastics,
field hockey, men’s ice hockey (club), softball. Assisted with event
coverage for Football and other sports.
October 2010– Jan 2019 Team Physician, US Men’s Lacrosse National Team
October 10, 2010 Stars & Stripes, US Men’s Lacrosse team vs Harvard University,
Boston, MA
January 30, 2011 Champions Challenge, US Men’s Lacrosse team vs Notre Dame,
Orlando FL
October 10, 2011 Stars & Stripes, US Men’s Lacrosse team vs Duke University, Chapel
Hill, NC
January 29, 2012 Champions Challenge, US Men's Lacrosse team vs Denver,
Disneyland, FL
September 8, 2012 Duel in Denver, US Men's Lacrosse team vs Canada, Denver, CO
January 25-27, 2013 Champions Challenge, US Men's Lacrosse team vs Loyola,
Disneyland, FL
August 31-Sept 1, 2014 National Team Tryouts, US Men’s Lacrosse team, Goucher College,
MD
Oct 4-5, 2014 National Team Training, Play for Parkinsons, Washington, DC
Oct 18-19, 2014 National Team Training, Downington, PA
January 24-26, 2014 Champions Challenge, US Men’s Lacrosse team vs USA MNT,
Disneyland, FL
June 23-27, 2014 National Team Training, MNT vs Major League Lacrosse All Stars,
Boston MA
July 6-20, 2014 National Team FIL World Championships Lacrosse, Denver, CO,
Semifinalists, 2ND Place
January 13-15, 2017 National Team Spring Showcase, vs Notre Dame, IMG Academy,
Tampa, FL
July, Sept, Oct 2017 National Team Tryouts, US Men’s Lacrosse Team, Hunt Valley, MD
January 5-7, 2018 National Team Spring Premiere, final tryouts, Tampa FL
June 24-30, 2018 National Team Training, MNT vs Major League All Stars, Boston, MA
July 8-22, 2018 National Team FIL World Lacrosse Championships, Netanya,
Israel, Champions.
April – August, 2009 Team Physician, Sky Blue FC, Women’s Professional Soccer League,
Somerset, NJ, Inaugural Season (2009). Champions.
Oct 1995 – Dec 2003 Drug Testing Program Coordinator, Intercollegiate Athletics, Penn
State University, State College, PA.
June 17 - July 4, 1999 Volunteer Physician, Women’s World Cup, (Soccer), Boston, MA
February 1997 - 2004 Physician, USA Gymnastics National Health Care Referral
Network
July 1994 - present Team Physician, United States National Soccer Teams
July 5-10, 1994 Team Physician. U.S. U-19 Men’s Team, Honduras
July 1997 Team Physician, United States Boys Under-17; US training sites
March 1998 Team Physician, US Women's National Team, Algarve Cup, Portugal
July 1998 Team Physician, United States Women’s Team, Good Will Games,
Long Island, NY
July 2006 Team Physician, United States U-20 Women’s Team, Finland
July 2007 Team Physician, United States U-17 Women’s Team, Germany /
England
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Margot Putukian, MD, FACSM, FAMSSM
December 2007 Team Physician, United States U-17 Women’s Team, Argentina
June 2009 Team Physician, Unites States U-20 Women’s Team, Germany
January 2010 Team Physician, United States U-20 Women’s Team, Concacaf World
Cup Qualifying (champions), Guatemala
January 2014 Team Physician, United States U-20 Women's Team, Concacaf World
Cup Qualifying (champion), Grand Cayman
July 31-Aug 2014 Team Physician, United States U-20 Women’s Team, World Cup,
Edmonton, British Columbia (BC)
Jan 1, 2018-current Named Team Physician Leader, U-20 Women’s Team
July, 1991-present United States Olympic and Paralympic Committee (USOPC)
July 4-18, 1991 Volunteer Physician at US Olympic Training Center, (USOTC), Lake
Placid, New York
Nov 3-12, 1997 Volunteer Physician, USOTC, Colorado Springs, CO
September, 2000 Volunteer Physician, USOC, Bank of America Cup, San Diego, CA
January, 2021 Alternate Volunteer Team Physician, 2021 Tokyo Summer Olympics
February, 2021 Volunteer Team Physician, 2022 Beijing Winter Olympics
July 25-Aug 8, 1994 Team Physician. USA Basketball, Women’s National Team,
Goodwill Games, St. Petersburg, Russia
July 1992-1993 Team Physician, Michigan State University. East Lansing, MI
July 1992-1993 Team Physician. Grand Ledge High School. Grand Ledge, MI
July 1993 Volunteer Physician. World University Games. Buffalo, NY
(Basketball, Gymnastics, Soccer)
July 1990-1992 Medical Assistant, Lake Placid Soccer Center, Lake Placid, NY
July 1990-1992 Team Physician. Local football games and triathlons. East Ridge and
Brighton High Schools, under Dr. James Swenson. Rochester, NY
Dec. 1988-Jan. 1989 Mount Snow Sports Medicine. 5 week medical school rotation. Harry
Harotoonian, M.D., Fam Med / Mt. Snow Ski Areas’ First Aid Base,
(X-ray and casting facilities)
Summers 1986-1988 Tourleader and Soccer Coach. TEAMS USA. Leader of 5 week
tours responsible for 100-125 soccer players, aged 14-18, in Eastern
and Western Europe each summer.
August 1985-May 1987 Soccer Coach (assistant) Boston University Club Women’s Soccer
Summers 1980 - 1994 Soccer Coach. Lake Placid Soccer Center. Lake Placid, New York,
Nazareth College Soccer Camp, Rochester, New York, The Soccer
Farm, Pomfret & Fairfield, CT, UMass Soccer Camp, Amherst,
Massachusetts
GRANT SUPPORT:
Big Ten Head Injury in Soccer Study. Principal Investigators: Margot Putukian, M.D., James
Nevins, M.D. Non-Funding Study. August 18, 2000
Interdisciplinary Seed Grant - College of Health and Human Development, Alteration in Risk
Factors for Anterior Cruciate Ligament Rupture Across the Menstrual Cycle. Principal
investigator: Jay Hertel, Ph.D., $6000.00, October 1999 - June 30, 2000
Cognitive Function in Soccer Players: Effect of Heading. Principal investigator: Margot
Putukian, M.D. Non-Funding Study. 1999 –2003
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Margot Putukian, MD, FACSM, FAMSSM
Concussion in Collegiate Athletes: Prospective Neuropsychological Assessment. Principal
investigator: Ruben Echemendia, Ph.D. 1995 – 2003.
National Institute of Health. "Bone Structural Adaptation to Body Weight and Exercise".
Principal investigator: Thomas A. Lloyd, Ph.D. $877,980.00 December 1, 2002 - November 30,
2005.
National Institute of Health. "Bone Strength: Measurement and Clinical Application".
Principal investigator: Moira Petit, Ph.D. $457,087.00 July 1, 2002 - June 30, 2007.
Putukian M, Steves R, Boyarsky R, Bechler J: Ultrasound Screening for Sports Hernias in the
Collegiate Athlete. Protocol #0000004071. Non-funded study. IRB Re-approval August 21, 2009
New Jersey Commission on Brain Injury Research Grant; Investigators Osherson D, Dettwiler
A, Putukian M, Cuban V, Echemendia R. Longitudinal assessment of brain structure and function
in sports-related concussion. May 2010- May 2013, $475,000.
American Medical Society for Sports Medicine Foundation Grant; Co-Principal Investigator.
Putukian, M, Osherson D, Dettwiler A, Cuban V, Echemendia R: Longitudinal Assessment of
Brain Structure and Function in Sports-related Concussion. January 2010-January 2011,
$24,750.00, extension to January 2012.
NOCSAE Grant. Investigators Osherson D, Dettwiler A, Putukian M, Echemendia R, M
Murugavel. “Multimodal neuroimaging: Diffusion Tensor Imaging, MR Spectroscopy and
Susceptibility weighted imaging in association with clinical measures to assess sports-related
concussion in varsity level college athletes”. July 1, 2012 – June 30, 2014, $342,282 for 2 years.
US Lacrosse Grant: Investigators Putukian M, Dulabi T, O’Neil G, Echemendia RE, Crisco J,
Lincoln A: Head Impact Exposures in Lacrosse Players. $56,270 approved for two phase study of
impacts in Fall ‘13 and Spring ’14 season for both men’s and women’s teams.
NOCSAE Sport Concussion Grant Proposal: Investigators Putukian M, Mihalik J, Guskiewicz
K, Marshall S, Echemendia. “The effect of head impact biomechanics on short- and long-term
neurological status in collegiate men's and women's lacrosse and soccer players”. $184,800 per
year for 2 year period ($369,000). For August 1, 2013 through July 31, 2015. Submitted May,
2012, accepted for full proposal submission June, 2012, submitted September 30, 2012. Re-
submitted 12/2013. Accepted 1/2014. Study period March 2014- June 2016.
Ivy League Concussion Proposal. Investigators Putukian M, Campbell-McGovern C, Giacalone
J, Maerlender A: “The Epidemiology of Concussions in Ivy League Sports. A Web-Based
Registry Study. IRB approval from Princeton March 14, 2013 – March 2021.
National Collegiate Athletics Association – Department of Defense Grand Alliance:
Concussion Assessment, Research and Education (CARE) Consortium – Longitudinal Study Core
(CSC). Principal Investigators S Broglio, T. McAllister, M Mcrea. University of Michigan,
Indiana University, Medical College of Wisconsin, respectively. Sub-contract award to Princeton
University, Site PI: Putukian, M; three year study $432,696 Start date 8/1/2014-2017. Princeton
IRB approval. IRB approved U Michigan. No Cost Extension approved to April 30, 2018
National Collegiate Athletics Association – Department of Defense Grand Alliance:
Concussion Assessment, Research and Education (CARE 2.0) Consortium – Longitudinal Study
Core (CSC). Principal Investigators S Broglio, T. McAllister, M Mcrea. University of Michigan,
Indiana University, Medical College of Wisconsin, respectively. Sub-contract award to Princeton
University, Site PI: Putukian, M. May 2018 – August 31, 2020. 2 year study
The Epidemiology of Concussions in Ivy League & Big Ten Sports PI Doug Wiebe. Senior
Researcher / Princeton site PI M Putukian. New UPenn IRB approval fall 2019 – March 2021.
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Margot Putukian, MD, FACSM, FAMSSM
Screening for mental health in college athletes using the Athlete Psychological Strain
Questionnaire: Putukian M, Bauer N, Riegler K, Echemendia RJ, Reynolds A. Princeton IRB
Protocol 12087, approved. Non-funded.
Sport Concussion Assessment Toll (SCAT) Version 5: A comparison between Standardized
Assessment of Concussion (SAC) 10 vs 5 word list performance: Putukian M, Bauer N,
Echemendia RJ, Riegler, Reynolds A. Princeton IRB Protocol 11608, approved. Non-funded.
OTHER RESEARCH EXPERIENCE:
Harvard Medical School, New England Regional Primate Research Center. Research
Assistant. Analyzed lipids and assessed possible contribution to arteroisclerosis. Principal
investigator: Robert Nicoli, M.D., Southboro, Massachusetts Summer 1983 (Scholarship).
Harvard Medical School, Department of Neonatology. Established animal model for study of
artificial surfactant replacement in Respiratory Distress Syndrome. Principal Investigator:
William Taeusch, M.D. Boston, Massachusetts, October 1984-August 1985 (Research Assistant).
Tufts New England Research Center for the Aging. Independently studied effects of exercise
on the aging process. Principal investigator: William Evans, Ph.D. Boston, Massachusetts
Summer 1986 and Dec 1989.
Research Physician, collaboration with Noll Physiological Research Center, Penn State
University, 119 Noll Lab, University Park, Pennsylvania, August 1993 – July 1998, March 2001 –
Dec 2003.
PUBLICATIONS:
A. Refereed Original Articles in Journal
1. Putukian M, McKeag DB, Nagle S: Non-contact Knee Dislocation in a Female Basketball
Player. Clin J Sport Med. 5(4):258-261, 1995.
2. Putukian M, Knowles W, Swere S, Castle N: Injuries in Indoor Soccer; The Lake Placid
Dawn to Dark Festival. Am J of Sports Med 24(3):317-322, 1996.
3. Kraemer, WJ, Volek JS, Clark KL, Gordon SE, IncledonT, Puhl SM, Triplett-McBride, NT,
McBride JM, Putukian M, Sebastianelli WJ: Physiological Adaptations to a Weight Loss
Dietary Regimen and Exercise Programs in Women. J Applied Physiology 83(1):270-279,
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4. Nindl BC, Kraemer WJ, Emmert WH, Mazzetti SA, Gotshalk LA, Putukian M, Sebastianelli
WJ, Patton JF: Comparison of Body Composition Assessment Among Lean Black and White
Male Collegiate Athletes. Med & Sci in Sports & Exercise 30(5):769-776,1998.
5. Kraemer WJ, Volek JS, Bush JA, Putukian M, Sebastianelli, WJ: Hormonal responses to
three consecutive days of heavy resistance exercise with or without protein/carbohydrate
supplementation. J Applied Physiology 85(4):1544-1555, 1998.
6. Bush JA, Kraemer WJ, Mastro AM, Triplett-McBride NT, Volek JS, Putukian M,
Sebastianelli WJ, Knuttgen HG: Exercise and Recovery Responses of Adrenal Medullary
Neurohormones to Heavy Resistance Exercise. Med Sci Sports Exer 31(4):554-559, 1999.
7. Volek JS, Duncan ND, Mazzetti SA, Staron RS, Putukian M, Gomez AL, Pearson DR, Fink
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heavy resistance training. Med Sci Sports Exerc 31(8):1147-1156, 1999.
8. Kraemer WJ, Volek JS, Clark KL, Gordon SE, Puhl SM, Koziris LP, McBride JM, Triplett-
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influence of exercise training on physiological and performance changes with weight loss in
men. Med Sci Sports Exer 31(9):1320-1329, 1999.
9. Kraemer WJ, Hakkinen K, Newton RU, Nindl C, Volek JS, McCormick M, Gotshalk LA,
Gordon SE, Fleck SJ, Campbell WW, Putukian M, Evans WJ: Effects of heavy-resistance
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992, 1999.
10. Bush JA, Dohi K, Mastro AM, Volek JS, Lynch JM, Triplett-McBride NT, Putukian M,
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of Lymphokines to Heavy Resistance Exercise. J Strength and Conditioning Res 14(3):344-
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11. Putukian M, Echemendia R, Mackin S: The Acute Neuropsychological Effects of Heading
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12. Echemendia R, Putukian M, Mackin RS, Julian L, Shoss N: Neurophyschological Test
Performance Prior to and Following Sports-Related Mild Traumatic Brain Injury. Clin J
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13. Kraemer WJ, Bush JA, Wickham RB, Denegar CR, Gomez AL, Gotshalk LA, Duncan ND,
Volek JS, Putukian M, Sebastianelli WJ: The Influence of Compression Therapy on
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14. Dohi K, Mastro AM, Miles MP, Bush JA, Grove DS, Leach SK, Volek JS, Nindl BC, Marx
JO, Gotshalk LA, Putukian M, Sebastianelli, WJ, Kraemer WJ: Lymphocyte Proliferation in
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373, August 2001.
15. Kraemer WJ, Gardiner DF, Gordon SE, Koziris LP, Sebastianelli WJ, Putukian M, Newton
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16. Johnson PD, Hertel J, Olmsted LC, Denegar CR, Putukian M: Effect of mild brain injury on
an instrumental agility task. Clin J of Sports Med, 12:12-17, 2002.
17. Herring S, Bergfeld J, Boyd J, Duffey T, Fields K, Grana W, Indelicato P, Kibler W, Pallay
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18. Herring SA, Griffin LY, Hannafin JA, Indelicato P, Joy EA, Kilber WB, Lebrun CM, Pallay
R, Putukian M: Female Athlete Issues for the Team Physician: A Consensus Statement.
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19. Schmitt DM, Hertel J, Evans TA, Olmsted LC, Putukian M: Effect of an acute bout of soccer
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20. Guskiewicz KM, Bruce SL, Cantu RC, Ferrara MS, Kelly JP, McCrea M, Putukian M,
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21. Putukian M: Pneumothorax and Pneumomediastinum. Clinics Sports Med 23(3), p443-454,
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22. Putukian M: Heading in Soccer – Is it Safe? Curr Sports Med Reports 3:9-14, 2004.
23. Herring, S, Bergfeld J, Indelicato P, Jaffe R, Kibler WB, McKeag DB, Pallay R, Putukian M
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24. Putukian, M: Repeat Mild Traumatic Brain Injury: How to Adjust Return to Play Guidelines.
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25. Kraemer WH, Kim SK, Bush JA, Nindl BC, Volek SJ, SPiering BA, Hatfield DL, Fragala
MS, Putukian M, Sebastianelli WJ: Influence of the menstrual cycle on proenkephalin
peptide F responses to maximal cycle exercise. Eur J Appl Physiol 96:581-586, 2006.
26. Hertel J, Williams NI, Olmsted-Kramer LC, Leidy HJ, Putukian, M: “Neuromuscular
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28. Dick R, Putukian M, Agel J, Evans TA, Marshall SW: Descriptive Epidemiology of
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29. Agel J, Evans TA, Dick R, Putukian M, Marshall SW: Descriptive Epidemiology of
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30. Herring SA, Bernhardt, DT, Boyajian-O’Neill L, Gerbino P, Jaffe R, Joy SM, Kibler WK,
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and the Team Physician: A Consensus Statement. Med Sci Sports Exer 39(11):2058-2068,
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31. Putukian M, O’Connor FG, Stricker PR, et al: Mononucleosis and Athletic Participation: an
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32. Herring SA, Bergfeld JA, Bernhardt DT, Boyajian-O’Neill L, Gregory A, Indelicato PA, Jaffe
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35. Herring S, Kibler WB, Putukian M, Allen TW, Bergfeld J, Boyajian-O’Neill, Cosca D, Jaffe
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36. Putukian M: The Acute Symptoms of Sport-Related Concussion: Diagnosis and the On-Field
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37. Cubon VA, Putukian M, Boyer C, Dettwiler A: A Diffusion Tensor Imaging Study on the
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38. Putukian M, Kreher J, Coppel D, McKeag D, Glazer J, White R: Attention Deficit
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39. Herring S, Cantu R, Kibler WB, Guskiewicz K, Putukian M, Bergfeld J, Boyajian-O’Neil L,
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40. Putukian M: Neuropsychological Testing as it Relates to Recovery from Sports-related
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41. Cantu R, Bishop P, Duma S, Gennarelli T, Greenwald R, Guskiewicz K, Mueller F, Halstead
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51. Neal TL, Diamond AB, Goldman S, Klossner D, Morse ED, Pajak DE, Putukian M, Quandt
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55. Murugavel M, Cubon V, Putukian M, Echemendia R, Cabrera J, Osherson D, Dettwiler A: A
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57. Putukian M, Lincoln AE, Crisco JJ: Sport Specific Issues in Men’s and Women’s Lacrosse.
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71. Caswell SV, Lincoln AE, Stone H, Kelshaw P, Putukian M et al: Characterizing Verified
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91. Scifers JR, Hong E, Keenan L, Putukian M: Clinical Roundtable: Addressing Mental Health
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104. Stemper B, Shah AS, Hareziak J, et al: Repetitive Head Impact Exposure in College Football
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2037-2046, 2020.
111. Herring SA, Kibler WB, Putukian M et al: Select Issues in Pain Management for the Youth
and Adolescent Athlete-A Team Physician Consensus Statement. Curr Sports Med Reports
19(8):329-338, 2020.
112. Conway JJ, Krystofiak J, Quirolgico K, Como B, Altobelli A, Putukian M. Evaluation of a
Preparticipation Cardiovascular Screening Program Among 1,686 National Collegiate
Athletic Association Division I Athletes: Comparison of the Seattle, Refined, and
International Electrocardiogram Screening Criteria [published online ahead of print, 2020 Jun
10]. Clin J Sport Med. 2020;10 doi:10.1097/JSM.0000000000000858
113. Mills BM, Conrick KM, Anderson S et al: Consensus Recommendations on the Prehospital
Care of the Injured Ahtlete with a Suspected Catastrophic Cervical Spine Injury. J Athl Train
55(6):563-572, 2020.
114. Mills BM, Conrick KM, Anderson S, et al: Consensus Recommendations on the Prehospital
Care of the Injured Athlete with a Suspected Catastrophic Cervical Spine Injury. Clin J Sport
Med 30(4):295-304, 2020.
115. Courson R, Ellis J, Herring SA et al: Best Practices and Current Care Concepts in Prehospital
Care of the Spine-Injured Athlete in American Tackle Football. J Athl Train 55(6):545-562,
2020.
116. Feddermann-Demont N, Chiampas G, Cowie CM, Meyer T, Nordstrom A, Putukian M,
Straumann D, Kramer E: Recommendations for initial examination, differential diagnosis, and
management of concussion and other head injuries in high-level football. Scand J Med Sci
Sports. 2020 Jun 17: 10.1111/sms.13750. Online ahead of print. PMID: 32557913.
117. Caccese JB, Jouch Z, Kaminski TW et al: Estimated age of first exposure to American
football and outcome from concussion. Neurology Sep 2020, published online
10.1212/WNL.0000000000010672; DOI:10.1212/WNL. 0000000000010672.
118. Silverberg, N.D., Iverson, G.L, Arciniegas, D.B., et al. (2020). Expert panel survey to update
the American Congress of Rehabilitation Medicine definition of mild traumatic brain injury.
Archives of Physical Medicine and Rehabilitation. In Press.
119. Mihalik JP, Amalfe SA, Roby PR, Ford CB, Lynall RC, Riegler KE, Teel EF, Wasserman
EB, & Putukian M. Sex and sport differences in college lacrosse and soccer head impact
biomechanics. Medicine & Science in Sports & Exercise, 2020. 52(11), 2349-2356.
120. Mihalik JP, Teel EF, Ford CB, Amalfe SA, Barczak-Scarboro NE, Lynall RC, Riegler KE,
Wasserman EB, & Putukian M. The effect of sex, sport, and pre-existing histories on
baseline test performance in college lacrosse and soccer athletes. Journal of Sport and Health
Science. 2020 (In Review).
121. DiFiori JP, Green G, Meeuwisse W, Putukian M, Solomon GS, Sills A: Return to sport for
North American professional sport leagues in the context of COVID-19. Br J Sports Med
2020 Sep 23;bjsports-2020-103227. doi:10.1136/bjsports-2020-103227. Online ahead of
print.
122. Reardon CL, Bindra A, Blauwet C, Budgett R, Campriani N, Currie A, Gouttebarge V,
McDuff D, Mounjoy M, Purcell R, Putukian M, Rice S, Hainline B: Mental health
management of elite athletes during COVID-19: a narrative review and recommendations. Br
J Sports Med 2020 Sep23;bjsports-2020-102884. doi:10.1136/mbsports-2020-102884. Online
ahead of print.
123. Gouttebarge V, Abhinav B, Blauwet C, Campriani N, Currie A, Engebretsen L, Hainline B,
Kroshus E, McDuff D, Mountjoy M, Purcell R, Putukian M, Reardon C, Rice S, Budgett R:
The International Olympic Committee Sport Mental Health Assessment Tool 1 (SMHAT-1)
22
Margot Putukian, MD, FACSM, FAMSSM
and Sport Mental Health Recognition Tool 1 (SMHRT-1): towards better support of athletes’
mental health. Br. J Sports Med. 2021, 55:30-37.
124. Putukian M, Riegler K, Amalfe S et al: Pre-Injury and Post-Injury Factors that Predict
Sports-Related Concussion and Clinical Recovery Time. Clin J Sports Med 2021;31:15-22.
18 Dec6. doi:10.1097/JSM.0000000000000705. [Epub ahead of print]
125. Liddle DG, Changstrom B, Senter C, Meirick P, Stern N, Putukian M, Shah S, Powell A,
Dixit S, Ferkes K, Moran B, Dal Molin C, Myers R, Waterbrook AL: Recommended
Musculoskeletal and Sports Medicine Curriculum for Internal Medicine Residency Training.
Curr Sports Med Reports. 2021. 20(2):113-123.
Books, Monographs and Chapters
a. Book Editor
1. Team Physician's Handbook, 3rd Edition. Mellion, Walsh, Madden, Putukian, Shelton
Editors. Hanley & Belfus, Inc., Philadelphia, Pennsylvania 2002.
2. Sports Medicine Secrets 3rd Edition. Mellion, Putukian, Madden, Editors. Hanley &
Belfus, Inc., Philadelphia, Pennsylvania 2002.
3. Section Editor; Medical Problems. In Orthopedic Knowledge Update, American
Orthopedic Society for Sports Medicine Publications, publication 2009.
4. Section Editor; 5 minute Clinical Consult; American Medical Society for Sports
Medicine, publication 2011.
5. Netter’s Sports Medicine – The Team Physician’s Handbook, Madden C, Putukian M,
Young C, McCarty E (editors). Elsevier Inc, published August, 2009, 2nd Edition
published 2017. 3rd Edition in progress.
b. Chapters
1. Putukian M: Soccer. In Medical and Orthopaedic Issues of Active and Athletic Women.
Edited by Rosemary Agostini. Hanley and Belfus, Inc., May 1993.
2. Putukian M, McKeag DM: Nordic Skiing. In Sports Medicine Secrets, Edited by Moe
Mellion, Hanley and Belfus and Mosby, March 1994.
3. Putukian M: The Athletic Woman. In Office Management of Sports Injuries and
Athletic Problems. Hanley & Belfus, 1994.
4. Putukian M, McKeag DM: The Preparticipation Physical Examination. In Sports
Medicine and Rehabilitation: A Sport-Specific Approach. Hanley & Belfus, Inc., 1994.
5. Putukian M: Sports Medicine. In Primary Care of Women. Lemcke, ed. Appleton &
Lange, pp. 360-369, 1995.
6. Putukian M, Sebastianelli WJ: Football. In: The Team Physician’s Handbook, 2nd
Edition. Mellion, Walsh, Shelton, editors. Hanley & Belfus, Inc., pp. 639-663, 1996.
7. Putukian M: Track and Field. In The Team Physician’s Handbook, Second Edition.
Mellion, Walsh, Shelton, editors. Hanley & Belfus, Inc., pp. 744-755, 1996.
8. Putukian M: Roles of the Primary Care Physician, Coach, and Athlete in Rehabilitation:
The Primary Care Team Physician. In Rehabilitation in Sports Medicine: A
Comprehensive Guide, Appleton & Lange publishers, pp. 43-48, 1997.
9. Putukian M: Women in Sports. In Current Review of Sports Medicine, 2nd Edition.
Johnson, Lombardo, editors. Current Medicine, Inc. pp. 207-230, 1998.
10. Putukian M. The Female Athlete Triad. In Clinics in Sports Medicine. Soccer Injuries.
Mandelbaum, Garrett, Kirkendall, editors. W.B. Saunders Company. 17(4):675-696,
October, 1998.
11. Putukian M, McKeag DB: Nordic Skiing. In: Sports Medicine Secrets, 2nd Edition,
Morris B. Mellion, M.D., editor. Hanley & Belfus, Inc. Chapter 95, pp.435-439, 1999.
12. Putukian M: Soccer. In Women in Sport, The Encyclopedia of Sports Medicine:
Drinkwater, B.L, editor International Olympic Committee, Lausanne, Switzerland.
Blackwell Science Ltd., Oxford, 39:575-599, 2000.
13. Putukian M: Office Evaluation of Minimal Brain Injury. In Sports Medicine Primary
Care. Johnson, R., editor, W.B. Saunders, 9:91-111, 2000.
14. Putukian M, Mandelbaum BR: Head Injuries: In Principles and Practices of Primary
Care Sports Medicine. Garrett, Kirkendall, Squire, editors, Lippincott Williams &
Wilkins, 30:331-352, 2001.
23
Margot Putukian, MD, FACSM, FAMSSM
15. Putukian M: Female Athlete Triad. In: Clinical Opinion in Orthopaedics,
Sebastianelli, W.J., editor, Lippincott, Williams, & Williams, Inc., 12:132-141, 2001.
16. Putukian M: Injuries associated with Soccer. In: Women's Health in Sports and
Exercise. Garrett, W.E., Lester, G.F., McGowan, J., Kirkendall, D.T., Editors. American
Academy of Orthopaedic Surgeons Symposium, pp. 185-208, 2001.
17. Madden CC, Putukian M: The Preparticipation Physical Evaluation. In Team
Physician's Handbook 3rd Edition. Mellion, Walsh, Madden, Putukian, Shelton, Editors.
Hanley & Belfus, Inc., 5:20-35, 2002.
18. Putukian M: Headaches in the Athlete. In: Team Physician's Handbook 3rd Edition.
Mellion, Walsh, Madden, Putukian, Shelton, Editors. Hanley & Belfus, Inc., 35:299-311,
2002.
19. Putukian M, Madden CC: Head Injuries. In Team Physician's Handbook 3rd Edition.
Mellion, Walsh, Madden, Putukian, Shelton, Editors. Hanley & Belfus, Inc., 39:354-364,
2002.
20. Putukian M, Sebastianelli WJ: "Football". In Team Physician's Handbook 3rd Edition.
Mellion, Walsh, Madden, Putukian, Shelton, Editors. Hanley & Belfus, Inc., 54:567-587,
2002.
21. Putukian M: Soccer. In Team Physician's Handbook 3rd Edition. Mellion, Walsh,
Madden, Putukian, Shelton, Editors. Hanley & Belfus, Inc., 56:594-606, 2002.
22. Putukian M: Track and Field. In Team Physician's Handbook 3rd Edition. Mellion,
Walsh, Madden, Putukian, Shelton, Editors. Hanley & Belfus, Inc., 61:650-668, 2002.
23. Putukian M, Harmon K: Head Injuries. In Pediatric Sports Medicine for Primary Care.
Birrer, Griesemer, Cataletto, Editors. Lippincott Williams & Wilkins, 28:266-290, 2002.
24. Putukian M, Mandelbaum BR, Brown DW: Soccer. In The Female Athlete. Ireland,
Nattiv, Editors. Saunders, 61:711-725, 2002.
25. Mellion M, Walsh W, Madden M, Putukian M: The Team Physician. In Sports
Medicine Secrets, 3rd Edition. Mellion, Putukian, Madden, Editors. Hanley & Belfus,
Inc., 1:1-10, 2003.
26. Putukian M: Headache in the Athlete. In Sports Medicine Secrets, 3rd Edition.
Mellion, Putukian, Madden, Editors. Hanley & Belfus, Inc., 44:229-235, 2003.
27. Madden C, Putukian M: Head Injuries. In Sports Medicine Secrets, 3rd Edition.
Mellion, Putukian, Madden, Editors. Hanley & Belfus, Inc., 54:280-288, 2003.
28. Putukian M: Soccer. In Sports Medicine Secrets, 3rd Edition. Mellion, Putukian,
Madden, Editors. Hanley & Belfus, Inc., 84:450-457, 2003.
29. Putukian M, McKeag DB: Nordic Skiing. In: Sports Medicine Secrets, 3rd Edition.
Mellion, Putukian, Madden, Editors. Hanley & Belfus, Inc., 95:511-517, 2003.
30. Putukian M, Echemendia RJ: Psychological Aspects of Serious Head Injury in the
Competitive Athlete. In: Clinics in Sports Medicine, Head and Neck Injuries in Sports
Medicine. Anderson, Helm, Editors. W. B. Saunders, Co., publisher. 22(3):617-630,
July, 2003.
31. Putukian M: The Female Athlete. In Handbook of Sports Medicine and Science:
Basketball. McKeag, D.B., editor. Blackwell Science Ltd., publisher, Oxford, United
Kingdom, 7:86-102, 2003.
32. Putukian M: Medical Illness. In: Handbook of Sports Medicine and Science:
Basketball. McKeag, D.B., editor. Blackwell Science Ltd., publisher, Oxford, United
Kingdom, 12:151-163, 2003.
33. Putukian M: Head Injuries. In Orthopaedic Knowledge Update: Sports Medicine 3.
Best, T., Editor. American Academy of Orthopaedic Surgeons, publisher, Rosemont,
Illinois. 2008.
34. Putukian M: The Team Physician’s Point of View. In Sports Neuropsychology.
Echemendia, RJ (ed), Guilford Press, NY, pp 298-314, 2006.
35. Putukian M: Head Injuries. In ACSM’s Primary Care Sports Medicine, 2nd Edition,
McKeag, DB., Moeller, J., Editors. Lippincott, Williams & Wilkins, publisher,
Philadelphia, PA. pp 197-214, 2007.
36. Putukian M: Section Editor, Medical Issues. In Orthopedic Knowledge Update 4;
American Academy of Orthopedic Surgeons (AAOS), Kibler (eds). Rosemont, Illinois,
2009.
37. Putukian M: Soccer, In Netter’s Sports Medicine. Elsevier Publishing. August, 2009.
24
Margot Putukian, MD, FACSM, FAMSSM
38. Putukian M, Madden C: Head Injuries. In Netter’s Sports Medicine. Elsevier
Publishing. August 2009
39. Mellion M, Walsh M, Madden C, Putukian M, Young C, McCarty E: The Team
Physician. In Netter’s Sports Medicine. Elsevier Publishing. August 2009.
40. Putukian M, McCarty E: Football. In Netter’s Sports Medicine. Elsevier Publishing.
August 2009
41. Madden C, Putukian M: The Pre-participation Physical Exam. In Netter’s Sports
Medicine. Elsevier Publishing. August 2009.
42. Womack, JP, M Putukian: The Preparticipation Physical Examination, in CT Moorman
and DT Kirkendall (eds). The Praeger Handbook of Sports Medicine and Athlete Health.
Vol 2: Athlete Health, Injuries and Their Prevention. Praeger Publishers, Westport, CT
2010; 1-21.
43. Putukian M, Thompson C: Traumatic Injuries. In Preventing Sudden Death During
Sport and Physical Activity, Casa D (editor). Jones & Bartlett Publishers, pp 141-155.
2011.
44. Putukian M, Miller M: Groin Pain in the Adult chapter for UpToDate, 2014, revised
January 2017, revised April 2020.
45. Putukian M, Madden C, Young C, McCarty: The Team Physician. In Netter’s Sports
Medicine, 2nd Edition, Madden C, Putukian M, Young C, McCarty E (Eds). Elsevier
Publishing, 2017.
46. Khodaee M, Putukian M, Madden C: The Preparticipation Physical Evaluation. In
Netter’s Sports Medicine, 2nd Edition, Madden C, Putukian M, Young C, McCarty E
(Eds). Elsevier Publishing, 2017.
47. Dunbar S, Putukian M, Madden C: Head Injuries. In Netter’s Sports Medicine, 2nd
Edition, Madden C, Putukian M, Young C, McCarty E (Eds). Elsevier Publishing, 2017.
48. Putukian M, McCarty E, Sebastianelli W: Football. In Netter’s Sports Medicine, 2nd
Edition, Madden C, Putukian M, Young C, McCarty E (Eds). Elsevier Publishing, 2017.
49. Kodery C, Putukian M: Soccer. In Netter’s Sports Medicine, 2nd Edition, Madden C,
Putukian M, Young C, McCarty E (Eds). Elsevier Publishing, 2017.
50. Laker S, Putukian M, Saint-Phard D, Meron A: Track and Field. In Netter’s Sports
Medicine, 2nd Edition, Madden C, Putukian M, Young C, McCarty E (Eds). Elsevier
Publishing, 2017.
51. Putukian M, Dunbar S: Determining Short Term Prognosis and Return to Play. In Spine
Injuries in Athletes. Hecht A (Editor). AAOS Publications, Wolters-Kluuwer Publishers.
2017.
52. Dunbar S, Putukian M: Concussion. In Sex Differences in Sports Medicine. Casey E,
Press J, Rho M (eds). Antares Publishing Services Pvt Ltd, A Subsidiary of Westchester
Publishing Services, LLC, 2017.
53. Schepart Z. Putukian M: Sideline Assessment of Concussion. In: Hainline B and Stern
RA (Eds). Sports Neurology Handb Clin Neurol. 2018;158:75-80. doi: 10.1016/B978-0-
444-63954-7.00008-2.
54. Putukian M: The Psychological Response to Injury and Illness. In Mental Health in the
Athlete: Modern Perspectives and Novel Challenges for the Sports Medicine Provider.
Hong ES, Rao A (eds). Springer International Publishing AG, Switzerland. 2020.
55. Wilson JC, Patsimas T, Cohen K, Putukian M: Considerations for Athlete Retirement
after Sport-Related Concussion. Clinics Sports Medicine. Miller M, Kriz P editors.
2020, p 187-197.
56. Putukian M: Mental Health Concerns in Athletes. In Specific Sports-Related Injuries”
Piedade SR, Cohen M, Espregueira-Mendes, Hutchinson M (eds). ISAKOS Sports
Medicine Committee. Springer Nature International Publishing AG, Switzerland . In
press.
B. Patents Held
C. Other Articles
1. Putukian M: The Female Triad: Eating disorders, Amenorrhea, and Osteoporosis.” Med
Clinics of NA 78(2):345-356, 1994.
2. Putukian M: The Female Triad. Sports Med Arthr Review 3(4):295-307, January, 1995.
25
Margot Putukian, MD, FACSM, FAMSSM
3. Putukian M, Echemendia RJ: Managing Successive Minor Head Injuries. The Physician
and Sportsmedicine 24(11):25-38, November, 1996.
4. Gotschalk LA, Loebel CC, Nindl BC, Putukian M, Sebastianelli WJ, Newton RU,
Häkkinen K, Kraemer WJ: Hormonal Responses of Multi-Set Versus Single-Set Heavy
Resistance Exercise Protocols. Canadian J Appl Phys22(3):244-255, June, 1997.
5. Kraemer WJ, Boetes M, Bush JA, Putukian M, Sebastianelli WJ, Kraemer WJ:
Response of testosterone and cortisol to high intensity resistive exercise following
creatine supplementation. J Strength Conditioning Res11(3):182-187, August, 1997.
6. Putukian M, Potera C: “Don't Miss Gastrointestinal Disorders in Athletes". The
Physician and Sports Medicine 25(11):80-94, November, 1997.
7. Triplett-McBride NT, Mastro AM, McBride JM, Bush JA, Putukian M, Sebastianelli
WJ, Kraemer WJ: Plasma Proenkephalin Peptide F and Human B Cell Responses to
Exercise Stress in Fit and Unfit Women. Peptides 19(4):731-738, 1998.
8. Kraemer WJ, Bush JA, Newton R, Duncan ND, Volek JS, Denegar CR, Canavan P,
Johnston J, Putukian M, Sebastianelli WJ: Influence of a Compression Garment on
Repetitive Power Output Production Before and After Different Types of Muscle Fatigue.
Sports Med Train & Rehab 8(2):163-184, 1998.
9. Putukian M: Return to Play: Making the Tough Decisions, Anniversary Commentary
Series-The Physician and Sports Medicine 28(9):25-27, September, 1998.
10. Mandelbaum BR, Putukian M: Medical concerns and specificities in female soccer
players. Science & Sports 14:254-260, 1999.
11. Putukian M: Abdominal Conditions in the Athlete. Athletic Therapy Today, 5(6):20-29,
November 2000.
12. Putukian M, Prout BK: "Custom Face Masks for the Athlete". McGraw-Hill publisher,
New York, NY. The Physician and Sports Medicine 28(2):128-130, 2000.
13. Kraemer WJ, Bush JA, Wickham RB, Denegar CR, Gomez AL, Gotshalk LA, Duncan
ND, Volek JS, Putukian M, Sebastianelli WJ: Continuous Compression is an Effective
Therapeutic Intervention in the Treatment of Eccentric Exercise Induced Muscle
Soreness. J Sport Rehab, 10:11-23, February 2001.
14. Evans TA, Domorski SN, Sebastianelli WJ, Putukian M, Hertel JN: Forefoot Pain in a
Female College Soccer Player. J Sport Rehab, 12(3):272-279, August 2003.
15. Herring SA, Cantu R, Putukian M: Concussion; Letter to the Editor. N Engl J Med
336:17, April 26, 2007, pp 1787-1789.
D. Abstracts
1. Putukian M, Echemendia R, Phillips G: Concussion Associated with Severe Amnesia in
a Basketball Player. Med & Sci in Sports & Exercise 29(5):S143, May, 1997.
2. Volek JS, Kraemer WJ, Clark KL, Incledon T, McBride JM, Gordon SE, Putukian M,
Sebastianelli WJ: Body Composition and Physical Performance Following Weight Loss
with Endurance and Resistance Exercise in Men. Med Sci Sports Exer 29(5):S43, May,
1997.
3. Dohl K, Mastro AM, Miles MP, Bush JA, Putukian M, Kraemer WJ: Plasma Cortisol
Elevation on Lymphocyte Proliferation Response to Mitogens after Acute Resistance
Exercise in Women. Med Sci Sports Exer 29(5):S297, May, 1997.
4. Nindl BC, Gotshalk LA, Mazzeni SA, Loebel CC, Volek J, Harman FS, Hakkinen K,
Putukian M, Kraemer WJ: Testosterone and SHBG Responses to Acute Resistance
Exercise in Young Healthy Women: Effects of Regional Fat Distribution. Med Sci
Sports Exerc 29(5):S282, May, 1997.
5. DeSanto JM, Evans EJ, Beard J, Putukian M: Energy Balance and Body Composition:
Comparison Between Eumenorrheic and Amenorrheic Female Athletes. Med Sci Sports
Exerc 30(11):S324, May, 1998.
6. Bush JA, Duncan ND, Gotshalk LA, Meth S, Denegar CR, Putukian M, Sebastianelli
WJ, Kraemer WJ: Influence of Compression on Symptoms of Soft Tissue Injury
Following Maximal Eccentric Exercise. Med Sci Sports Exerc 30(11):S286, May, 1998.
7. Volek JS, Bush JA, Putukian M, Kraemer WJ: The Effects of Dietary Supplementation
on Hormonal Responses to Consecutive Days of Heavy Resistance Exercise. Med Sci
Sports Exerc 30(11):S182, May, 1998.
26
Margot Putukian, MD, FACSM, FAMSSM
8. Dohi K, Mastro AM, Miles MP, Leach SK, Bush JA, Sebastianelli WJ, Putukian M,
Kraemer WJ: Lymphocyte Proliferation Response to Mitogens in Women After Acute
Heavy Resistance Exercise. Med Sci Sports Exerc 30(11):S174, May, 1998.
9. Tokeshi SA, Kraemer WJ, Nindl BC, Gotshalk LA, Marx JO, Harman FS, Lamont HS,
Sebastianelli WJ, Putukian M, Newton NU, Häkinen K: Power and Strength in Women:
Adaptations Following Six Months of Resistance Training. Med Sci Sports Exerc
30(11):S165, May, 1998.
10. Mazzetti SA, Volek JS, Duncan ND, Lucarelli TS, Winters MJ, Williams N, Putukian
M, Sebastianelli WJ, Kraemer WJ: The Influence of Direct Supervision of Resistance
Training on Physical Performance and Hormonal Responses. Med Sci Sports Exerc
30(11):S164, May, 1998.
11. Gotshalk LA, Kraemer WJ, Nindl BC, Tokeshi S, Volek J, Bush JA, Sebastianelli WJ,
Putukian M: Contribution of Upper Body Training on Total Body Strength and Power
in Young Women. Med Sci Sports Exerc 30(11):S162, May, 1998.
12. Kraemer WJ, Hymer WC, Nindl BC, Welsch JR, Harman FS, Gotschalk LA, Volek JS,
Marx JO, Häkkinen K, Newton RU, Duncan ND, Gordon SE, Fleck SJ, Putukian M,
Sebastianelli WJ: Growth Hormone Variants and Bioactivity in Response to Heavy
Resistance Exercise in Women. Med Sci Sports Exerc 30(11):S49, May, 1998.
13. Nindl BC, Kraemer WJ, Gotshalk LA, Marx JO, Tokeshi SA, Volek JS, Harman FS,
Newton RU, Häkinen K, Fleck S, Sebastianelli WJ, Putukian M: Growth Hormone,
Testosterone, Strength and Hypertrophy Changes in Women After 6 Months of
Periodized Resistance Training. Med Sci Sports Exerc 30(11):S49, May, 1998.
14. Volek JS, Duncan ND, Mazzetti SA, Putukian M, Gomez AL, Staron RS, Kraemer WJ:
Performance and Muscle Fiber Adaptations to 12 Weeks of Creatine Supplementation
and Heavy Resistance Training. In: Med Sci Sports Exerc (31) 5:S103, May, 1999.
15. Etzweiler SW, Piorkowski PA, Bush JA, Loebel CC, Mazzetti SA, Putukian M,
Kraemer WJ: The Effects of Division - I Collegiate Tennis Match Play on Force
Production Capabilities In Women. In: Med Sci Sports Exerc (31) 5:S171, May, 1999.
16. Gomez AL, Volek JS, Duncan ND, Mazzetti SA, Putukian M, Kraemer WJ: E-30
Poster Creatine: Blood Lipid and Hormonal Responses to 12 Weeks of Creatine
Supplementation and Heavy Resistance Training. In: Med Sci Sports Exerc (31) 5:S263,
May, 1999.
17. Evans TA, Putukian, M, Earl JE, van den Heuvel V, Hertel J: Frequency of Specific
entities of the Female Athlete Triad among Female Collegiate Athletes at an NCAA
Division I Institution. J of Athletic Training, 35:2S, 2000.
18. Domorski SN, Evans TA, Sebastianelli WJ, Putukian M, Hertel J: Persistent Foot Pain
in a Female Collegiate Soccer Player. J Athletic Training, 35:2S, 2000.
19. Drysdale, C.L., Tsang, K.K.W., Putukian, M., McGuire, D.T.: Persistent Wrist and
Hand Pain in a Collegiate Ice Hockey Player. Journal of Athletic Training, 35:2S, 2000.
20. Putukian M, Preminger M: Recurrent Syncope and Pre-syncope in a Water Polo Athlete.
Med Sci Sports Exerc 39(5) Supplement: S118-119, May 2007.
21. Iverson GL, RJ Echemendia, MR Lovell, M Putukian: Regional Differences in Baseline
Cognitive Testing in Women Athletes: Implications for Concussion Management
Programs. Poster presentation, Canadian Academy of Sports Medicine Meeting,
Vancouver June 5, 2009.
22. Dettwiler A, Murugavel M, Putukian M, Echemendia R, Cubon V, Furtado J, Osherson
D: Persistent differences in patterns of brain activation after sports-related concussion: a
longitudinal fMRI study. Presented at 4th International Consensus Conference on
Concussion in Sport, Zurich Switzerland, November 1, 2012.
23. Putukian M, Riegler K, Amalfe S, Echemendia R, Frisina P. (2015, July). Correlates to
Concussion Recovery in College Athletes: A Prospective Evaluation of Pre-Injury
Modifiers and Post-Injury Clinical and Neuropsychological Assessments. Big Ten-Ivy
League TBI Collaboration Summit, Philadelphia, July 2016.
24. Putukian M, Amalfe S, Duliba T, Echemendia R. (2015, July). A Prospective Evaluation
of Head Impact Exposures & Neuropsychological Test Performance in Varsity Collegiate
Men’s and Women’s Lacrosse Players. Big Ten-Ivy League TBI Collaboration Summit
Philadelphia, July 2016.
27
Margot Putukian, MD, FACSM, FAMSSM
25. Cortes N, Stone H, Lincoln A, Hepburn L, Putukian M, Myer G, Caswell S: Video
Analysis Verification of Wearable Sensor-based Head Impacts:2774 Board #297. Med
Sci Sports Exerc. 48(5 Suppl 1):780, 2016.
26. Teel EF, Putukian M, Amalfe SA, Wasserman EB, & Mihalik JP: Test-Retest Reliability
of a Clinical Cognitive Assessment over Varying Time Intervals. 2017 American College
of Sports Medicine Annual Meeting, Denver, CO. (May 30-June 3, 2017).
27. Putukian, M., Riegler, K., Amalfe, S., Echemendia, E., Bruce, J: Baseline Predictors of
Prospective Concussion in Collegiate Athletes. American College of Sports Medicine.
Denver, CO May 29-June 3, 2017.
28. Mihalik JP, Teel EF, Wasserman EB, Amalfe SA, & Putukian M: Relationship between
subconcussive impacts on clinical measures of neurologic function in college women’s
soccer players. American College of Sports Medicine Annual Meeting, Denver, CO.
(May 30-June 3, 2017).
29. Barczak NE, Ford CB, Teel EF, Amalfe SA, Putukian M, Mihalik JP: Repetitive
Subconcussive High-Magnitude Head Impacts Affect Short-term Neurological Function
in College Lacrosse and Soccer Student Athletes. NATA Submission, NATA meeting,
New Orleans, June, 2018.
30. Combs PR, Ford CB, Teel EF, Amalfe SA, Putukian M, Mihalik JP: Influence of Sex,
Sport, and Event on Head Impact Biomchanics in College Soccer and Lacrosse Student-
Athletes. NATA Submission, NATA meeting, New Orleans, June, 2018.
31. Putukian M, Mihalik J, Amalfe S, Riegler K, Barczak N, Teel E: Effect of head impact
biomechanics on short- and long-term neurological status in collegiate mens and womens
lacrosse and soccer players. American Medical Society for Sports Medicine Annual
Meeting, Oral Poster Presentation, April 2018.
32. Quirolgico K, Krystofiak J, Conway J, Como B, Altobelli A, Putukian M:
Echocardiographic Findings after Abnormal Pre-Participation Screening including ECG:
A Division I University’s 5 Year Experience. American Medical Society for Sports
Medicine Annual Meeting, accepted for Oral Poster Presentation, April 2018.
33. Krystofiak J, Quirolgico K, Conway J, Altobelli A, Putukian M: Back to the Past: A
Review of Previously Analyzed Screening ECG’s in Collegiate Athletes. American
Medical Society for Sports Medicine Annual Meeting, accepted for Podium Poster
Presentation, April 2018.
34. Wiebe D, D’Alonzo B, Campbell-McGovern C, Cooper M, Smith D, Putukian M:
Design and findings from the epidemiology study of concussions in Ivy League and Big
Ten student-athletes. American Public Health Association annual meeting, November
2018.
35. Putukian M, Riegler K, Amalfe S, Echemendia R, Frisina, P: Correlates to concussion
recovery in college athletes: prospective evaluation of pre-injury modifiers and post-
injury clinical and neuropsychological assessments. Br J Sports Med Jun 2017, 51 (11)
A28.
36. Rao, P, Weiss M, Johnson D, Koilor C, Langstaff R, Miller S, Putukian M, Gallucci J,
Martinez M, Shipon D: Prevelance and Significance of Isolated Inferior T-Wave
Inversion in Young Athletes. Presented at American Heart Association Meeting, 2020.
E. Reports
PRESENTATIONS:
A. Scientific
B. Professional (Clinical): Regional or National presentations
1. Putukian M: “Presyncope in a Cross-country Runner.” Case Presentation, American
College of Sports Medicine Annual Meeting, Seattle, Washington, June 4, 1993.
(National)
2. Putukian M: “Giving-way Episodes in an 18 yr old Male.” Case Presentation, “Non-
traumatic Knee Dislocation in a Basketball Player.” Case Presentation, American
Medical Society for Sports Medicine Annual Meeting, Sun Valley, Idaho, July 17-22,
1993. (National)
3. Putukian M: "Exercise-Induced Asthma." "Eating Disorders, Amenorrhea &
Amenorrhea." Primary Care Sports Medicine Symposium, Hershey, PA, March 11-
12,1994. (Regional)
28
Margot Putukian, MD, FACSM, FAMSSM
4. Putukian M: "Health Issues for Student Athletes." National Association of Academic
Advisors for Athletics Regional Conference April 21, 1994. (National)
5. Putukian M: "Women’s Health Issues." Pennsylvania Athletic Trainers’ Society Meeting
and Clinical Symposium Hershey, Pennsylvania, May 13-15, 1994. (Regional)
6. Putukian M: "Syncope in a Cross-Country Runner.” Case Presentation. American
College of Sports Medicine Annual Meeting, Indianapolis, Indiana, June 3, 1994.
(National)
7. Putukian M: "Injuries in Indoor Soccer; The Lake Placid Dawn to Dark Festival 1993."
U.S. Soccer Symposium on the Sports Medicine of Soccer, Lake Buena Vista, Florida,
June 11-15, 1994. (National)
8. Putukian M: "Sudden Death In Sports", "Female Triad." Primary Care Sports Medicine
Symposium, Hershey, Pennsylvania, March 11, 1995. (Regional)
9. Putukian M: “Loss of Consciousness & Hemiparesis in a Basketball Player.” Case
Presentation. American Medical Society for Sports Medicine Annual Meeting, Hilton
Head, SC, April 3, 1995. (National)
10. Putukian M: "Female Triad: Amenorrhea, Fasting Disorders and Osteoporosis." Sports
Medicine An Update for the Primary Physician Symposium, Centre Community Hospital,
State College, Pennsylvania, April 5, 1995. (Regional)
11. Putukian M: “Special issues of the female adolescent athlete.” Sports Medicine and The
Young Athlete Symposium. Children’s Hospital of Michigan, Detroit, Michigan. May
17, 1995. (National)
12. Putukian M: "The Female Triad." Primary Care Sports Medicine Symposium, Visiting
Professor, University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania,
January 31, 1996. (Regional)
13. Putukian M: "Concussion in a Female Basketball Player Associated with Significant
Amnesia." Case Presentation ACSM, AMSSM, AOSSM- Advanced Team Physician
Course, Scottsdale, Arizona, February 29 - March 3, 1996. (National)
14. Putukian M: "The Female Athlete Triad" Ball Memorial Hospital’s Sports Medicine
Grand Rounds Lecture Series, Muncie, Indiana, April 5, 1996. (National)
15. Putukian M: "The Female Athlete Triad" presented to staff and student athletic trainers at
Lock Haven University, Lock Haven, Pennsylvania, April 15, 1996. (Regional)
16. Putukian M: "Jumping Injury in an 18 year old male.” Case presentation,
“Neuropsychological Assessment of Collegiate Athletes.” Research Forum presentation,
American Medical Society for Sports Medicine Annual Meeting, Disney Yacht & Beach
Club, Orlando Florida, June 10 - 11, 1996. (National)
17. Putukian M: "The Role of Fluids in Athletic Nutrition.” American Medical Society For
Sports Medicine, Exchange lecturer, National Athletic Training Association Annual
Meeting, Orlando Convention Center, Orlando Florida, June 14, 1996. (National)
18. Putukian M: “Exercise-induced Headache, Bronchospasm and Anaphylaxis.” Sports
Medicine and Soccer Symposium, Birmingham, Alabama, July 26, 1996. (National)
19. Putukian M: “Sports Medicine for Youth Soccer.” Sports Medicine and Soccer
Symposium, Birmingham, Alabama, July 26, 1996. (National)
20. Putukian M: “The Female Athlete Triad; Menstrual Dysfunction, Fasting Disorders,
Osteoporosis.” Mid-Atlantic Regional Chapter, American College of Sports Medicine
Annual Scientific Meeting. White Haven, Pennsylvania, November 10, 1996. (Regional)
21. Putukian M: "Lower Extremity Injury in the Athlete Metatarsal Stress Fractures, Stress
Fracture, and The Jones Fracture." Visiting Professor, University Pittsburgh Sports
Medicine Conference, Pittsburgh, Pennsylvania, March 8, 1997. (Regional)
22. Echemendia R, Putukian M, Julian L, Shoff N: "Neuropsychological Test Performance
Prior to and following Sports Related mild traumatic Brain Injury”. Research Abstract,
American Medical Society for Sports Medicine Annual Meeting, Colorado Springs,
Colorado, April 6, 1997. (National)
23. Putukian M: "Concussion Associated with Severe Amnesia in a Basketball Player.”
Case presentation at ACSM Annual Meeting, Denver, Colorado, May 28-May 31, 1997.
(National)
24. Putukian M: "The Female Athlete Triad.” SUMMA Health System Annual Sports
Medicine Conference, Akron, Ohio, October 30-31, 1997. (National)
29
Margot Putukian, MD, FACSM, FAMSSM
25. Putukian M: "Acute Effects of Heading in Soccer: A Prospective Neuropsychological
Evaluation." American Medical Society for Sports Medicine Annual Meeting, Nashville,
TN, April 6-8, 1998. (National)
26. Putukian M: Symposium Youth Soccer: "Lower Extremity Injuries in Youth Soccer:
What is at risk and why." American College of Sports Medicine Annual Meeting.
Orlando, Florida, June 3, 1998. (National)
27. Putukian M: "Sports Medicine." WPSX-TV Segment, State College, Pennsylvania, July
1, 1998. (Regional)
28. Putukian M: "Head Injuries.” SUMMA Health System Annual Sports Medicine
Conference. Akron, OH, October 23, 1998. (Regional)
29. Putukian M: "Athletic Girls: Tomorrow’s Healthier Women." Ivy League Women’s
Championships Silver Anniversary Symposium, Brooklyn, New York, April 23, 1999.
(National)
30. Putukian M: “Medical Issues in Sports, Headache in the Athlete.” American Medical
Society for Sports Medicine Annual Meeting. Hilton Head, South Carolina, April 28,
1999. (National)
31. Putukian M: "Psychological Services for Student Athletes.", "Ethical & Legal Issues in
Sports Medicine." Penn State 1999 Coaches Seminar, State College, Pennsylvania, May
3, 1999. (Regional)
32. Putukian M, Ireland ML, Kibler B: "Sports Medicine Conditions That Aren't What They
Seem To Be.” Presentation, American College of Sports Medicine Annual Meeting,
Seattle, WA, June 3, 1999. (National)
33. Putukian M: "Sport Specific Injuries - Injuries associated with Soccer." Overview
Presentation at Workshop on Women's Health in Sports and Exercise, Co-sponsored by
American Academy of Orthopaedic Surgeons and the National Institute of Health, Hunt
Valley, Maryland, June 10-13, 1999. (National)
34. Putukian M: "Concussions." Lock Haven University, Athletic Training students, Lock
Haven, PA, November 17, 1999. (Regional)
35. Putukian M: "Medical Issues in Soccer." National Soccer Coaches Association of
America, Baltimore, Maryland, January 14, 2000 (National)
36. Putukian M: "Training Issues in the Female Soccer Player." US Youth Soccer Coaches
Convention, Philadelphia, Pennsylvania, February 25, 2000. (National)
37. Putukian M: “Sports Medicine Issues for the Female Athlete.” American College of
Sports Medicine Health and Fitness Summit, San Diego, California, April 7 & 8, 2000.
(National)
38. Putukian M: “Medical Problems in Soccer Players.” American Medical Society for
Sports Medicine Annual Meeting, San Diego, California, April 8, 2000. (National)
39. Putukian M: "Epidemiology, Classification, and Pathophysiology of Head Injuries”.
Primary Care Sports Medicine Symposium, Hershey, Pennsylvania, April 27, 2000.
(Regional)
40. Miner C, Putukian M: “Knee Pain in Field Hockey.”, “Soccer.” Current Issues in
Soccer.” American College of Sports Medicine Annual Meeting, Clinical Colloquium,
Indianapolis, IN, June 3, 2000. (National)
41. Putukian M: "Current Medical Issues in Soccer." National Soccer Coaches Association
of American Premier Course, State College, Pennsylvania, June 9, 2000. (National)
42. Evans TA, Putukian M, Earl JE, van den Heuvel V, Hertel J: Frequency of Specific
entities of the Female Athlete Triad among Female Collegiate Athletes at an NCAA
Division I Institution. National Athletic Training Association, Nashville, Tennessee, July
1, 2000. (National)
43. Domorski SN, Evans TA, Sebastianelli WJ, Putukian M, Hertel J: “Persistent Foot Pain
in a Female Collegiate Soccer Player.” National Athletic Training Association, Nashville,
TN, July 1, 2000. (National)
44. Drysdale CL, Tsang KKW, Putukian M, McGuire DT: “Persistent Wrist and Hand Pain
in a Collegiate Ice Hockey Player”. National Athletic Training Association, Nashville,
Tennessee, July 1, 2000. (National)
45. Putukian M: "Morbid Obesity in a Young Football Player" "How to Manage Nasal
Fractures", "Patello Femoral Dysfunction”, "Clinical Scenarios, Malignant
30
Margot Putukian, MD, FACSM, FAMSSM
Hyperthermia", "Hyponatremia/Hypomagnesemia" Advanced Team Physician Course,
Orlando, Florida, December 3, 2000. (National)
46. Putukian M: "Physiology, Growth and Maturation (The Young Athlete)", "Supplements
(Medical Conditions in Sports and Special Needs in Athletes)", "Injury Prevention”,
“Nutrition for Athletes”, American College of Sports Medicine Team Physician Course,
Part II, San Diego, California, February 9, 2001. (National)
47. Putukian M, Ireland ML: "Musculoskeletal Lower Extremity Cases. Knee, Hip/Groin,
Foot/Ankle", American College of Sports Medicine Team Physician Course Part II, San
Diego, CA, Feb 9 and 10, 2001. (National)
48. Putukian M: “Neuropsychological Testing in Evaluating Mild Traumatic Brain Injury in
Athletes”. AMSSM/AOASM 2001 Joint Annual Meeting, San Antonio, Texas, April 7,
2001. (National)
49. Putukian M: "Effects of Heading Contacts in Collegiate Soccer Players on Cognitive
Function; Prospective Neuropsychological Assessment over a Season", Research
presentation, AMSSM/AOASM Joint Annual Meeting, San Antonio, Texas, April 9,
2001. (National)
50. Evans TA, Putukian M, Echemendia RJ, Bruce J, Hertel J: “Is frequency of heading a
soccer ball associated with changes in cognitive function over the course of a competitive
season?” 2001 NATA World Federation of Athletic Training and Therapy World
Congress, Los Angeles, CA, June 19, 2001. (National)
51. Putukian M: "Neuropsychologic Testing in Concussive Injuries", "Medical Concerns in
Soccer." Sports Medicine Symposium, London, Ontario, Canada, September 28, 2001.
(International)
52. Putukian M: "Traumatic Brain Injury in Soccer." North American Spine Society, 16th
Annual Meeting, Seattle, Washington, October 31, 2001. (National)
53. Putukian M: "Eating Disorder and the Female Athletic Triad." The Renfrew Center
Foundation Conference, Philadelphia, Pennsylvania, November 9, 2001. (National)
54. Putukian M: "Concussion-Use of Neuropsychological Testing.", "Medical Aspects of
Soccer." 14th Annual Sports Medicine Symposium, Milwaukee, Wisconsin, March 22,
2002. (National)
55. Putukian M: "Medical Management of the Female Athlete Triad." Penn State Athletic
Training Conference, State College, Pennsylvania, April 12, 2002. (National)
56. Putukian M: "The Preparticipation Physical Exam: Separating Facts from Fears:
Neuropsychiatric Testing." American College of Sports Medicine 49th Annual Meeting,
St. Louis, Missouri, June 1, 2002. (National)
57. Putukian M: "Eating Disorders and The Female Athletic Triad." The Eighth Annual
Eating Disorders on Campus: The Institutional Response, University Park, Pennsylvania,
June 7, 2002. (National)
58. Putukian M: "Management of Symptomatic Menstrual Dysfunction.", "Evaluation and
Management of Athletes with Exertional Dizziness", National Athletic Trainers
Association 53rd Annual Meeting & Clinical Symposia, Dallas, Texas, June 15, 2002.
(National)
59. Putukian M: "Review of the Consensus Statement”, “Cardiomyopathy”, "How to
Evaluate a Syncopal Episode in the Athlete", “Return to Play After Pneumothorax",
"Treatment of Osteoporosis in the Teenage and Young Athlete”, "Heading and Soccer -
Is it Safe?" Advanced Team Physician Course, San Antonio, Texas, December 8, 2002.
(National)
60. Putukian M: “Anti-inflammatory Medications.” “Medical Management of Asthma in
Athletes.” Penn State Athletic Training Conference, State College, Pennsylvania, March
28, 2003. (National)
61. Putukian M: “Heading in Soccer: Is it Safe?”, “Large University Model for Screening &
Prevention of the Triad.” American College of Sports Medicine Annual Meeting, San
Francisco, CA, May 30-31, 20003. (National)
62. Putukian M: “The Female Athlete Triad: Too Thin to Win”. Bryn Mawr Athletic
Training Staff, coaches & student athletes, Bryn Mawr, Pennsylvania, September 26,
2003. (Regional)
31
Margot Putukian, MD, FACSM, FAMSSM
63. Putukian M: “Pulmonary Conditions: What Not to Miss on the Sidelines”. National
Athletic Trainer’s Association, Annual Meeting, Baltimore, MD, June 16, 2004.
(National)
64. Putukian M: “Concussions – New Concepts in Diagnosis, Management, and Return to
Play”, Robert Wood Johnson Sports Medicine Conference, Philadelphia, June 18, 2004.
(Regional)
65. Putukian M: “50 years of Women in Sports”; Josephine Rathbone Memorial Breakfast,
American College of Sports Medicine Annual Meeting, Indianapolis, IN, June 3, 2004.
(National).
66. Putukian M: “Depression & Suicide in Athletes”. Roundtable Discussions. National
Athletic Directors Annual Meeting, Dallas Texas, June 13, 2004. (National)
67. Putukian M: “Clavicle / AC Injuries”, “Concussion; Overview”, “Concussion: Return to
Play”, “Hematuria in Athletes”, “NCAA Competitive Safeguards Committee Update”,
“Things that aren’t what they seem”. Advanced Team Physician Meeting, Miami,
Florida, Dec 2-5, 2004 (National).
68. Putukian M: “mTBI: Role of Neuropsychological Testing in the Return to Play
Decision”. American Medical Society for Sports Medicine Annual Meeting, Austin,
Texas, April 17, 2005 (National).
69. Putukian M: “AMSSM Exchange Lecture; Medical Issues in Soccer”. American College
of Sports Medicine Annual Meeting, Nashville, TN, June 1, 2005. (National)
70. Putukian M: “Stress Fractures of the Foot and Ankle”, “The ACL Epidemic In Women”,
“The Prague Guidelines”, “The Depressed Athlete”, ”Unusual Causes of Upper
Extremity Pain”, Advanced Team Physician Meeting, San Diego, CA, Dec 1-4, 2005
(National)
71. Putukian M: “Head Injury in the Adolescent Athlete: Sideline Care and Management”.
8th Annual Symposium, Sports Medicine for the Young Athlete, Hospital for Special
Surgery, Cornell University, March 4, 2006. (Regional)
72. Putukian M: “The 2005 Team Physician Consensus Statement, Mild Traumatic Brain
Injury”. American Medical Society for Sports Medicine Annual Meeting, April 30, 2006
(National)
73. Putukian M: “Commotio Cordis”, “The Preparticipation Physical Exam”, “Cardiac
Issues”, “Sideline Management”, “Concussion”, “The Female Athlete”. The American
College of Sports Medicine’s International Team Physician Course, Monterey, Mexico,
Nov 22-26, 2006. (International)
74. Putukian M: “Ethical Issues in Sports”, “Commotio Cordis”, “The 2006 Team Physician
Consensus Statement: Psychological Issues related to injury in athletes and the Team
Physician”, “Groin Injuries in Athletes” “Concussion Cases”, Adv. Team Physician
Meeting, Orlando Florida, Dec 2-5, 2006 (National)
75. Putukian M: “Return to Play after Concussion Workshop”, “ACL Injury Prevention”,
Toronto Sports Medicine Annual Meeting, Toronto, Canada, January 26-27, 2007.
(International)
76. Putukian M: “Exercise During Pregnancy”, “Overuse Injuries / Overtraining”, “Issues in
the Female Athlete”, Am. Academy of Family Practice Sports Medicine Meeting,
Daytona Beach, FL, Feb. 8-10, 2007 (National)
77. Putukian M: “Groin Pain in a Collegiate Soccer Player; (septic arthritis of the pubic
symphysis)”. Annual Meeting, American Medical Society for Sports Medicine.
Albequerque, NM, April 24, 2007. (National)
78. Putukian M: “A Physicians Perspective on Sport Related Concussion: Treatment and
Rehabilitation Concerns”, Clinical Issue; Current Management of Sports Concussion,
“Neuropsychological evaluation - the pros and cons”. Clinical Symposium, Sports related
concussion., “Syncope in a collegiate water polo athlete”. American College of Sports
Medicine Annual Meeting, New Orleans, LA, May 30–June 2, 2007. (National)
79. Barth J, Cantu R, Echemendia R, Putukian M, Kelly J, Webbe F, Guskiewicz K, Owens
M, LaFontaine P, Zilmer E, Broshek D: American Congress of Rehab Medicine Annual
Meeting, Chautauqua “Controversies in the World of Sports Concussion”, Roundtable
discussion. October 4, Washington DC, 2007. (National)
80. Putukian M, Echemendia R: “Update on Concussions”. American College of Sports
Medicine, Mid-Atlantic Regional Conference, Harrisburg, PA, Nov 2, 2007. (Regional)
32
Margot Putukian, MD, FACSM, FAMSSM
81. Putukian M: “Depression in Athletes: Recognition & Management”, “ACL injuries in
Women”, “Current Concepts in Concussion Return to Play”. 23rd Annual Hawkeye
Sports Medicine Symposium. Coralville, Iowa, Nov 30, 2007. (National)
82. Putukian M: “Neuromuscular / Rehabilitation ACL Issues”, “Pericarditis”, “How I work
up a Soccer Player with Groin Pain”, “Emergency Action Plans / Sideline Emergencies”,
“AED’s and Cardiac Management”, “Sport Specific Issues; Soccer”. Adv. Team
Physician Course, Indian Wells, CA, Dec 6-9, 2007. (National)
83. Putukian M: “Workshop; Tendinopathy”. Eastern Athletic Trainers Association Annual
Meeting, Valley Forge, PA, January 6, 2008. (Regional)
84. Putukian M: “Workshop: Instituting a Neuropsychological Testing Program”. American
Medical Society for Sports Medicine Annual Meeting, Las Vegas, NV, Mar 26, 2008.
(National)
85. Kaminski T, Guskiewicz K, Putukian M: “Are we heading in the right direction? An in
depth analysis of head safety in sport Mental Health Issues in Athletes”, “Recognizing
Mental Health Concerns in your Athlete”. National Athletic Trainers Association Annual
Meeting, St. Louis, MO, June 18 & 19, 2008. (National)
86. Putukian M: “The Pre-participation exam”, “Cardiac Issues/Commotio Cordis”, “Female
Athlete”, “Closed Head Injury”, “Nutrition & Hydration”, “Sideline & Event
Management”, “Environment; Altitude, Cold, Heat”. American College of Sports
Medicine’s International Team Physician Course, Santiago, Chile, July 23-25, 2008.
(International)
87. Putukian M: “Medical Issues; Pre-participation exam, Cardiac Issues, Pulmonary Issues,
Nutrition, Female Athlete, Environmental”. AOSSM & AAOS Review Course for
Subspecialty Certification in Orthopaedic Sports Medicine, Chicago, IL, Aug 1, 2008.
(National)
88. Putukian M: “Return to Play in the Non-Elite Athlete”. Invited speaker at 3rd
International Conference on Concussion in Sport, Zurich, Switzerland, October 30, 2008.
(International)
89. Putukian M: “IVF vs Oral fluids for rehydration”, “Female Athlete Triad Position
Statement”, “Tendinopathy; Treatment Controversies”, “Inseason ACL Injuries: Is it Safe
to Play?”, “Game Day Injections”, “The most difficult Return to Play Decision I have
made”, “Medical Issues in Sport; Controversial Cases”, “Do Helmets Prevent Head
Injuries”, “AMSSM Mononucleosis: Evidence Based Review”, “Ethics Challenge Panel:
Disqualification Issues”, “Sport Specific Medical Issues: Lacrosse”. Advanced Team
Physician Course, Austin, Texas, Dec 11-14, 2008. (National)
90. Putukian M: “Sideline Identification, Team Physician Initial and Long Term Care”
London Hockey Concussion Summit, London, Ontario, January 17, 2009.
(International).
91. Putukian M: “Concussion Management in the Youth Athlete; To Neuropsych or not to
Neuropsych”. 11th Annual Sports Medicine for the Young Athlete Conference, Hospital
for Special Surgery, New York, NY, February 21, 2009. (Regional)
92. Putukian M: “Implementing a Concussion Program” Workshop, American Medical
Society for Sports Medicine, Annual Meeting, April 28, 2009, Tampa Fl, (National)
93. Putukian M: “Eating Disorders in Athletes; Unique Challenges”, Maine College Health
Association Annual Meeting, Bowdoin College, Brunswick, ME, May 1, 2009 (Regional)
94. Putukian M: “Clinical evaluation and RTP dilemma: Making the right decision today be
the right decision for tomorrow”, In Herring S, Guskiewicz K, Putukian M, “Managing
Concussion in Youth”, American College of Sports Medicine Annual Meeting, Seattle,
WA, May 27, 2009 (National)
95. Jarvis D, Putukian M: “Be careful what you wish for; head injury in football”. Case
presentation, American College of Sports Medicine, Annual Meeting, Seattle, WA, May
28, 2009. (National)
96. Putukian M: “Cardiac Issues”. Medical Society of New Jersey, Sports Medicine
Meeting, Prudential Center, Newark, NJ, October 7, 2009. (Regional)
97. Putukian M, McKeag D, Almquist J, Klossner D, Echemendia R: “Rack Your Brain” –
Your Responsibilities Regarding Concussion Awareness &Management”. US Lacrosse
Sports Science & Safety Committee presentation, US Lacrosse Coaches Convention,
Baltimore, Maryland, January 15, 2010. (National)
33
Margot Putukian, MD, FACSM, FAMSSM
98. Putukian, M: “Student Athlete Wellness Leaders: A Role in the Identification &
Treatment of Depression in Student Athletes”, University of Michigan Depression on
College Campuses Conference, Ann Arbor, MI, March 11, 2010. (Regional)
99. Putukian M: “Understanding OA and the lifestyle modifications that can improve
mobility and quality of life”. New Frontiers in Osteoarthritis Research, Prevention &
Treatment. New York Academy of Sciences, NY, NY. April 13, 2010, (Regional)
100. Putukian M: “Lessons learned at the 3rd International Conference on Sports Concussion
in Zurich”, “Does Heading Cause Concussion”, “Workshop: Instituting a
Neuropsychological Testing Program” American Medical Society for Sports Medicine
Annual Meeting, Cancun Mexico, April 17-21, 2010. (National)
101. Putukian M: “Concussion Update”, Orthopedic Grand Rounds, University of Minnesota,
April 30, 2010, “The Athlete Out of Breath: Select Pulmonary Issues”, “Concussion
Management & Return to Play: Where Does Zurich Leave Us?”, “Breakout Session;
Concussion Cases” (workshop with Rob Johnson, Suzanne Hecht), Current Concepts in
Sports Medicine, Minneapolis, MN, April 30, 2010. (Regional)
102. Putukian, M: “Concussion Update; Management & Return to Play”, Annual College
Health Nurses Meeting. Penn State University, State College, PA, May 11, 2010.
(Regional)
103. Putukian, M, “Concussion; What’s New?” Presentation at Association of Chief
Executives of Sport (ACES) Annual Meeting, Colorado Springs, CO, May 18, 2010.
(National)
104. Putukian, M: “What Would You Do? Dilemmas for the Team Physician”, Moderator &
presenter, “Return to Play after Pulmonary Contusion”, American College of Sports
Medicine Annual Meeting, Baltimore, MD, June 2, 2010. (National)
105. Putukian M: “Sideline Evaluation & Return to Play”. Athletic Training Society of New
Jersey Sports Concussion Summit, Hillsborough NJ, August 2, 2010. (Regional)
106. Putukian M: "Update on Concussion". Women's Lacrosse Coaches National Meeting,
Naples Florida, November 17, 2010. (National)
107. Putukian M: "Head Injuries in Lacrosse". US Lacrosse National Convention. January
22, 2011. (National)
108. Putukian M: "Fluids & Electrolytes", "The Aging / Master's Athlete", "Weight Control in
the Athlete", "Pain Management on the Sideline", The ACSM Team Physician Course,
Part II, San Diego, CA, Feb. 9-12, 2011. (National)
109. Putukian M: "Head Games: Update on Concussion". Delaware Academy of Family
Physicians 9th Annual Delaware Sports Medicine Symposium. Newark, Delaware,
February 19, 2011. (Regional)
110. Yates A, Putukian M, Herring S, Guskiewicz K: “Update on Concussion Sideline Tool;
Symptoms & Sideline Cognitive Evaluation; Evidence Based Data” NFL Team
Physician’s Meeting, NFL Combine, Indianapolis, Indiana, February 24, 2011. (National)
111. Putukian M: "Sports Science & Safety Committee: Structure, Function, Ongoing
Projects", "Head Injuries in Lacrosse". US Lacrosse Sports Medicine Symposium,
Baltimore MD, March 10, 2011. (National)
112. Putukian M: “The New NFL Sideline Concussion Tool”. NFL Team Owners, General
Managers, Head Coaches Meeting, New Orleans, LO, March 22, 2011. (National)
113. Putukian M: “Allan Jacobs Lecture. Lacrosse: Head Injuries”. AOASM Annual
Meeting, Providence RI, April 28, 2011. (National)
114. Putukian M: “Prevention of Sudden Death: A Team Physician’s Perspective”. Inaugural
Matthew Gfeller Sport-Related Neurotrauma Symposium, Chapel Hill, NC, April 29,
2011. (Regional)
115. Putukian M: “Neuroimaging; Which Tests are Clinically Useful?”. American Medical
Society for Sports Medicine Annual Meeting (AMSSM) Annual Meeting, Salt Lake City,
Utah, May 3, 2011. (National)
116. Putukian M, Kreher J: “Too Wired? The AMSSM Position Stand: ADHD and the
Athlete”. AMSSM Annual Meeting, Salt Lake City, Utah, May 3, 2011. (National)
117. Putukian M: "Heads Up: An Update on Concussion". Department of Orthopedics
Morristown Memorial Hospital & Atlantic Sports Health, Sports Medicine Lecture
Series. Morristown NJ, May 16, 2011. (Regional)
34
Margot Putukian, MD, FACSM, FAMSSM
118. Putukian M, Lincoln A, Crisco J.T, Berning J: "Sport Specific Issues in Lacrosse".
American College of Sports Medicine Annual Meeting. Denver, CO, June 3, 2011.
(National)
119. Putukian M: “Office / Sideline Evaluation of Concussion”. Athletic Trainers Society of
NJ Annual Meeting, July 17, 2011, Hillsborough, NJ. (Regional)
120. Putukian M: “Concussion in Youth & Adolescent Athletes”. 2011 NFL/USA Football
Youth Football Summit. July 20, 2011, Canton, Ohio (National)
121. Putukian M: “On Field Assessment & Return to Play” In Lonser R, Berger M, Batjer H,
Putukian M: “Concussion: A Perfect Storm & the Role of the National Football League”.
2011 Congress of Neurological Surgeons Annual Meeting, October 3, 2011, Washington
DC. (International)
122. Putukian M, Mandek J, Berning J, O’Neil G, Eames J: “Fitness Focus: What can you do
as an official to avoid and injury and illness?” US Lacrosse Annual Convention, January
13, 2012, Philadelphia, PA. (National)
123. Putukian M: “Closed Head Injury & Concussion”, “Gender Differences and Special
Concerns in the Female Athlete”, “Exercise Related Headaches”, “Panel Discussion:
Ethical Challenges & Return to Play”, Am. College of Sports Medicine Team Physician
Course, San Antonio, Texas, February 9-12, 2012. (National)
124. Putukian M: “Sideline Management & Return to Play Decisions”. Hunterdon
Concussion Symposium sponsored by Princeton Brain & Spine. Perryville, NJ, March
29, 2012. (Regional)
125. Putukian M: “Implementing a Concussion Program” Workshop, American Medical
Society for Sports Medicine, Annual Meeting, April 22, 2012, Atlanta GA. (National)
126. Putukian M, Echemendia RJ, Furtado J, Conway A, Murugavel M, Dettwiler-
Danspeckgruber A: “Prospective Clinical Assessment (SCAT2), Hybrid
Neuropsychological Testing and Neuroimaging in the Evaluation of Sport Related
Concussion in College Athletes”. American Medical Society for Sports Medicine Annual
Meeting, Podium Research Presentation, Atlanta, GA, April 24, 2012. (National)
127. Fiesta Bowl Spring Summit “Sport-Related Concussion: Facts, Fallacies & New
Frontiers”, Panel Discussion: Guskiewicz K, Putukian M, Batjer H, McCrea M. May 3,
2012, Phoenix, AZ. (National)
128. Putukian M, May 18, Keynote Speaker, “What Every Primary Care Provider Needs to
Know About Concussion Management”, “Future of Concussion in Sport”, 3rd Annual
Phoenix Children’s Hospital, Sports Medicine Update: Specialized Care for the young
Athlete. Phoenix, AZ, May 18, 2012. (National)
129. Putukian M, Herring S, Hunt T, Patricios J, Guskiewicz K, Coppel D, Ellenbogen R:
“Concussion Symposium: Controversies & Challenges”, Am College of Sports Medicine
Annual Meeting, May 30, 2012. (National)
130. Putukian M: “Cardiac Issues in the Athlete”. 13th Annual Philadelphia sports Medicine
Congress, Philadelphia, PA, June 1, 2012 (Regional).
131. Putukian M: “Head Injuries & Concussion”, ”Gender Differences & Special Concerns in
the Female Athlete” , “Sports Related Death”, “Exercise Induced Bronchospasm & Vocal
Cord Dysfunction”, “Exercise Related Headaches”, “Panel Discussion on Ethical
Challenges / Return to Play”, “Panel Discussion – Challenging Situations in Sport
Events”. International Team Physician Course, Sao Paulo, Brazil, June 20-23, 2012
(International)
132. Putukian M: “Concussion in Youth & Adolescent Athletes”. 2011 NFL/USA Football
Youth Football Summit. July 19, 2012, Canton, Ohio (National)
133. Putukian M: "Concussion in College Sports; Your Role as an Official". Colonial Athletic
Association, Ivy League & Patriot League Football Officials Clinic. Trevose, PA, July
20, 2012. (Regional)
134. Putukian M: "Evaluating the Concussed Athlete". Athletic Trainers Society of New
Jersey 3rd Annual Sport Safety Summit, New Brunswick, NJ, August 1, 2012. (Regional)
135. Putukian M: "Concussion Management in the USA". International Conference for the
Health, Safety & Welfare of Jockeys. Monmouth, NJ, September 16, 2012.
(International)
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Margot Putukian, MD, FACSM, FAMSSM
136. Putukian M: "Concussion & Return to Play: A Team Physician's Perspective". In Return
to Play Issues in Sports-Related Neurotrauma session. American College of Surgeons
Annual Meeting, Chicago, Ill, October 2, 2012. (National)
137. Putukian M: "Sideline Evaluation of the Adult Athlete". 4th International Consensus
Conference on Concussion in Sport. Zurich, Switzerland, November 1, 2012.
(International)
138. Putukian M: "Diagnosis and management of Concussion / TBI", Plenary Lecture.
Excellence in Pediatrics, Madrid Spain, November 30, 2012. (International)
139. Putukian M: "Overview of Head Injuries" US Lacrosse Sports Medicine Symposium, Co-
symposium Director., Philadelphia, PA, January 11, 2013. (National)
140. Putukian M: "Implementing a Concussion Policy, Sideline Evaluation & Return to Play".
In “Advances in Understanding and Treating Sports-related Concussions”, Webbe F,
Klossner D, Echemendia R Putukian M. NCAA Annual Convention. Dallas, TX,
January 17, 2013. (National)
141. Putukian M: "Cardiac Issues", "Panel Discussion". 44th Annual Medical Aspects of
Sports Seminar University of Delaware Intercollegiate Athletics Program and the
Department of Kinesiology and Applied Physiology. Newark, Delaware, Feb 2, 2013.
(Regional)
142. Putukian M: "Weight Control in the Athlete", "The Master's- Aging Athlete", "Pain
Management on the Sideline", "Exertional Rhabdomyoloysis". ACSM Team Physicians
Course, Miami, FL, Feb 7-10, 2013. (National)
143. Putukian M: “Return to Play: The Team Physician Consensus Statement 2012”.
“Instructional Course Lecture: Implementing a Concussion Management Program”.
American Medical Society for Sports Medicine Annual Meeting, San Diego, April 17-21,
2013. (National)
144. Putukian M: “Rehabilitation Focused Multidisciplinary Case Discussion” 2013
International Sports Concussion Symposium, Minneapolis, MN, May 4, 2013.
(International)
145. Putukian M, Herring S, Patricios J, Guskiewicz K: “Sideline Assessment of the Adult
Athlete” Concussion Colloquium. American College of Sports Medicine Annual
Meeting, Indianapolis, IN May 30, 2013. (National)
146. Putukian M, Lincoln A, Dick R: “Lacrosse Specific Medical Issues” American College of
Sports Medicine Annual Meeting, Indianapolis, IN May June 1, 2013. (National)
147. Putukian M, Dettwiler A: “Concussion Research at Princeton”. Ivy League – Big Ten
Concussion Summit, Chicago, IL July 18, 2013. (Regional)
148. Putukian M: “What’s New in Sport Related Concussion?” Delaware Academy of Family
Physicians, Sports Medicine Symposium, Feb 1, 2014. (Regional)
149. Putukian M: “Closed Head Injuries & Concussion”, “Update on Zurich Guidelines”. The
Team Physician Course, Part II. San Diego, CA, Feb 19-20, 2014. (National)
150. Putukian M: “CAQ Preparation; Prescription Medications-Pearls & Pitfalls; Choosing the
Right Medications for Your Athlete”. “Team Physician Consensus Statement: 2013
Update”. American Medical Society for Sports Medicine Annual Meeting, April 5-9,
New Orleans, LA, 2014. (National)
151. Putukian M: “Concussion: Return to Play”. Connecticut Athletic Trainers Association
Meeting, Wallingford, CT, May 22, 2014. (Regional)
152. Putukian M, “Return to Play after Intracranial Bleed & Stroke”. In Putukian M, Herring
S, Patricios J, Coppel D: Symposium: “Return to Play Decision Making After
Concussion: Challenging Questions”. American College of Sports Medicine Annual
Meeting, Orlando, Florida, May 29, 2014. (National)
153. Putukian M: “A Team Physician’s Perspective”. In, Dettwiler A, Geiger-Parker B,
Putukian M, Brooks J, Carson H, Keating P, Noble J, Reinhardt U. “Concussion:
Shaping the Future of Youth Sports”. Woodrow Wilson School of International and
Public Policy, Princeton University, NJ. September 26, 2014. (Regional)
154. Putukian M: “Concussion: Return to Play”. Capital Health 6th Annual National
Neuroscience Conference. Atlantic City, NJ, October 24, 2014. (Regional)
155. Putukian M: “Overtraining”, “’Best Practice’ for Recognizing, Evaluating and
Management of Concussion: from the sideline to return to participation”. US Soccer /
36
Margot Putukian, MD, FACSM, FAMSSM
MLS Soccer Medical Symposium. National Soccer Coaches Association of America
Convention. Philadelphia, PA, January 15 & 16, 2015. (National)
156. Putukian M: “Head Acceleration Research in Lacrosse”, “Research & Medical
Challenges for Lacrosse in 2015”, US Lacrosse Sports Medicine Symposium, Baltimore
MD, January 23, 2015. (National)
157. Chiampas G, Putukian M: US Soccer Federation: “Sports Medicine & Science Practices”.
NCAA Soccer Summit. Indianapolis, IN, Feb 23-24, 2015. (National)
158. Putukian M: AMSSM-NCAA Pre-Conference. “Inter-Association Consensus; Year
Round Football Practice Contact Guidelines”. “Psychological Response to Injury” the
David Hough Memorial Lecture. American Medical Society for Sports Medicine Annual
Meeting, Hollywood, FL, April 15-19, 2015. (National)
159. Putukian M: “Sideline Concussion Assessment; Development & Experience SCAT-3”.
American Osteopathic Association for Sports Medicine Annual Meeting, Philadelphia,
PA, April 22, 2015. (National)
160. Putukian M: Keynote Speaker, “The Art & Science of Concussion: Translating data into
Concussion Prevention”. Westchester Sports Medicine Symposium. Westchester, PA,
April 24, 2015. (Regional)
161. Putukian M: “Sideline Assessment of Concussion”. American Academy of Neurological
Surgeons Annual Meeting. Washington, DC., May 2, 2015. (National)
162. Putukian M, Patricios J, Gregory A: “Return to Play Decisions for the Team Physician”.
American College of Sports Medicine Annual Meeting, San Diego, CA, May 28, 2015.
(National)
163. Gregory A, Putukian M: “Exertional Rhabdomyolysis”. American College of Sports
Medicine Annual Meeting, San Diego, CA. May 28, 2015. (National)
164. Putukian M: “Heading in Soccer; Is it Safe?” In “Look Before You Leap: What the
Media & Politicians won’t Tell You About Concussion”; DiFiore J, Herring S, Patricios
J, Putukian M, Guskiewicz K. American College of Sports Medicine Annual Meeting,
San Diego, CA. May 29, 2015. (National)
165. Maxwell C, Putukian M: “Dizziness with Exertion in an Ice Hockey Athlete”. American
College of Sports Medicine Annual Meeting. San Diego, CA, May 28, 2015 (National)
166. Putukian M: “Mononucleosis & Viral Illness”, “Concussion: Facts & Fiction”, TRIA
Orthopedic & Sports Medicine Conference. Minneapolis, MN, June 5-6, 2015.
(Regional)
167. Mitten M, Bearby S, Putukian M: “NCAA Concussion Guidelines”. “Dazed & Confused:
Minimizing the Risks of Liability”. NACUA Annual Meeting. Washington, DC, June
28, 2015. (National)
168. Amendola N, Courson R, Puffer J, Putukian M: “Team Coverage 2015: Organizing an
effective Team”. (ACSM Representative) AOSSM Annual Meeting, Orlando Florida July
14, 2015. (National)
169. Putukian M, Campbell C: “Concussion Management Protocols: From Mandates to Best
Practices”, “Update; Epidemiology Study; the Ivy League & the Big Ten”. 3rd CIC TBI
Summit, Chicago, Ill, July 15-16, 2015. (National)
170. Putukian M: Moderator, “Collegiate Breakout Session”. American Academy of
Neurology Sports Concussion Conference. Denver, CO, July 24, 2015. (National)
171. Putukian M: “Heading & Concussion in Soccer; What’s the Evidence?”, “Overtraining
Syndrome”, “Exertional Rhabdomyolysis”, Keynote “The Under-recognized
Phenomenon: The Psychological Response to Injury”. South African Sports Medicine
Association Annual Congress, Johannesburg, South Africa, Oct 20-22, 2015
(International).
172. Chiampis G, Putukian M, Dambach E: “US Soccer’s Recognize to Recover program”.
NSCAA Annual Meeting, Baltimore MD, January 15, 2016. (National)
173. Putukian M, Z Kerr, S Caswell, T Covassin:“Concussion Gender Differences in Female
Sports” Pink Concussion / National Summit of Female Concussion and other TBI’s.
Washington DC, February 27-28, 2016. (National)
174. Putukian M: “Mental Health Best Practices” NCAA Pre-Conference. “Team Physician
Consensus Statement: Injury & Illness Prevention”. American Medical Society for
Sports Medicine Annual Meeting, Dallas TX, April 16, 2016. (National)
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175. Courson R, Putukian M, Lattimore M, Runksmeier L, Glover K, Watts JC: “Health,
Safety and Well-being of College Athletes”. Knight Commission on Intercollegiate
Athletics Public Session: National Press Club, Washington, DC, May 10, 2016.
(National)
176. Putukian M: “Team Physician Consensus Statement: Psychological Issues in Athletes”.
American College of Sports Medicine Annual Meeting. Boston, MA, June 3, 2016.
(National)
177. Putukian M: “NCAA Mental Health Best Practices; Emphasis on Implementation” at
Northeast Conference meeting of Athletic Directors and Senior Women Administrators,
Red Bank, NJ, June 9, 2016. (National)
178. Putukian M, Darby L, Walker N: “The Art & Science of Providing Appropriate Care for
Lacrosse Players”. NATA Annual Meeting, Baltimore, MD, June25, 2016. (National)
179. Putukian M, Leddy J: “Collegiate Breakout Session”. American Academy of Neurology
Sports Concussion Conference. Chicago, IL, July 8, 2016. (National).
180. Campbell C, Putukian M: “Epidemiology Study Update”, Big Ten-Ivy TBI Research
Collaboration, 4th Annual Summit, Philadelphia, PA, July 13, 2016. (National)
181. Putukian M, Harris R, Surace R, Tevins B, Lichtenstein: Panel moderator, “Ivy League:
An Example of Addressing Player Safety”. Big Ten-Ivy TBI Research Collaboration, 4th
Annual Summit, Philadelphia, PA, July 13, 2016. (National)
182. Putukian M: “Prevention & Treatment of Sport Related Concussion”. 5th Annual
Neuroscience Symposium, Eatontown, New Jersey, October 7, 2016. (National)
183. Putukian M, Riegler K, Amalfe S, Echemendia RJ, Bruce J, Frisina PG: “Correlates to
Concussion Recovery in College Athletes: A Prospective Evaluation of Pre-injury
Modifiers and Post-injury Clinical and Neuropsychological Assessments”. Oral
presentation, 5th International Consensus Conference on Concussion in Sport, Berlin
Germany, October 27-28, 2016. (International)
184. Putukian M: “Prevention of Concussion in American Football from Professional to pee-
wee. Are Policies in the NFL beneficial or detrimental for concussion prevention at other
levels?” IOC World Conference on Prevention of Injury and Illness & Sport. March 17,
2017, Monaco. (International)
185. Putukian M: Concussion: “Concerns for All Athletes”. Keynote Speaker, and “Update
from Berlin”, Ohio State Concussion Symposium, Columbus Ohio, April 7, 2017.
(National)
186. Putukian M: “Critical Elements of Sideline Screening” and “Future Directions from
Berlin”. Major League Soccer / US Soccer / NWSL Head Injury Summit. New York,
New York, April 21-22, 2017. (National)
187. Putukian M: “Nutraceuticals in Concussion”. Annual Sports Neuropsychology Meeting.
Cleveland, OH, April 28, 2017. (National)
188. Putukian M: “Inter-Association Task Force: Pre-hospital Care of the Spine-Injured
Athlete” and “Psychological Response to Illness and Injury in Athletes and the Team
Physician: A Consensus Statement – 2016 Update”. Presented at American Medical
Society for Sports Medicine Annual Meeting, San Diego, CA, May 11 and 12,
respectively, 2017. (National)
189. Putukian M, Herring S, Joy E, Sallis R, LaZonte R, Manore M: “Exercise is Medicine
Symposium. Are Sports Too Risky for Brain Health?”, Presented at American College of
Sports Medicine Annual Meeting, Denver CO, May 30, 2017. (National)
190. ML Ireland, Hutchinson M, Putukian M: “Things That Aren’t What They Seem; Show
Stoppers”. Presented at American College of Sports Medicine Annual Meeting, Denver
CO, June 2, 2017. (National)
191. Putukian M: “Can’t Stop Bleeding: Hemophilia”, “Berlin Consensus Statement on
Concussion”, “Lacrosse: Special Issues”. Presented at Adv. Team Physician Meeting,
Washington, DC, Dec 7-10, 2017. (National)
192. Putukian M: “Update and Discussion from the New York Soccer Head Injury Summit”,
“Biologics: A Round Table Debate & Discussion Using 2018 Evidence Based
Approaches” latter with Bert Mandelbaum, Riley Williams. Presentations at Major
League Soccer Medical Symposium, Orlando, FL Jan 13, 2018. (National)
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Margot Putukian, MD, FACSM, FAMSSM
193. Putukian M: “Special Populations and Considerations: How is the approach different.
Gender Differences”. Hospital for Special Surgery Concussion 2018: Updates &
Controversies. April 13, 2018, NY, NY. (National)
194. Putukian M: “Return to Play Decision Making: Using the Correct Tools”. Ohio State
University Wexner Medical Center Sports Medicine, 5th Ann Concussion Symposium,
Columbus OH. Apr 20, 2018, (National)
195. Putukian M: “Major League Soccer”. Presented with Tanji J, Chang C, DiFiore J, Sills A,
Tucker A: “Taking Care of Professional Athletes”. American Medical Society for Sports
Medicine Annual Meeting, Orlando, Florida, April 25, 2018. (National)
196. Putukian M, Guskiewicz K, Herring S: “An Update from Berlin”, American College of
Sports Medicine Annual Meeting, Minneapolis, MN, May 30, 2018. (National)
197. Baggish A, Putukian M, Young C, Ackerman M, Lampert R: “Return to Play Decisions
for the Athlete with known Cardiac Disease”, American College of Sports Medicine
Annual Meeting, May 31, 2018, Minneapolis, MN. (National)
198. Putukian M: “The Concussion Recognition Tool and the Sideline Concussion Assessment
Tool”, Isokinetics Football Medicine Meeting, June 2, 2018, Barcelona, Spain.
(International)
199. Putukian M, Sills A, Jing Zhu L: “Stressors and environmental factors that impact elite
athlete mental health: How injury, performance, and mental health intersect”.
International Olympic Committee Consensus Meeting on Mental Health in Elite Athletes,
November 13, 2018, Lausanne, Switzerland. (International)
200. Putukian M: “Blood Parameters and the Acute and Chronic Effects of Exercise”,
Advanced Team Physician Course, Nov 30, 2018, Charleston, SC. (National)
201. Putukian M: “The Medically Ill Player: What Should You Do & What Do You Do?”,
“Recognition, Evaluation & Treatment of Concussion in the Adolescent Footballer; Are
they just small adults?” Major League Soccer Symposium. Orlando, FL, Jan 5, 2019.
(National)
202. Putukian M: “It’s all in your head: Is there a sex bias in concussion?”, “What’s New; The
Female Athlete Triad”. TRIA 22nd Annual Orthopaedic & Sports Medicine Conference,
Feb 1, 2019, Minn MN (National)
203. Tanji J, Putukian M, Sills A, DiFiore J: “Key Issues for the Professional Athlete: Mental
Health Issues”. American Medical Society for Sports Medicine Annual Meeting.
Houston TX, Apr 13, 2019. (National)
204. Herring S, Putukian M, Leddy J et al: “Neurologic Issues: medical retirement and return
to sport after multiple head injuries”. American Medical Society for Sports Medicine
Annual Meeting. Houston Texas, April 14, 2019. (National)
205. Putukian M: “The Legacy of the Sports Medicine Physician”. American Medical Society
for Sports Medicine Annual Meeting. Houston Texas, April 15, 2019. (National)
206. Herring S, Putukian M, Fox C, Browd S: “Return to Play Decisions in Athletes with
Intracranial Findings”. American College of Sports Medicine Annual Meeting. Orlando
Florida, May 29, 2019. (National)
207. Vincent H, Lincoln A, Putukian M, Caswell S: “The Science of Lacrosse: Evolution of
Safe Play in a Rapidly Changing Sport”. Am College of Sports Medicine Annual
Meeting. Orlando FL, May 30, 2019. (National)
208. Wolanin A, Hong E, Putukian M, Gray A: “Assessing and Managing Mental Health
Concerns in Sports Medicine”. Am College of Sports Medicine Annual Meeting.
Orlando Florida, May 31, 2019. (National)
209. Putukian M: “Head Games: Concussion Care in the College Athlete Population”. 46th
Annual Mid Atlantic College Health Nurses Assoc. Meeting. Princeton, NJ, June 5, 2019
(Regional)
210. Edmonds N, Moriarty A, Putukian M: “The Functions & Experience of a University
Eating Concerns Team”. 46th Annual Mid-Atlantic College Health Nurses Assoc.
Meeting. Princeton, NJ, June 5, 2019 (Regional)
211. Chiampas G, Echemendia RJ, Putukian M, Riegler K: “Sport in the Spotlight: Soccer”.
7th Annual Big Ten-Ivy League TBI Summit, July 16, 2019, Chicago, IL. (National)
212. Putukian M: “Sport Concussion Assessment Tool (SCAT) Update”. AOSSM, AMSSM,
MLS Soccer Meeting, Miami, Sept 20, 2019. (National)
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Margot Putukian, MD, FACSM, FAMSSM
213. Harris R, Kenny K, Koerte I, Kratochvil C, Marshall K, Putukian M, Smith D, Cooper M.
“Welcome & Opening Conversation: How the Coronavirus Disrupted TBI Research,
Clinical Practice, and Athletic Events in the Big Ten and Ivy League”. July 14, 2020.
“Closing Remarks”. Putukian M. July 15, 2020. 8th Annual Big Ten Ivy League TBI
Summit. (virtual meeting).
214. Jolly T, Gilbert S, Stenersen S, Hallenbeck S, Putukian M: “National Experts Weigh In:
Youth Sports - What is the Medical Risk for Returning to Play & Spectate”. Innovation
Institute for Fan Experience Medical Task Force. Oct 21, 2020 (virtual meeting)
215. Putukian M, Schwartz E. “Acute Cervical Spine Injury Epidemiology &
Pathophysiology” 2021 National Athletic Trainers Association Annual Meeting, Spine
Injury in Sports Conference. Presented virtually, April 26 – May 25, 2021.
216. Putukian M: “Managing COVID-19 in Professional Team Sports: The Ups and Downs of
Surveillance Testing, Travel, Quarantines and Return to Play”. In Key Issues for the
Professional / Elite Team Physician. “Competition during the Pandemic-Responding to
the Challenge and Developing Strategies for Athlete Health & Safety”. Tanji J, DiFIore J,
Phelan D, Finnoff J, Putukian M, Sills A, Green G, Meeuwisse W. American Medical
Society for Sports Medicine Annual Meeting (virtual), April 14, 2021.
217. Putukian M: “Consensus Recommendations on the Prehospital Care of the Injured
Athlete With a Suspected Catastrophic Cervical Spine Injury. American Medical Society
for Sports Medicine Annual Meeting (virtual), April 16, 2021.
PANELIST/MODERATER:
1. Panelist for Clinical Cases, American Medical Society for Sports Medicine Annual
Meeting, Orlando, Florida, June 8, 1996.
2. Panelist for Research Presentations, American Medical Society for Sports Medicine
Annual Meeting, Nashville, Tennessee, April 5, 1998.
3. Chair, Clinical Case Slide Presentations, Football, American College of Sports
Medicine Annual Meeting, Orlando, Florida, June 5, 1998.
4. Clinical Case Session, Panel Discussant: "Fits and Falls", American College of Sports
Medicine Annual Meeting, Seattle, Washington, June 5, 1999.
5. Panelist, Research Abstracts, American Medical Society for Sports Medicine Annual
Meeting, San Diego, California, April 10, 2000.
6. Moderator, Research Presentations, American Medical Society for Sports Medicine,
Orlando, Florida, April 9, 2002.
7. Case discussant, American College of Sports Medicine, Annual Meeting; Cervical
Spine & Brain Injury, Nashville, TN, June 3, 2005.
8. Chair, Clinical Cases “Soccer” American College of Sports Medicine Annual Meeting,
June 2, 2006, Denver, CO (National).
9. Sports Concussion Symposium; National Academy of Neuropsychology Annual
Meeting, Athlete – Medical Expert panel participant (Pat LaFontaine, Mel Owens, Chris
Nowinski, Ruben Echemendia, Jim Kelly, Margot Putukian, Kevin Guskiewicz), NY,
NY, Oct 21, 2008.
10. Invited expert panel participant; 3rd International Conference on Concussion in
Sport, Sponsored by FIFA, IIHF, IOC, and IRB, Zurich, Switzerland, October, 29-31,
2008.
11. Chair; Slide Presentations; “Head & Neck”. American College of Sports Medicine
Annual Meeting, Seattle, WA, June 1, 2009.
12. Participant, Safe Kids Injury Initiative, Ann Arbor, MI November 16, 2009,
representing AMSSM and US Lacrosse.
13. Invited expert panel participant; 4rd International Conference on Concussion in Sport,
Sponsored by FIFA, IIHF, IOC, and IRB, Zurich, Switzerland, November 1-3, 2012.
14. ACSM Panel with Sanjay Gupta; Head Games & Concussion. Guskiewicz K, Gupta S,
Putukian M. ACSM Annual Meeting, San Francisco, May 30, 2012.
15. Putukian M: Chair, Clinical Case Presentations; Soccer Issues. American College of
Sports Medicine Annual Meeting, Orlando, FL, May 30, 2014.
16. Invited expert panel participant; 5th International Conference on Concussion in Sport,
Sponsored by FIFA, IIHF, IOC, and IRB, Berlin, Germany, October 27-30, 2016.
40
Margot Putukian, MD, FACSM, FAMSSM
17. Invited lead content expert, speaker, and writing group, International Olympic
Committee Consensus Meeting on Mental Health in Elite Athletes, November 12-14,
2018, Lausanne, Switzerland.
RADIO / TELEVISION / WEBINARS / PODCASTS:
1. Performance Enhancing Drugs, Local television show On Line Lansing, with Dr. Roy
Bergman. Producer Paul Brewster, Lansing, Michigan, December, 1992.
2. Head Injuries/Concussion, WBUS 93.7 Radio Station, State College, Pennsylvania, June
21, 2000.
3. Head Injury in Sport, WPSX-TV Segment, State College, Pennsylvania, July 26, 2000.
4. Female Athlete Triad, WPSX-TV Take Note Segment, State College, PA, October 3,
2001.
5. Heading in Soccer - Is it safe? WBUS 93.7 Radio Station, State College, PA, November
28, 2001.
6. Sports Injuries, WPSU-FM Radio Station, University Park, PA, July 29, 2003.
7. Sebastianelli W, Putukian M, Joyner D: “Expert Opinion with Graham Spanier”; Big Ten
Network Studios. “Drug Use & Drug Testing in College Athletics” Chicago, IL, July 13,
2010.
8. Putukian M: “Sports Medicine & Fitness Show” Health Radio. Topic “Concussion in
Youth and Collegiate Sports” Show host Melanie Cole MS, CPT, August 17, 2010, 12-
1pm CT.
9. LWW Webinar; Putukian M, Corrigan, J: “Concussion to Consequence: Managing
Sport Related Concussion On & Off the Field”. October 18, 2011. Available at
http://journals.lww.com/cjsportsmed/Pages/2011-Concussion-Webinar.aspx As of
2/14/2012 1,910 registered, 1,238 views (1,133 unique viewers), 707 live views and 531
On Demand Views (grows 3-4 per week)
10. Health Radio ACSM Sports Medicine and Fitness Radio show. Show host Melanie
Cole. Topics; ACL tears and rehabilitation, Concussions and safe procedures for return to
play for young athletes. May 8, 2012.
11. Congress of Neurologic Surgeons Webinar. Batjer H, Ellenbogen R. Putukian M:
Webinar: “The Moving Target of Concussion: Evolving approaches to an important
public health dilemma”. September 18, 2012.
12. Department of Defense. Briefing Request. Value of Neuropsychological Testing in TBI.
Web meeting. Aug 8, 2013.
13. Defense and Veterans Brain Injury Center Webinar. Marion D, Kelly JP, Putukian
M: Webinar. "Risk of Cumulative Concussions in High Risk Occupations". August 21,
2013.
14. Putukian M: “Psychological Response to Injury”. NCAA Mental Health Workshop.
Nov 18, 2013.
15. Putukian M: American Medical Society for Sports Medicine Podcast on “Injury and
Illness Prevention”. November 10, 2017.
16. Chang CJ, Putukian M: American Medical Society for Sports Medicine Podcast on
“Mental health issues and psychological factors in athletes: the AMSSM Position
Statement. Feb 4, 2020.
17. Putukian M: American Medical Society for Sports Medicine Podcast on “Chief
Medical Officer Corner”. Recorded July 6, 2020.
18. Fiscus S, Lopez R, Putukian M: NATA, AMSSM, AAP Podcast. Play Informed;
Understanding the Risks & Benefits of Sports Participation During the Pandemic.
Recorded August 11, 2020. https://www.youtube.com/watch?v=GoE_nj6DQMs
41
APPENDIX C
CURRICULUM VITAE
E. Lee Rice, D.O., FAAFP, FAMSSM, FAOAMS, FACSM, ABHM
ADDRESS: Lifewellness Institute
2448 Historic Decatur Road, Suite 130
San Diego, CA 92106
PHONE NUMBER: (619) 398-2960
FAX NUMBER: (619) 398-2970
E-MAIL: [email protected]
CITIZENSHIP: U.S.A.
MARITAL STATUS: Married on July 19, 1969 to Mary (Hockmeyer)
Daughters: Kelly (1979) and Katie (1982)
EDUCATION: San Gabriel High School, San Gabriel, California
Graduated: 1963
University of California
Santa Barbara
Bachelor of Arts Zoology, 1967
University of California, Santa Barbara
Department of Biology
Graduate Research Masters Degree Program
Genetics/Endocrinology, 1967-69
Kirksville College of Osteopathic Medicine
Kirksville, Missouri
D.O., 1973
Internship - Rotating "O"
U.S. Naval Hospital
Camp Pendleton, California
1973-1974
Residency - Family Medicine
Naval Region Medical Center
Camp Pendleton, California
1973-1976
Chief Resident, 1975-1976
MILITARY SERVICE: Lieutenant Commander, Medical Corps.
U.S. Navy Reserve, 1972-1979
MEDICAL LICENSE: Physicians and Surgeons Certificate No. 20A3360
State of California
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-1
BOARD CERTIFICATIONS:
Diplomate, American Board of Family Practice, 1976
Re-certified: 1984, 1991, and 1998
Diplomate, American Osteopathic Board of Family Practice, 1979
American Board of Family Practice
Added Qualifications in Sports Medicine, 1995-2005
American Osteopathic Board of Family Physicians, Certificate of
Added Qualifications in Sports Medicine, 1994
Missouri Basic Science Boards
National Osteopathic Boards Part 1 & II, 1974
CLINICAL PRACTICE:
CEO and Medical Director
Lifewellness Institute
San Diego, California
2000-Present
Medical Director
Rancho Valencia Wellness Collective
2019-Present
Chair, Medical Commission
International Surfing Association (ISA)
2020-Present
Executive Wellness Program Director
Rancho La Puerta Spa
Tecate, Mexico
2013-Present
Chief Wellness Officer
PFC Fitness at La Costa Resort & Spa
San Marcos, CA
2013-2020
Clinical Consultant
National University, Department of Integrative Health
San Diego, California
2010-2012
Medical Director
Intercare Solutions
San Diego, California
2009-2020
CV-2 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
CLINICAL PRACTICE (continued):
National General Manager/Medical Director
Lifesigns
A Division of Physiotherapy Associates
Stryyker Corporation
2003-2004
Founder and Medical Director
San Diego Sports Medicine and Family Health Center
San Diego, California
1979-2002
Medical Director
Aztec Sports Medicine Center
San Diego State University
1987-1993
Medical Director
Fallbrook Community Clinic
Fallbrook, California
1977-1981
Medical Director
Vista Community Clinic
Vista, California
1973-1981
Staff Physician, Department of Family Medicine
Naval Regional Medical Center
Camp Pendleton, California
1977-1979
Staff Physician, Department of Family Medicine
Naval Regional Medical Center
Long Beach, California
1976-1977
Head, Department of Adult Medicine
Naval Regional Medical Center, Branch Clinic
Marine Corps Air Station
El Toro, California
1976-l977
CLINICAL TEACHING - ACADEMIC APPOINTMENTS:
Voluntary Clinical Instructor
Department of Family Practice and Public Health
University of California, San Diego, Health Sciences
2016-2018
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-3
CLINICAL TEACHING - ACADEMIC APPOINTMENTS (continued):
Dr. Jerry C. Lee Endowed Chair
for development of the Center for Integrative Health
National University
2009-2010
Director, Primary Care Sports Medicine Fellowship Program
San Diego Sports Medicine and Family Health Center
Medical Director, 1984-2005
Medical Director Emeritus, 2005-Present
Director, Fellowship in Wellness and Health Promotion
Lifewellness Institute
San Diego, California
2001-Present
Clinical Professor
Family Practice and Sports Medicine
Western University of Health Sciences, Pomona, California
1986-Present
Associate Clinical Professor
Department of Family Practice and Preventative Medicine
University of California, San Diego, School of Medicine
1992-Present
Director, Sports Medicine Curriculum
Sharp/Grossmont Hospitals
Family Practice Residency Program
1995-2000
Adjunct Professor
Department of Exercise Science and Physical Education
San Diego State University, San Diego, California
1993-Present
Clinical Preceptor, Primary Care Associate Program
Stanford University School of Medicine
Division of Family and Community Medicine
1997-2005
Adjunct Clinical Professor
Department of General and Family Practice
Texas College of Osteopathic Medicine
1988-2005
Pre-Reviewer, Primary Care Sports Medicine Fellowship Training Program,
Residency Review Committee
Accreditation Council for Graduate Medical Education (ACGME)
1995
CV-4 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
CLINICAL TEACHING - ACADEMIC APPOINTMENTS (continued):
Assistant Clinical Professor
University of California, San Diego, School of Medicine
Department of Pediatrics
1983-l992
Director - Physician Assistants and Nurse Practitioners
Naval Regional Medical Center
Camp Pendleton, California
1977-1979
Medical Director, Phase II Physician’s Assistant Training
Naval Regional Medical Center
Camp Pendleton, California
1977-1979
Adjunct Professor, Department of Family Practice
U.C.L.A. School of Medicine
1976-1979
Staff Physician, Family Practice Residency
Naval Regional Medical Center, Camp Pendleton, California
1976-1979
Consultant in Sports Medicine and Physical Fitness,
Department of Physical Education and Intercollegiate Athletics
University of California, San Diego
1975-1988
CHAIR - NATIONAL CLINICAL COURSES:
Chairman
American Academy of Family Physicians
Sports Medicine Board Review Course
1995, 1997, 1999, 2000, 2003
Co-Chair
American Academy of Family Physicians
Semi-Annual Sports Medicine Conference
1998
Chairman
American Osteopathic Academy of Sports Medicine
Annual Scientific Seminar
1989
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-5
PROFESSIONAL SOCIETIES:
American College of Osteopathic Family Physicians, 1973-Present
American Osteopathic Academy of Sports Medicine, 1984-Present
Founding Member, Fellow, Galen Society
President 1990-1991
Osteopathic Physicians and Surgeons of California
1974-Present
American Academy of Family Physicians, Fellow 1973-Present
American Medical Society for Sports Medicine, 1991-Present
Founding Member
President, 1998-1999
American College of Sports Medicine, Fellow 1975-Present
Professional Team Physicians Association, PTPA
1995-2000
National Football League, Team Physicians Association
1979-1991
National Basketball Association, Team Physicians Association
1979-1982
American Osteopathic Association
1974-Present
California Academy of Family Physicians, 1976-Present
California Medical Association, 1976-Present
San Diego County Medical Society
1976-2000
The Society of Teachers of Family Medicine
1976-2000
Chief Executives Organization, CEO, 1995-Present
YPO Gold (formerly World Presidents’ Association or WPO)
1995-Present
Young President’s Organization (YPO)
1988-1995
Vistage (formerly: The Executive Committee), 1984-1988
CV-6 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
TEAM PHYSICIAN/EVENT COVERAGE:
Eligibility and Nominations Review Panel Member
International Surfing Association (ISA)
2021 Tokyo Olympic Games
Medical Director – Surfing Competition
2021 Tokyo Olympic Games
Team Physician
San Diego Riptide (Arena2 Pro Football)
2002-2004
Medical Director, Team Physician
Oracle BMW Racing
America’s Cup Sailing Syndicate
2001-2003
Team Physician
San Diego Spirit (WUSA-Pro Women's Soccer League)
2000-2003
Medical Director, Team Physician
San Diego Stingrays Basketball Team ABA, CBA
1998-2001
Medical Director
San Diego Rock & Roll Marathon
1998-2011
Team Physician
San Diego Flash, Outdoor Pro Soccer Team
1998-2002
Team Physician, Cathedral Catholic High School
Previously University of San Diego High School
1998- 2004
Medical Director and Co-Chairman
San Diego Senior Olympics
1990-2014
Medical Director, California State Games
1995-2000
Team Physician
USA Volleyball Beach Team
1995-2000
Team Physician
Bud Light Pro Beach Volleyball Tour
1993-1999
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-7
TEAM PHYSICIAN/EVENT COVERAGE (continued):
Team Physician
San Diego Gulls Ice Hockey Team, ECHL
1993-Present
Medical Director
Thunderboat Unlimited Hydroplane Races
Mission Bay, San Diego, California
1987-Present
Associate Team Physician
San Diego State University Aztecs
1984-2000
Team Physician, USA Men’s Volleyball Team
1981-Present
Medical Director/Team Physician
OneAustralia, Australia’s America’s Cup Sailing Team
1995-1996
Team Physician, San Diego Barracuda’s Pro Roller Hockey
1995-1996
Team Physician, San Diego Wildcards Basketball Team
Continental Basketball Association
1995-1996
Medical Coordinator, Holiday Bowl, San Diego, California,
1994-1997
Medical Director, Camp’s Marietta and Del Mar
University of San Diego, California
Summer camps for children with eating disorders
1993-1997
Team Physician, Copperbowl, San Diego, California
1993-1996
Medical Director, Offshore Powerboat Association
San Diego Bay Races
1992-1993
Team Physician, II Moro Di Venezia America’s Cup Sailing Team
1991-1992
Team Physician, San Diego Sockers Professional Indoor Soccer
1990-1996
CV-8 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
TEAM PHYSICIAN/EVENT COVERAGE (continued):
Rugby Match Physician, USA Eagles vs. New Zealand All-Blacks
San Diego, CA
1985
Team Physician, USA Women’s National Volleyball Team
1984-1991
Medical Director, Heart of San Diego Marathon
1982-1986
Team Physician, San Diego Clippers Basketball Team, NBA
1980-1983
Team Physician, San Diego Chargers Football Club, NFL
1979-1991
Team Physician, U. S. Navy Rugby Team England Tour
1977
Team Physician, Southern California All-Star A.A.U. Track Team
(under 21) European Tour
1976
Team Physician, Old Mission Beach Athletic Club (OMBAC)
Rugby Club 1993-Present
PROFESSIONAL BOARD/COMMITTEE MEMBERSHIPS:
National University System
Board Member
Chair, Academic Advisory Committee
Member, Executive Committee
2010-Present
National University
Chairman of the Board
2020-Present
Founding Member, Governing Board, Osteopathic Post-Doctoral Institutional Training
Consortium, (OPTIK-1)
Kirksville College of Osteopathic Medicine
1998-2004
American Osteopathic Academy of Sports Medicine
Member, Certification Board
1994-2005
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-9
PROFESSIONAL BOARD/COMMITTEE MEMBERSHIPS (continued):
American Medical Society for Sports Medicine, Co-Founder, 1992
Executive Board, 1992-1999
President, 1998-1999
American Osteopathic Academy of Sports Medicine, Co-Founder, 1978
Board Member, 1984-1992
President, 1984-1985
American Association of Osteopathic Examiners
President, 1983-1984
California State Board of Osteopathic Examiners
Governor’s Appointment
Board Member, 1977-1982
President, 1980-1981
American Heart/American Stroke Association Board Chairman, San Diego Chapter
2016
Epilepsy Foundation Board Member, San Diego Chapter
2015
Golden Door Spa, Advisory Board Member
2013-present
American Heart/American Stroke Association Board Member, San Diego Chapter
2012-present
OTHER BOARD MEMBERSHIPS:
National University, Board of Trustees
2010-present
Peak Care, Medical Director
Chairman, Medical Advisory Board
2002-2006
Unlimited Hydroplane Racing Association
Medical Advisory Board
2000-2004
G.S. Bodyboard, Medical Director
1997-2000
San Diego International Sports Council, Board Member
1995-1996
CV-10 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
OTHER BOARD MEMBERSHIPS (continued):
Winco Product Corporation
Chair, Medical Advisory Board
1994-1996
United States Volleyball Association, Board Member
1992-1996
Pepsi-Cola Company, Member, ALL SPORT Medical Advisory Board
1992
Lifeway Health Products, Member, Board of Directors
1988-1990
COMMITTEES:
University of California Santa Barbara, Alumni Association
Member, Board of Directors
1982-1987
USA Volleyball, Inc.
Founding Board Member, 1981-1996
President, 1994-1996
International Dance Exercise Association
Member, Board of Advisors
1980-1990
Pacific Foundation for Medical Care
Physician Review Committee, Member
1999-2006
Grossmont Hospital Family Practice Supervisory Committee
1999-2003
Sharp Family Practice Supervisory Committee and Family Practice Residency Liaison
Committee
1999-2001
California Governor’s Council on Physical Fitness and Sports
Chairman, Medical Advisory Committee
1993-2000
Osteopathic Physicians and Surgeons of California (OPSC)
Public Health Policy Committee
1998-1999
UCSD Family Medicine
Primary Care Sports Medical Advisory Committee
1994-1996
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-11
COMMITTEES (continued):
Sports Medicine and Performance Commission
USA Volleyball Association
Founding Member & Chairman
1994-1996
Osteopathic Physicians and Surgeons of California (OPSC)
Public Relations Chair
1992-1993
American College of Sports Medicine, C.M.E. Committee
1988-1990
Sports Medicine and Fitness Committee
San Diego County Medical Society
1984-1985
San Diego County Medical Society
Tobacco Free 2000 Commission
1993-1994
Physicians, State of California, Occupational Health Services, Inc.
Physician Member, Diversion Program
Board of Osteopathic Examiners
1991-1992
Family Practice Supervisory Committee/Emergency Services Supervisory Committee
Alvarado Hospital Medical Center
1983-1987
PUBLICATIONS:
Editor-in-Chief
LifeWellness Institute eHealth Newsletter
2003 to present
Editorial Board
American Medical Society for Sports Medicine Journal
1992 to 1997
Editorial Board member
The Physician and Sportsmedicine
McGraw-Hill Publication
1991 to 2000
Contributing Author
Team Physician’s Handbook, 3rd Edition
Hanley & Belfus, Inc., 2002
Co-Editor
CV-12 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
PUBLICATIONS (continued):
The 5-Minute Sports Medicine Consult
Lippincott Williams & Wilkins
2001
Volleyball Chapter
Principles & Practice of Primary Care Sports Medicine
Lippincott Williams & Wilkins, 2001
Contributing Author
Imaging in Musculoskeletal and Sports Medicine
Blackwell Science Publication, 1997
Essentials of Sports Medicine
HIV Chapter
American College of Sports Medicine
Mosby Publishing, 1996
Editorial Board
Injury Prevention, Performance Conditioning for Volleyball
Newsletter, 1993-198)
“Upstream Medicine”
San Diego County Physician Magazine, January 1, 2010 (on-line)
“Volleyball Injuries - Prevention and Treatment” Chapter
Sports Injuries: Mechanisms, Prevention and Treatment, 2nd ed.;
Williams & Wilkins; 1994
“Common Medical Problems in Basketball Players,” Clinics in
Sports Medicine, Basketball Issue, W.B. Saunders Co, 1992
Contributing Author, La Mesa Courier Doctors’ Column, 1982-1984
Contributor, World Police and Fire Games, official publication of
World Police and Fire Games Association, 1982-1988
Reviewer for Medicine and Science in Sports and Exercise™,
1996-Present
Co-Author, “Head and Neck Injuries”, The Physician and Sports-medicine, McGraw-
Hill Healthcare Publications, 1995
“Sports Medicine Pearls”, The Physician and Sportsmedicine, 1995
Team Physicians Handbook, American College of Sports Medicine,
1995
“The Winged Scapula”, The Physician and Sportsmedicine, 1994
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-13
PUBLICATIONS (continued):
“Death Due to Malignant Hypothermia in an Elite Athlete” – Case Report,
1992, American Family Physician
Co-Author, Working Well, Gulf Publishing Co., 1990
Editorial Board Member, DIAGNOSIS, 1984-1988
Co-Author, Staying Well, published by Blue Cross/Blue Shield, 1982
“Fluid and Electrolyte Balance in Sports,” The Journal of the
Osteopathic Physicians and Surgeons of California; Fall, 1982
HONORS/AWARDS:
California Interscholastic Federation (CIF) – Sports Medicine Committee
Champion for California’s Student Athletes
2016
Lifetime Achievement Award for “Healthiest Companies 2015”
San Diego Business Journal
May 2015
Medical Champion of the Year
San Diego Sports Medicine Foundation
September 2013
James E. Coleman USA Volleyball National Team Award
May 2013
Jonathan Reeser Sport Science Award – USA Volleyball
April 2013
Vistage “100 Club” Speaker Achievement Award
Father of the Year Award
Father’s Day Council and the American Diabetes Association
June 2011
Micro Business Award
Most Innovative New Service/Product
San Diego Regional Chamber of Commerce
2005
AstraZeneca 2004 National Healthy Heart Award
Cardiovascular Disease Prevention
CV-14 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
HONORS/AWARDS (continued):
Distinguished Service Award
The California Governor’s Council on Physical Fitness and Sports
January 1996
International Association of Fitness Professionals
4-Star Presenter Award, l995
College of Osteopathic Medicine of the Pacific, Alumni Association
Medical Educator Award, 1993
Young Presidents’ Organization, Las Californias Chapter
Member of the Year Award, 1992
Osteopathic Physicians and Surgeons of California
Distinguished Service Award, 1989
Family Health Foundation of America
Certificate of Recognition, 1987
University of California
Santa Barbara Alumni Association Award, 1987
USA Olympic Volleyball Team, Gold Medalist Award, 1984
USOC Olympic Job Opportunities Recognition Award, 1984
USA Volleyball, Meritorious Service Award, 1984
Thunderboats Unlimited
Community Service Commendation, 1984
California Board of Osteopathic Examiners
Recognition Award, 1982
UCLA School of Nursing, Meritorious Service Award, 1979
NRMC Camp Pendleton, Letter of Commendation, 1979
American Academy of Family Practitioners
Teacher in Family Practice Recognition Award, 1977
Eagle Scout/God and Country Award, 1963
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-15
SEMINARS/WORKSHOPS/LECTURES:
Speaker/Facilitator to medical schools, medical conventions/seminars, professional
athletes, and the business community in the United States and abroad.
Subjects include:
Wellness and Preventive Medicine
Nutrition, Exercise, Stress Management, Mind-Body Interaction, Spirituality
Sports Medicine
Substance Abuse
Parenting and Relationship/Communication Skills
Leadership Training
PRESENT COMMUNITY SERVICE:
McAlister Institute Board Member, 2020- Present
California Interscholastic Federation (CIF) Sports Medicine Committee, 2000-Present
WECARE
San Diego High School Student and Parent Educational Consortium
Celebration of Champions (Children’s Hospital) Volunteer
PAST COMMUNITY SERVICE:
San Diego Rock and Roll Marathon
Medical Director, 1998-2011
San Diego Senior Olympic Sports Festival
Co-Chairman, Board of Directors, 1990-2014
Green Elementary School, San Diego
Partner in Education, 1983-1987
Mission Valley Y.M.C.A., Board of Directors
1985-1987
After-School All-Stars Greater San Diego, Member, Board of Directors
1998-2006
Peninsula Y.M.C.A. Board of Directors, 2000-2002
Founder and Medical Advisor, Medical Explorers Post
Boy Scouts of America, San Diego
1990-1993
Peninsula Albion, AYSO Youth Soccer Coach
1988-1998
CV-16 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
PAST COMMUNITY SERVICE (continued):
Point Loma, Girls Softball Coach
1989-1990
San Diego International Sports Council
Board of Directors
1995-1997
Medical Director
Vista and Fallbrook Community Clinics
1973-1981
TV/PUBLIC BROADCAST/VIDEO PARTICIPATION:
Local Television and Radio medical-related interviews
Network and Cable, 1979-Present
MD TV
University of California, San Diego
National Cable Network
Sports Injuries
2001
The Golf Channel, with Dean Reinmuth
National Cable TV
Prevention and Treatment of Golf Injuries
2001-2002
American Academy of Family Practice, 1997
Sports Medicine Video Series
CBS Today Show – “Drug Abuse in Sports”, 1996
ESPN TV “Countdown to Football”
Painkillers in Sports
September 1, 1996
UCB Pharma Videos: “Preparticipation Physical Examination, Sports Rehabilitation,
The Female Triad,”
American Sports Medicine Institute, 1996
ABC - Special - Drugs in Sports, 1995
Good Morning America, 1995
University of California, San Diego
Cable Network, “Back Injuries”, 1994
E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S.M., F.A.O.A.S M. CV-17
TV/PUBLIC BROADCAST/VIDEO PARTICIPATION (continued):
United Airlines, In Flight Audio Program
Sports Medicine, 1992
Richard Simmons Show, 1988
Sports Medicine, Tommy Lasorda Los Angeles Talk Radio, 1988
CV-18 Rev. 5/2021 E. Lee Rice, D.O., F.A.A.F.P., F.A.C.S M., F.A.O.A.S.M.
APPENDIX D
CURRICULUM VITAE
WILLIAM OLIVER ROBERTS MD, MS
PROFESSIONAL ADDRESS Updated: 4-29-21
Phalen Village Clinic
University of Minnesota Physicians
1414 Maryland Avenue East
St. Paul, Minnesota 55106
651-772-3461
651-772-2605
[email protected]
Administrative Office
Department of Family Medicine and Community Health
6-240 Phillips-Wangensteen Building
516 Delaware St. SE
Minneapolis, MN 55455
612-624-3120
IDENTIFYING INFORMATION
Bildung
Degree Institution Date Degree Granted
B.S. Rensselaer Polytechnic Institute 1974
Troy, NY
M.D. University of Minnesota 1978
Minneapolis, MN
M.S. University of Minnesota 1981
Minneapolis, MN
Residency Family Medicine, Smiley’s Point Clinic 1978-1981
University of Minnesota Department of
Family Practice and Community
Health, Fairview Downtown and St.
Mary’s Hospitals
Minneapolis, MN
Certifications, Licenses
Sports Medicine Subspecialty Certification (ABFM) 1993 – Present
Recertification 2003, 2013
American Board of Family Medicine (ABFM) 1981 – Present
Last Recertification 2018
1
Minnesota License #24845 1979 - Present
Academic Appointments
University of Minnesota, Twin Cities Campus
Dept. of Family Medicine and Community Health 1982-Present
Professor 2007-Present
Faculty Physician 2003-Present
Associate Professor 2003-2007
Adjunct Professor 2002-2003
Adjunct Associate Professor 1992-2002
Adjunct Assistant Professor 1985-1992
Clinical Instructor 1982-1985
Academic Administrative Appointments
Vice Chair of Faculty Affairs 2021-Present
Department of Family Medicine and Community Health
University of Minnesota
Director of Sports Medicine Program 2019-Present
Department of Family Medicine and Community Health
University of Minnesota
Mentoring Lead 2016-Present
Department of Family Medicine and Community Health
University of Minnesota
Director of Faculty Affairs 2018-2020
Department of Family Medicine and Community Health
University of Minnesota
Master Mentor Program 2017-2020
Office of Faculty Affairs
University of Minnesota Medical School
Director of Faculty Academic Achievement 2015-2018
Department of Family Medicine and Community Health
University of Minnesota
Program Director – St Johns Family Medicine Residency 2007-2015
Department of Family Medicine and Community Health
University of Minnesota
Associate Program Director – St Johns Family Medicine Residency 2006-2007
2
Department of Family Medicine and Community Health
University of Minnesota
Clinical/Hospital Appointments
Associate Medical Director, 1998-2003
MinnHealth Family Physicians, White Bear Lake, MN
Assistant Medical Director – Recruiting Coordinator 1992-2003
MinnHealth Family Physicians, White Bear Lake, MN
Co-Director, MinnHealth Family Physicians, White Bear Lake, MN 1991-2003
Private Practice, 1986-2003
MinnHealth Family Physicians, White Bear Lake, MN
Medical Director 1986-1993
Health East Maplewood Sports Therapy Center, Maplewood, MN
Chair 1985-1986
Division of Sports Medicine, Group Health, Inc., Minneapolis, MN
Chair 1982-1984
Sports Medicine Committee, Group Health, Inc., Minneapolis, MN
Staff Physician 1981-1986
White Bear Lake Medical Center, Group Health, Inc.,
White Bear Lake, MN
Consulting Positions
Board of Directors
Member, UCare Board of Directors, Minneapolis, MN 2007 to Present
Chair, UCare Compliance Committee 2020 to Present
Member, UCare Compensation Committee 2020 to Present
Member, UCare Finance and Audit Committee 2010 to 2020
Chair, UCare Fund Council 2008 to 2010
Member, UCare Governance Committee 2007 to 2010
Chair - Board of Directors, National Youth Sports Health & 2015- Present
Safety Institute, American College of Sports Medicine
Indianapolis, IN and Sanford Health, Sioux Falls, SD.
Science Advisory Board
SportzPeak, San Francisco, CA 2012-Present
Member, Marathon and Beyond, Champaign, Illinois 1996-2015
Member, Men's Fitness Magazine, New York, NY 2004-2012
Medical Director
Medical Director, Twin Cities in Motion, 2007-Present
3
Minneapolis-St Paul, MN
Medical Director, Medtronic Twin Cities Marathon and 1985-2016
Twin Cities in Motion, Minneapolis-St Paul, MN
Medical Director, 2004 National Kidney Foundation US 2003-2004
Transplant Games, Minneapolis, MN
Sports Medicine Advisory Boards and Consulting
Member – Minnesota Department of Health Youth Sports 2020-Present
Advisory Committee
Chair - Sports Medicine Advisory Committee, 2006-Present
MN State High School League, Brooklyn Center, MN
Sports Medicine Advisory Committee, 1986-Present
USA Soccer Cup Tournament, Blaine, MN
Member Board of Directors, National Youth Sports Health & 2011- 2015
Safety Insititute, American College of Sports Medicine
Indianapolis, IN and Sanford Health, Sioux Falls, SD.
Chair – Scientific Advisory Board, 2007-2015
ePPE On Line Medical Questionnaire and Data Repository,
Privit, Columbus, Ohio
American Academy of Family Physicians Sports Medicine 2006-2012
Advisory Group
Sports Medicine Advisory Committee, MN State High School 1989-2006
League, Permanent Primary Care Chair, Brooklyn Center, MN
Wrestling Weight Certification Committee, 1988-1992
Minnesota State High School League, Brooklyn Center, MN
Ask the Sports Doc Blog, Runners World, Rodale Press, 2010-2017
Emmaus, PA
Advisory Panel, Minnesota Department of Health Sports 2012- 2015
Concussion Task Force, Minnesota Department of Health
Medical Commentator, “Moment of Impact” Series, 2006
World Wrestling Entertainment, Stamford, CT
Medical Advisor - Kinni Willow 20 Mile Road Race, 2003-2004
Hudson, WI
Medical Advisor, Minnesota Distance Runners Association, 1988-1999
Minneapolis, MN
4
Medical Race Management Consultant, 1996
1st Annual Disney Marathon, Orlando, FL
Legal Expert Opinion Consulting
Sexual predators in sports 2021
Exertional heat stroke morbidity & mortality (14 cases) 1998-Present
Hyponatremia and fluid balance (retainer) 2004-2009
Catastrophic ice hockey injury (1 case) 2000-2002
Team Physician
Johnson High School, St Paul, MN 2006-Present
(Faculty advisor and site supervisor for Phalen Village Family
Medicine Residents for Sports Medicine sideline and
training room experience)
Team USA Minnesota (Long distance running 2001-Present
post-college Olympic development team),
Minneapolis, Minnesota
Roundtables, Consensus Conferences, and Conference Development
American College of Sports Medicine Heath Injury Consensus 2020-2021
Statement Development Team – Lead author
External Reviewer, National Youth Sports Strategy (2019) July 2019
Office of the Assistant Secretary for Health
U.S. Department of Health and Human Services
AMSSM Concussion Evaluation and Management December 2017
Consensus Statement Writing Work Group, Chicago IL
AAFP, AAP, ACSM, AMSSM, AOSSM, AAOS, AOASM November 2017
Preparticipation Physical Exam 5th Edition Writing Work Group
(Co-Editor)
AMSSM Cardiovascular Preparticipation Screening February 2016
Consensus Statement Writing Work Group, Atlanta GA
3rd International Consensus Conference on Exercise Associated February 2015
Hyponatremia, Conference Speaker and Writing Team Member,
San Diego CA, USA
ACSM/FIMS Preparticipation Evaluation Consensus Conference, June 1, 2013
Indianapolis, IN. (Co-Chair and Lead Author for Consensus
Statement)
American Medical Society for Sports Medicine Position Statement February 2012
on Concussion in Sport Writing Work Group
5
Youth Sports & Concussion: A Roundtable Discussion. March 15, 2010
Minnesota Department of Education, Roseville, MN.
Department of Defense Roundtable: Heat Injury and October 2008
Return to Duty, Bethesda, MD
ACSM Prevention of Youth Sports Injury April 2008
Atlanta, GA
2nd International Consensus Conference on Exercise November 2007
Associated Hyponatremia, Conference Speaker and
Writing Team Member, Queenstown, New Zealand
2006 World Congress on the Science and Medicine October 2006
of the Marathon (ARRMS and ACSM), Conference Co-Chair
for 43 speakers, 50 presentations, and proceedings publication,
Chicago, IL
NATA Inter-Association Task Force for Recommendations April 2006
on Emergency Preparedness and Management of Sudden Cardiac
Arrest in Athletics, Atlanta GA
AHA Preparticipation Cardiovascular Screening November 2005
Recommendations, Dallas, TX
ACSM Representative: NCAA/NATA Summit on Commotio June 2005
Cordis in Sports, Indianapolis, IN
Program Co-chair: American College of Sports Medicine April 2005
and AAP Section on Sports Medicine and Fitness Summit
on “Increasing Youth Physical Activity: Strategies in Science,
Health Care, and Fitness and Sports.”
ACSM Prevention of Heat Stroke in Youth Football June 2004
Indianapolis, IN
ACMS Team Physician Consensus Conference on February 2004
Management of Mass Participation Events Dallas, TX
ACSM Hydration and Activity Roundtable December 2003
Boston, MA
ACSM Team Physician Consensus Conference on February 2000
Sideline Care of the Athlete, Phoenix, AZ
HONORS AND AWARDS FOR RESEARCH WORK, TEACHING, PUBLIC ENGAGEMENT,
AND SERVICE
University of Minnesota
Academy for Excellence in Clinical Practice 2020
6
University of Minnesota Medical School
Model Family Physician of the Year Award, UMN Phalen Village 2002
Clinic-St John’s Family Practice Residency, St Paul, MN
Resident Research Award, Family Practice Department, University of Minnesota, 1981
Minneapolis, MN
External Sources
Minnesota Academy of Family Physicians Family Medicine 2020
Innovation & Research Award
Top Doctor – Sports Medicine, Castle Connolly Medical, Ltd. New York, NY 2017-2021
Visiting Professor, University of Miami Sports Medicine Program, Coral Gables FL 2019
Fellow of the American Academy of Family Physicians 2017
Mary O’Neil Determination Award, Twin Cities in Motion, Minneapolis MN 2017
Best Doctors in America, (Peer nominated list), 2011-2020
Best Doctors, Inc, Aiken, SC.
2015 Minnesota Best Doctors – Sports Medicine, Minnesota Monthly, 2015
Minneapolis, MN.
Honor Award, American College of Sports Medicine, Indianapolis, IN. 2015
European College of Sports and American College of Sports Medicine 2015
Exchange Lecturer, Malmo Sweden and San Diego, CA
Merit Award, Minnesota Academy of Family Physicians, 2013
St Louis Park, MN.
Visiting Professor – University of Connecticut Sports Medicine 2013
Fellowship Program, Storrs, CT
Twin Cities “Top Doc’s” List for Sports Medicine; 2011
(Peer nominated list), Minneapolis-St Paul Magazine, Minneapolis, MN.
“America’s Top Family Doctors,” Consumer’s Research 2008-2009
Council of America, Washington DC.
Friend of Physical Therapy Award, Minnesota Chapter 2009
of the American Physical Therapy Association, Roseville, Minnesota.
“America’s Top Family Doctors,” Consumers Research Council of America, 2008
Washington, DC.
Citation Award, American College of Sports Medicine, Indianapolis, IN. 2008
7
Twin Cities “Top Doc’s” List for Sports Medicine; 2006-2007
(Peer nominated list), Minneapolis-St Paul Magazine, Minneapolis, MN.
2007-2008 Best Doctors in America, (Peer nominated list), 2006-2007
Best Doctors, Inc, Aiken, SC.
Who’s Who in the World 2008 Edition, Marquis LLC, New Providence, NJ. 2007
Minnesota Distance Running Distinguished Service Award for 2006; 2006
Minnesota Distance Running Association, Minneapolis, MN.
Exemplary Service Recognition – Twin Cities Marathon Volunteer 2006
Medical Director 1985-2006, Twin Cities Marathon Inc,
Minneapolis-St Paul, Minnesota.
Silver Service Award (25 year Twin Cities Marathon Volunteer), 2006
Twin Cities Marathon Inc, Minneapolis-St Paul, Minnesota.
Who’s Who in America 2007 Edition, Marquis LLC, New Providence, NJ. 2006
Twin Cities “Top Doc’s” List for Sports Medicine; (Peer nominated list), 2005
Minneapolis-St Paul Magazine, Minneapolis, MN.
Twin Cities “Top Doc’s” List for Sports Medicine; (Peer nominated list), 2004
Minneapolis-St Paul Magazine, Minneapolis, MN.
Minnesota’s Best Doctors List for Family Practice; Best Doctors Inc. 2003
(Peer nominated list), Minnesota Monthly, Minneapolis, MN.
Larry “Stosh” Neumann Award, Minnesota Athletic Trainers’ Association, 2002
(Service to the field of athletic training), Bloomington, MN
Merit Award, Sports Medicine, Minnesota State High School League, 1993
Brooklyn Center, MN
President’s Award, Group Health, Inc, (Service to the organization), 1984
Minneapolis, MN
Phi Lambda Upsilon National Chemistry Honor Society - RPI Chapter, 1974
Troy, NY
RESEARCH AND SCHOLARSHIP
h-Index h(f/l)-Index Total First/Last Author Total First/Last Author
Publications Publications Citations Citations
32 24 139 87 6297 3279
PUBLICATIONS
8
Published: Peer-Reviewed Journal Articles
1. Roberts WO, Armstrong LE, Sawka MN, Yeargin SW, Heled Y, O’Connor FG. Exertional Heat
Illness: Recognition, Management, and Return to Activity. Curr Sports Med Rep (In Review for
publication)
2. Angela L.H. Buffington ALH, Carol Lange C, Bakker C, Nanney MS, Roberts WO, Berge JM,
Loth KA. The Collaborative Scholarship Intensive: A Research-Intensive Course to Improve
Faculty. Fam Med. 2021;53(5):pp-pp (In Press)
3. Hamilton BR, Lima G, Barrett J, Seal L, Tucker R, Papadopoulou T, Bigard X, Kolliari‑Turner
A, Löllgen H, Zupet P, Ionescu A, Debruyne A, Jones N, Steinacker JM, Vonbank K, Lima1 G,
Fagnani F, Fossati C, Di Luigi L, Pigozzi F, Casasco M, Geistlinger M, Wolfarth B, Seto JT,
Bachl N, Twycross‑Lewis R, Niederseer D, Bosch A, Swart J, Constantinou D, Muniz‑Pardos B,
Casajus JA, Badtieva V, Zelenkova I, Bilzon JLJ, Dohi M, Schneider C, Loland S, Verroken M,
Marqueta PM, Arroyo F, Pedrinelli A, Natsis K, Verhagen E, Roberts WO, Kawazoe Lazzoli J,
Friedman R, Erdogan A, Cintron AV, Yung SHP, Janse van Rensburg DC, Ramagole DA,
Rozenstoka S, Drummond F, Webborn N, Guppy FM , Pitsiladis YP. Integrating athletes with
disorders of sex development (DSDs) and transgender athletes into elite competition: the FIMS
2020 consensus statement. Sports Medicine (2021). https://doi.org/10.1007/s40279-021-01451-8
(Published on line 3-24-2021)
4. Scheer V, Costa R, Doutreleau S, Knechtle B, Nikolaidis PT, Stoll O, Roberts WO, Tenforde A,
Krabak B. Recommendations on Youth Participation in Ultra-Endurance Running Events: A
Consensus Statement. Sports Med (Accepted for publication 2-15-2021)
5. Kriz PK, Roberts WO. Prevention of Sport Related Concussion. Clin Sports Medicine.
40(1):159-171, 2021. https://doi.org/10.1016/j.csm.2020.08.007
6. Diamond AB, Narducci DM, Roberts WO, Bernhardt DT, LaBella CR, Moffatt KA, Nuti R,
Powell AP, Rooks YL, Zaremski JL. Interim Guidance on the Preparticipation Physical
Examination for Athletes During the SARS-CoV-2 Pandemic, Clinical Journal of Sport
Medicine: 2021; 31(1), 1-6. doi: 10.1097/JSM.0000000000000892; Curr Sports Med Rep 2020;
19(11), 498-503; Brit J Sports Med 2021…
7. Berg MA, Miner M, Roberts WO. Tinea gladiatorum prevalence among wrestlers in the era of
required skin inspection. Asian J Sports Med (Published on-line ahead of print 23 November
2020, in press) doi: 10.5812/asjsm.103813.
8. Satin DJ, Simonson G, Roberts WO. Johnny Tested Positive for COVID-19, What Next for the
Team? Curr Sports Med Rep 2020; 19(12) 511-513. doi: 10.1249/JSR.0000000000000780.
9. Krabak B*, Roberts WO*, Tenforde A*, Ackerman KE, Adami PE, Baggish AL, Barrack M,
Cianca J, Davis I, D'Hemecourt P, Fredericson M, Goldman JT, Harrast MA, Heiderscheit BC,
Hollander K, Kraus E, Luke A, Miller E, Moyer M, Rauh MJ, Toresdahl BG, Wasfy MM. Youth
Running Consensus Statement: Minimizing Risk of Injury and Illness in Young Runners" Brit J
Sports Med (Published Online First: 29 October 2020). doi: 10.1136/bjsports-2020-102518 (*co-
first authors)
10. Roberts WO, Satin DJ. Resuming High School and Youth Sports: What Would Your IRB Say?
Curr Sports Med Rep 2020; 19(9) 345-346. doi: 10.1249/JSR.0000000000000746
11. Sorace P, Churilla JR, Mahady TP, Roberts WO. Coronavirus Disease 2019 (COVID-19)
Infection: Returning to Sports / Physical Activity. ACSM's Health and Fitness Journal 2020
24(6), 48-50. doi: 10.1249/FIT.0000000000000617
12. Denay KL, Breslow RG, Turner MN, Roberts WO, Best TM. ACSM Call to Action Statement
“COVID-19: Considerations for Sports and Physical Activity.” Curr Sports Med Rep 2020; 19(8)
326-328. doi: 10.1249/JSR.0000000000000739.
13. Woods J, Hutchinson NT,Powers SK, Roberts WO, Gomez-Cabrera MC, Radak Z, Berkes I,
Boros A, Boldogh I, Leeuwenburgh C, Coelho-Júnior HJ, Marzetti E, Cheng Y, Liu J, Durstine
L, Sun J, Ji LL. The COVID-19 Pandemic and Physical Activity. Sports Medicine and Health
9
Science. 2020; 2(2): 55-64. Published ahead of print on 30 May 2020.
https://doi.org/10.1016/j.smhs.2020.05.006
14. Morrey L, Roberts WO, Wichser L. Exercise-related Mental Health Problems and Solutions
during the COVID-19 Pandemic. Curr Sports Med Rep 2020; 19(6) 194-195.
15. Koontz JS, Mountjoy M, Abbott KE, Aron CM, Basile KC, Carlson CT, Chang CJ, Diamond
AB, Dugan SA, Hainline B, Herring SA, Hopkins BE, Joy EA, Judge JP, LaBotz M, Matuszak J,
McDavis CJ, Myers R, Nattiv A, Tanji J, Wagner J, Roberts WO. Sexual Violence in Sport:
American Medical Society for Sports Medicine Position Statement. Curr Sports Medicine Reports
2020; 19(6) 232-234. Sports Health 2020; https://doi.org/10.1177/1941738120929946, Clin J
Sport Med 2020; 30(4) 291-292
16. Roberts WO. Life in the time of COVID-19. Curr Sports Med Rep 19(4):129-130, 2020.
17. Breslow RG, Giberson-Chen CC, Roberts WO. The Burden of Injury and Illness in the Road
Race Medical Tent: A Narrative Review. Clin J Sport Med (Published on line ahead of print by
Feb 7, 2020)
18. Roberts WO. Wellness and Life Balance for Sports Medicine Physicians: Recognizing Physician
Burnout. Curr Sports Med Rep 2020; 19(2), 50-52.
19. Tenforde A, Roberts WO, Krabek BJ, A, Davis IS, Frederickson M, Luke A, Ackerman K.
Recommendations to Optimize Health in Youth Runners. Strength and Conditioning Journal.
2020; 42(1)76-82. doi: 10.1519/SSC.0000000000000504.
20. Laitano O, Leon L, Roberts WO, and Sawka M. Controversies in Exertional Heat Stroke
Diagnosis, Prevention and Treatment. Journal of Applied Physiology (Published on line 09 NOV
2019 https://doi.org/10.1152/japplphysiol.00452.20192019
21. Schwellnus M, Kipps C, Roberts WO, Drezner JA, d’Hemecourt P, Troyanos C, Janse Van
Rensburg DC, Killops J, Borresen J, Harrast M, Adami PE, Bermon S,Bigard X, Migliorini S,
Jordaan E, Borjesson M. Medical encounters at mass community-based endurance sport events:
An international consensus statement on definitions and methodology of recording and reporting
data. Brit J Sports Med 2019;53(17):1048-1055. doi: 10.1136/bjsports-2018-100092.
22. Roberts WO. An Indelible Stain: The Conspiracy of Silence. Curr Sports Med Rep 2019; 18(3):
67.
23. Krabek BJ, Tenforde A, Davis IS, d'Hemecourt P, Frederickson M, Harrast MA, Luke A,
Roberts WO. Youth Distance Running: Strategies for training and injury reduction. Curr Sports
Med Rep 2019; 18(2): 53-59.
24. Harmon KG, Clugston JR, Dec K, Hainline B, Herring SA, Kane S, Kontos AP, Leddy JJ,
McCrea MA, Poddar SK, Putukian M, Wilson JC, Roberts WO. American Medical Society for
Sports Medicine: 2019 Position Statement on Concussion in Sport. Brit J Sport Med 2019; 53:
213-225. doi:10.1136/bjsports-2018-100338 (Co-published in Clin J Sport Med 2019; 29: 87-100
and J Sports Med)
25. Smith AM, Farrell KJ, Roberts WO, Moris MR, Stuart MJ. Eliminating Fighting and Head Hits
from Hockey: Opportunities and Barriers. Curr Sports Med Rep 18(1): 35-40, 2019.
26. Smith AM, Alford PA, Aubry M, Benson B, Black A, Brooks A, Burke C, D’Arcy R, Dodick D,
Eaves M, Eickhoff C, Erredge K, Farrell K, Finnoff J, Fraser DD, Giza C, Greenwald RM,
Hanzel M, Hoshizaki B, Huston J, Jorgenson J, Joyner M, Krause D, LaVoi N, Leaf M, Leddy J,
Leopold J, Margarucci K, Margulies S, Mihalik J, Munce T, Oeur A, Podein S, Prideaux C,
Roberts WO, Shen F, Soma D, Tabrum M, Stuart MB, Wethe J, Whitehead J, Wiese-Bjornstal
D, Stuart MJ. Proceedings from the Ice Hockey Summit III: Action on Concussion. Curr Sports
Med Rep 18(1): 23–34, 2019.
27. Pryor JL, Johnson E, Roberts WO, Pryor R. Application of evidence-based recommendations for
heat acclimation: Individual and team sport perspectives. Temperature 2018 Oct 13;6(1):37-49
(Published on-line October 13 2018) DOI: 10.1080/23328940.2018.1516537
28. Honsvall AM, Lane KR, Roberts WO. A Marathon Runner with Vertigo after the Race. Curr
Sports Med Rep 2018; 17(11): 362-362.
10
29. Roberts WO. Running Causes Knee Osteoarthritis: Myth or Misunderstanding. Brit J Sports
Med. Br J Sports Med 2018;52:142. doi:10.1136/bjsports-2017-098227
30. Roberts WO, Schwartz RS, Garberich RF, Carlson S, Knickelbine T, Schwartz JG, Peichel G,
Lesser JR, Wickstrom K, Harris KH. Fifty Men, 3510 Marathons, Cardiac Risk Factors, and
Coronary Artery Calcium Scores. Med Sci Sports Exerc 2017; 49(12): 2369-2373. doi:
10.1249/MSS.0000000000001373
31. McDermott B, Anderson S, Armstrong L, Casa D, Cheuvront S, Cooper L, Kenney WL,
O'Connor FA, Roberts WO. "National Athletic Trainers' Association Position Statement: Fluid
Replacement for the Physically Active" 2017; 52(9):877–895. doi: 10.4085/1062-6050-52.9.02
32. Yao KV, Troyanos C, D’Hemecourt P, Roberts WO. Optimizing Marathon Race Safety Using
an Incident Command Post Strategy. Curr Sports Med Rep. 2017; 16(3): 144–149. doi:
10.1249/JSR.0000000000000369
33. Roberts WO. Exertional heat stroke and the evolution of field care: A physician’s perspective.
Temperature 4(2): 101–103, 2017. DOI: 10.1080/23328940.2017.1316352
34. Smith AM, Stuart MJ, Roberts WO, Dodick D, Finnoff J, Jorgensen JK, Krause DA. Concussion
in Ice Hockey: Current Gaps and Future Directions in an Objective Diagnosis. Clin J Sport Med
doi: 10.1097/JSM.0000000000000412 (Published ahead of print January 10 2017)
35. Roberts WO, Schwartz RS, Kraus SM, Schwartz JG, Peichel G, Garberich RF, Lesser JR,
Oesterle SN, Wickstrom KK, Knickelbine T, Harris KM. Long Term Marathon Running Is
Associated with Low Coronary Plaque Formation in Women. Med Sci Sports Exerc 49(4): 641-
645, 2017.
36. Armstrong LE, Kavouras SA, Walsh NP, Roberts WO. Diagnosing dehydration? Blend evidence
with clinical observations. Curr Opin Clin Nutr Metab Care 19(6):434-438, 2016. doi:
10.1097/MCO.0000000000000320.
37. Drezner JA, O’Connor FG, Harmon KG, Fields KB, Asplund CA, Asif IM, Price DE, Dimeff RJ,
Bernhardt DT, Roberts WO. AMSSM Position Statement on Cardiovascular Preparticipation
Screening in Athletes: Current Evidence, Knowledge Gaps, Recommendations and Future
Directions. Curr Sports Med Rep 2016; 15(5):359-75.; Clin J Sport Med 2016; 26(4)347-361.; Br
J Sports Med. 2016 Sep 22. pii: bjsports-2016-096781. doi: 10.1136/bjsports-2016-096781.
38. Roberts WO. Editorial: Preparticipation Cardiovascular Screening - Finding Middle Ground. Cur
Sports Med Rep. 15(2): 61-63, 2016.
39. Roberts WO, Dorman JC, Bergeron MF. Recurrent Heat Stroke in a Runner: Race Simulation
Testing for Return-to-Activity. Med Sci Sport Excerc. 48(5):785-789, 2016.
40. Sedgwick PE, Wortley GC, Wright JM, Asplund C, Roberts WO, Usman S. Medical Clearance
for Desert and Land Sports, Adventure, and Endurance Events. Clin J Sport Med. 25(5):418-424,
2015.
41. Cushing TA, Roberts WO, Hackett P, Dexter WW, Young CC, Fudge JR, Hawkins SC,
DeLoughery TG, Thomas BJ, Tabin GC, Jacoby LE, Asplund CA. Considerations for the
Wilderness Adventurer: Medical Conditions That May Worsen With or Present Challenges to
Coping with Wilderness Exposure. Clin J Sport Med. 25(5); 396-403, 2015.
42. Fudge JR, Bennett BL, Simanis JP, Roberts WO. Medical Evaluation for Exposure Extremes:
Cold. Clin J Sport Med. 25(5); 432-436, 2015.
43. Asif IM, Roberts WO, Fredericson M, Froelicher VM. The Cardiovascular Preparticipation
Evaluation (PPE) for the Primary Care and Sports Medicine Physician, Part II. Cur Sports Med
Rep. 14(4); xxx, 2015.
44. Hew-Butler T, Rosner MH, Fowkes-Godek S, Dugas JP, Hoffman MD, Lewis DP, Maughan RJ,
Miller KC, Montain SJ, Rehrer NJ, Roberts WO, Rogers IR, Siegel AJ, Stuempfle KJ, Winger
JM, Verbalis JG. Statement of the 3rd International Exercise-Associated Hyponatremia
Consensus Development Conference, Carlsbad, California, 2015. Clin J Sport Med 25(4); 303-
320, 2015 and Brit J Sports Med 49(14); 2015
11
45. Uberoi A, Roberts WO. History and Application of the AHA 12 Points for Assessing
Cardiovascular Risk in Athletes. Cur Sports Med Rep. 14(3); 246-248, 2015.
46. Asif IM, Roberts WO, Fredericson M, Froelicher VM (Eds). The Cardiovascular
Preparticipation Evaluation (PPE) for the Primary Care and Sports Medicine Physician, Part I.
Cur Sports Med Rep. 14(3); 246-267, 2015.
47. Asif IM, Roberts WO, Fredericson M, Froelicher VM. The Cardiovascular Preparticipation
Evaluation (PPE) for the Primary Care and Sports Medicine Physician, Part I. Cur Sports Med
Rep. 14(3); 246, 2015.
48. Roberts WO, Asplund CA, O'Connor FG, Stovitz SD. Cardiac preparticipation screening for the
young athlete: Why the routine use of ECG is not necessary. J Electrocardiol. 48(3):311-315,
2015.
49. Hoffman MD, Rogers IR, Joslin J, Asplund CA, Roberts WO, Levine BD. Managing collapsed
or seriously ill participants of ultra-endurance events in remote environments. Sports Med. 45
(2):201-212, 2015.
50. Smith A, Stuart M, Dodick D, Alford PW, Roberts WO, Benson B, Hoshizaki TB, Emery C,
Burke C, Giza C, Greenwald R, Mihalik J, Krause D, Gaz D, McKee A, Aubrey M, Wiese-
Bjornstal D, Huston J, Hudziak J, Leddy J, Montelpare W, Eickhoff C, Moessner A, Schneider K,
LaVoi N, Dick R, MacPherson A, Herring S, Szwalkowski R, Whitehead J, Putukian M, Ashare
A, Tabrum M, Leaf M. Ice Hockey Summit II: Zero Tolerance for Head Hits and Fighting.
Current Sports Medicine Reports 14(2); 2015 and Clin J Sport Med 25(2):78-87, 2015.
51. Epstein Y, ROBERTS WO, Golan R, Heled Y, Sorkine P, Halpern P. Sepsis, septic shock, and
fatal exertional heat stroke. Curr Sports Med Rep. 14(1):64-68, 2015.
52. Roberts WO. Heat Stroke vs. Arrhythmic Death: Life-Threatening Events During Endurance
Sports. http://www.acc.org. January 8, 2015.
53. Roberts WO, Löllgen H, Matheson GO, Beeson Royalty A, Meeuwisse WH, Levine B,
Hutchinson MR, Coleman N, Benjamin HJ, Spataro A, Debruyne A, Bachl N, Pigozzi F.
Advancing the Preparticipation Physical Evaluation (PPE): An ACSM and FIMS Joint Consensus
Statement. Current Sports Medicine Reports. 13(6): 395-401, 2014.
54. Lawless CE, Asplund C, Asif IM, Courson R, Emery MS, Fuisz A, Kovacs RJ, Lawrence SM,
Levine BD, Link MS, Martinez MW, Matherne GP, Olshansky B, Roberts WO, Salberg L,
Vetter VL, Vogel RA, Whitehead J. Protecting the Heart of the American Athlete. J Am Coll
Cardiol. 2014; 64(20):2146-2171.
55. Schwartz RS, Merkel Kraus S, Schwartz JG, Wickstrom KK, Peichel G, Garberich RF, Lesser
JR, Oesterle SN, Knickelbine T, Harris KM, Duval S, Roberts WO, O’Keefe JH. Increased
Coronary Artery Plaque Volume Among Male Marathon Runners. Missouri Medicine 111(2): 85-
90, 2014.
56. Roberts WO. Editorial: Overuse Injuries and Burnout in Youth Sports. Clin J Sport Med
24(1):1–2, 2014.
57. St Clair Gibson A, De Koning JJ, Thompson KG, ROBERTS WO, Micklewright D, Raglan J,
Foster C. Crawling to the finish line - why do endurance runners collapse? Implications for
understanding of mechanisms underlying pacing and fatigue. Sports Medicine 43:413–424, 2013.
58. Smith AM, Stuart MJ, Gaz DV, TwardowskiCP, Stuart MB, Margeneau D, Tearse H,
ROBERTS WO. Clinical Commentary: Behavioral Modification in Ice Hockey. Curr Sports
Med Rep 2013; 12(6), 356-359.
59. ROBERTS WO, Stovitz S. Incidence of Sudden Cardiac Death in Minnesota High School
Athletes 1993-2012 Screened with a Standardized Preparticipation Evaluation. J Am Coll
Cardiol. 2013;62(14):1298-1301.
60. Tanghe P, Frascone RJ, Russi C, Salzman JG, Kaye K, ROBERTS WO. Prolonged
Normothermic Cardiopulmonary Arrest and Neurologically Intact Survival in a Marathon
Runner. Current Sports Medicine Reports 12(3):141-142, 2013.
61. ROBERTS WO, Roberts DM, Lunos S. Marathon related cardiac arrest risk differences in men
12
and women. Brit J Sports Med 47(1):168-171, 2013.
62. Harmon KG, Drezner J, Gammons M, Guskiewicz K, Halstead Mark, Herring S, Kutcher J, Pana
A, Putukian M, ROBERTS WO. American Medical Society for Sports Medicine Position
Statement: Concussion in Sport. Clin J Sport Med 23(1):1–18, 2013.
63. Webner D, Duprey KM, Drezner JA, Cronholm P, ROBERTS WO. Sudden Cardiac Arrest and
Death in United States Marathons. Med Sci Sports Exerc 44(10):1843–1845, 2012.
64. ROBERTS WO. Fluid replacement for sports safety and performance (FIMS Position Statement
2012). International Sport Med Journal 13(2):39-42, 2012.
65. Waibel NG, ROBERTS WO, Lunos S. The Influence of Scheduling Induced Fatigue on Injury
Rates at the USA Soccer Cup. Br J Sports Med 46(6):424-429, 2012.
66. Kim JH, Malhotra R, Chiampas G, D’Hemecourt P, Troyanos C, Cianca J, Smith RN, Wang TJ,
ROBERTS WO, Thompson PD, Baggish AL. Cardiac Arrests During Long-Distance Running
Races. N Eng J Med 366:132-42, 2012.
67. Smith A, M. Stuart, R Greenwald, B Benson, D Dodick, C Emery, J Finnoff, J Mihalik, WO
ROBERTS, CA Sullivan, W Meeuwisse. Proceedings from the Ice Hockey Summit on
Concussion: A Call to Action. Clin J Sport Med 21(4): 281-287, 2011.
68. Epstein Y, ROBERTS WO. The Pathopysiology of Heat Stroke – An Integrative View of the
Final Common Pathway. Scandinavian Journal of Medicine and Science in Sports 21(6):742-748,
2011.
69. Voight A, ROBERTS WO, Lunos S, Chow L. Pre- and Post-Marathon Training Habits of Non-
Elite Runners. Open Access Journal of Sports Medicine Dove Press 2 (Mar 3): 13-18, 2011.
70. ROBERTS WO. Ice Hockey Concussion Rates: A Case for Playing by the Rules. Curr Sports
Med Rep 10(1):1, 2011.
71. Speed CA and ROBERTS WO. Innovation in High Performance Sports Medicine. Br J Sports
Med 45(12):949-51, 2011.
72. ROBERTS WO. Youth Sports: Who’s Pushing the Cart. Curr Sports Med Rep 9(6):323, 2010.
73. ROBERTS WO. Is The Risk Of Injury Greater In Pee Wee Hockey Leagues That Permit Body
Checking? Clin J Sport Med 20(6): 500-501, 2010.
74. O’Connor FG, Casa DJ, Bergeron MF, Carter R, Deuster P, Heled Y, Kark J, Leon L, Mcdermott
B, O’Brien K, ROBERTS WO, Sawka M. American College of Sports Medicine Roundtable on
Exertional Heat Stroke Return to Duty/Return to Play: Conference Proceedings. Curr Sports Med
Rep 9(5): 314-321, 2010.
75. ROBERTS WO, Nicholson WG. Youth Marathoner Runners and Race Day Medical Risk over
26 Years. Clin J Sport Med 20(4): 318-321, 2010.
76. ROBERTS WO. Determining a “Do Not Start” Temperature for a Marathon Based on Adverse
Outcomes. Med Sci Sports Exerc 42(2): 226-232, 2010.
77. ROBERTS WO. Risk Factors for Developing Hyponatremia in Marathon Running.
Commentary. Clin J Sport Med 18(6): 550-551, 2008.
78. Ronneberg K, ROBERTS WO, McBean AD, Center BA. Temporal Artery and Rectal
Temperature Measurements in Collapsed Marathon Runners. Med Sci Sports Exerc 40(8):1373-
1375, 2008.
79. ROBERTS WO. FIMS Position Statement: Heat stress and athletic participation. Int SportMed J
9(2):67-73, 2008.
80. Hew-Butler T, Ayus JC, Kipps C, Maughan RJ, Mettler S, Meeuwisse WH, Page AJ, Reid SA,
Rehrer NJ, ROBERTS WO, Rogers IR, Rosner MH, Siegel AJ, Speedy DB, Stuempfle KJ,
Verbalis JG, Weschler LB, Wharam P. Consensus Statement of the 2nd International Exercise-
Associated Hyponatremia Consensus Development Conference, New Zealand 2007. Clin J Sport
Med 18 (2):111–121, 2008.
81. ROBERTS WO. “The Contribution of Science in Preventing the Diseases of Inactivity in
Developing Countries - Life Long Sport and Exercise as Medicine” Proceedings of the 11th
International Olympic Committee Sport for All 2006 World Congress, Havana, Cuba, Nov 2007.
13
82. Luke A, Bergeron M, ROBERTS WO. Heat injury prevention practices in high school football.
Clin J Sport Med 17:488-493, 2007.
83. ROBERTS WO. Exertional Heat Stroke in the Marathon. Sports Med 37 (4-5): 440-443, 2007.
84. ROBERTS WO. Exercise-Associated Collapse Care Matrix in the Marathon. Sports Med 37 (4-
5): 431-433, 2007.
85. ROBERTS WO. Heat and Cold: What does the Environment do to Marathon Injury? Sports Med
37 (4-5): 400-403, 2007.
86. ROBERTS WO. Can Children and Adolescents Run Marathons? Sports Med 37 (4-5): 299-301,
2007.
87. ROBERTS WO. The 2006 World Congress on the Science and Medicine of the Marathon.
Sports Med 37 (4-5): 279-280, 2007.
88. Maron BJ, Thompson PD, Ackerman MJ, Balady G, Berger S, Cohen D, Dimeff R, Douglas PS,
Glover DW, Hutter AM, Krauss MD, Maron MS, Mitten MJ, ROBERTS WO, Puffer JC.
Recommendations and Considerations Related to Preparticipation Screening for Cardiovascular
Abnormalities in Competitive Athletes: 2007 Update. Circulation 115: 1643 – 1655, 2007.
89. Drezner J, Courson R, ROBERTS WO, Mosesso V, Link M, Maron B. "Inter-Association Task
Force Recommendations on Emergency Preparedness and Management of Sudden Cardiac Arrest
in High School and College Athletic Programs" J Athletic Training 42(1): 143-158, 2007(March),
[Also published in Prehospital Emergency Care (April), and Clin J Sport Med (April/May).
90. ROBERTS WO. Sports Medicine Journal Club Commentary: Injuries in Young Ice-Hockey
Players. Clin J Sport Med 17(3): 225, 2007.
91. Ely MR, Cheuvront SN, ROBERTS WO, Montain SJ. Impact of Wet Bulb Globe Temperature
on Marathon Running Performance. Med Sci Sports Exerc 30(3):487-493, 2007.
92. Armstrong LE, Casa DJ, Millard-Stafford M, Moran D, Pyne SW, ROBERTS WO. Exertional
Heat Illness During Training and Competition. Med Sci Sports Exerc 30(3):556-572, 2007.
93. ROBERTS WO. Hyponatremia in Marathon Runners. Clin J Sport Med 16(5):450-1, 2006.
94. ROBERTS WO. Exertional Heat Stroke during a Cool Weather Marathon: A Case Study. Med
Sci Sports Exerc 38(7): 1197-1202, 2006.
95. ROBERTS WO. Exertional Heat Stroke: Life-saving Recognition and Onsite Treatment in
Athletic Settings. Revista Brazileira de Medicina do Esporta 11(6): 329-332, 2005.
96. ROBERTS WO. Common Threads in a Random Tapestry: Another Viewpoint on Exertional
Heatstroke. Physician and Sportsmedicine 33(10): 42-49, 2005.
97. ROBERTS WO, BJ Maron. Evidence for Decreasing Occurrence of Sudden Cardiac Death
Associated with the Marathon. J Am Coll Cardiol 46(7):1373-4, 2005.
98. Bergeron MF, McKeag DB, Casa DJ, Clarkson PM, Dick RD, Eichner ER, Horswill CR, Luke
AC, Mueller F, Munce TA, ROBERTS WO, Rowland TW. Youth Football: Heat Stress and
Injury Risk. Med Sci Sports Exerc 37(8): 1421-1430, 2005.
99. Casa DC, Clarkson PM, ROBERTS WO. American College of Sports Medicine Roundtable on
Hydration and Physical Activity: Consensus Statements. Current Sports Medicine Reports
4(3):115-127, 2005.
100. Boyajian L , D Cardone, W Dexter, J DiFiori, KB Fields, D Jones, R Pallay, E Small, F
Reed, ROBERTS WO, R Wroble, P Zinni. Determining clearance during the preparticipation
evaluation. Physician and Sportsmedicine 32(9):13-19, 2004.
101. Herring SA, Bergfeld JA, Boyajian-Oneill LA, Indelicato P, Jaffe R, Kibler WB
O’Conner FG, Pallay R, ROBERTS WO, Stockard A, Taft TN, Williams J, Young CC. Mass
Participation Event Management for the Team Physician: A Consensus Statement. Med Sci
Sports Exerc 36(11): 2004-2007, 2004.
102. Boyajian L , D Cardone, W Dexter, J DiFiori, KB Fields, D Jones, R Pallay, E Small, F
Reed, ROBERTS WO, R Wroble, P Zinni. The preparticipation examination for the athlete with
special needs. Physician and Sportsmedicine 32(9):13-19, 2004.
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103. ROBERTS WO. Sports Medicine's Primary Focus: Health for All. Physician and
Sportsmedicine 31(12): 7, 2003.
104. ROBERTS WO. ACSM 50th Anniversary Historical Perspective: Medicine, Medical
Education, and the College. Med Sci Sports Exerc 35(7): 1075, 2003.
105. Herring SA, Bergfeld J, Boyd J, Brolinson PG, Duffey T, Glover D, Grana WA, Halpern
BC, Indelicato P, Kibler WB, Rice EL, ROBERTS WO. Sideline Preparedness for the Team
Physician Consensus Statement. Med Sci Sports Exerc 33: 846-849, 2001.
106. ROBERTS WO. A 12-yr. profile of medical injury and illness for the Twin Cities
Marathon. Med Sci Sports Exerc 32 (9): 1549-1555, 2000.
107. ROBERTS WO. Lateral epicondylitis injection. Physician and Sportsmedicine 28(7):93-
94, 2000.
108. Casa DJ, Armstrong LE, Hillman SK, Montain SJ, Reiff RV, Rich BSE, ROBERTS
WO, Stone JA. National Athletic Trainers' Position Statement: Fluid Replacement for Athletes.
Journal of Athletic Training 35(2):212-224, 2000.
109. ROBERTS WO. Hitting in Amateur Ice Hockey: Not Worth the Risk. Physician and
Sportsmedicine 27(12):1-4, 1999.
110. ROBERTS WO. Plantar fasciitis injection. Physician and Sportsmedicine 27(9):101-
102, 1999.
111. ROBERTS WO. Subacromial space injection. Physician and Sportsmedicine 27(4):119-120,
1999.
112. ROBERTS WO, Brust JD, Leonard BJ. Youth Ice Hockey Tournament Injuries: Rates and
patterns compared to season play. Medicine and Science in Sports and Exercise 31(1):46-51, 1999.
113. ROBERTS WO. Shielding a Bruise: How to make a simple protective pad. Physician and
Sportsmedicine 26(11):77-78, 1998.
114. ROBERTS WO. Wrestling weight certification. Physician and Sportsmedicine 26(10): 1998.
115. ROBERTS WO. Helmet removal in head and neck injury. Physician and Sportsmedicine
26(7):77-78, 1998.
116. ROBERTS WO. Keeping Sports Safe: Physicians should take the lead. Physician and
Sportsmedicine 26(5): 25-28, 1998.
117. ROBERTS WO. Tub cooling for heat stroke. Physician and Sportsmedicine 26(5): 111-112,
1998.
118. ROBERTS WO. Hand based thumb spika casting. Physician and Sportsmedicine 26(3):95-96,
1998.
119. Brust JD, ROBERTS WO, Leonard BJ. Girls’ Ice hockey injuries during tournament play.
Gladiators on ice. Med J Allina 5:27-29, 1998.
120. ROBERTS WO. Knee aspiration and injection. Physician and Sportsmedicine 26(1):93-94,
1998.
121. Armstrong LE, Epstein Y, Greenleaf JE, Haymes EM, Hubbard RW, ROBERTS WO,
Thompson PD. Position statement on heat and cold illnesses during distance running. American
College of Sports Medicine. Med Sci Sports Exerc 28(12):i-vii, 1996.
122. Brust JD, ROBERTS WO, Leonard BJ. Gladiators on ice. Med J Allina 5:26-29, 1996.
123. Armstrong LE, Crago AE, Adams R, ROBERTS WO, Maresh CM. Whole-body cooling of
hyperthermic runners: Comparison of two field therapies. Am J Emerg Med 14(4):355-358, 1996.
124. Maron B, Poliac LC, ROBERTS WO. Risk for sudden death associated with marathon running.
J Am Coll Cardiol 28(2):428-431, 1996.
125. ROBERTS WO, Brust JD, Leonard BJ, and Ebert BJ. Fair Play and Injury Reduction in Ice
Hockey. Archives of Pediatrics and Adolescent Medicine 150:140-145, 1996.
126. ROBERTS WO. The risk of heat stress in Atlanta '96 [comment]. Clin J Sport Med 6(2):142-3,
1996.
127. ROBERTS WO. Amenorrhea and Stress Fracture. Physician and Sportsmedicine 23(9): 1995.
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128. ROBERTS WO. Guest Editorial: Must the race go on? Physician and Sportsmedicine 23(7): 3,
1995.
129. ROBERTS WO. Assessing Core temperature in Collapsed Athletes: Choosing the Best Method.
Physician and Sportsmedicine 22(8): 49-59, 1994.
130. Armstrong LE, CM Maresh, AE Crago, R Adams, ROBERTS WO. Interpretation of aural
temperatures during exercise, hyperthermia, and cooling therapy. Med Exerc Nut Health 3(1):9-
16, 1994.
131. Brust JD, Leonard BJ, Pheley A, ROBERTS WO. Children’s Ice Hockey Injuries. Journal of
Diseases of Children 146(6): 741-747, 1992.
132. ROBERTS WO. Managing Concussion on the Sidelines: Who Sits, Who Plays. Physician and
Sportsmedicine 20(6): 66-72, 1992.
133. ROBERTS WO. Managing Heat Stroke: On Site Cooling. Physician and Sportsmedicine 20(5):
17-28, 1992.
134. ROBERTS WO, Christie DL. Return to Training and Competition after Deep Vein Thrombosis.
Medical and Science in Sports Exercise 24(1):2-5, 1992.
135. Elias SR, ROBERTS WO, Thorson DC. Team Sports in Hot Weather: Guidelines for
Modifying Youth Soccer. Physician and Sportsmedicine 19(5): 67-81, 1991.
136. ROBERTS WO. When is it too Cold to Exercise? Your Patient and Fitness 5(6): 5-19, 1991.
137. ROBERTS WO, Elliot DL. Malnutrition in a Compulsive Runner: A Case Conference.
Medicine and Science in Sports and Exercise 23(5): 513-516, 1991.
138. ROBERTS WO. Exercise Associated Collapse in Endurance Events: A Classification System.
Physician and Sportsmedicine 17(5): 49-59, 1989.
Peer-Reviewed Abstract Publications
1. Roberts WO. Return to Activity After Exertional Heat Stroke - 14 YO Runner: Med Sci Sports
Exerc 52(7S), July 2020.
2. Buffington A, Loth K, Bengtson J, Bakker C, Roberts WO. The Collaborative Scholarship
Intensive: A Faculty Development Course to Improve Scholarship. Poster Minnesota Academy of
Family Physicians - Innovation & Research Forum (Bloomington MN) 2020
3. Berg MA, Roberts WO. Prevalence of Rash Suspicious for Tinea Among Minnesota High
School Wrestlers -2017-18 Season. 2018 Annual Meeting ACSM Research Posters. Minneapolis
MN.
4. Weber J, Hu C, Roberts WO, Lane KR, Stovitz SD. The Piggy Back Sign: Hip Fracture in a
Runner. 2017 Annual Meeting ACSM Clinical Case, Denver, CO, 2017. Med SciSports Exerc.
49(5 Supplement); 2017.
5. Honsvall AM. Roberts WO, Lane KR. Dizziness – Runner. 2017 Annual Meeting ACSM
Clinical Case, Denver, CO, 2017. Med SciSports Exerc. 49(5 Supplement); 2017.
6. Buffington ALH, Lange CJ, Nanney MS, Okuyemi K, Roberts WO, Hoefer C. “A research
intensive course to improve faculty scholarship.” North American Primary Care Research Group
2016 Annual Meeting, Colorado Springs, CO, 2016.
7. Roberts WO, Ryan MC, Macalena JA, Stovitz SD. Knee Pain That Wasn’t in a Twin Cities
Marathon Finisher. 2016 Annual Meeting ACSM Clinical Case, Boston MA. Control Tracking
Number: 16-CC-3197
8. Scofield K, Roberts WO. Causes of Pre-Race Dropout among Registered Entrants for the
Medtronic Twin Cities Marathon. American Medical Society for Sports Medicine Annual
Meeting, New Orleans, 2014.
9. Grothe H, Brever N, Roberts WO. Oh, By the Way: An Unusual Case of Lower Leg Pain in a
Football Player Evaluated for Concussion. American Medical Society for Sports Medicine
Annual Meeting, New Orleans, 2014.
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10. Grothe H, Roberts WO. Can Trauma Trigger or Accelerate an Inflammatory Arthritis? American
Medical Society for Sports Medicine Annual Meeting, San Diego, 2013.
11. Roberts WO. Incidence of sudden cardiac death in Minnesota high school athletes 1993-2010.
Poster Session 5. Federation Intenationale de Medicine du Sport (FIMS), Rome, Italy. 2012.
12. Wickstrom K, Garbarich RF, Duval S, Widenburg D, Oesterlie SC, Roberts WO, Lesser JR,
Harris KM, Schwartz RS. Coronary artery plaque in elite women marathon runners compared to
sedentary controls: Coronary CTA analysis. American Heart Association Annual Meeting, Poster
2057, Session APS.207.02, 2011.
13. Webner D, Drezner J, Horneff J, Roberts WO. Sudden Cardiac Arrest and Death in United
States Marathons. Br J Sports Med. 2011 Apr;45(4):315-6.
14. Webner D, Drezner J, Horneff J, Roberts WO. Sudden Cardiac Arrest and Death in United
States Marathons. Clin J Sport Med. 2010; 20(2): 141-2.
15. Roberts KL, Roberts WO. Back Injury – Soccer. American College of Sports Medicine Annual
Meeting. Med Sci Sports Exerc 42(5Supp), 2010.
16. Schwartz JG, Merkel-Kraus S, Duval S, Peichel G, Pink V, Lesser JR, Knickelbine T, Flygenring
B, Long T, ROBERTS WO, Osterlie SC, Pastorious C, Schwartz RS. Does elite athleticism
enhance or inhibit coronary artery plaque formation? American College of Cardiology Annual
Meeting 2010; J Am Col Card 55(10A).
17. Waibel, Nathan, ROBERTS WO, Lunos S. “The Influence of Scheduling-Induced Fatigue on
Injury Rates at the USA Soccer Cup, Med Sci Sports Exerc 41(5Supp) S418, 2009.
18. Tapper D, ROBERTS WO, Knopp W, “Management of concussion in Bantam youth hockey”,
Med Sci Sports Exerc 40(5), S68, 2008.
19. ROBERTS WO. “The Contribution of Science in Preventing the Diseases of Inactivity in
Developing Countries - Life Long Sport and Exercise as Medicine” 11th International Olympic
Committee Sport for All 2006 World Congress, Havana, Cuba, Nov 2006.
20. Leonard BJ, Brust JD, ROBERTS WO, “Determining the risk of concussion in youth ice
hockey”, American Public Health Association Annual Meeting, Washington, DC, Nov 1996.
21. Leonard BJ, Brust JD, ROBERTS WO, “Predicting the risk of injury in youth ice hockey by use
of a risk injury scale”, American Public Health Association Annual Meeting, Washington, DC,
Nov 1996.
22. Maron, BJ, Poliac LC, ROBERTS WO, “Incidence of Sudden Death in the Marathon",
American Heart Association Annual Meeting, Dallas, Texas, Nov 1994.
23. Brust JD, Leonard BJ, ROBERTS WO, B Herbert, “Hockey Injuries at Tournaments: Are Girls
Different From Boys?”, American Public Health Association Annual Meeting, Washington, DC,
Nov 1994.
24. ROBERTS WO, “Abstract: Syncope with Exertion", Med Sci Sports Exerc 25(2) Supplement, p.
S, 1993.
25. Brust JD, Leonard BJ, Pheley A, ROBERTS WO. “Head, Neck, and Back Trauma in Young Ice
Hockey Players”, American Public Health Association Annual Meeting, Washington, DC, Nov
1992.
26. Brust JD, Leonard BJ, Pheley A, ROBERTS WO. “Ice Hockey Injuries in Children”, American
Public Health Association Annual Meeting, Washington, DC, Nov 1992.
27. ROBERTS WO., “Abstract: Amenorrhea and Stress Fracture”, Med Sci Sports Exerc 24(2)
Supplement, p. S, 1992.
28. ROBERTS WO. “Abstract: Return to Training and Competition After Deep Venous
Thrombosis”, Med Sci Sports Exerc 22(2) Supplement, p. S225, 1990.
29. ROBERTS WO. “Abstract: Malnutrition in a Compulsive Runner”, Med Sci Sports Exerc 21(2)
Supplement, p. 540, 1989.
30. ROBERTS WO. “Abstract: Exercise Associated Collapse In The Marathon”, Med Sci Sports
Exerc 20(2) Supplement, p. 533, April, 1988.
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31. ROBERTS WO. “Abstract: Heat Stress and Serious Medical Injury in the Twin Cities Marathon
1982 - 1984”, Med Sci Sports Exerc 17(2) Supplement, p. 225, 1985.
Published: Other Journal Articles
1. Roberts WO. Active Voice: Staying Fit - While Staying at Home. Sports Medicine Bulletin,
American College of Sports Medicine. Published online May 5 2020.
https://www.multibriefs.com/briefs/acsm/Active05052020.htm
2. Roberts WO, Breslow RG. Sudden Death in Distance Races. Distance Running 2020, edition 2.
3. https://issuu.com/distancerunning/docs/distance running 2020 edition 2/31, 32.
4. Bashore C, Nagarajan E, Dick N, Berken M, Kapur R, Roberts WO. Provider Attitudes Toward
Return to Sport for Youth Athletes with Concussions. Public Health Review – M Libraries
Publishing 2(3): 2019.
5. Roberts WO. Running USA Best Practice Guide: Medical Operations for Road Races. Running
USA. 2019.
6. Roberts WO. Active Voice: Exertional Heat Stroke — Sad Lessons Learned from 100 Hunting
Dogs. Sports Medicine Bulletin, American College of Sports Medicine. Published online
November 6 2018. http://www.multibriefs.com/briefs/acsm/active110618.htm
7. Roberts WO. Letter from the Leadership. Endurance and Sports Medicine. 1(3):x, 2018.
8. Baird M, Demorest S, Kerr R, Menzel M, Potter T, Peterson P, Roberts WO, Snyder BD.
Climate Change: What every physician should know. Minnesota Physician. 31(9):1,18-19,40,
2018. https://issuu.com/MPPUB/docs/minnesota_physician_december_2017_w
9. Roberts WO, Glover L. Preparticipation Physical Evaluations: A requirement for high school
athletes. Minnesota Health Care News 14(8):13-14, 2016.
10. Roberts WO. You will only be a year weaker, Dad. (Editorial) Current Sports Medicine Reports
12(3):131-132, 2013.
11. Roberts WO. Fluid Replacement for High School Sports Safety. MetroDoctors: J Twin Cities
Med Society 15 (1): 26-27, 2013.
12. Roberts WO. Pre-Cooling for Performance in the Heat. Proceedings (M519) of the XXXI FIMS
Sports Medicine World Congress (May 19-22, 2010, San Juan, Puerto Rico). Monduzzi Editore
International 2010.
13. Anderson HE, Roberts WO, Ronneberg K. Acute traumatic spine injury in a competitive
snowboarder. Curr Sports Med Rep 7(6):319-22, 2008.
14. Byers J, Roberts WO. Shoulder Pain: A Case Study of Acute Injury in a Collegiate Hockey
Player. Current Sports Medicine Reports 5(6): 281-283, 2006.
15. ROBERTS WO. Anabolic androgenic steroids: Looking for use in adolescent patients.
Minnesota Physician 20(4) 10-11, 2006
16. Lugo-Larcheveque N, Pescatello LS, Dugdale TW, Veltri DM, Roberts WO. Management of
Lower Extremity Malalignment during Running with Neuromuscular Retraining of the Proximal
Stabilizers. Current Sports Medicine Reports 5(3): 137-140, 2006.
17. ROBERTS WO. Death in the Heat: Can football heat stroke be prevented? Current Sports
Medicine Reports 3(1): 1-3, 2004.
18. Roberts WO. Wrestling Weight Certification: The Minnesota Model. Minnesota Family
Physician 47(1): 7-8, 1992.
19. Roberts WO. Sports Medicine: Every Patient is an Athlete. Minnesota Family Physician 46(3):
15, 1991.
20. Roberts WO. When is it too Hot to Run? Minnesota Runner, Minnesota Distance Runners
Association, p. 13, Summer 1991.
21. Roberts WO. Overtraining Syndrome: A Review for the Practicing Physician. Minnesota Family
Physician 45(3): 12-13, 1990.
22. Roberts WO. Before the Season Preparation. Side Line View 6(1) 1-4, 1984.
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Articles Submitted for Publication
1. Tenforde, Adam; DeLuca, Stephanie; Wu, Alexander; Ackerman, Kathryn E.; Lewis, Margo;
Rauh, Mitchell; Heiderscheit, Bryan; Krabak, Brian; Kraus, Emily; Roberts, William; Troy,
Karen L.; Barrack, Michelle. Prevalence and Factors Associated with Bone Stress Injury in
Middle School Runners. PM&R: The journal of injury, function and rehabilitation. (Submitted
for publication on 28 September 2020, revision submitted 6 March 2021)
2. Wu, Alexander; Rauh, Mitchell; DeLuca, Stephanie; Lewis, Margo; Ackerman, Kathryn E.;
Barrack, Michelle; Heiderscheit, Bryan; Krabak, Brian; Roberts, William; Tenforde, Adam.
Running Related Injuries in Middle School Cross Country Runners: Prevalence and
characteristics of common injuries. PM&R: The journal of injury, function and rehabilitation.
(Submitted for publication on 28 September 2020)
Published: Advisories
1. “Guidelines for Competition in the Heat and Cold”, Minnesota State High School League,
(Adopted 1991, Updated 2002, Updated 2017).
2. “Concussion Guidelines", Minnesota State High School League, (Adopted 1993, updated 2019).
3. "Blood Borne Pathogens", Minnesota State High School League, (Adopted 1992).
4. "Lightning Policy for Postponement and Cancellation", Minnesota State High School League,
(Adopted 1991, Updated 2017).
Published: Letters
1. Hamilton BR, Martinez-Patiño MJ, Barrett J, Seal L, Tucker R, Papadopoulou T, Bigard X,
Kolliari-Turner A, Löllgen H, Zupet P, Ionescu A, Debruyne A, Jones N, Steinacker JM,
Vonbank K, Lima G, Fagnani F, Fossati C, Di Luigi L, Pigozzi F, Casasco M, Geistlinger M,
Wohlfarth F, Seto JY, Bachl N, Twycross-Lewis R, Niederseer D, Bosch A, Swart J,
Constantinou D, Muniz-Pardos B, Casajus JA, Badtieva V, Zelenkova I, Bilzon JLJ, Dohi M,
Schneider C, Loland S, Verroken M, Marqueta PM, Arroyo F, Pedrinelli A, Natsis K, Verhagen
E, Roberts WO, Lazzoli JK, Friedman R, Erdogan A, Cintron AV, Yung SP, Janse van
Rensburg DC, Ramagole DA, Rozenstoka S, Drummond F, Webborn N, Guppy FM, Pittsilatis
YA. Response to the United Nations Human Rights Council’s report on race and gender
discrimination in sport: An expression of concern and a call to prioritise research. Sports
Medicine Sports Med 51, 839–842 (2021). https://doi.org/10.1007/s40279-020-01380-y
(Published on-line 12-8-2020).
2. Roberts WO, Dorman JC, Bergeron MF. "Heat Tolerance and Race Simulation Testing: Tools
for Safe Return from Heat Stroke" (in reply to "Look beyond Thermoregulation and Hydration in
the Diagnosis of Heat Stroke"). Med Sci Sports Exerc 48(11), 2584, 2016.
3. Roberts WO, Dorman JC, Bergeron MF. Response to Letter: Recurrent Heat Stroke in a Runner:
Race Simulation Testing for Return to Activity - Race Simulation Testing: An additional tool for
Return to Activity after Heat Stroke. Med Sci Sports Exerc 48(7), 1429, 2016.
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4. Hoffman MD, Hew-Butler T, Roberts WO, Rogers IR, Rosner MH. Is post-event intravenous
hydration an appropriate service at endurance competitions? Wilderness & Environmental
Medicine 27:7-9, 2016
5. Hew-Butler T, Rosner MH, Fowkes-Godek S, Dugas JP, Hoffman MD, Lewis DP, Maughan RJ,
Miller KC, Montain SJ, Rehrer NJ, Roberts WO, Rogers IR, Siegel AJ, Stuempfle KJ, Winger
JM, Verbalis JG. Inadequate hydration or normal body fluid homeostasis? American Journal of
Public Health (Published online ahead of print August 13, 2015)
6. Hoffman MD, Rogers IR, Joslin J, Asplund CA, Roberts WO, Levine BD. Authors’ Reply to
Lipman: Importance of Clinical Context and Underlying Physiology for Medical Definitions.
Sports Medicine 2015; 45(4): 603-604. (ISSN 0112-1642)
7. Roberts WO, Stovitz SA. Reply to Letter to the Editor: Sudden death in adolescent athletes. J
Am Coll Cardiol. 63(18): 1931-1932, 2014.
8. Roberts WO. Fractured fairy tales: Hyponatremia and the American College of Sports Medicine
fluid recommendations. Br J Sports Med 41(2):109, 2007.
9. Roberts WO. Commentary: EKG screening of healthy athletes. Brit J Sports Med (in press)
2006.
10. Roberts WO. ACSM Fluid Recommendations: Replace Sweat, not “Drink as much as you can.”
Brit J Sports Med Online (4-11-06).
11. Roberts WO. Children and running: At what distance safe? Clin J Sport Med 15(2), 109-110,
2005.
BOOKS
Books
1. Bernhardt DT and Roberts WO (Editors). Preparticipation Physical Evaluation (5th Edition).
Elk Grove Village, IL: American Academy of Pediatrics, 2019. ISBN 978-3-030-27804-5.
2. Bernhardt DT and Roberts WO (Editors). Preparticipation Physical Evaluation (4th Edition).
Elk Grove Village, IL: American Academy of Pediatrics, 2010.
3. ROBERTS WO. (Editor) Bull’s Handbook of Sports Injuries (2nd Edition). McGraw Hill, New
York, 2004.
Chapters in Books
1. Jardine JF, Roberts WO. Considerations for Road Race Medical Staff (Chap 11). In: Adams W,
Jardine J. (eds) Exertional Heat Illness. Springer, Cham, 2020.
2. Roberts WO. Emergency Cardiac Care of Athletes (Chap 21) in Exercise and Sports Cardiology
Vol 3: Exercise Risks, Cardiac Arrhythmias, and Unusual Problems in Athletes. Thompsons PA,
Fernandez AB (eds). World Scientific, Hackensack New Jersey, 2018.
3. Roberts WO. Preparation and management of mass participation endurance sporting events
(Version 1.0). Section Editor - O'Connor FG, Deputy Editor - Grayzel J. UpToDate, UpToDate,
Inc. January 12, 2017. (Updated Nov 2018)
4. ROBERTS WO. Management of Mass Participation Events (Chapter 97: 736-743), in Netter’s
Sports Medicine: The Team Physician’s Handbook (2nd Edition). Madden C, Putukian M,
McCarty E, and Young C (eds). Elsevier, Philadelphia PA, 2017.
5. Ronneberg KR, Roberts WO. Strategies to Reduce the Risk of Sudden Death in Mass
Participation Sporting Events (Chapter 16) in Casa DJ and Stearns RL (Eds). Preventing Sudden
Death in Sport and Physical Activity (2nd Edition) , Jones & Bartlett: Sudbury, MA, 2016.
6. Cianca JC, Roberts WO. Distance Running Events: Medical Coverage (Chapter 39) in Textbook
of Running Injuries (2nd Edition). Wilder R, O'Connor F, Magrum E (eds): Running Medicine.
Healthy Learning, Monterey, CA, 2014.
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7. Waibel NA, Roberts WO. Environmental Factors: Heat, Cold, Altitude, Humidity, and
Anaphylaxis (Chapter 10), in Koutures C and Wong V (Ed) Pediatric Sports Medicine –
Essentials for Office Evaluation. SLACK Inc: Thorofare, NJ, 2014.
8. Ronneberg KR, ROBERTS WO. Strategies to Reduce the Risk of Sudden Death in Mass
Participation Sporting Events (Chapter 15) in Casa DJ (Ed) Preventing Sudden Death in Sport
and Physical Activity, Jones & Bartlett: Sudbury, MA, 2011.
9. ROBERTS WO. “Primary Care Sports Medicine” (Chapter 3) in Moorman CT, Kirkendall DT,
Echemendia RJ (Eds) Handbook of Sports Medicine and Athlete Health. Preager, ABC-CLIO,
LLC, Stanta Barbara, CA, pp 39-46, 2011.
10. ROBERTS WO. "Injuries in Marathons" (Vol 3 pp 839-844), in Micheli LJ (Ed) Encyclopedia
of Sports Medicine. SAGE Publications, Inc: Thousand Oaks, CA, 2011.
11. Malik S, Chiampas G, Roberts WO. “The Collapsed Athlete” (Chapter 8), in Lawless CE (ed).
Sports Cardiology Essentials: Evaluation, Management and Case Studies. Springer
Science+Business Media, 2010.
12. ROBERTS WO, “Management of Mass Participation Events” (Chapter 80), in Netter’s Sports
Medicine: The Team Physician’s Handbook. Madden C, Putukian M, McCarty E, and Young C
(eds). Elsevier, Philidelphia PA, 2009.
13. ROBERTS WO. “Deep Vein Thrombosis” (Chapter 34) in Durstine JL, Moore GE, LaMonte
MJ, and Franklin BA (Eds). Pollock’s Textbook of Cardiovascular Disease and Rehabilitation.
Human Kinetics, Champaign, IL, 2008.
14. ROBERTS WO. Guest Editor – Special Issue: The Science and Medicine of the Marathon
Conference Proceedings. Sports Med 37 (4-5): 2007.
15. ROBERTS WO. “Part II Medical Management and Administration Manual for Long Distance
Road Racing” in Brown C and Gudjonsson B (Eds), International Association of Athletics
Federations Competition Medical Handbook For Track and Field and Road Racing. A Practical
Guide. Third Edition. pp 45-81. Imprimerie Multiprint, Monaco, 2006.
16. Boyajian LA, Cardone D, Dexter W, Difiori J, Fields KB, Jones D, Pallay R, Reed F, ROBERTS
WO, Small E, Wroble R, and Zinni P. Preparticipation Physical Evaluation (3rd Edition),
McGraw Hill, Minneapolis, 2004.
17. ROBERTS WO, “Cold Injury” in Winter Sports Injuries. Moeller JL and Rifat SF (Ed).
McGraw Hill, New York, 2004, pp 61-80.
18. Bartlett B, Cress D, Bull RC, and ROBERTS WO. “Lacrosse” in ROBERTS WO. (Ed) Bull’s
Handbook of Sports Injuries (2nd Edition). McGraw Hill, New York, 2004, pp 741-752.
19. Quinn R and ROBERTS WO, “Track and Field Injuries” in ROBERTS WO. (Ed) Bull’s
Handbook of Sports Injuries (2nd Edition). McGraw Hill, New York, 2004, pp 617-636.
20. ROBERTS WO, “Heat and Cold Injuries” in ROBERTS WO. (Ed) Bull’s Handbook of Sports
Injuries (2nd Edition). McGraw Hill, New York, 2004, pp 385-404.
21. ROBERTS WO, “Endurance Training” in ROBERTS WO. (Ed) Bull’s Handbook of Sports
Injuries (2nd Edition). McGraw Hill, New York, 2004, pp 109-118.
22. ROBERTS WO, “Rehabilitation and Physical Therapy for the Injured Athlete” in ROBERTS
WO, (Ed) Bull’s Handbook of Sports Injuries (2nd Edition). McGraw Hill, New York, 2004, pp
15-24.
23. Casa DJ, ROBERTS WO, “Considerations for the medical staff: Preventing, identifying, and
treating exertional heat illness” in Exertional Heat Illnesses. Armstrong LE (ed). Human Kinetics,
Champaign, IL, 2003.
24. ROBERTS WO, “Disturbances due to Heat” in Conn’s Current Therapy 2002. Rackel and Bope
(eds). WB Saunders, 2002.
25. ROBERTS WO, “Management of Mass Participation Events” (Chapter 71), in Handbook for the
Team Physician (3rd edition). Mellion, M (ed). 2001.
21
26. Cianca JC, ROBERTS WO, and Horn D. “Distance Running: Organization of the Medical
Team.” in Textbook of Running Injuries. O’Conner FG and Wilder RP (ed). McGraw Hill, New
York, 2001
27. ROBERTS WO. “Heat stress and related thermal disorders.” Marathon Medicine. Tunstall
Pedoe D (ed) Royal Society of Medicine Press. London, 2000.
28. ROBERTS WO, “Medical management and administration for long distance road racing.” in
IAAF Medical Manuel for Athletics and Road Racing Competitions: A Practical Guide. Brown
CH and Gudjonsson B (eds). International Amateur Athletic Federation. Monaco, 1998.
29. ROBERTS WO, “Mass participation events.” in Handbook of Sports Medicine: A Symptom
Oriented Approach, 2nd Ed. Lillegard WA, JD Butcher, and KS Rucker (eds). Butterworth
Heinemann, 1998.
30. ROBERTS WO, “Event coverage.” in Manual of Sports Medicine. Safran MR, DB McKeag, SP
Van Camp (eds). Lippincott Williams and Wilkins, Philadelphia, 1998.
31. ROBERTS WO, “Management of Mass Participation Events” (Chapter 71), in Handbook for the
Team Physician (2nd edition). Mellion, M (ed).
32. ROBERTS WO, “Management of events and teams.” in Handbook for the Team Physician
(ACSM). Kibler, WB(ed). Williams and Wilkins, Baltimore, 1996.
33. ROBERTS WO, “Environmental Considerations in Sports.” in Handbook for the Team
Physician (ACSM). Kibler, WB(ed). Williams and Wilkins, Baltimore, 1996.
34. Jones BH and ROBERTS WO, "Medical Management of Endurance Events", Guidelines for the
Team Physician, Chapter 28 in ACSM, Cantu, R.C. and Micheli L.J. (EDS), Lea and Febiger,
1991.
WHITE PAPERS AND REPORTS
1. Face Coverings in Organized Sports During COVID-19. MINNESOTA DEPARTMENT OF
HEALTH. https://www.health.state.mn.us/diseases/coronavirus/sportsmask.pdf [posted 2-27-
2021]
2. L. James Nixon, Meghan Walsh, Felix Ankel, Ezgi Tiryaki, Ryan Holton, Andy Skildum, Alan
Johns, William O Roberts, Michelle Biros, Jeff Chipman, David Jewison, Steve Katz, Emily
Borman-Shoap, Alisa Duran, Andrew Olson, Jeff Norman, Jim Beattie, Suzanne van den
Hoogenhof, Michael Cullen, Sophie Gladding, Cliff Steer, Jon Braman, Kristin Janke. Education
Scholarship Task Force Report. University of Minnesota Medical School, 2016
PRESENTATIONS
Invited Oral Presentations at International Professional Meetings, Conferences, etc.
1. Roberts WO. Invited Lecture – Youth Participation in Long Distance Running: Too Young to
Run or Born to Run? Endurance Running: Exposed, Explored, Explained. World Athletics &
International Institute for Race Medicine (Virtual due to COVID-19 Pandemic) 2021
2. Roberts WO. Keynote Lecture - Exertional Heat Stroke: A risk of participation in unexpected
warm conditions. 11th EFSMA CONGRESS OF SPORTS MEDICINE (Portaroz, Slovenia) 2019
3. Roberts WO. Keynote Lecture - Youth Sports: Specialisation, Diversification, and Burnout. 11th
EFSMA CONGRESS OF SPORTS MEDICINE (Portaroz, Slovenia) 2019
4. Roberts WO. Keynote Lecture - INTERCONTINENTAL SYMPOSIUM: Exercise as medicine
and promotion of physical activity. The perspective of Exercise is Medicine (ACSM). 11th
EFSMA CONGRESS OF SPORTS MEDICINE Portaroz, Slovenia) 2019
5. Roberts WO. Keynote Lecture – Exertional Heat Stroke Recognition and Management in
Athletes. 2nd International Forum on Sports Medicine and Health (Chengdu, China) 2019.
6. Roberts WO. Invited Lecture - Medical Education in the United States. Chengdu Sport
University. (Chengdu, China) 2019.
22
7. Roberts WO. Keynote Lecture - Endurance Medicine: Reducing Fatal and Near Fatal Medical
Encounters. International Federations of Sports Medicine (FIMS) 35th World Congress (Rio de
Janeiro, Brazil) 2018.
8. Roberts WO. Keynote Lecture - ACSM Exchange Lecture: Concussion Management: “Talk the
Talk; Walk the Walk”. International Federations of Sports Medicine (FIMS) 35th World
Congress (Rio de Janeiro, Brazil) 2018.
9. Roberts WO. Intercontinental Symposium - How Sports Medicine Intersects With
Physical Activity and Public Health: Perspective of the ACSM on Exercise is Medicine.
International Federations of Sports Medicine (FIMS) 35th World Congress (Rio de Janeiro,
Brazil) 2018.
10. Roberts WO. Medical Issues Faced by the Modern Day High Performance Athlete: Exercise in
the Heat. International Federations of Sports Medicine (FIMS) 35th World Congress (Rio de
Janeiro, Brazil) 2018.
11. Roberts WO. Medical Issues in Marathon Races: Marathon Medical Care and Runner Safety.
International Federations of Sports Medicine (FIMS) 35th World Congress (Rio de Janeiro,
Brazil) 2018.
12. Roberts WO. CTE in Sport. 10th European Congress of the European Federation of Sports
Medicine Associations (Cascais, Potugal) 2017.
13. Roberts WO. Elite Athlete Health Post-Retirement: Transitioning Out of Competition. 10th
European Congress of the European Federation of Sports Medicine Associations (Cascais,
Potugal) 2017.
14. Roberts WO. Sudden Cardiac Death in the Marathon. Running Medicine Conference.
Gotesborgs Varet (Gothenburg Half Marathon) and Center for Health and Performance Goteborg
University (Gothenburg Sweden) 2017.
15. Roberts WO. Return to Running after Heat Stroke: Race Simulation Testing for Return to
Activity. 6th International Conference on the Physiology and Pharmacology of Temperature
Regulation (Ljubljana, Slovenia) 2016.
16. Roberts WO. Mass Sport Events: Health and Safety Management of Big Long
Distance/Triathlon Events. International Federations of Sports Medicine (FIMS) 34th World
Congress (Ljubljana, Slovenia) 2016.
17. Roberts WO. Elite Athlete Health Post-Retirement: Transitioning Out of Competition.
International Convention on Science, Education and Medicine in Sport (ICSEMIS) 2016 (Santos,
Brazil) 2016.
18. Roberts WO, Pittsiladis Y. (Synposium Co-chairs) Protecting the Health of the Athletes: What
happens after Retirement. International Convention on Science, Education and Medicine in Sport
(ICSEMIS) 2016 (Santos, Brazil) 2016.
19. Roberts WO. ACSM-ECSS Exchange Lecture: The Marathon and the Heart - The Good, the
Bad, and the Unknown: Dying in the Streets? European College of Sports Sciences 20th Annual
Meeting (Malmo, SWE) 2015.
20. Roberts WO. Best Practices in Road Race Medical Management: Medical Issues. XXXIII FIMS
World Congress (Quebec City, Quebec) 2014.
21. Roberts WO, d’Hemecourt P. Developing and Improving Road Race Medical Operations:
22. Best Practices 2014. 3rd IOC Injury Prevention Conference. (Monte Carlo, Monaco) 2014.
23. Roberts WO “Can an Athlete with an Abnormal ECG Continue to Compete? A USA Opinion”
7th European Federation of Sports Medicine Associations Congress (Salzburg, Austria) 2011
24. Roberts WO “The Athletic Periodic Examination: Health Screening for Adolescent Athletes” 3rd
International Olympic Committee World Conference on Prevention of Injury and Illness in Sport,
(Monte Carlo, Monaco) 2011.
25. Roberts WO “Recognizing, Diagnosing, and Caring for Concussion and Return to Play in
Hockey” Session Moderator, Ice Hockey Summit: Action on Concussion, Mayo Clinic
(Rochester, MN 2010)
23
26. Roberts WO “Improving Medical Outcomes in the Marathon” Royal Society of Medicine and
Virgin London Marathon 2010 Medical Conference (London, England), 2010
27. Roberts WO “Marathon Death Risk & Limiting Race Liability” 2009 AIMS (Association of
International Marathon Races) 19th World Congress (Sao Paulo, Brazil) 2009 [Invited Lecture]
28. Roberts WO “Hyponatremia in the Twin Cities Marathon & Other Venues: A Clinical
Perspective” 2nd Exertional Associated Hyponatremia International Consensus Development
Conference (Queenstown, New Zealand) 2007
29. Roberts WO “Marathon Medicine: Causes of Collapse & Management” 22nd Marathon
Medicine Conference for the London Marathon, Wolfson Institute of Preventive Medicine, Medical
College of St Bartholomew's Hospital (London, England) 2007
30. Roberts WO “The Contribution of Science in Preventing Diseases of Inactivity in Developing
Countries: Life Long Sport & Exercise as Medicine” International Olympic Committee Sport for
All 2006 World Congress (Havana, Cuba) 2006
31. Roberts WO “Injury prevention: Minor to intercollegiate hockey.” 1st World Congress on Sports
Injury Prevention, (Oslo, Norway) 2005
32. Roberts WO “Hyponatremia in Marathon Races” 22nd Marathon Medicine Conference for the
London Marathon, Wolfson Institute of Preventive Medicine, Medical College of St Bartholomew's
Hospital (London, England) 2005
33. Roberts WO “Heat Stress, Heat Stroke, Exercise Associated Collapse, and Temperature
Measurement” Royal Society of Medicine Marathon Medicine 2000 Conference. (London, UK)
2000
34. Roberts WO “Core Temperature Measurement in Exertional Hyperthermia” 15th Marathon
Medicine Conference for the London Marathon, Wolfson Institute of Preventive Medicine,
Medical College of St Bartholomew's Hospital (London, England) 1998
35. Roberts WO “Exercise Associated Collapse” 15th Marathon Medicine Conference for the
London Marathon, Wolfson Institute of Preventive Medicine, Medical College of St
Bartholomew's Hospital (London, England) 1998
36. Roberts WO “Thermal Concerns: Activity in Hot Environments” (Exchange Lecturer for the
AMSSM) American Orthopedic Society for Sports Medicine Annual Meeting (Toronto, Canada)
1995
37. Roberts WO “Exercise Associated Collapse” XII Symposium International de Marathon:
Aspectes Medics de la Marathon (Palma de Mallorca, Spain) 1992
Invited Oral Presentations at National Professional Meetings, Conferences, etc.
1. Roberts WO. Exercise Prescription and Chronic Disease: Exercise is Medicine. AMSSM
Fellows Lecture Series (Web based virtual meeting) 2021.
2. Roberts WO. Child distance running recommendations. ACSM Annual Meeting 2020 (Due to
COVID-19 related conference cancellation, this invited presentation was not given.)”
3. Roberts WO. Global Warming, Body Warming: Heat Stroke University of Wisconsin Fellow-
Resident Pop Up Series (Via video platform) April 2020.
4. Roberts WO. PPE 5: What’s New, What’s Not. Joint Commission on Sports Medicine and
Science 2020 Annual Meeting, (Minneapolis, MN) 2020
5. Roberts WO. Wellness and Life Balance for Sports Medicine Providers. ACSM Annual Meeting
(Orlando, FL) 2019
6. Roberts WO. Cold Environment Related Injuries. ACSM Annual Meeting (Orlando, FL) 2019
7. Roberts WO. Exertional Heat Stroke: Recognition and Treatment in Athletes. Univeristy of
Miami Medical School Sports Medicine Grand Rounds. (Coral Gables FL) 2019
8. Roberts WO. Acute & Long Term Health Risks of Marathon Running. New England Chapter of
the American College of Sports Medicine 46th Annual Meeting (Providence RI) 2018
24
9. Roberts WO. Optimal Fluid Management for Sport Safety in Children: Performance & Clinical
Perspectives (ACSM Exchange Lecture). 2018 American Academy of Pediatrics National
Conference (Orlando, FL) 2018
10. Roberts WO. Injury and Injury Prevention in the “State of Hockey”: Introduction. ACSM
Annual Meeting (Mpls, MN) 2018
11. Roberts WO. Sports Wellness: Future Directions for Medicine, Sleep, & Digital Health:
Introduction. ACSM Annual Meeting (Mpls, MN) 2018
12. Roberts WO, Bernhardt DT. Utility of the Preparticipation Physical Evaluation:
“A Debate.” 2018 AMSSM Annual Meeting. (Orlando FL) 2018
13. Roberts WO. Exertional Heat Stroke: A Clinical Perspective on a Condition with Complex
Etiology & Current Controversies Regarding Prevention & Treatment. Experimental Biology –
American Physiological Society 2018, (San Diego CA) 2018
14. Roberts WO. Primary Intervention Strategies to Reduce Fatal & Near-Fatal Medical Encounters.
International Institute of Race Medicine – Marine Corps Marathon Medical Conference
(Georgetown University, Washington DC) 2017
15. Roberts WO. Integrating Science & Clinical Care Into OUR Action Plan: Case Studies
(Moderater). Ice Hockey Summit III: Action on Concussion (Mayo Clinic Rochester MN) 2017
16. Roberts WO. Hockey Medical Providers with Concussion Expertise will Provide Ideas for
Potential Solutions (Moderater). Ice Hockey Summit III: Action on Concussion (Mayo Clinic
Rochester MN) 2017
17. Roberts WO. Exertional Heat Illness in Sports. 2017 Malignant Hyperthermia Association of the
United States Scientific Conference. (Minneapolis MN) 2017
18. Roberts WO. Death & Near-Death in the Marathon. MedStar Union Memorial Hospital Sports
Medicine (Baltimore MD) 2017
19. Roberts WO. Integrating PT into the Marathon Medical Care Team. MedStar Layfayette Sports
Medicine (Washington DC) 2017
20. Roberts WO. Optimal Fluid Management for Sport Safety: What is the 'Right' Amount of Fluid
for Athletes? What is 'Severe' Fluid Loss: Performance and Clinical Perspectives. ACSM Annual
Meeting (Denver, CO) 2017
21. Roberts WO. Hey Doc, I am going to hike Machu Picchu; what do you think? ACSM Annual
Meeting (Denver, CO) 2017
22. Roberts WO. ACSM/AMSSM: CAQ Review Session (Part 1): Mass Participation Events.
ACSM Annual Meeting (Denver, CO) 2017
23. Roberts WO. Periodic Health Examination and Performance Assessment of Elite Athletes:
Optimizing Performance while Preventing Illness: The Primary Care Physician’s Role in Elite
Athlete Health Care. ACSM Annual Meeting (Denver, CO) 2017
24. Roberts WO. Session Chair. Periodic Health Examination and Performance Assessment of Elite
Athletes: Optimizing Performance while Preventing Illness. ACSM Annual Meeting (Denver,
CO) 2017
25. Roberts WO. Myth Busters: Running Causes Knee Osteoarthritis – Yes or No. 2017 AMSSM
Annual Meeting. (San Diego, CA) 2017
26. Roberts WO. Pre-participation Screening in Olympic and Paralympic Athletes: Why, How, and
How Much: Should we Adopt a Pre-participation Screening Strategy for Olympic and Paralympic
Athletes? How Much Would it Cost? ACSM Annual Meeting. (Boston, MA) 2016.
27. Roberts WO. Protecting the Heart of the American Athlete: State by State (or One State at a
Time): Minnesota Past and Future: AHA elements, 4th edition PPE monograph, ePPE, and
"Anyone Can Save a Life." ACSM Annual Meeting. (Boston, MA) 2016.
28. Roberts WO. Endurance Race Event Coverage: International Institute of Race Medicine:
Differential Diagnosis of the Collapsed Runner and Point of Care Strategies. ACSM Annual
Meeting. (Boston, MA) 2016.
25
29. Roberts WO. Hydration & Nutrition for Sports Safety & Performance. Sports Medicine Winter
Summit. (Park City, UT) 2016.
30. Roberts WO. Cold Injury Athletic Activity in the Cold. Sports Medicine Winter Summit. (Park
City, UT) 2016.
31. Roberts WO. PPE ECG Screening: Should We Screen Athletes? Con. Sports Medicine Winter
Summit. (Park City, UT) 2016.
32. Roberts WO. Youth Ice Hockey Injury. Sports Medicine Winter Summit. (Park City, UT) 2016.
33. Roberts WO. ACSM-ECSS Exchange Lecture: The Marathon and the Heart - The Good, the
Bad, and the Unknown: Dying in the Streets? American College of Sports Medicine 65th Annual
Meeting (San Diego CA) 2015.
34. Roberts WO. Field Evaluation & Management of EAH. 2015 CrossFit Conference on Exercise
Associated Hyponatremia. HEAT Institute. (Carlsbad CA) 2015.
35. Roberts WO Moderator: 2015 CrossFit Conference on Exercise Associated Hyponatremia.
HEAT Institute. (Carlsbad CA) 2015
36. Roberts WO Discussant: Cardiovascular Issues Clinical Case Presentations. American College
of Sports Medicine Annual Meeting (San Diego CA) 2015
37. Roberts WO. Soft Tissue Injury: A Primary Care Perspective. 26th Annual Ironman® Sports
Medicine Conference. (Kona, Hawaii) 2014.
38. Roberts WO. Reducing Adverse Outcomes in Endurance Events. 26th Annual Ironman® Sports
Medicine Conference. (Kona, Hawaii) 2014.
39. Roberts WO. Update on Hyponatremia in the Endurance Athlete. 26th Annual Ironman® Sports
Medicine Conference. (Kona, Hawaii) 2014.
40. Roberts WO. Keeping the Beat: Risky Business in Schools: Primary and Secondary Prevention
of Sudden Cardiac Arrest in the US. 3rd Annual Sports Cardiology Summit, American College of
Cardiology, (Indianapolis) 2014.
41. Roberts WO. Endurance Medicine - Basic Exercise Physiology and Endurance Sports
Cardiology. 3rd Annual Sports Cardiology Summit, American College of Cardiology,
(Indianapolis) 2014.
42. Roberts WO. Heat Attack – Recognition & immediate treatment saves lives & reduces
hospitalization. American College of Sports Medicine Annual Meeting (Orlando FL) 2014.
43. Roberts WO. Runner & community considerations in race cancellation decisions. American
College of Sports Medicine Annual Meeting (Orlando, FL) 2014.
44. Roberts WO “Best Practices 2014: Improving Runner Safety in Road Racing” Session Chair.
American College of Sports Medicine Annual Meeting (Orlando) 2014.
45. Roberts WO “Recent Progress in the Understanding of Exertional Heat Stroke” Session Co-
chair. American College of Sports Medicine Annual Meeting (Orlando) 2014.
46. Roberts WO Moderator: Youth Sports Roundtable. 3rd Annual Sports Cardiology Summit,
American College of Cardiology, (Indianapolis) 2014.
47. Roberts WO Moderator: Let’s Get Physical: Exercise Prescription for the Athlete with a Cardiac
Condition. 3rd Annual Sports Cardiology Summit, American College of Cardiology,
(Indianapolis) 2014.
48. Roberts WO “Hyponatremia: Fluid Replacement During Prolonged Activity” Wilderness
Medical Associates International Meeting (Boothbay, ME) 2013
49. Roberts WO “Can Children & Adolescents Run Marathons: What is a safe distance?”
Musculoskeletal Grand Rounds University of Connecticut - Storrs Campus (Storrs, CT) 2013
50. Roberts WO “Policies & Programs to Prevent Concussions” Ice Hockey Summit II: Action on
Concussion (Rochester, MN) 2013
51. Roberts WO “Sports Medicine Leadership” 2013 AMSSM Fellows Research and Leadership
Symposium (St Paul, MN) 2013
52. Roberts WO “The Future of Research in Endurance Medicine” International Institute of Race
Medicine Summit (Chicago, IL) 2013
26
53. Roberts WO “Bucket List Transitions Jogging to Citizen Level Road Racing” American College
of Sports Medicine Annual Meeting (Indianapolis, IN) 2013.
54. Roberts WO “What is common & different around the world in the evaluation/screening of
athletes? FIMS / ACSM Pre-Participation Examination Expert Panel. American College of
Sports Medicine Annual Meeting (Indianapolis, IN) 2013.
55. Roberts WO “You Will Just Be a Year Weaker, Dad” American College of Sports Medicine
Annual Meeting (Indianapolis, IN) 2013.
56. Roberts WO “Faculty Development: Practical Tips for Teaching the Sports Medicine Learner in
Your Clinic – Small group facilitator” American Medical Society for Sports Medicine Annual
Meeting (San Diego, CA) 2013.
57. Roberts WO “Medical Problems 1” Session Discussant. American College of Sports Medicine
Annual Meeting (Indianapolis, IN) 2013
58. Roberts WO “Osteoarthritis: New Approaches to an OLD Problem” Session Chair. American
College of Sports Medicine Annual Meeting (Indianapolis, IN) 2013
59. Roberts WO “Athlete Preparticipation Exams” Co-chair FIMS / ACSM Pre-Participation
Examination Expert Panel. American College of Sports Medicine Annual Meeting (Indianapolis,
IN) 2013
60. Roberts WO “Medical Challenges 2012 and Beyond” Road Race Management Annual Race
Directors’ Meeting, Hollywood, FL, 2012 [Invited Speaker]
61. Roberts WO “Exercise is Medicine” Sports Cardiology Summit 2012, Protecting the Heart of the
American Athlete, Washington, DC, 2012 [Invited Speaker]
62. Roberts WO “Syncope: When Athletes Collapse, What Next?” Sports Cardiology Summit 2012,
Protecting the Heart of the American Athlete, Washington, DC, 2012 [Invited Speaker]
63. Roberts WO “Age Matters: Physiology of Child, Adolescent, & Aging Athletes, Sports
Cardiology Summit 2012, Protecting the Heart of the American Athlete, Washington, DC, 2012
[Invited Speaker]
64. Roberts WO “American Athlete 2012: Defining the American Athlete: What is Normal” Sports
& Exercise Cardiology Think Tank, American College of Cardiology, Washington, DC 2012
[Invited Speaker]
65. Roberts WO “Medical Operations for Marathons A Template for Disaster Management: Medical
Protocols” American College of Sports Medicine Annual Meeting (San Francisco, CA) 2012
[Invited lecture]
66. Roberts WO “Increasing Physician Involvement in ACSM: Exercise is Medicine and Beyond”
American College of Sports Medicine Annual Meeting (San Fransisco, CA) 2012 [Invited
lecture]
67. Roberts WO “Strategies for Performing Surveillance in Different Settings – Community Events”
American College of Sports Medicine Annual Meeting (San Francisco, CA) 2012 [Invited
lecture]
68. Roberts WO “Everything You Thought You Knew for the CAQ, but Did Not or Forgot:
Mass Participation Events” American College of Sports Medicine Annual Meeting (San
Francisco, CA) 2012 [Invited lecture]
69. Roberts WO “Sports Concussion 2012: Who Sits, Who Plays” HealthEast St Johns Grand
Rounds (Maplewood, MN) 2012
70. Roberts WO “Fluid balance and hyponatremia in Endurance Athletes” American Medical
Society for Sports Medicine 21st Annual Meeting (Atlanta, GA) 2012
71. Roberts WO “ECG Screening in Sports: Con (Should we screen high school athletes in
Minnesota?)” American Medical Society for Sports Medicine 21st Annual Meeting (Atlanta, GA)
2012
72. Roberts WO “Collapse in Endurance Events: Medical Management” American College of
Sports Medicine Annual Meeting (Denver, CO) 2011 [Invited lecture]
27
73. Roberts WO “Pediatric Marathoner: Too Young to Run? Or Born to Run?” American College of
Sports Medicine Annual Meeting (Denver, CO) 2011 [Invited lecture]
74. Roberts WO “The ACSM Sutton Clinical Lecture: Marathon Medicine – Reducing Adverse
Outcomes” 2010 American College of Sports Medicine Annual Meeting (Baltimore, MD) 2010
[Invited Named Lecture]
75. Roberts WO “The Preparticipation Evaluation Monograph 2010” American College of Sports
Medicine Annual Meeting (Baltimore, MD) 2010 [Invited Lecture]
76. Roberts WO “The Future of the PPE” International Olympic Committee Advanced Team
Physician Course (Stanford University, Palo Alto, CA) 2009 [Invited Lecture]
77. Roberts WO “Heat, Hydration, and Performance” International Olympic Committee Advanced
Team Physician Course (Stanford University, Palo Alto, CA) 2009 [Invited Lecture]
78. Roberts WO “Sports Medicine Leadership” International Olympic Committee Advanced Team
Physician Course (Stanford University, Palo Alto, CA) 2009 [Invited Lecture]
79. Roberts WO “Youth Sports Scheduling – Children at Risk: Current Guidelines and Event
Schedules” American College of Sports Medicine Annual Meeting (Seattle, WA) 2009 [Invited
Lecture]
80. Roberts WO “How young is too young?” USA Running Industry Conference (San Diego, CA)
2009 [Invited Lecture]
81. Roberts WO “Sports Cardiology: Beyond Screening and Resuscitation” Session Co-Chair.
American College of Sports Medicine Annual Meeting (Seattle WA) 2009
82. Roberts WO “Cancelling Events: What to Consider” AMAA’s 17th Annual Sports Medicine
Symposium at the Marine Corps Marathon (Arlington, VA) 2008 [Invited Lecture]
83. Roberts WO “Exercise is Medicine - Keynote/Grand Rounds” Virginia Hospital Center-
Arlington and the Uniformed Services University of the Health Sciences (Arlington, VA) 2008
[Invited Keynote Speaker – Grand Rounds]
84. Roberts WO “Exertional Heat Stroke: Recognition And Treatment” Exertional Heat Stroke:
Return to Play/Duty Issues - An ACSM/DOD Roundtable Conference (Bethesda, Maryland) 2008
[Invited lecture]
85. Roberts WO “Exertional Heat Stroke: Definition And Basic Epidemiology: Commentary,
”Exertional Heat Stroke: Return to Play/Duty Issues - An ACSM/DOD Roundtable Conference
(Bethesda, Maryland) 2008 [Invited lecture]
86. Roberts WO “Caring for High School Athletes: What You Need to Know Promoting Athlete
Safety at the State and National Levels” American College of Sports Medicine Annual Meeting
(Indianapolis, IN) 2008 [Invited concurrent lecture]
87. Roberts WO “Exercise Associated Hyponatremia Mechanism Linked Treatment: Field
Recognition & Treatment” American College of Sports Medicine Annual Meeting (Indianapolis,
IN) 2008 [Invited concurrent lecture]
88. Roberts WO “Exercise Associated Hyponatremia Mechanism Linked Treatment: Introduction
and Problem Summary” American College of Sports Medicine Annual Meeting (Indianapolis,
IN) 2008 [Invited concurrent lecture]
89. Roberts WO “Minimum Criteria for Marathon Participation: Cardiovascular Issues” American
College of Sports Medicine Annual Meeting (Indianapolis, IN) 2008 [Invited concurrent lecture]
90. Roberts WO “Looking Back and Thinking Ahead – Outcomes from Three Hot 2007 Marathons
Twin Cities Marathon Outcomes and Recommendations” American College of Sports Medicine
Annual Meeting (Indianapolis, IN) 2008 [Invited concurrent lecture]
91. Roberts WO “Looking Back and Thinking Ahead – Outcomes from Three Hot 2007 Marathons:
Introduction and Overview” American College of Sports Medicine Annual Meeting
(Indianapolis, IN) 2008 [Invited concurrent lecture]
92. Roberts WO “It's All in the Delivery: The Keys to Presenting Yourself Well in Professional,
Scientific, and Interview Settings” American College of Sports Medicine Annual Meeting
(Indianapolis, IN) 2008 [Invited lecture]
28
93. Roberts WO “The Effects of Unexpected Heat on Marathon Participants” American College of
Sports Medicine Exchange Lecture, 17th Annual Meeting, American Medical Society for Sports
Medicine (Miami, FL) 2008
94. Roberts WO "Make an Impact: Getting Involved in ACSM: A Physician’s and Past Presidents
Perspective" 2007 ACSM Annual Meeting (New Orleans, LA), 2007
95. Roberts WO “Hyponatremia and Fluid Replacement During Marathon Racing” American
Physical Therapy Association 2007 Combined Sections Meeting (Boston) 2007
96. Roberts WO “Marathon Medicine: Medical Encounters and Management” American Physical
Therapy Association 2007 Combined Sections Meeting (Boston) 2007
97. Roberts WO “Lower Leg Pain in Runners” 2006 Annual Meeting Mid Atlantic Chapter of the
American College of Sports Medicine (Harrisburg, PA) 2006
98. Roberts WO “Exercise Associated Collapse Care Matrix in the Marathon” 2006 World
Congress: Science and Medicine of the Marathon (Chicago, IL) 2006.
99. Roberts WO “Exertional Heat Stroke in the Marathon” 2006 World Congress: Science and
Medicine of the Marathon (Chicago, IL) 2006
100. Roberts WO “The Effects of Marathon Environment on Medical Encounters” 2006
World Congress: Science and Medicine of the Marathon (Chicago, IL) 2006
101. Roberts WO “Can Children & Adolescents Run Marathons?” 2006 World Congress: Science
and Medicine of the Marathon (Chicago, IL) 2006
102. Roberts WO “Fluid replacement: Too much, too little, just right” Alaska Chapter American
College of Sports Medicine (Sitka, AK) 2006
103. Roberts WO “Exertional Heat Stroke” Alaska Chapter American College of Sports Medicine
(Sitka, AK) 2006
104. Roberts WO “Collapse during running events” Alaska Chapter American College of Sports
Medicine (Sitka, AK) 2006
105. Roberts WO “Clinical Risk & Evidence-Based Scheduling Recommendations for Young
Athletes in Heat” American College of Sports Medicine Annual Meeting (Denver) 2006
106. Roberts WO “Keynote Lecture: Marathon Medicine: Medical Encounters and Management” 2nd
Annual Orthopedics and Sports Medicine Conference (Fargo, ND), 2006
107. Roberts WO “Marathon Medicine” ACSM Exchange Lecture for the 15th American Medical
Society for Sports Medicine (Miami, FL) 2006
108. Roberts WO “Exertional Heat Stroke: Reducing Incidents and Mortality in Athletes” The Ohio
State University Medical Center – Sports Medicine Division Grand Rounds (Columbus, Ohio)
2006
109. Roberts WO “Ethical Perspectives in Supplement Recommendations” 10th American College of
Sports Medicine Health and Fitness Summit, (Orlando, FL) 2006
110. Roberts WO “Anabolic Steroids: The health cost of winning and looking good.” 10th American
College of Sports Medicine Health and Fitness Summit, (Orlando, FL) 2006
111. Roberts WO “From the Bench to the Field of Play: A Century of Change in Sports Medicine”
NCAA 100th Anniversary Convention, Indianapolis, IN 2006.
112. Roberts WO “Kids in the Marathon: Is it safe?” American Road Race Medical Society Annual
Meeting (Chicago, IL) 2005
113. Roberts WO “The ACSM Team Physician Consensus Conference Statement on Mass
Participation Medical Care” Medical Management of Endurance Events - 2004 Sports Medicine
Symposium at the Marine Corps Marathon (Arlington, VA), 2004
114. Roberts WO “Heat Stroke in the marathon and other sports venues” Virginia Hospital Center
Grand Rounds (Arlington, VA) 2004
115. Roberts WO “Exertional Heat Stroke in Athletes: Field Recognition and Treatment” ACSM
Southwest Chapter Annual Meeting - DB Dill Invited Lecture (Las Vegas, NV) 2004
29
116. Roberts WO “Current practices: Are they appropriate?” (Luke and Roberts) American College
of Sports Medicine Roundtable on Youth Football: Heat Stress and Injury Risk (Indianapolis, IN)
2004
117. Roberts WO “Current position statements and guidelines - are they sufficient?” (Roberts, Luke,
Dick, and Casa) American College of Sports Medicine Roundtable on Youth Football: Heat
Stress and Injury Risk (Indianapolis, IN) 2004
118. Roberts WO “Basic Injury Care Rehabilitation: What Can You Do to Speed Healing?” ACSM
Health and Fitness Summit (Orlando, FL) 2004
119. Roberts WO “Heat Injury Care and Prevention” ACSM Health and Fitness Summit (Orlando,
FL) 2004
120. Roberts WO “Effective Partnering with Medical Care Providers” ACSM Health and Fitness
Summit (Orlando, FL) 2004
121. Roberts WO “Meet the Pro’s Roundtable” ACSM Health and Fitness Summit (Orlando, FL)
2004
122. Roberts WO Invited Moderator: “Hyponatremia in the Marathon” American Medical Athletic
Association’s 33rd Annual Sports Medicine Symposium at Boston Marathon (Boston, MA) 2004.
123. Roberts WO “Exertional Heat Stroke: Lessons from the Arenas” ACSM Roundtable Meeting on
Hydration and Physical Activity (Boston, MA) 2003
124. Roberts WO “Exertional hyponatremia” National Athletic Trainers Association 54th Annual
Meeting (St Louis) 2003
125. Roberts WO “Managing Endurance Medical Care” Alaska Regional ACSM Chapter Meeting
(Sitka, AK) 2003
126. Roberts WO “Hyponatremia in Endurance Athletes” Alaska Regional ACSM Chapter Meeting
(Sitka, AK) 2003
127. Roberts WO “Antioxidants in cardiovascular disease” American College of Sports Medicine
Annual Meeting (San Francisco) 2003 (discussant)
128. Roberts WO “Deep Venous Thrombosis in Athletes” American College of Sports Medicine
Annual Meeting (St Louis) 2002
129. Roberts WO “Athlete Down: What Next?” Northwestern University Medical School
Orthopaedic Grand Rounds (Chicago, IL) 2002
130. Roberts WO “Hyponatremia in the Marathon and Long Duration Events” American College of
Sports Medicine Annual Meeting (Baltimore) 2001
131. Roberts WO “Preventing Ice Hockey Injury” American College of Sports Medicine Annual
Meeting (Baltimore) 2001
132. Roberts WO “Care of the Endurance Athlete” American College of Sports Medicine Annual
Meeting (Indianapolis) 2000
133. Roberts WO “Primary Care Sports Medicine 2000: The Role of Family Practice” American
College of Sports Medicine Annual Meeting (Indianapolis) 2000
134. Roberts WO “Twin Cities Marathon Medical Injury Profile” International Marathon Medical
Directors Association Annual Meeting (New York, NY) 1998
135. Roberts WO “The logistics of marathon medical care” American Medical Athletic Association
Sports Medicine Symposium at the Marine Corps Marathon (Crystal City, VA) 1998
136. Roberts WO “Can Medical Directors and Race Directors Prevent Exertional Heat Stroke”
American College of Sports Medicine Annual Meeting (Orlando, FL) 1998
137. Roberts WO “USA Cup Soccer Tournament: 8,000 Athletes in 8 Days” American College of
Sports Medicine Annual Meeting (Orlando, FL) 1998
138. Roberts WO “Workshop: Spine, Shoulder, and Upper Extremity Exam” Federation International
de Medicine Sportive (Orlando, FL) 1998
139. Roberts WO “Medical Condition Limiting Sports Participation” Federation International de
Medicine Sportive (Orlando, FL) 1998
30
140. Roberts WO “Hot: Recognition and Management of Exertional Hyperthermia and Exertional
Heat Stroke” (Exchange Lecturer for the ACSM) AMSSM Annual Meeting (Nashville, TN) 1998
141. Roberts WO “The Collapsed Athlete: Player Down! What Next?” (Exchange Lecturer for the
ACSM) American Orthopedic Society for Sports Medicine Annual Meeting (Sun Valley, ID)
1997
142. Roberts WO “Ice hockey injury: Changing patterns and rates” University of Wisconsin Sports
Medicine Conference (Madison) 1996
143. Roberts WO “Competition in the heat” University of Wisconsin Sports Medicine Conference
(Madison) 1996
144. Roberts WO “Environmental Concerns: Heat, Cold, and Altitude” Sterling Healthcare Sports
Medicine Conference (Vail, CO) 1996
145. Roberts WO “Preparticipation Sports Exam” Sterling Healthcare Sports Medicine Conference
(Vail, CO) 1996
146. Roberts WO “Concussion in Athletes” American Academy of Sports Dentistry Annual Meeting
(Minneapolis, MN) 1996
147. Roberts WO “Heat stroke in short distance races” in “Management and administrative concerns
in mass participation events” American College of Sports Medicine Annual Meeting
(Minneapolis, MN) 1995
148. Roberts WO “Management of heat injury” American College of Sports Medicine Annual
Meeting (Minneapolis, MN) 1995
149. Roberts WO “Youth Ice hockey injury” American College of Sports Medicine Annual Meeting
(Minneapolis, MN) 1995
150. Roberts WO “Management and administrative concerns in mass participation events” Exchange
Lecture for the AMSSM (Symposium chairperson) American College of Sports Medicine Annual
Meeting (Minneapolis, MN) 1995
151. Roberts WO "Heat Stroke and Fluid Replacement" (Clinical Colloquium) American College of
Sports Medicine Annual Meeting (Indianapolis, IN) 1994
152. Roberts WO "Medical Management of Mass Participation Endurance Events" (Tutorial Lecture)
American College of Sports Medicine Annual Meeting (Indianapolis, IN) 1994
153. Roberts WO "Tympanic Membrane Temperature" (Clinical Colloquium) American College of
Sports Medicine Annual Meeting (Indianapolis, IN) 1994
154. Roberts WO "Road Race Management"; "Concussion in Sports"; and “Managing the Collapsed
Endurance Athlete" (Invited Lectures) Lacrosse Sports Medicine Symposium (Lacrosse, WI)
1993
155. Roberts WO "Antioxidants in Athletics" (Invited Lecture) American Medical Society for Sports
Medicine Annual Meeting (Sun Valley, ID) 1993
156. Roberts WO “Ice Hockey Injury: Changing Patterns and Increasing Incidence” (Clinical
Lecture) American College of Sports Medicine Annual Meeting (Dallas, TX) 1992
157. Roberts WO “Treatment of the Collapsed Endurance Athlete”(Clinical Lecture) American
College of Sports Medicine Annual Meeting (Dallas, TX) 1992
158. Roberts WO “Tympanic Membrane Temperature Measures” (Clinical Abstract Discussant)
American College of Sports Medicine Annual Meeting (Dallas, TX) 1992
159. Roberts WO “Tympanic Membrane vs Rectal Temperature Measurements in a Runner”
(Research Abstract Discussant) American Medical Society of Sports Medicine Annual Meeting
(San Diego) 1992
160. Roberts WO “Medical Management of the Marathon” International Marathon Medical Directors
Association (New York, NY) 1991
161. Roberts WO “Heat vs. Dehydration” (Clinical Physician Case Discussant)1991- American
College of Sports Medicine Annual Meeting (Orlando, FL) 1991
162. Roberts WO “Moderator: Physician Case Session” American College of Sports Medicine
Annual Meeting (Orlando, FL) 1991
31
Invited Oral Presentations at Local and Regional Professional Meetings, Conferences, etc.
1. Roberts WO. Sport Specialization: Youth & Long Distance Running. 2018 UMN Sports
Medicine Conference (Minneapolis, Minnesota) 2018.
2. Roberts WO. When the Worst is Worse than You Expected: Event Medical Management &
Disaster Preparations. 2016 UMN Sports Medicine Conference (Minneapolis, Minnesota) 2016.
3. Roberts WO. Minnesota State High School League Sports Medicine Advisory Committee 2016
Update. Fairview Sideline Review (Edina MN) 2016.
4. Roberts WO. Marathon Medicine: A Brief History. 2014 UMN Sports Medicine Conference (St
Paul, Minnesota) 2014.
5. Roberts WO “What is Cardio? Exercise Benefits and Prescription” University of Minnesota
Mini Medical School Lecture Series (Mpls, MN) 2014.
6. Roberts WO, Lane KLR. “PT and MD: Interdisciplinary Team Care to Reduce Health Care
Costs with Cooperative Strategies” Minnesota Physical Therapy Association Annual Fall
Conference (Duluth, MN) 2013.
7. Roberts WO “Measuring Heat Stress: Wet Bulb Globe Temperature” Twin Cities
Meteorological Society, Minneapolis, MN 2013 [Invited Speaker]
8. Roberts WO “Running in Circles: Challenging Cases in Runners” Session Moderator, Twin
Cities Sports Medicine Conference (St Paul, MN) 2013
9. Roberts WO “DNF: Sudden Cardiac Arrest in the Marathon” Twin Cities Sports Medicine
Conference - University of Minnesota (Mpls, MN) 2012 [Invited lecture]
10. Roberts WO “The Female Athlete Triad and Energy Availability” 30th Annual Meeting
Academy for Sports Dentistry (Minneapolis, MN) 2012 [Invited lecture]
11. Roberts WO “Concussions in Student Athletes” East Metro Academy of Family Physicians (St
Paul, MN) 2012
12. Roberts WO “Should We Screen MSHSL Athletes with an ECG?” Fairview Sports Medicine
Grand Rounds (Edina, MN) 2012
13. Roberts WO “The Endurance Athlete vs The Elements: Hot & Cold Marathons” Twin Cities
Sports Medicine Conference - University of Minnesota (Mpls, MN) 2011
14. Roberts WO “Exercise is Medicine: Life Long Sport & Exercise as Medicine” University of
Minnesota Mini Medical School Lecture Series (Mpls, MN) 2011.
15. Roberts WO “Marathon Medicine – Reducing the Risk of Adverse Outcomes” United Hospital
Grand Rounds (St Paul, MN) 2010
16. Roberts WO “The Marathon, Sex, and Broken Hearts” Twin Cities Sports Medicine Conference
- University of Minnesota (Mpls, MN) 2010
17. Roberts WO “Concussion in Youth Sports: Panel” Brain Injury Association of Minnesota
Annual Meeting (St Paul, MN), 2010
18. Roberts WO “Concussion Update 2010” Minnesota Football Coaches Association, (St Louis
Park, MN 2010
19. Roberts WO “When Runners Fall: What Next?” 19th Annual Mayo Clinic Symposium on
Sports Medicine (Rochester, MN) 2009
20. Roberts WO “Exercise as Medicine: Fighting the Diseases of Inactivity” Family Medicine and
Community Health Grand Rounds, University of Minnesota Medical School (Mpls, MN) 2007
21. Roberts WO “Lower Leg Pain in Runners” Management of Musculoskeletal Concerns in
Children and Adolescents – Gillette Children’s Hospital (St Paul) 2006
22. Roberts WO “Exertional Heat Stroke: Recognition and Treatment” Emergencies in Athletics,
Minnesota Athletic Trainers Association, Gustavus Adolphus College (St Peter, MN) 2006
23. Roberts WO “Exertional Heat Stroke: Reducing Incidents and Mortality in Athletes” Minnesota
Athletic Trainers Association Annual Meeting (St Cloud, MN) 2006
32
24. Roberts WO “Anabolic Steroids: The health cost of winning and looking good.” 5th Annual
Orthopaedic Seminar, (Woodbury, MN) 2006
25. Roberts WO “Junior Marathon Race Participation: Can Children Run Marathons?” UMN Twin
Cities Marathon Sports Medicine Conference (Mpls, MN) 2005
26. Roberts WO “To the Finish Line and Beyond: Electrolyte Disturbances in the Endurance
Athlete.” UMN Twin Cities Marathon Sports Medicine Conference (Mpls, MN) 2001
27. Roberts WO “Top Five Marathon Medical Problems” UMN Twin Cities Marathon Sports
Medicine Conference (Mpls, MN) 2000
28. Roberts WO “Thermal Concerns: Athletes in Hot and Cold Environments” UMN Twin Cities
Marathon Sports Medicine Conference (St Paul, MN) 1999
29. Roberts WO “Marathon Training: So you want to run a marathon” UMN Twin Cities Marathon
Sports Medicine Conference (St Paul, MN) 1999
30. Roberts WO “Heat stroke and other endurance injuries in marathons” Regions Hospital
Emergency Medicine Grand Rounds (St Paul, MN) 1998
31. Roberts WO “Marathon Medical Management” UMN Twin Cities Marathon Sports Medicine
Conference (St Paul, MN) 1998
32. Roberts WO “Exercise Associated Collapse” UMN Twin Cities Marathon Sports Medicine
Conference (St Paul, MN) 1998
33. Roberts WO “Thermal Concerns: Athletes in Hot and Cold Conditions” HealthEast St John’s
Medical Staff Grand Rounds (Maplewood, MN) 1998
34. Roberts WO “Primary and Secondary Evaluation of Concussion” Minnesota Athletic Trainers
Association Annual Meeting (Minneapolis, MN) 1998
35. Roberts WO “Internet Surfing Workshop” e.md Conference – McGraw Hill HealthCare
Publications (Minneapolis, MN) 1997
36. Roberts WO “Concussion: Who Plays, Who Sits” Minnesota Academy of Family Practice
Spring Refresher (Minneapolis, MN) 1997
37. Roberts WO "Female Athlete Triad" (Invited Lecture) MN Physical Therapy Association
(Minneapolis, MN) 1994
38. Roberts WO "Women's Athlete Triad: Amenorrhea" (Clinical Lecture) Minnesota Academy of
Family Practice Spring Refresher (Minneapolis, MN) 1993
39. Roberts WO “Minimum Wrestling Weight Certification” Minnesota Academy of Family
Practice Spring Refresher, Minneapolis, Minnesota 1992
40. Roberts WO “Head and Neck Injury in Ice Hockey” Northland Chapter American College
Sports Medicine (St Cloud, MN) 1990
Peer-reviewed Oral Presentations at Professional Meetings, Conferences, etc.
1. Roberts WO. Return to Activity after Exertional Heat Stroke – 14 YO Runner. ACSM Annual
Meeting (San Francisco, CA) 2020 [“Due to COVID-19 related conference cancellation, this
peer-reviewed presentation was not given.”]
2. Weber J, Hu C, Roberts WO, Lane KR, Stovitz SD. The Piggy Back Sign: Hip Fracture in a
Runner. ACSM Annual Meeting (Denver, CO) 2017.
3. Honsvall AM. Roberts WO, Lane KR. Dizziness – Runner. ACSM Annual Meeting (Denver,
CO) 2017.
4. Roberts WO, Ryan MC, Macalena JA, Stovitz SD. “Knee Pain That Wasn’t in a Twin Cities
Marathon Finisher.” ACSM Annual Meeting. (Boston, MA) 2016.
5. Grothe HL, Roberts WO. Can Trauma Trigger or Accelerate an Inflammatory Arthritis?
American Medical Society for Sports Medicine Annual Meeting (San Diego, CA) 2013
6. Roberts WO. "Incidence of Sudden Cardiac Death in Minnesota High School Athletes 1993-
2010" XXXII World Congress of Sports Medicine, International Federation of Sports Medicine
(Rome, Italy) 2012.
33
7. Roberts WO, Bergeron MF. " Recurrent Hyperthermic Collapse – Runner" American College of
Sports Medicine Annual Meeting (Denver, CO) 2011
8. Roberts WO. “Twin Cities Marathon Medical Injury 1982 to 1994" American College of Sports
Medicine Annual Meeting (Cincinnati, Ohio) 1996.
9. Roberts WO. "Recurrent Syncope in an Adolescent Athlete" American College of Sports
Medicine Annual Meeting (Seattle, WA) 1993
10. Roberts WO. “Amenorrhea and Stress Fracture in an Adolescent” American College of Sports
Medicine Annual Meeting (Dallas, TX) 1992
11. Roberts WO. “Return to Training and Competition After Deep Vein Thrombosis” American
College of Sports Medicine Annual Meeting (Salt Lake City, UT) 1990
12. Roberts WO. “Malnutrition in a Compulsive Runner” American College of Sports Medicine
Annual Meeting (Baltimore, MD) 1989
13. Roberts WO. “Exercise Associated Collapse” American College of Sports Medicine Annual
Meeting (Dallas, TX) 1988
14. Roberts WO. "Heat Stress and Serious Medical Injury in the Twin Cities Marathon” American
College of Sports Medicine Annual Meeting (Las Vegas, NV) 1987
Web Based Education
International Olympic Committee (IOC) Diploma Program in Sports Medicine
1. Bernhardt DT, Roberts WO. Pediatric Care Online (PCO) Webinar “PPE: Preparticipation Physical
Evaluation,” 2019 (https://pediatriccare.solutions.aap.org/webinars.aspx).
2. Roberts WO. Marathon Medicine – Demands of Training and Competition, Medical Issues, and
Injuries, 2016
3. Roberts WO. Hyperthermia & Heat Illness Recognition & Management in Athletes, 2014.
TEACHING AND CURRICULUM DEVELOPMENT
External
1. Ice Hockey Summit III: Action on Concussion Planning Committee, Mayo Clinic, Rochester MN
2016-17.
2. Ice Hockey Summit II: Action on Concussion Planning Committee, Mayo Clinic, Rochester MN
2012-13.
3. Ice Hockey Summit I: Action on Concussion Planning Committee, Mayo Clinic, Rochester MN
2010-11.
Internal
Department of Family Medicine and Community Health Grand Rounds
1. Roberts WO “Exertional Heat Stroke: Recognition & Management in Athletes” University of
Minnesota, August 2018
2. Roberts WO “Hey Doc, I’m going to Hike Machu Picchu: What do you think” University of
Minnesota, November 2016
3. Roberts WO, Voight A “Exercise is Medicine” University of Minnesota, June 2007
University of Minnesota Grand Rounds
1. Roberts WO. Exertional Heat Stroke: Evaluation Management in the Field. Department of
Orthopedic Surgery Athletic Medicine Conference. August 26 2020
University of Minnesota Course/Lecture List
Courses Taught
34
1. Instructor, 2018 - Present, Essentials of Clinical Medicine 2, University of Minnesota Medical School
2. Instructor, 2017 - Present, Essentials of Clinical Medicine 1, University of Minnesota Medical School
3. Lecturer, 2004 - Present, Physical Therapy in Primary Care, Family Medicine Residents Sports
Medicine Day (2 times per year)
4. Lecturer, 2003 – Present, Heat Stroke and Rehab in Primary Care, USA Soccer Cup Resident Sports
Medicine Course.
5. Instructor, 2004 -2007, Physician and Patient II, University of Minnesota Medical School (Year 2
Introduction to physical exam – 10 weeks, ½ day per week)
6. Instructor, 2005-2007 Musculoskeletal Exam and Casting Primary Care Clerkship Workshops,
University of Minnesota Medical School (Year 3-4 students physical exam course – 1to 6 half days
per year)
7. Instructor, 2005-2006, Musculoskeletal Exam “Bell Ringer” Workshops, University of Minnesota
Medical School (Year 2 students physical exam course – 1 to 6 half days per year)
Workshops Taught
1. Instructor, “Viral URI Infant” Rural Physicians’ Associate Program Workshop, University of
Minnesota Medical School, (2015)
2. Instructor, “Knee Exam Workshop” Resident Sports Medicine Day, University of Minnesota Medical
School, (2006-present)
3. Instructor, “Ankle Exam Workshop” USA Cup Soccer Resident Sports Medicine Course, University
of Minnesota Medical School, (2005-present)
4. Instructor, “Casting workshop” Resident Sports Medicine Day, University of Minnesota Medical
School, (2004-2015)
5. Instructor, “Knee exam” Rural Physicians’ Associate Program Workshop, University of Minnesota
Medical School, (2006-2011)
6. Instructor, “Casting workshop” Family Medicine Interest Group, University of Minnesota Medical
School, (2004-2005, 2007-2010)
7. Instructor, “Ankle physical exam” Family Medicine Residents Sports and Occupational Medicine
Day, University of Minnesota Medical School, (11/2004, 1/2005)
8. Instructor, “Ankle physical exam” Family Medicine Residents Sports Medicine Day, University of
Minnesota Medical School, (2005-2012)
9. Instructor, “Knee physical exam” Family Medicine Residents USA Cup Sports Medicine Course,
University of Minnesota Medical School, (2005 - present)
Family Medicine Residency Lectures
St Johns Residency Didactic Sessions (3 hour block)
2019
Casting and Splinting
Workman’s Compensation, MVA, and 3rd Party Encounters
Joint Injections
2018
Casting and Splinting
2017
Exercise is Medicine
2016
Casting and Splinting
Kinetic Chain Evaluation and Manual Therapy
Joint Injections
Workman’s Compensation, MVA, and 3rd Party Encounters
St Joseph’s Residency
35
2017
Exercise in the Cold and Cold Injury
2016
Exertional Heat Stroke
Other Lectures/Seminars
1. Wilderness Health Interest Group Noon Lecture Series, Speaker, “Cold Injury in the Wilderness
Settings” University of Minnesota Medical School, University of Minnesota Medical School, Dec 1,
2006, Feb 2010
2. Phalen Village Family Medicine Noon Lecture Series, [various sports medicine topics – 4 to 6 per
year], Department of Family Medicine, University of Minnesota Medical School (2003-2015)
3. Family Medicine Interest Group Noon Lecture Series, Speaker, “Sports Medicine in Family
Medicine,” University of Minnesota Medical School, (Apr 7, 2005, Jan 23, 2006)
4. Wilderness Health Interest Group Noon Lecture Series, Speaker, “Altitude physiology and medicine,”
University of Minnesota Medical School, Mar 28, 2005
5. Wilderness Health Interest Group Noon Lecture Series, Speaker, “Hypothermia and Frostbite”
University of Minnesota Medical School, University of Minnesota Medical School, Feb 14, 2005
6. Wilderness Health Interest Group Noon Lecture Series, Speaker, “Water Balance and hyponatremia”
University of Minnesota Medical School, University of Minnesota Medical School, (Jan 14, 2005,
Feb 17, 2005)
7. Wilderness Health Interest Group Noon Lecture Series, Speaker, “Heat Stroke” University of
Minnesota Medical School, Dec 6, 2004
Curriculum Development Work
1. Sports and musculoskeletal curriculum for Phalen Village Family Medicine Residents, Develop
outpatient experience that includes office, sideline, event, training room, and physical therapy
education, University of Minnesota Medical School, Department of Family Medicine
Regional/National/International CME Presentations
1. Roberts WO “Cold Injury: Athletic Activity in the Cold” Sports Medicine Winter Summit (Snowbird,
Utah) 2011
2. Roberts WO “Common Shoulder Problems in the Athlete” Sports Medicine Winter Summit
(Snowbird, Utah) 2011
3. Roberts WO “Exertional Heat Stroke Recognition & Treatment” Sports Medicine Winter Summit
(Snowbird, Utah) 2011
4. Roberts WO “Preventing Diseases of Inactivity: Life Long Sport & Exercise as Medicine” Sports
Medicine Winter Summit (Snowbird, Utah) 2011
5. Roberts WO “Endurance Running Off the Grid: Kids” UMN Twin Cities Marathon Sports Medicine
Conference (Mpls, MN) 2009
6. Roberts WO “When is it too hot to start a marathon: An outcomes based recommendation.” UMN
Twin Cities Marathon Sports Medicine Conference (Mpls, MN) 2008
7. Roberts WO “Sudden Cardiac Death in Marathon Participation A Case-Based Review" Ironman
Sports Medicine Conference - Kaiser Permanente (Kona, HI) 2007
8. Roberts WO “Endurance Medicine: Causes of Collapse & Management" Ironman Sports Medicine
Conference - Kaiser Permanente (Kona, HI) 2007
9. Roberts WO “Shoulder & Elbow Problems in the Athlete" Ironman Sports Medicine Conference -
Kaiser Permanente (Kona, HI) 2007
10. Roberts WO “The Sudden Cardiac Death in Marathon Participation A Case-Based Review” UMN
Twin Cities Marathon Sports Medicine Conference (Mpls, MN) 2007
36
11. Roberts WO “Lower Leg Pain in Runners” Gillette (St Paul, MN) 2006
12. Roberts WO “Reducing heat stroke in football” Minnesota Sports Medicine Grand Rounds, Fairview
University Hospital (Mpls, MN) 2006
13. Roberts WO “The effects of environment on marathon race performance and medical encounters”
UMN Twin Cities Marathon Sports Medicine Conference (Mpls, MN) 2006
14. Roberts WO “Heat, hydration, and hyponatremia” UMN Twin Cities Marathon Sports Medicine
Conference (Mpls, MN) 2006
15. Roberts WO “Exertional Heat Stroke: Recognition and Treatment” Emergencies in Athletics,
Minnesota Athletic Trainers Association, Gustavus Adolphus College (St Peter, MN) 2006
16. Roberts WO “Fluid replacement: Too much, too little, just right” Alaska Chapter American College
of Sports Medicine (Sitka, AK) 2006 [Invited plenary lecture]
17. Roberts WO “Exertional Heat Stroke” Alaska Chapter American College of Sports Medicine (Sitka,
AK) 2006 [Invited plenary lecture]
18. Roberts WO “Collapse during running events” Alaska Chapter American College of Sports Medicine
(Sitka, AK) 2006 [Invited plenary lecture]
19. Roberts WO “Clinical Risk & Evidence-Based Scheduling Recommendations for Young Athletes in
Heat” American College of Sports Medicine Annual Meeting (Denver) 2006 [Invited concurrent
lecture]
20. Roberts WO “Marathon Medicine: Medical Encounters and Management” 2nd Annual Orthopedics
and Sports Medicine Conference (Fargo, ND), 2006 [Keynote lecture]
21. Roberts WO “Exertional Heat Stroke: Reducing Incidents and Mortality in Athletes” Minnesota
Athletic Trainers Association Annual Meeting (St Cloud, MN) 2006 [Keynote lecture]
22. Roberts WO “Mass Participation Event Planning” 15th Annual Meeting, American Medical Society
for Sports Medicine (Miami, FL) 2006
23. Roberts WO “Marathon Race Medical Encounters: What will you see at the finish line?” UMN Twin
Cities Marathon Sports Medicine Conference (Mpls, MN) 2005
24. Roberts WO “Soft tissue injury rehabilitation” USA Soccer Cup Sports Medicine UMN Course
(Minneapolis, MN) 2005
25. Roberts WO “Water: How much is too much” ACSM Brazil Team Physician Course Part I (Sao
Paolo, Brazil) 2005
26. Roberts WO “GI Trauma in Sports” ACSM Brazil Team Physician Course Part I (Sao Paolo, Brazil)
2005
27. Roberts WO “Psychological Influences of Sport on Young Athletes” ACSM Brazil Team Physician
Course Part I (Sao Paolo, Brazil) 2005
28. Roberts WO “Physical Therapy: A Primary Care Perspective” ACSM Brazil Team Physician Course
Part I (Sao Paolo, Brazil) 2005
29. Roberts WO “Asthma and Exercise Asthma in Athletes” ACSM Brazil Team Physician Course Part I
(Sao Paolo, Brazil) 2005
30. Roberts WO “The Collapsed Athlete” ACSM Brazil Team Physician Course Part I (Sao Paolo,
Brazil) 2005
31. Roberts WO “How much water is too much?” UMN Twin Cities Marathon Sports Medicine
Conference (Mpls, MN) 2004
32. Roberts WO “Lessons from the 2003 TCM finish area” UMN Twin Cities Marathon Sports Medicine
Conference (Mpls, MN) 2004
33. Roberts WO “Exercise Prescription in Family Medicine” Minnesota Academy of Family Physicians
Spring Refresher (Mpls, MN) 2004
34. Roberts WO “Clinical Cases: GI and GU” ACSM Team Physician Course Part I (New Orleans, LA)
2004
37
35. Roberts WO “Psychological Influences of Sport on Young Athletes” ACSM Team Physician Course
Part I (New Orleans, LA) 2004
36. Roberts WO “Asthma and Exercise Asthma in Athletes” ACSM Team Physician Course Part I (New
Orleans, LA) 2004
37. Roberts WO “Physical Therapy: A Primary Care Perspective” ACSM Team Physician Course Part I
(New Orleans, LA) 2004
38. Roberts WO “GI Trauma in Sports” ACSM Team Physician Course Part I (New Orleans, LA) 2004
39. Roberts WO “Medical Care at Road Races” UMN Twin Cities Marathon Sports Medicine Conference
(Mpls, MN) 2003
40. Roberts WO “How to start a sports medicine practice” Ironman Sports Medicine Conference - Kaiser
Permanente (Kona, HI) 2002
41. Roberts WO “Hockey / Wrestling” Ironman Sports Medicine Conference - Kaiser Permanente (Kona,
HI) 2002
42. Roberts WO “Updates on the management of collapse 2002" Ironman Sports Medicine Conference -
Kaiser Permanente (Kona, HI) 2002
43. Roberts WO “Mass participation events - USA Soccer Cup” Ironman Sports Medicine Conference -
Kaiser Permanente (Kona, HI) 2002
44. Roberts WO “Run and ski marathons” Ironman Sports Medicine Conference - Kaiser Permanente
(Kona, HI) 2002
45. Roberts WO “Pearls in Exercise Asthma” Twin Cities Marathon Sports Medicine Conference (Mpls,
MN) 2002
46. Roberts WO “Exercise associated collapse” Twin Cities Marathon Sports Medicine Conference
(Mpls, MN) 2002
47. Roberts WO “Common Medical Problems in Endurance Races: Case Presentations.” American
College of Sports Medicine Annual Meeting (St Louis) 2002
48. Roberts WO “Deep Venous Thrombosis in Athletes” American College of Sports Medicine Annual
Meeting (St Louis) 2002
49. Roberts WO “Emergency Care of the Collapsed Athlete.” Minnesota Academy of Family Practice
Spring Refresher (St Paul, MN) 2002
50. Roberts WO ”Electrolyte Disturbances in the Endurance Athlete.” American Medical Society for
Sports Medicine Annual Meeting (Orlando, FL) 2002
51. Roberts WO “Joint Injection and Aspiration Workshop.” ACSM Team Physician Course Part I (New
Orleans, LA) 2002
52. Roberts WO “Casting Workshop” ACSM Team Physician Course Part I (New Orleans, LA) 2002
53. Roberts WO “Elbow, Wrist, and Hand Exam Workshop” ACSM Team Physician Course Part I (New
Orleans, LA) 2002
54. Roberts WO “Shoulder Exam Workshop” ACSM Team Physician Course Part I (New Orleans, LA)
2002
55. Roberts WO “Psychological Influences of Sport on Young Athletes” ACSM Team Physician Course
Part I (New Orleans, LA) 2002
56. Roberts WO “Pelvic Floor Dysfunction in Female Athletes” ACSM Team Physician Course Part I
(New Orleans, LA) 2002
57. Roberts WO “Developing a Sports Medicine Practice” ACSM Team Physician Course Part I (New
Orleans, LA) 2002
58. Roberts WO “Asthma and Exercise Asthma in Athletes” ACSM Team Physician Course Part I (New
Orleans, LA) 2002
59. Roberts WO “Physical Therapy: A Primary Care Perspective” ACSM Team Physician Course Part I
(New Orleans, LA) 2002
60. Roberts WO “GI Trauma in Sports” ACSM Team Physician Course Part I (New Orleans, LA) 2002
38
61. Roberts WO “The Role and Responsibilities of the Team Physician.” ACSM International Team
Physician Course (Buenos Aries, Argentina) 2001
62. Roberts WO “Nutrition and Hydration: Food as Fuel” ACSM International Team Physician Course
(Buenos Aries, Argentina) 2001
63. Roberts WO “Medications and Sport” ACSM International Team Physician Course (Buenos Aries,
Argentina) 2001
64. Roberts WO “Cold Related Injury and Illness” ACSM International Team Physician Course (Buenos
Aries, Argentina) 2001
65. Roberts WO “Child and Adolescent Growth, Development, and Training” ACSM International Team
Physician Course (Buenos Aries, Argentina) 2001
66. Roberts WO “Exercise-induced Asthma and Asthma in Athletes” ACSM International Team
Physician Course (Buenos Aries, Argentina) 2001
67. Roberts WO “Sports Readiness: Preparticipation Exam.” Contemporary pediatric issues for the
primary care physician - Children’s Hospital (St Paul) 2001
68. Roberts WO “Foot and Ankle Workshop” ACSM Team Physician Course Part II (San Antonio, TX)
2001
69. Roberts WO “Low Back and Pelvis Exam Workshop” ACSM Team Physician Course Part II (San
Antonio, TX) 2001
70. Roberts WO “Knee Exam Workshop” ACSM Team Physician Course Part II (San Antonio, TX) 2001
71. Roberts WO “Activity in the Cold” ACSM Team Physician Course Part II (San Antonio, TX) 2001
72. Roberts WO “Activity in the Heat” ACSM Team Physician Course Part II (San Antonio, TX) 2001
73. Roberts WO “Medical Management of Events and Teams” ACSM Team Physician Course Part II
(San Antonio, TX) 2001
74. Roberts WO “Role and Responsibilities of the Team Physician” ACSM Team Physician Course Part
II (San Antonio, TX) 2001
75. Roberts WO “Joint Injection Workshop” American College of Sports Medicine Annual Meeting
(Indianapolis) 2000
76. Roberts WO “Joint Injection and Aspiration Workshop” ACSM Team Physician Course Part I (St
Petersburg Beach, FLA) 2000
77. Roberts WO “Casting Workshop” ACSM Team Physician Course Part I (St Petersburg Beach, FLA)
2000
78. Roberts WO “Elbow, Wrist, and Hand Exam Workshop” ACSM Team Physician Course Part I (St
Petersburg Beach , FLA) 2000
79. Roberts WO “Shoulder Exam Workshop” ACSM Team Physician Course Part I (St Petersburg
Beach, FLA) 2000
80. Roberts WO “Developing a Sports Medicine Practice” ACSM Team Physician Course Part I (St
Petersburg Beach, FLA) 2000
81. Roberts WO “Asthma and Exercise Asthma in Athletes” ACSM Team Physician Course Part I (St
Petersburg Beach, FLA) 2000
82. Roberts WO “Rehabilitation of Soft Tissue Injury” ACSM Team Physician Course Part I (St
Petersburg Beach, FLA) 2000
83. Roberts WO “GI Trauma in Sports” ACSM Team Physician Course Part I (St Petersburg Beach,
FLA) 2000
84. Roberts WO “Head and Neck Injury in Sports” ACSM International Team Physician Course
(Guatemala City, Guatemala) 1999
85. Roberts WO “Thermal Concerns: Activity in Hot and Cold Environments” ACSM International Team
Physician Course (Guatemala City, Guatemala) 1999
86. Roberts WO “Medical management of athletic team sidelines & events” ACSM International Team
Physician Course (Guatemala City, Guatemala) 1999
39
87. Roberts WO “The Role and Responsibilities of the Team Physician” ACSM International Team
Physician Course (Guatemala City, Guatemala) 1999
88. Roberts WO “Low Back and Pelvis Exam Workshop” ACSM Team Physician Course Part II (San
Antonio, TX) 1999
89. Roberts WO “Knee Exam Workshop” ACSM Team Physician Course Part II (San Antonio, TX) 1999
90. Roberts WO “Pearls and Problems in Wrestling” ACSM Team Physician Course Part II (San
Antonio, TX) 1999
91. Roberts WO “Antioxidants in athletes” ACSM Team Physician Course Part II (San Antonio, TX)
1999
92. Roberts WO “Activity in the Heat and Cold” ACSM Team Physician Course Part II (San Antonio,
TX) 1999
93. Roberts WO “Medical Management of Events and Teams” ACSM Team Physician Course Part II
(San Antonio, TX) 1999
94. Roberts WO “Role and responsibilities of the Team Physician” ACSM Team Physician Course Part II
(San Antonio, TX) 1999
95. Roberts WO “Knee Exam Workshop” Youth and sports: Contemporary issues for the primary care
physician - Children’s Hospital (Nisswa, MN) 1998
96. Roberts WO “Head and Neck Injury” Youth and sports: Contemporary issues for the primary care
physician - Children’s Hospital (Nisswa, MN) 1998
97. Roberts WO “Joint Injection and Aspiration Workshop” ACSM Team Physician Course Part I (San
Diego) 1998
98. Roberts WO “Casting Workshop” ACSM Team Physician Course Part I (San Diego) 1998
99. Roberts WO “Elbow, Wrist, and Hand Exam Workshop” ACSM Team Physician Course Part I (San
Diego) 1998
100. Roberts WO “Shoulder Exam Workshop” ACSM Team Physician Course Part I (San Diego) 1998
101. Roberts WO “Developing a Sports Medicine Practice” ACSM Team Physician Course Part I (San
Diego) 1998
102. Roberts WO “Asthma and Exercise Asthma in Athletes” ACSM Team Physician Course Part I (San
Diego) 1998
103. Roberts WO “Pearls in Ice Hockey” ACSM Team Physician Course Part I (San Diego) 1998
104. Roberts WO “Rehabilitation of Soft Tissue Injury” ACSM Team Physician Course Part I (San Diego)
1998
105. Roberts WO “GI Trauma in Sports” ACSM Team Physician Course Part I (San Diego) 1998
106. Roberts WO “Knee Exam Workshop” American College of Sports Medicine Annual Meeting
(Denver, CO) 1997
107. Roberts WO “Foot and Ankle Exam Workshop” ACSM Team Physician Course Part II (Pontre
Vedra, FL) 1997
108. Roberts WO “Knee Exam Workshop” ACSM Team Physician Course Part II (Pontre Vedra, FL)
1997
109. Roberts WO “Pearls and Problems in Wrestling” ACSM Team Physician Course Part II (Pontre
Vedra, FL) 1997
110. Roberts WO “Antioxidants in athletes” ACSM Team Physician Course Part II (Pontre Vedra, FL)
1997
111. Roberts WO “Activity in the Heat and Cold” ACSM Team Physician Course Part II (Pontre Vedra,
FL) 1997
112. Roberts WO “Medical Management of Events and Teams” ACSM Team Physician Course Part II
(Pontre Vedra, FL) 1997
113. Roberts WO “Role and responsibilities of the Team Physician” ACSM Team Physician Course Part II
(Pontre Vedra, FL) 1997
40
114. Roberts WO “The Team and Event Physician” Ironman Sports Medicine Conference - Kaiser
Permanente (Kona, HI) 1996
115. Roberts WO “Medical Emergencies in Sports Medicine” Ironman Sports Medicine Conference -
Kaiser Permanente (Kona, HI) 1996
116. Roberts WO “Exercise Associated Collapse” Ironman Sports Medicine Conference - Kaiser
Permanente (Kona, HI) 1996
117. Roberts WO “The Preparticipation Exam for Sports” UMN Family Practice Residency Update in
Sports Medicine (Minneapolis, MN) 1996
118. Roberts WO “The Female Athlete Triad” UMN Family Practice Residency Update in Sports
Medicine (Minneapolis, MN) 1996
119. Roberts WO “Medical Management of Endurance Events” University of Wisconsin Sports Medicine
Conference (Madison) 1996
120. Roberts WO “Pearls in Ice Hockey” ACSM Team Physician Course Part I (San Diego, CA) 1996
121. Roberts WO “Rehabilitation of Soft Tissue Injury” ACSM Team Physician Course Part I (San Diego,
CA) 1996
122. Roberts WO “GI Trauma in Sports” ACSM Team Physician Course Part I (San Diego, CA) 1996
123. Roberts WO “Pearls and Problems in Wrestling” ACSM Team Physician Course Part II (Tampa)
1995
124. Roberts WO “Antioxidants in athletes” ACSM Team Physician Course Part II (Tampa) 1995
125. Roberts WO “Activity in the Heat and Cold” ACSM Team Physician Course Part II (Tampa) 1995
126. Roberts WO “Medical Management of Events and Teams” ACSM Team Physician Course Part II
(Tampa) 1995
127. Roberts WO “Role and responsibilities of the Team Physician” ACSM Team Physician Course Part II
(Tampa) 1995
128. Roberts WO “Medical Management of Endurance Events” (Clinical Workshop) American College of
Sports Medicine Annual Meeting (Orlando, FL) 1991
129. Roberts WO “Family Practice in Sports Medicine” Minnesota Academy of Family Practice, Spring
Refresher 1990
130. Roberts WO “Winter Emergencies” University of Minnesota School of Nursing (Minneapolis, MN)
1982
ADVISING AND MENTORING
Graduate Student Activities
Medical Student Advising
Year 3- 4 Student Advisees:
4 Class of 2012
3 Class of 2013
2 Class of 2011
3 Class of 2010
5 Class of 2009
4 Class of 2008
2 Class of 2007
Masters Clinical Research (NIH Mentor for Developing Scholars)
2009-2010 Steven Stovitz, MD
Other Mentoring Activities
41
Faculty – Department of Family Medicine and Community Health
Jon Hallberg, MD 2011- Present
Suzanne Hecht, MD 2008 - Present
Steven Stovitz, MD, MS 2004 - Present
Mark Berg, MD 2017 - Present
Roli Dwivedi, MD 2017 - Present
CLINICAL SERVICE
Clinical Teaching
Family Medicine Outpatient Precepting (Residents)
Two half days per week 2010-Present
Johnson High School Training Room (One half day per week) 2006-Present
Four half days per week 2003-2010
Family Medicine Inpatient Receiving
One night per week and one weekend per month 2003-2015
Family Medicine Medical Student Precepting
Essentials of Clinical Medicine (ECM) OUTPATIENT 2010- 2017
Process of Care Clerkship (POCC) rotation (Year 1 & 2 students),
1 half day per week for 8-16 weeks
Primary Care Clerkship – Family Medicine (Year 3 – 4 students), 2010-Present
1-2 half days per week
Anatomy Clinical Correlation Session – lower extremity exam, 2005-2007
(Year 1 students), 1-2 Days per year
Rural Physicians Associate Program Visiting Faculty, (Year 3 students), 2004-2010
3-4 days per year
Primary Care Clerkship – Family Medicine (Year 3-4 students), 2003-2010
3 half days per week
Physicians and Patient III (Year 2 students), 2003-2010
One half day per week for 18 weeks
Clinical Service Responsibilities
Outpatient Clinic Service
2 half days per week 2008-Present
4 half days per week 2003-2008
PROFESSIONAL SERVICE AND PUBLIC OUTREACH
42
Editorial Positions and Peer Review
Editor Positions
Consulting Editor: Current Sports Medicine Reports 2018-Present
Lippincott Williams and Wilkins, Philadelphia, PA
Editor in Chief: Current Sports Medicine Reports, 2010-2017
Lippincott Williams and Wilkins, Philadelphia, PA.
Section Editor: Competitive Sports and Pain Management, 2005-2009
Current Sports Medicine Reports, Lippincott Williams and Wilkins,
Philadelphia, PA, (formerly Current Science Inc, Philadelphia, PA).
Associate Editor, Medicine and Science in Sports and Exercise, 1998-2000
Lippincott, Williams, and Wilkins
Senior Associate Editor, Series Editor: Clinical Techniques Column. 1997-2005
Physician and Sports Medicine, McGraw Hill Healthcare Publications
Editor-in-Chief: Health Information Products, 1995-2005
McGraw Hill Healthcare Publications.
Editor-in-Chief: Your Patient and Fitness, 1995-2000
McGraw Hill Healthcare Publications.
Deputy Editor: Your Patient and Fitness, 1991-1995
McGraw Hill Healthcare Publications.
Editorial Boards
Member, Sports Medicine and Health Science 2018-Present
KaAi Publishing, XX, China
Member, Physician and Sportsmedicine, 2008-Present
JTE Multimedia, Berwyn, PA.
Member, Clinical Journal of Sport Medicine, 2004-Present
Lippincott, Williams, and Wilkins
Member, ACSM Health and Fitness Journal, 2004-Present
Lippincott, Williams, and Wilkins
Member, British Journal of Sports Medicine, 2001-Present
BMJ Publishing Group
Member, Medicine and Science in Sports and Exercise, 2000-Present
Lippincott, Williams, and Wilkins
Member, International SportsMed Journal, 2008-2015
International Federation of Sports Medicine, Capetown, South Africa
43
Member, Current Sports Medicine Reports, 2001-2010
Lippincott, Williams, and Wilkins
Member, Physician and Sportsmedicine, McGraw Hill Healthcare Publications. 1992-2005
Manuscript Reviewer for Publication
Journal of the American Medical Association 2005- Present
Pediatrics 2004-Present
Current Sports Medicine Reports 2001-Present
Journal of Athletic Training 2001-Present
Clinical Journal of Sport Medicine 2000-Present
Medicine and Science in Sports and Exercise 1996-Present
Brain 2018
New England Journal of Medicine 2018
British Journal of Sports Medicine 2000-2020
Heart 2016-2017
American Journal of Kidney Diseases 2003-2010
Physician and Sports Medicine 1992-2005
Journal of the American Board of Family Practice 2002
Your Patient and Fitness 1989-2000
Journal of Orthopedic and Sports Physical Therapy 1992-1999
Sports Medicine, 1998
Mayo Clinic Proceedings 1997
SERVICE TO PROFESSIONAL ORGANISATIONS
American Board of Family Practice
ABFM Sports Medicine Standard Setting Group – Sports Medicine Sub 2014
Specialty Exam, American Board of Family Medicine, Lexington KY
2007 Sports Medicine Sub Specialty Exam – Angoff Committee member, 2006
American Board of Family Medicine, Lexington KY
1995 Certificate of Added Qualification in Sports Medicine Examination 1993-1995
Writing Committee, American Board of Family Medicine, Lexington KY
American College of Sports Medicine, Indianapolis, IN
President 2004-2005
President – American College of Sports Medicine Foundation 2008-2012
Chair – Executive Committee 2004-2005
Chair – Administrative Council 2004-2005
Chair – Board of Trustees 2004-2005
Executive Committee Member 2003-2009
Fellow 1986-Present
44
Member 1982-Present
Member Northland Chapter 1981-Present
Media Advocacy Committee 2005-Present
Clinical Medicine Leadership Committee 2003- Present
Past President – American College of Sports Medicine Foundation 2012- 2013
Task Force on Annual Meeting Abstract Publishing 2012-2017
Strategic Planning Committee 1990- 2013
Program Committee 1997- 2017
Task Force for the Development Plan for the ACSM – USADA Initiative
for Combating Doping in Sports 2007-2015
Chair – Special Work Group on Evidence Based Literature: 2007-2012
ACSM Foundation Executive Committee 2006-2012
Past Presidents Committee 2006-2012
Budget and Finance Committee 2006-2012
ACSM Foundation Board 2003-2012
Ethics Committee 2008-2011
Publications Committee 2006-2009
Nominations Committee 2001-2009
President Elect – American college of Sports Medicine Foundation 2006-2007
Chair- Past Presidents Committee 2006-2007
Immediate Past President 2005-2006
Chair – Strategic Planning Committee 2005-2006
Chair – Nominations Committee 2005-2006
Executive Committee 2003-2006
ACSM Foundation Planning Group 2003-2006
Administrative Council 2001-2006
Awards and Tributes Committee 2001-2006
Budget and Finance Committee 2001-2005
Advancement Committee 2001-2005
CME Committee Representative, Northland Chapter 2000-2005
Distance Learning Task Force 1998-2005
Medical Education (CME) Committee 1990-2005
President-Elect 2003-2004
Chair – Awards and Tributes Committee 2003-2004
Chair – Program Committee 2003-2004
Chair – Nominations Committee 2003-2004
Chair – Medical Education (CME) Committee 1998-2004
First Vice President 2002-2003
Pronouncements Committee 1998-2003
CME Committee Representative, Greater New York Chapter 2000-2003
Corporate Relations Task Force 1999-2003
Medicine Task Force 1998-2003
Second Vice President 2001-2002
Credentials Committee 1998-2001
Chair, Share the Experience Committee 1998-2000
Chair, ACSM International Team Physician Course Committee,
Guatemala City, Guatemala Practice 1998-1999
Board of Trustees 1995-1999
Co-Chair, ACSM Team Physician Course 1994-1999
Certificate of Added Qualification Course Committee 1996-1997
Constitution Bylaws and Operating Codes Committee 1988-1997
45
Chair, Constitution, Bylaws, and Operating Codes 1990-1996
Committee on Committees Committee 1994-1995
Program Committee 1994-1995
Leadership Development Committee 1992-1995
Clinical Publication Task Force 1992-1995
Governance Task Force 1991-1995
CME Committee Representative, Northland Chapter 1991-1993
CME Committee Representative, Northwest Chapter 1990-1991
American Medical Athletic Association
Life Member (Organization merged with International Institute of Race Medicine 1991- 2017
American Medical Association
Sports Medicine Committee 1987-2009
American Medical Society for Sports Medicine
Charter Member 1991-Present
Liaison - American Medical Society for Sports Medicine to the 1994-1996
American College of Sports Medicine
AMSSM Task Force on Cardiac Screening for Sport Participation 2015
AMSSM Task Force on Concussion in Sport 2018
AMSSM's Task Force on Sexual Violence in Sport 2019-Present
AMSSM Presidential Task Force on Exercise Promotion in Clinical Medicine 2019-Present
AMSSM Presidential Task Force on Diversity, Equity, and Inclusion in AMSSM 2020-2021
American Academy of Family Physicians
Fellow 2017-Present
Member 1979-Present
AAFP Sports Medicine Advisory Group 2006-2010
European Federation of Sports Medicine Associations
Member - Science Committee 2016-2017
Fédération Internationale De Médecine Du Sport (International Federation of Sports Médicine),
Lausanne, Switzerland
Fellow 2018-Present
Member – Executive Board 2018-Present
Member - Scientific Commission (Appointed by the Board) 2006-2018
Delegate for United States of America (Appointed by ACSM)
FIMS Council of Delegates 2016, 2018
HealthEast St. John’s Hospital
Member - St. John's Physician Leadership Committee, 2007-2015
HealthEast St Johns, Maplewood MN
HealthEast Education Committee, HealthEast, St Paul MN 2007-2015
International Institute of Race Medicine (formerly American Road Race Medical Society)
Board of Directors 2009-Present
Founding Member 2003-Present
Secretary-Treasurer 2007-2009
46
Immediate Past President 2006-2007
President 2003-2005
International Marathon Medical Directors Association
Member, (Membership restricted 2001 to AIMS Medical Directors) 1985-2001
President 1996-1998
Vice-President 1994-1996
Board of Directors 1991-1994
Minnesota Academy of Family Physicians
Member 1979-Present
Sports Medicine Task Force, MN Academy of Family 1988-1993
Minnesota Medical Association
Member 1981-Present
National Youth Sports Health and Safety Institute
Board of Directors
Member 2011 - 2014
Chair 2015 - Present
Road Runners Club of America
Sports Medicine Committee 1997-2009
Twin Cities (Ramsey County) Medical Society
Member 1981-Present
Ad Hoc Committee on Sports and Exercise
Medical Staff Affiliations
Active Staff, MHealth Fairview (formerly HealthEast) St John’s Hospital, 1984-Present
Family Medicine, Maplewood, MN
Courtesy Staff, St Paul Children’s’ Hospital, St Paul, MN 1981-2003
Active Staff, United Hospital, Family Medicine, St Paul, MN 1986-2002
Active Staff, Bethesda Lutheran Hospital, St Paul, MN 1981-1984
Resident Staff, St Mary’s Hospital, Minneapolis, MN 1979-1981
Resident Staff, Fairview Community Hospital, Minneapolis, MN 1979-1981
Volunteer Service
Program Committee, UMN Twin Cities Marathon Sports Medicine 2003-Present
Course, CME University of Minnesota Medical School, Minneapolis, MN
Medical Pool, USA Soccer Cup 1986-Present
Medical Pool, Twin Cities Marathon 1982-Present
Medical Pool, Minnesota State High School League State Tournaments 1979-Present
Member - Ironman Triathlon Medical Pool; Kona, Hawaii 2015
Member - Ironman Triathlon Medical Pool; Kona, Hawaii 2007
47
London Marathon Medical Team (London, England), Finish line point of 2005
care sodium analysis
Medical Director – TC Mile, Twin Cities Marathon, Minneapolis, MN 2005
Event Physician – Minnesota Distance Invitational Track Meet (St Paul, 2005
MN), International track distance races
Medical Director – National Kidney Foundation Transplant Games, 2004
University of Minnesota, Minneapolis, MN
Member - Ironman Triathlon Medical Pool; Kona, Hawaii 2002
Member - World Figure Skating Medical Pool; 1998 World 1998
Championships, Minneapolis, MN
Member - Ironman Triathlon Medical Pool; Kona, Hawaii 1996
Atlanta Committee for the Olympic Games Medical Pool 1996
(Consultant - marathon races, Athlete care - race course venue,
Spectator care - volleyball and Centennial Olympic Park venues)
Boston Marathon Race Medical Pool (Finish line medical staff and advisor) 1996
Boston Marathon Race Medical Pool (Finish line medical staff and advisor) 1992
Boston Marathon Race Medical Pool (Finish line medical staff and advisor) 1986-1990
Service to the University/Medical School/Department
University of Minnesota
University-wide service
Member - Educational Scholarship Task Force, 2016 - Present
University of Minnesota Medical School
Member - Promotions and Tenure Committee, 2015- Present
University of Minnesota Medical School, Minneapolis, MN
University of Minnesota Twin Cities Marathon CME Conference 2004-Present
Program Committee, University of Minnesota Medical School
CME Department, Minneapolis, MN
Chair - Adult Cardiothoracic Anesthesiology Fellowship Program 2016-2017
GME Special Review
Member – Graduate Medical Education Committee 2010-2015
(Department of Family Medicine and Community Health Representative),
University of Minnesota Medical School, Minneapolis, MN
48
Faculty Mentor – Wilderness Health Student Interest Group, 2006-2011
University of Minnesota Medical School, Minneapolis, MN
Interviewer, Office of Admissions, University of 2005-2008
Minnesota Medical School, Minneapolis, MN
Department of Family Medicine and Community Health
Director of Sports Medicine Program 2019 – Present
Chair Sports Medicine Faculty Search Committee 2021
Executive Team 2018 - Present
Department of Family Medicine and Community Health,
University of Minnesota Medical School, Minneapolis, MN
Vice Chair of Faculty Affairs 2021 - Present
Director of Faculty Affairs 2018 - 2021
Department of Family Medicine and Community Health,
University of Minnesota Medical School, Minneapolis, MN
Co-Chair - Promotions and Tenure Committee, 2018 - Present
Department of Family Medicine and Community Health,
University of Minnesota Medical School, Minneapolis, MN
Member - Central Leadership Team, Department of Family Medicine 2018 - Present
and Community Health, University of Minnesota, Minneapolis, MN
Member - Family Medicine and Community Health Discovery Fund 2016 - Present
Award Committee, Department of Family Medicine and Community Health,
University of Minnesota, Minneapolis, MN
Member – Vice Chair of Research Search Committee 2018
Department of Family Medicine and Community Health,
University of Minnesota Medical School, Minneapolis, MN
Member, Promotions and Tenure Committee, 2003 - 2018
Department of Family Medicine and Community Health,
University of Minnesota Medical School, Minneapolis, MN
Member - Central Leadership Team, Department of Family Medicine 2014-2015
and Community Health, University of Minnesota, Minneapolis, MN
Chair - Curriculum and Education Committee, 2010-2015
Department of Family Medicine and Community Health,
University of Minnesota, Minneapolis, MN
Clinical Service Unit Board of Directors - Department of Family Medicine 2007-2015
and Community Health, University of Minnesota, Minneapolis, MN
Member - Curriculum and Education Committee, 2007-2015
Department of Family Medicine and Community Health,
University of Minnesota, Minneapolis, MN
Member – Scholastic Standings Committee, 2007-2015
Department of Family Medicine and Community Health,
University of Minnesota, Minneapolis, MN
Member - Clinical Service Unit Committee, 2007-2015
Department of Family Medicine and Community Health,
University of Minnesota, Minneapolis, MN
Member - Program Directors Education Committee, 2007-2015
Department of Family Medicine and Community Health,
49
University of Minnesota, Minneapolis, MN
Member – Executive Committee, Department of Family Medicine 2010-2011
and Community Health, University of Minnesota, Minneapolis, MN
UMN St Johns Family Medicine Residency and Phalen Village Clinic
Chair - Phalen Village Clinic Pharm D Search Committee 2013-2015
Chair - Phalen Village Clinic Behavioral Health Search Committee 2013-2015
Chair - Phalen Village Faculty Search Committee 2007-2015
Chair - St John’s Residency Resident Recruitment Committee 2007-2015
Community Outreach Activities
Community Service
Santa Ynez Valley Community (CA) Aquatics Foundation Honorary Committee 2017
Mahtomedi (District 832) School Board 1997-2009
Age Group Coordinator – Mahtomedi Soccer Association 1991-1995
Board of Directors – Twin Cities Marathon, Minneapolis, MN 1986-1999
Age Group Coach – Mahtomedi Soccer Association 1986-1997
Community Education Presentations
“Protecting the young arm” Forest Lake Baseball Coaches Association Educational Meeting.
February 2006.
“Water balance and running” HealthEast Guidant Running Fitness Program. July 2005
Media Contacts
Multiple television interviews on sports medicine and physical activity issues
Multiple radio show appearances on sports medicine and physical activity issues
Multiple print media interviews and citations on sports medicine issues (NY Times, Washington
Post, Boston Globe, LA Times, MPLS Star Tribune, St. Paul Pioneer Press, Newsweek,
Runners World, Sports Illustrated, Self, Men’s Health, and others)
50
APPENDIX E
CURRICULUM VITAE
JAMES MATTHEW DUBOIS, DSC, PHD
DATE: September 6, 2020
CITIZENSHIP: USA
ADDRESS AND TELEPHONE NUMBERS:
4523 Clayton Avenue, Campus Box 8005
St. Louis, MO 63110
Phone: 314-747-2710
Fax: 314-454-5113
PRESENT POSITION: Steven J. Bander Professor of Medical Ethics and
Professionalism
Professor of Medicine (tenured), Division of General Medical
Sciences
Director, Bioethics Research Center (CTSA Core)
Professor of Psychology and Brain Sciences (secondary)
Faculty Scholar, Institute for Public Health
Washington University in St. Louis
EDUCATION:
1989 B.A. Majors in Psychology and Philosophy (Honors)
Franciscan University
Steubenville, OH
1990 M.A. University of Rhode Island (4.0 G.P.A.)
Kingston, RI
Thesis: The Roots and Method of Phenomenological Realism. Directed by Prof.
Fritz Wenisch
1992 Ph.D. Philosophy (summa cum laude)
International Academy of Philosophy
Schaan, Liechtenstein
Dissertation: Judgment and Sachverhalt: An Examination of Adolf Reinach's
Phenomenology. Mentored by Barry Smith
1997 D.Sc. (doctor of science/Dr. rer.nat.) Psychology (with distinction)
Department of General and Experimental Psychology, University of Vienna
Vienna, Austria
Dissertation: The Moral Judgment of Medical Personnel. A Cross-Cultural Study
James M. DuBois – Curriculum Vitae
on Reasoning about Organ Explantation from Heart-Beating, Brain-Dead
Donors. Mentor: Giselher Guttmann
Post-Graduate Certifications:
2012 Certified HeartMath Interventions Professional. Biofeedback.
Institute of HeartMath
2014 Board Certified Coach (BCC) Program. Institute for Life Coach Training
completed May 2013
Certified as Career Coach by Center for Credentialing and Education April 2014
Foreign Languages:
German – high degree of fluency; have published several translations to English
and lectured in German
French – some reading knowledge; attended 4 university semesters; subscribe to
French and German television
Latin – translation examination passed for doctoral studies
ACADEMIC POSITIONS / EMPLOYMENT:
1989-1990 Facilitator / Tutor for the Special Program for Talent Development
University of Rhode Island
1990-1992 Teaching and Research Assistant
International Academy of Philosophy in Liechtenstein
1992-1994 Assistant Professor of Philosophy
Franciscan University, Gaming Austria
1994-1997 Assistant Professor of Philosophy, Viktor Frankl Chair of Philosophy &
Psychology
International Academy of Philosophy in Liechtenstein
1997-2000 Assistant Professor of Health Care Ethics
Saint Louis University
2000-2003 Associate Professor of Health Care Ethics
Saint Louis University
2006-2013 Hubert Maeder Endowed Chair, Full Professor, Health Care Ethics
Saint Louis University
2014-Present Professor of Medicine (tenured), Professor of Psychology and Brain Sciences
(secondary) Washington University in St. Louis
2015-Present Steven J. Bander Professor of Medical Ethics and Professionalism, Washington
University in St. Louis
UNIVERSITY AND HOSPITAL APPOINTMENTS AND COMMITTEES:
2
James M. DuBois – Curriculum Vitae
Administrative Leadership
1999-2005 PhD Program Director, Health Care Ethics, Saint Louis University
1999-2013 Director, Certificate in Empirical Research Methods in Bioethics, Saint Louis
University
2005-2010 Department Chair, Center for Health Care Ethics, Saint Louis University
2007-2103 Director of Bander Center for Medical Business Ethics, Saint Louis University
2007-2018 Director of Center for Clinical and Research Ethics
Institute for Clinical and Translational Science (ICTS), Washington University
2019-present Director, Bioethics Research Center, Washington University in St. Louis
University Committee Service
1997-2013 Member of Qualitative Research Committee at Saint Louis University
1998-2013 Member of all Doctoral Comprehensive Examination Committees
Health Care Ethics, Saint Louis University
1998-Present Grant proposal reviewer for multiple RFAs
Provost’s Office, Office of Research Services, and the Social Justice Institute at
Saint Louis University
2000-2013 Member of Steering Committee for MD/PhD programs
Saint Louis University School of Medicine
2001-2013 Chair, Search Committees, New Center Faculty, 2001, 2002, 2008, 2010, 2012
2002-2005 Member of Institutional Review Board for Behavioral and Social Research
2007-Present Member, Consultation Service, Bioethics Research Center, Washington
University School of Medicine
2014-Present Interdisciplinary Bioethics Network at Washington University, Founder and
Coordinator
2020 Washington University, Fall Covid-19 Contingency Planning Committee
Hospital and Healthcare Committee Service
1999-2006 Member, Review Board for Non-Heart Beating Organ Donation
Mid-America Transplant Services, St. Louis MO
2000-2012 Ethicist and Member of the Ethics Committee
Saint Anthony’s and St. Alexius Hospitals, Saint Louis, MO
2000-2012 Member of the Institutional Review Board
Saint Anthony’s Medical Center, Saint Louis, MO
3
James M. DuBois – Curriculum Vitae
2007-Present Member, Medical Advisory Board
Mid-America Transplant Services
HONORS AND AWARDS:
2003 Faculty Excellence Award
Saint Louis University Student Government Association
2005 Viktor Frankl Award of the City of Vienna (Austria)
2005 Member, Committee on Increasing Rates of Organ Donation
Institute of Medicine
2006 Installed as inaugural holder of the Hubert Mäder Chair of Healthcare Ethics
2010 Rod Rose Award for Best Publication
Society of Research Administrators International
2012 PROSE Award’s Honorable Mention
Best New Journal in Science, Technology, and Medicine
for Narrative Inquiry in Bioethics
2013 Annual Innovation Award for Human Research Protections, Fall 2013
Health Improvement Institute
For the Professionalism and Integrity in Research Program (P.I. Program)
2014 American Board of Internal Medicine (ABIM) Foundation Professionalism
Article Prize for “A Humble Task: Restoring Virtue in an Age of Conflicted
Interests,” in Academic Medicine
2019 American Board of Internal Medicine (ABIM) Foundation John A. Benson Jr.,
MD Professionalism Article Prize for “The Professionalism and Integrity in
Research Program: Description and Preliminary Outcomes,” in Academic
Medicine
EDITORIAL RESPONSIBILITIES:
Journal Editor
2011-Present Editor (with Ana Iltis), Narrative Inquiry in Bioethics: A Journal of Qualitative
Research. Published by the Johns Hopkins University Press / ProjectMuse, indexed in
PubMed. Established in 2011.
2011 Symposia Edited: 1.1 Experiences of Psychiatric Hospitalization; 1.2 Conflicting
Interests in Medicine; 1.3 Nursing Assistants Working in Long-term Care Facilities
2012 Symposia Edited: 2.1 Living Organ Donation; 2.2 Delivering Healthcare in
Severely Resource-constrained Settings; 2.3 Parenting Children with Autism Spectrum
Disorders through the Transition to Adulthood
2013 Symposia Edited: 3.1 Taking Bioethics Personally; 3.2 The Many Faces of Moral
Distress; 3.3 Living with the Label ‘Disability’
4
James M. DuBois – Curriculum Vitae
2014 Symposia Edited: 4.1 Confronting Pediatric Brain Tumors; 4.2 Obesity; 4.3
Religion in Medical and Nursing Practice
2015 Symposia Edited: 5.1 Making Ethical Decisions: Stories from Surgeons; 5.1A
Toward Treatment with Respect and Dignity in the Intensive Care Unit; 5.2 Normalizing
Intersex; 5.3 Patient and Research Participant Experiences with Genetic Testing
2016 Symposia Edited: 6.1 Political Influence on Bioethical Deliberation; 6.2 Patient,
Family and Clinician Experiences with Voluntary Stopping of Eating and Drinking
(VSED); 6.3 To Vaccinate or Not? Parents Stories.
2017 Symposia Edited: 7.1 Community-Academic Partnerships in Research and Public
Health; 7.2 Cancer and Fertility; 7.3 Challenges with Labor and Delivery
2018 Symposia Edited: 8.1 Doctor in the Family: Stories and Dilemmas Surrounding
Illness in Relatives; 8.2 Healthcare Challenges Faced by Adopted Persons; 8.3 Living
with Chronic Pain in the Midst of the Opioid Crisis
2019 Symposia Edited: 9.1 When Citizens Do Science: Stories from Labs, Garages, and
Beyond; 9.2 Challenges with Healthcare in the Rural and Prairie Environment; 9.3
2020 Symposia Edited: 10.1 Healthcare After a Near-Death Experience; 10.2 Living with
Alzheimer Disease and Other Types of Dementia: Stories from Caregivers; …
Editorial Boards
Assistant Editor for ALETHEIA: An International Yearbook of Philosophy, vols 5 & 6,
1995 and 1997. Peter Lang Publishers.
Current Member of the Editorial Board: Accountability in Research (Taylor and Francis)
Ethics & Behavior (Taylor and Francis) and Journal of Empirical Research on Human
Research Ethics (University of California Press).
Book Editing
Editor and translator: Viktor Frankl’s Theorie und Therapie der Neurosen, 5th Edition.
(Brunner-Routledge: New York, 2004, Munich: Reinhardt, 1993, original 1967).
Managing editor and referee for: Peter Geach, Truth and Hope, (Notre Dame, IN:
University of Notre Dame Press, 2001).
Guest Editing
Special Issue Editor: “The Varieties of Clinical Consulting Experience,” Health Ethics
Committee Forum, 15, 4 (2003).
Special Issue Editor: “Using our Best Judgment in Research Ethics,” Ethics & Behavior,
14, 4 (2004).
Special Issue Editor: “Hidden Research Ethics,” Journal of Empirical Research on
Human Research Ethics, 3, 3, (2008).
Special Issue Editor: “Organ donation and death from unexpected circulatory arrest:
Engaging the recommendations of the Institute of Medicine. Journal of Law, Medicine,
and Ethics, 36, 4 (2008).
Special Issue Editor: “Conflicting Interests in Medicine,” Narrative Inquiry in Bioethics,
5
James M. DuBois – Curriculum Vitae
1, 2, (2011).
Referee
Referee for: Academic Medicine; American Journal of Bioethics; American Journal of
Psychiatry; American Journal of Transplantation; BMC Medical Education; BMC
Medical Ethics; Hastings Center Report; IRB: Ethics & Human Research; JAMA;
Journal of Moral Education; New England Journal of Medicine; Theoretical Medicine
and Bioethics. I review approximately 12 papers per year.
NATIONAL SCIENTIFIC PANELS:
Scientific Review
2005 Member, ZMH1 ERB-C06 S, Mental Health Research Education Grants (R25)
National Institute of Mental Health, Scientific Review Committee
2005 Member, Research on Research Integrity
National Institute of Health/AHRQ, Scientific Review Committee
2008-2010 Wellcome Trust
2011 Austrian Science Fund, Vienna, Austria
2011-2017 Member, Standing Study Section, Societal and Ethics Issues in Research
National Institutes of Health
2013-Present Joseph B. Gittler Award Review Committee
American Psychological Foundation (APF) Board of Trustees
2014 The Israel Science Foundation, Individual Research Grant Reviewer
2018-Present Ad hoc reviewer for National Human Genome Research Institute’s ELSI
supplement applications
2019 Ad hoc reviewer for National Human Genome Research Institute’s U24 and U13
ELSI program applications
National Advisory and Expert Committees
1997-2000 Member, Liver Review Board
Region 8, The United Network For Organ Sharing (UNOS)
2005 Member, Forum on Donation after Cardiocirculatory Determination of Death
Canadian Council for Donation and Transplantation
2005-Present Member, Data Safety Monitoring Board
National Institute for Drug Abuse, Center for Clinical Trials Network
2005 Member, National Consensus Conference on Donation after Cardiac Death
Sponsored by UNOS Foundation, Gift of Life Foundation, Division of
Transplantation/HRSA, American Society of Transplant Surgeons, American
Society of Transplantation, Barr Laboratories, Inc., and the National Kidney
6
James M. DuBois – Curriculum Vitae
Foundation.
2005-2006 Member, Committee on Increasing Rates of Organ Donation
Institute of Medicine
2006-2010 Member, Organ Transplant Center Program Certification Task Force
Joint Commission
2006-Present Member, Medical Advisory Board
Mid-America Transplant Services
2007-Present Member, Executive Committee and Operations Committee
Washington University in St. Louis, Institute for Clinical and Translational
Science
2008-2011 Member, Ethics Committee
United Network of Organ Sharing (UNOS)
2009-2011 Chair, Responsible Conduct of Research Educational Committee (RCREC)
Association for Practical and Professional Ethics
2009-Present Chair, Educational Materials Committee
National Institutes of Health CTSA Clinical Research Ethics Key Function
Committee
2012-Present Member, Committee on Human Research (representing “applied psychology”)
American Psychological Association
2016-Present US National Academies of Science, Responsible Conduct of Science Committee,
Egypt
2019-Present Chair, External Scientific Panel, NHGRI, Center for ELSI Resources and
Analysis (CERA)
PROFESSIONAL SOCIETIES AND ORGANIZATIONS:
Academy for Professionalism in Health Care (APHC)
American Psychological Science (APS)
American Society for Bioethics and Humanities (ASBH)
Association for Professional and Practical Ethics (APPE)
Institute of Coaching Professional Association at McLean Hospital
Society for Personality and Social Psychology (SPSP)
Viktor Frankl Institute of Logotherapy (VFI)
MAJOR INVITED PROFESSORSHIPS AND LECTURESHIPS:
Selected, Recent Invited Presentations
“U.S. Experience with Donation After Cardiac Death: An Ethical Evaluation,” Canadian
7
James M. DuBois – Curriculum Vitae
Council for Donation and Transplantation, Forum on Donation after Cardiocirculatory
Determination of Death, Vancouver, February 17-20, 2005.
“Terminating dialysis or terminating patients? Thinking through difficult end-of-life
decisions in nephrology,” plenary speaker, National Kidney Foundation Council of
Nephrology Social Workers, St. Louis, May 11, 2005
“Assessing the Outcomes of Research Ethics Training,” CITI IRB Training Program,
Seattle, WA, September 9, 2005.
“Organ Donation: Opportunities for Action,” Testimony before Congress and HRSA on
behalf of the Institute of Medicine, Washington, DC, May 1, 2006.
“Rapid Organ Recovery: An Overview of the Ethical Issues,” Institute of Medicine
Working Group, Washington DC, December 20, 2006.
“Wrestling Well with Today’s Ethical Dilemmas in Thoracic Transplant,” International
Society of Heart and Lung Transplantation, San Francisco, CA, April 25, 2007.
“Decision-making Capacity in Clinical Practice and Research,” Resurrection Health
System, Chicago, IL, May 18, 2007.
“Uncontrolled Donation after Cardiac Death: The Ethical Issues,” Association of Organ
Procurement Organizations, Dallas, TX, June 14, 2007.
“Evidence in Research Ethics: Locating, Gathering, and Using Data to Solve Ethical
Problems,” Symposium on Enhancing Biomedical and Behavioral Research in
HIV/AIDS and Substance Abuse, Meharry Medical College, Nashville, TN, September
28, 2007.
“Evaluating Minimal Risk in Behavioral and Psychological Research,” American
Psychological Association Meeting on Vulnerability in Behavioral Research, New York,
NY, November 9, 2007.
“New Frontiers in Organ Donation: Rapid Organ Recovery Protocols,” International
Society for Organ Donation and Transplantation, Philadelphia, PA, November 14, 2007.
“Making Compliance Meaningful Through Evidence-Based IRB Recommendations,”
Western IRB, Reviewers Training Conference, Vancouver, CA, April 19, 2008.
“Rapid Organ Recovery: Ethical and Policy Issues,” Medicine Grand Rounds, Stritch
School of Medicine, Loyola University of Chicago, August 5, 2008.
“Assessing and Enhancing Decisional Capacity in Clinical Research,” Human Research
Protections Office Lecture Series, Washington University in St. Louis, September 22,
2008.
“Physician-Industry Interactions: Navigating the Ethical Issues,” Grand Rounds,
Department of Neurology and Psychiatry, Saint Louis University, January 8, 2009.
“Informed Consent: Best Practices in Mental Health Research,” Research Ethics Grand
Rounds, University of Texas Southwestern Medical Center, Dallas, January 13, 2009.
“Understanding Vulnerability in Research and Appropriate Additional Safeguards,”
Human Research Protections Office Lecture Series, Washington University in St. Louis,
January 23, 2009.
8
James M. DuBois – Curriculum Vitae
“OB/GYN Medical Ethics: Beyond Basic Principles to the Heart of Secular and Religious
Debates,” Grand Rounds, OB/GYN department, Saint Louis University, February 6,
2009.
“Uncontrolled and Controlled DCD: Exploring the Ethical Issues,” Mid-America
Transplant Services, Conference, St. Louis April 2, 2009.
“Premortem Interventions During Donation after Cardiac Death,” American Thoracic
Society Annual Meeting, Workgroup on DCD, San Diego, May 16, 2009.
“Who is Dead and Eligible to Donate Organs?” Annual O’Malley Endowed Bioethics
Lecture, Loyola Marymount University, Los Angeles, September 16, 2009.
“They’re Still My Patients: Exploring Ethical and Psychological Issues in Donation after
a Circulatory Determination of Death,” Ethics Grand Rounds, UCLA Medical Center,
Los Angeles, September 17, 2009.
“Responding to Research Misbehavior,” Clinical Research Training Lecture Series,
Washington University School of Medicine, St. Louis, February 9, 2010.
“Responsible Conduct of Research Training for Clinical and Translational Scientists,”
Webinar Presentation for PRIM&R, April 8, 2010.
“How Authority Contributes to Misbehavior in Medical Research and Practice,” Invited
plenary lecture to the Association for Moral Education, St. Louis, MO, November 5,
2010.
“Inconsistencies in consent for organ donation: Are Different Standards Appropriate To
Different Donation Contexts?” Invited Plenary, National Meeting on The Art & Science
of Increasing Authorization to Donation: Leading Organizational Change to Improve
Outcomes, Chicago, IL, May 15, 2011.
“Capacity to Consent in Research Settings,” PRIM&R Advancing Ethics Research
Meeting, National Harbor, MD, December 3, 2011.
“The Restoring Professionalism and Integrity in Research Program,” Invited Plenary,
Collaborative Institutional Training Initiative, Annual Developer’s Meeting, Ft.
Lauderdale, FL, Nov 2, 2012.
“Medical Decision-Making and the Web of Influence,” Annual Bander Endowed Lecture,
Internal Medicine Grand Grounds, Saint Louis University, November 9, 2012.
“Understanding Research Misconduct,” Office of Research Integrity Conference,
Baltimore, MD, April 4, 2013.
"Understanding and Responding to Wrongdoing in Research," Fred Hutchinson Cancer
Center and University of Washington Medical Center, July 8, 2013.
“Integrating Empirical Research to Improve IRB Review” PRIM&R Advancing Ethical
Research Conference, Boston MA, November 9, 2013.
“Understanding Unprofessional Behavior” Olin School of Business, Organizational
Behavior Lecture Series, Washington University, St. Louis, January 1, 2014.
“Promoting Professional Practices in Medical Research,” Grand Rounds, Department of
Medicine, University of Missouri School of Medicine, Columbia, MO, March 13, 2014.
9
James M. DuBois – Curriculum Vitae
“Restoring Virtue in an Age of Conflicted Interests,” Par Kagmar Endowed Lecture,
American Society of Colorectal Surgeons, Hollywood FL, May 21, 2014.
“The Professionalism and Integrity in Research Program,” Connecting Silos in Research
Integrity, University of Illinois, Urbana, May 29, 2014.
“Evidence-Based Ethics in Mental Health Research,” Department of Psychiatry Grand
Rounds, University of Massachusetts School of Medicine, Worcester, November 13,
2014.
“Reading the Empirical Evidence in Research Ethics,” Advancing Ethical Research
(PRIMR) Conference, Baltimore, MD, December 7, 2014.
“Ethical Issues in Organ Donor Management Research,” Baltimore, MD, December 7,
2014.
“Novel Responses to Noncompliance in Animal Research,” Scientific Committee on
Animal Welfare Conference, San Antonio, TX, December 8, 2014.
“Catching Errors: Peer Review and Retractions in Publishing”, panelist, American
Chemical Society Webinar, April 16, 2015.
“Protecting the Integrity of Medicine,” Society of Internal Medicine, St. Louis MO, April
21, 2015.
“Responding to Suspected Wrongdoing in Research,” School of Medicine, SUNY
Buffalo, Clinical and Research Ethics Seminar, May 18, 2015.
“Research Involving Socially Deprived Participants: When is Observing without
Intervening OK?”, WU Human Research Protections Office, Ethics Series, June 3, 2015.
“Fostering Research Integrity,” University of Indiana, Plenary Speaker, Indianapolis,
November 6, 2015.
“Vulnerability and Informed Consent” University of Minnesota, Research with Human
Participants: the National Debates Conference, December 2, 2015.
“Lessons from the PI Program,” Strich School of Medicine, Loyola University of
Chicago, March 14, 2016.
“Responding to Noncompliance in Human Subjects Research,” PRIMR webinar,
November 1, 2016.
“Investigator Noncompliance,” NIMH 2017 Data and Safety Monitoring Training
Symposium, Bethesda, MD, April 4, 2017.
“Assessing RCR Instruction,” US Office of Research Integrity Short Course on RCR
Instruction, Washington DC, April 6, 2017.
“Avoiding Common Pitfalls in Research Integrity: Data-Informed Tips for Genetic
Researchers,” National Human Genome Research Institute Research Training and Career
Development Annual Meeting, St. Louis, April 13, 2017.
“Exploring the Multiple Meanings of Research Ethics,” Hutton Ethics Lecture during
Research Week at University of Cincinnati College of Medicine on April 21, 2017.
“Ethics in Dissemination and Implementation Research,” The NIMH-funded
10
James M. DuBois – Curriculum Vitae
Implementation Research Institute, Washington University in St. Louis, Brown School of
Social Work, June 13, 2017.
“Understanding Research Wrongdoing: Lessons from the PI Program and PSI Lab,”
Plenary Lecture to the Association for Research Integrity Officers, San Diego, CA,
September 26, 2017.
“Organ Procurement from Pregnant Deceased Donors: Ethical and Legal Challenges in
the Age of the Opioid Epidemic,” Association of Organ Procurement Organizations,
Annual Directors’ Meeting, Santa Fe, NM, January 23, 2018.
“Persistent Noncompliance: Why It Happens and What You Can Do About It,” Plenary
Speaker, Annual IRB Conference, St. Luke’s Hospital, Chesterfield, MO, January 25,
2018.
“Ethical Frameworks for Research Involving Vulnerable Populations,” Fordham HIV and
Drug Abuse Prevention Research Ethics Training Institute (RETI), New York, NY, July
12, 2018.
“Precision Medicine Policies that Build Bridges: Defining the Scope of Work Using
Social Science Data,” Cordell Institute for Policy in Medicine and Law, Washington
University in St. Louis, St. Louis, MO, September 13, 2018.
“Implementing Best Practices for Informed Consent: Exploring Ethical and Practical
Barriers,” Institute for Clinical Research of Montreal, Montreal, CA, September 17,
2018.
“Understanding Research Wrongdoing: Lessons from the PI Program and the PSI Lab,”
Society of Clinical Research Associates (SOCRA) Annual Meeting, New Orleans, LA,
September 28, 2018.
“Keynote Talk: Reimagining Research Ethics,” Duke University, Durham NC, November
6, 2018.
“Brain Death Controversies: A Social Science and Applied Ethics Perspective,” Mid-
America Transplant, St. Louis, MO, February 1, 2019.
“Research Ethics and Regulations in NFL Research,” National Football League,
Committee on Research and Innovation, Indianapolis, IN, February 27, 2019.
“Brain Death: Defending Current Criteria with Data and Philosophical Reflection,”
Duke University, Durham, NC, March 1, 2019.
“Doing Good Research: Learning from the Mistakes and Successes of Others,” Western
Michigan University Homer Stryker M.D. School of Medicine, Kalamazoo, MI, April 17,
2019.
“Sexual Abuse of Patients by Physicians: Lessons from a Research Project,” Federation
of State Medical Boards Annual Meeting, Fort Worth TX, April 25, 2019.
“The PI Program: Helping Researchers Do Good Research,” Office of Research Integrity
(ORI) and the Council of Graduate Schools Conference on “The Role of Research
Integrity in Promoting Excellence: Tools for Colleges and University Leaders,” Chicago,
IL, May 23, 2019.
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James M. DuBois – Curriculum Vitae
“Fostering Good Research and Preventing Mishaps,” Plenary speaker, Responsible
Conduct of Research Track, Society of Clinical Research Associates (SOCRA) Annual
Meeting, Austin, TX, September 28, 2019.
“When Should We Treat Groups of Research Participants Differently? Reflections on
Vulnerability, Exploitation, and Sensitive Data In Research,” Ethics Grand Rounds,
University of Colorodo Anschutz Medical Campus, November 14, 2019.
“Protecting Participant Privacy: Examining the Ethical, Regulatory, and Social Issues,”
Plenary Speaker, Annual IRB Conference, St. Luke’s Hospital, Chesterfield, MO,
January 28, 2020.
“Serious Ethical Violations in Medicine: Dealing Effectively with Outlier Peers,” Ethics
Grand Rounds, UT Southwestern, Dallas, TX, February 11, 2020.
Submitted Conference Papers
“The Ontology of Number: Adolf Reinach's Realism”, delivered to the 15th International
Wittgenstein Symposium, Kirchberg am Wechsel, Austria, August 1992.
“What can Personalism offer to Contemporary Philosophy of Mind?”, delivered to the
Conference on Persons, at Oriel College, Oxford University, August 1995.
“Thinking about Organ Harvesting: Towards a Model of Moral Problem-solving”, paper
delivered to the Association for Moral Education in November, 1997, at Emory
University.
“On Finding the Self to be Substantial. A Preface to Virtue Theory”, peer-reviewed paper
delivered to the American Catholic Philosophical Association in March 1997, Buffalo,
NY.
“The Dead-Donor Rule and Non-heart-beating Organ Donation: Moral and Legal
Aspects”, paper delivered to the Fifth Biennial Conference on Ethical Issues in Organ
Transplantation, in October 2-4, 1998, Cleveland Clinic Foundation, Cleveland, OH.
“Medical Personnel and the Logic of Moral Judgment” paper delivered to the American
Educational Research Association, in San Diego, April, 1998.
“Logotherapy and Ethics,” paper delivered to the 12th World Congress of Logotherapy,
Dallas, TX, June 23-27, 1999.
“Views on Brain Death and Organ Harvesting: Cross-National Descriptive and
Exploratory Data,” delivered to American Society for Bioethics and Humanities,
Philadelphia, October, 31, 1999.
“Attitudes Toward Death and Organ Procurement: The Influence of National,
Professional, Religious, and MJT Variables,” delivered to Association for Moral
Education, University of Minnesota, November 19-20, 1999.
“How Should We Justify Compulsory Moral Education of Medical Students?”
presentation to the American Association of Medical Colleges, Central Division,
Rockford, IL, March 2000.
12
James M. DuBois – Curriculum Vitae
“Research Ethics in Medical Education: An Analysis of Syllabi,” Plenary session
presentation at the Office of Research Integrity’s “Research on Research Ethics
Conference,” Bethesda, MD, October 2000.
“Ethics in Medical Education: A Survey Study,” poster presentation to the American
Society for Bioethics and Humanities annual conference, Salt Lake City, UT, October
2000.
“Brain-dead vs. Higher-Brain Dead Donors: A Survey of Public Attitudes,” presentation
to the American Society of Bioethics and Humanities, Nashville, TN, October 2001.
“When is Informed Consent Appropriate in Educational Research?” poster presentation
to the Association for Moral Education, Vancouver, Canada, October 2001.
“When Is Informed Consent Appropriate in Educational Research,” presentation to
Association for Practical and Professional Ethics, Cincinnati, OH, March 2002.
“Humanizing the Belmont Report,” presentation to the Association for Practical and
Professional Ethics, Cincinnati, OH, February 2004.
“Do We Need Special Ethical Guidelines for Mental Health Research?” presentation to
the American Society for Bioethics and Humanities, Philadelphia, PA, October 2004.
“Ethical Issues in Mental Health Research,” a half-day mini-course, American
Psychological Association, New Orleans, LA, August 12, 2006.
“Additional Protections in Research: The Preferences of Vulnerable Participants,” poster
presentation to the American Society for Bioethics and Humanities, October 18, 2007.
“Recommendations of a Delphi Consensus Panel on the Proper Objectives and Content
for RCR Training Programs,” Office of Research Integrity Conference on Responsible
Conduct of Research Instruction, Education, and Training, St. Louis, MO, April 17, 2008
“Understanding Wrongdoing in Medical Practice and Research,” American Society of
Bioethics and Humanities Annual Meeting, Minneapolis, MN, October 16, 2011
“Responding to Wrongdoing in Research,” Society of Research Administrators, Annual
Conference, Orlando FL, October 2, 2012
“Questionable Assumptions that Limit Rapid Organ Recovery,” American Society of
Bioethics and Humanities Annual Meeting, Washington DC, October 21, 2012.
“Remediating Wrongdoing in Research: Current Strategies,” World Congress on
Research Integrity, Montreal, Canada, May 7, 2013.
“Eight Best Practices for Mental Health Research Ethics,” American Society of Bioethics
and Humanities Annual Meeting, Atlanta GA, October 24, 2013.
“New Ethics Policy Statements for ICUs: Donation after a Circulatory Determination of
Death,” American Society for Bioethics and Humanities, San Diego, CA, October 16,
2014.
“Making Bioethics Personal Using Stories from Narrative Inquiry in Bioethics,” panel
presentation to American Society for Bioethics and Humanities, San Diego, CA, October
18, 2014.
13
James M. DuBois – Curriculum Vitae
“Development and Validation of a Measure of Professional Decision-Making in
Research,” Society for Personality and Social Psychology, Long Beach, CA, February 2,
2015.
“Introducing the Professionalism and Integrity in Research Program”, World Congress of
Research Integrity, Brazil, June 1, 2015. (Poster)
“Dispelling Myths about Why Researchers Get into Trouble,” American Society for
Bioethics and Humanities, Washington DC, October 6, 2016.
“Exploring the Multiple Meaning of Research Ethics,” with Alison Antes, American
Society for Bioethics and Humanities, Washington DC, October 6, 2016.
“Sexual Violation of Patients: Data and Recommendations,” American Society for
Bioethics and Humanities, Kansas City, MO, October 21, 2017.
“The Future of Bioethics Journals and Publication,” American Society for Bioethics and
Humanities, Anaheim, CA, Oct 21, 2018
“Sharing Qualitative Research Data: Rationale and Resources,” American Society for
Bioethics and Humanities, Anaheim, CA, Oct 21, 2018
CONSULTING RELATIONSHIPS AND BOARD MEMBERSHIPS:
Beratung
2012-2015 CITI Program, Test Item Development Consultant for online research ethics
education programming
2014 Murphy, Falcon, Murphy Law Firm. Research Ethics Expert Witness on lead
abatement research study
2015-present Centene Corporation, St. Louis, MO, Ethics Consultant, reporting to the
Executive Vice President for Medical Affairs
2018-present Medical Ethics Consultant and Member, National Football League, Committee on
Research and Innovation
Board Memberships
2000-2004 Secretary and Member of the Board of Officers, Association for Moral Education
2010-Present President and Member of the Board of Officers, Foundation for Narrative Inquiry
in Bioethics
2016-Present Governing Board, Mid-America Transplant, St. Louis, MO
RESEARCH SUPPORT:
Governmental:
On-going:
Title: “Returning Research Results that Indicate Risk of Alzheimer Disease to Healthy
Participants in Longitudinal Studies”
Agency: 1R01AG065234-01 (Hartz & Mozersky), NIH/NIA
14
James M. DuBois – Curriculum Vitae
Amount: $453,825
Project Dates: 9/1/2019-8/31/2024
Role: Co-Investigator
Title: “Identifying and Exploring Solutions to the Ethical Challenges of ApoL1 Testing
of Donors with Recent African Ancestry through Mixed Methods Research with
Stakeholders”
Agency: 1R01MD014161 (DuBois & Mohan), NIH/NIMH
Amount: $304,910
Project Dates: 7/1/2019-6/30/2022
Role: Principal Investigator (MPI, Contact PI)
Title: “Implementing Evidence-based Informed Consent Practices to Address the Risk of
Alzheimer’s Dementia and Cognitive Impairment in Clinical Trials”
Agency: 1R01AG058254-01A1 (DuBois), NIH/NIA
Amount: $328,295
Project Dates: 8/15/2018-4/30/2023
Role: Principal Investigator
Title: “APOL1 Long-term Kidney Transplantation Outcomes-Consortium for the
Responsible and Ethical Evaluation of organ Donation (APOLLOCREED) Clinical
Center”
Agency: 1U01DK116042 (Brennan), NIH/NIDDK
Amount: $200,000
Project Dates: 12/1/2017-11/30/2022
Role: Co-Investigator, Member of National Community Advisory Council
Title: “Sharing Qualitative Research Data: Identifying and Addressing Ethical and
Practical Barriers”
Agency: R01HG009351 (DuBois), NIH/NHGRI
Amount: $353,244
Project Dates: 8/1/2017 – 6/30/2021
Role: Principal Investigator
Title: “Bioethics Research Center (CTSA Core),” Washington University Institute for
Clinical and Translational Science
Agency: UL1TR002345 (Evanoff) NIH/NCATS, CTSA (Zhang)
Amount: $506,792 budget on the overall award ($47,477,000), $307,860
Project Dates: 7/1/2017-2/28/2022
Role: Co-Investigator (Director of Core and PI Program training program)
Title: “Fostering Integrity and Societal Impact in Genomics Through Management and
Leadership Practices”
Agency: K01HG008990 (Antes), NIH/NHGRI
Amount: $119,581
Project Dates: 7/1/2016-6/30/2021
Role: Mentor
15
James M. DuBois – Curriculum Vitae
Title: “Advancing the Use of Professional Decision-Making Strategies in a Culturally
Diverse Research Community”
Agency: National Sciences Foundation (MPI: McIntosh/Antes)
Amount: $86,318
Project Dates: 09/01/2020-08/31/2023
Role: Co-Investigator/Mentor
Title: “Understanding and addressing challenges to informed consent and research
compliance during Covid-19 research (supplement to NIA R01)”
Agency: R01AG05825403, National Institute on Aging (DuBois)
Amount: $149,461
Project Dates: 0907/01/2020 – 06/30/2021
Role: Principal Investigator
Title: “Informing the Development of Action Plans for Responding to Serious and
Continuing Noncompliance”
Agency: Supplement to UL1TR002345 (Powderly), NCATS
Amount: $98,996
Project Dates: 07/01/2020 – 02/28/2021
Role: Co-Investigator, Core Director
Pending:
Title: “Supporting the health and well-being of children with intellectual and
developmental disability during COVID-19 pandemic (WU IDDRC Revision for
Emergency Supplement)”
Agency: 3 P50 HD103525-01S1 (Constantino/Gurnett/Newland) NIH/NICHD
Amount: $2,370,828
Project Dates: 9/1/2020-8/31/2022
Role: Co-Investigator
Completed:
Title: “Education Program to Improve Innovation and Entrepreneurial Thinking in
Biomedical Researchers”
Agency: 1R25GM116727-01A1 (MPI:Garbutt/Toker), NIH/NIGMS
Amount: $410,641
Project Dates: 9/1/2017 – 7/31/2022
Role: Other Significant Contributor
Title: “Examining Lab Leadership and Management Practices that Foster a Climate for
Research Ethics”
Agency: ORIIR180042-01-00 (Antes), U.S. Office of Research Integrity
Amount: $150,000
Project Dates: 7/1/2018-4/30/2019
Role: Co-Investigator/Mentor
Title: “A Recruitment and Assessment Project for the Professionalism and Integrity in
Research Program”
16
James M. DuBois – Curriculum Vitae
Agency: ORI2017000204 (DuBois), U.S. Office of Research Integrity
Amount: $271,428
Project Dates: 7/1/2017 – 6/30/2019
Role: Principal Investigator
Title: “Preventing Ethical Disasters in the Practice of Medicine”
Agency: 1R01AG043527-01, NIH National Institute of Aging
Amount: $1,258,500
Project Dates: 6/1/2013 – 5/31/2019
Role: Principal Investigator
Title: “Center for Clinical Research Ethics,” Washington University Institute for Clinical
and Translational Science
Agency: 2UL1 TR000448-06 (Evanoff, PI)
Amount: $577,000 CCRE budget on the overall award
Project Dates: 6/27/2012-5/31/2017
Role: DuBois, Co-Investigator (Director of Core and PI Program training program)
Title: “The Role of Culture and Experience in the Perception of Research Regulations,
Norms and Values”
Agency: IR-ORI-14-001-018712 Office of Research Integrity, HHS
Amount: $98,360
Project dates: 8/1/2014 – 7/31/2016
Role: Principal Investigator
Title: “Validating Outcome Measures for Remediation of Research Wrongdoing”
Agency: 1 ORIIR130002-01-00, Office of Research Integrity, HHS
Amount: $277,700
Project dates: 9/1/2013 – 8/31/2015
Role: Principal Investigator
Title: “Restoring Professionalism and Integrity in Research (RePAIR)”
Agency: UL1 RR024992, NIH National Center for Research Resources / UL1
RR024992-05S2, National Center for Advancing Translational Sciences
Amount: $476,564
Project Dates: 10/1/2011 – 5/31/2013
Role: Project Director / Site PI (Evanoff, CTSA PI)
Title: “Research Integrity Casebook”
Agency: Office of Research Integrity, Contract
Amount: $156,000
Project Dates: 3/1/2011 – 12/31/2012
Role: Principal Investigator (Project Director, Editor)
Title: “Environmental Factors Predictive of Misbehavior in Collaborative Health
Research”
Agency: 1R21RR026313-01 NIH National Center for Research Resources,
Amount: $376,000
Project Dates: 9/25/2009-8/30/2011
Role: Principal Investigator
17
James M. DuBois – Curriculum Vitae
Title: “Responsible Conduct of Research Instructional Assessment Program. Part II”
Agency: Office of Research Integrity, Contract
Amount: $60,000
Project Dates: 7/1/2008—9/30/2009
Role: Principal Investigator
Title: “Center for Clinical Research Ethics,” Washington University Institute for
Clinical and Translational Science
Agency: National Institutes of Health, 1 U54 RR023496-01A1 (Polonsky, K., PI)
Amount: $520,000 subcontract on the overall award
Project dates: 9/1/2007-4/30/2012
Role: Subcontract Principal Investigator
Title: “Best Practices in Mental Health Research Ethics Conference Series,”
Agency: 1R13MH079690 National Institute of Mental Health (NIH)
Amount: $196,000
Project Dates: 7/1/2007-4/30/2011
Role: Principal Investigator
Title: “Responsible Conduct of Research Instructional Assessment Program”
Agency: Office of Research Integrity, RCR Resource Development Program
Amount: $50,000 direct costs
Project Dates: 6/1/2006-5/31/2007
Role: Principal Investigator
Title: “Behavioral Health Research: An Ethics Case Compendium and Instructional
Method”
Agency: Office of Research Integrity, Responsible Conduct of Research Resource
Development Program
Amount: $25,000 direct costs
Project Dates: 9/01/2003 – 8/31/2004
Role: Principal Investigator (See textbook and online case compendium at
www.emhr.net.)
Title: “Ethical Issues in Behavioral Health Research”
Agency: National Institute of Health, 1 T15 HL072453-01
Amount: $527,961 direct costs
Project Dates: 9/27/02 - 7/31/06
Role: Principal Investigator
Title: “Motivating Research Integrity in Research with Human Subjects”
Agency: National Institute of Health, 1 R01 NS044486-01
Amount: $200,000 direct costs
Project Dates: 9/15/02 – 9/14/04
Role: Consultant (Principal Investigator: Wylie Burke)
Non-Governmental:
Ongoing:
Title: “Living with Mental Health Challenges: Personal Stories of Recovery from Across
18
James M. DuBois – Curriculum Vitae
the Globe”
Agency: OR2020-68056 Foundation to Promote Open Society
Amount: $25,000
Project Dates: 3/1/2020-2/28/2021
Role: Principal Investigator
Title: “Helping State Medical Boards Effectively Protect Patients by Identifying and
Promulgating Promising Practices and Essential Resources”
Agency: Greenwall Foundation Research Program (DuBois)
Amount: $130,533
Project Dates: 7/1/2019-6/30/2021
Role: Mentor / Co-Investigator
Title: Mid-America Transplant Foundation Contract
Agency: Unassigned (DuBois) MATF
Amount: $73, 113
Project Dates: 7/1/2018-6/30/2021
Role: Principal Investigator/Mentor
Title: “Bander Center Contract”
Agency: Saint Louis University (Bander Center Contract)
Amount: $33,607
Project Dates: 10/1/2014-9/30/2018
Completed:
Title: “Operational Support for the Journal, Narrative Inquiry in Bioethics”
Agency: OR2018-45462 Foundation to Promote Open Society
Amount: $25,000
Project Dates: 1/1/2019-12/31/2019
Role: Principal Investigator
Title: “Professional Decision-making in Medicine”
Agency: Saint Louis University, Bander Center Contract (DuBois, PI)
Amount: $286,000
Project Dates: 10/1/2014 – 10/1/2019
Role: Principal Investigator (Role: Director of Research and Assessment)
Title: “Professional Decision-making in Medicine”
Agency: Saint Louis University, Bander Center Contract (DuBois, PI)
Amount: $286,000
Project Dates: 10/1/2014 – 10/1/2019
Role: Principal Investigator (Role: Director of Research and Assessment)
Title: “MTS Center for Life Website and Ethics Blog Project”
Agency: Mid-America Transplant Services
Amount: $87,604
Project Dates: 8/1/2011-12/31/2013
Role: Principal Investigator
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James M. DuBois – Curriculum Vitae
Title: “Preferred Formats & Goals of a Medical Business Ethics Curriculum for Medical
Education”
Agency: Washington University School of Medicine, Bander Business Ethics in Medical
Research Fund
Amount: $7,816
Project Dates: 6/1/2012 – 5/31/2013
Role: Principal Investigator (Kraus, Co-PI)
Title: “Lay and Professional Attitudes Toward Uncontrolled Donation after Circulatory
Determination of Death: A Pilot Study”
Agency: Greenwall Foundation, Bioethics Program
Amount: $52,000
Project Dates: 7/1/2007-6/30/2007
Role: Principal Investigator
Title: “Environmental Factors Associated with Professional Misconduct in Medical
Research and Practice”
Agency: BF Foundation
Amount: $100,000
Project Dates: 1/1/2009-12/31/2011
Role: Principal Investigator
Title: “Ethics in the Education of Scientists, Clinicians and Engineers,” Workshop
Agency: Funding by Sigma Xi: The Scientific Research Society, with $6,000 in
matching grants from Parks College, the Graduate School and the Medical School of
Saint Louis University
Amount: $3,000
Project Dates: 2/8/2002
Role: Co-Investigator
Title: “Mental Health Research Ethics” faculty research leave
Agency: SLU2000
Amount: $44,000
Project Dates: 8/1/2000-12/31/2000
Role: Principal Investigator
Title: “Lay Attitudes Toward Death Criteria and Organ Procurement. A Structured
Interview Study”
Agency: Quest for the Gift of Life Foundation in cooperation with Intermountain Donor
Services
Amount: $15,000
Project Dates: 1/1/2002 – 3/1/2003
Role: Principal Investigator
Title: “Ethics in Medical Education”
Agency: The Marchetti Fund, St. Louis
Amount: $12,000
Project Dates: 7/1/1999 – 6/3/ 2000
Role: Principal Investigator (Ciesla, Co-PI)
20
James M. DuBois – Curriculum Vitae
Title: Translation of Viktor Frankl’s Theorie und Therapie der Neurosen
Agency: Viktor Frankl Institute of Logotherapy, Abilene, TX
Amount: $9,200
Project Dates: 1/1/2001-12/31/2003
Role: Principal Investigator/Translator
Title: “Prolonging and Shortening Life: An International Study on the Moral Reasoning
of Medical Personnel”
Agency: Beaumont Faculty Development Fund
Amount: $5,000
Project Dates: 7/1/1998 – 6/30/1999
Role: Principal Investigator
Other Non-Governmental Funding/Research Gifts
Ludwig Bolzmann Institut für Medizin Ökonomie in Anästhesie und Intensivmedizin.
Provided all required secretarial and financial support to duplicate the ‘Social Issues
Questionnaire for Medical Personnel’ and to coordinate distribution and collection within
the Austrian medical community. 200 questionnaires were distributed, 131 returned
scorable. (September 1996)
Saudi Center for Organ Transplantation. Provided all required secretarial and financial
support to duplicate the ‘Social Issues Questionnaire for Medical Personnel’ and to
coordinate distribution and collection within the Saudi Arabian medical community. 200
questionnaires were distributed, 126 returned scorable. (September 1996)
Friends of the Academy grant of $2,000 to read papers at Oriel College, Oxford and the
University of Dallas (1995).
Franciscan University of Steubenville Faculty Development Grant for research on
Reinach and Brentano at Vienna and Graz (1992).
CLINICAL TITLE AND RESPONSIBILITIES:
Field Work in Psychology
1983-1985 Peer Counselor and Intern
New Directions. Enfield, CT
1988-1989 House Parent providing guidance for emotionally disturbed teenage boys.
The Gill House, Steubenville, OH
1990 Caregiver and Instructor for profoundly and mildly mentally retarded adults
Alternatives, Inc., Wakefield, RI
1998-2000 Consultant for Sports Psychology and Stress Management
Worked with elite athletes in USAKarate clubs.
Group included two National AAU gold medalists
TEACHING TITLE AND RESPONSIBILITIES:
1992-1994 Assistant Professor of Philosophy
Franciscan University, Gaming Austria
21
James M. DuBois – Curriculum Vitae
Courses taught include:
Introduction to Metaphysics; Philosophy of the Human Person; Epistemology;
Philosophy in Literature; The Philosophy of Karol Wojtyla; Biological
Psychology; plus senior thesis direction.
1994-1997 Assistant Professor of Philosophy, Viktor Frankl Chair of Philosophy &
Psychology
International Academy of Philosophy in Liechtenstein
All courses were for M.A. and Ph.D. students. Courses included:
Kant on Knowing, Willing and Feeling; Moral Psychology; Philosophy of
Perception; Franz Brentano's Empirical and Descriptive Psychology; Philosophy
of Mind; Introduction to the Philosophy of Science; Philosophical interpretation
of empirical brain research (Co-taught); Empiricist Psychology from Locke to
Hume; Common Seminar: Scheler's Formalism in Ethics and Non-Formal Ethics
of Values (Co-taught); Brain and Mind (Co-taught); Motivation and Emotion;
Psychology and Ethics; Phenomenological Psychology: Person, Ego, and
Consciousness; Logotherapy and Psychological Metatheory
Service included directing Masters’ theses, serving on doctoral examination
committees, and academic senate.
1997 Assistant Professor of Health Care Ethics
Saint Louis University
Course taught: Ethics for Research Scientists (Co-taught); CMHC-502: Ethical
Issues in Public Health; HCE-G601: Philosophical Methods in Ethics; Medical
School, Resident Education: Ethics in Psychiatry
2000 Associate Professor of Health Care Ethics
Saint Louis University
Courses taught: HCE-604 Interdisciplinary Research Methods in Health Care
Ethics; HCE-653: Directed Empirical Research in Health Care Ethics; HCE 651:
Interdisciplinary Research Seminar; PPS: Ethics Unit for First Year Medical
Students; HCE-598: Philosophical Theories in Ethics; PPSI Elective: Research
Ethics; HCE-699: Dissertation Research
2003 Visiting Professor
University of the Human Sciences, Liechtenstein
Taught VO54: Research Ethics in Psychology and Neurosciences
2006-2013 Hubert Maeder Endowed Chair, Full Professor, Tenured, Health Care Ethics
Saint Louis University
Course taught: HCE-604 Interdisciplinary Research Methods in Health Care
Ethics; HCE-653: Directed Empirical Research in Health Care Ethics HCE-G606:
Psychosocial Foundations of Health Care Ethics; HCE-699: Dissertation Research
22
James M. DuBois – Curriculum Vitae
2007-Present Professor of Medicine, Washington University of St. Louis. Lecturer in several
courses per year, including the MSCI “Ethical and Regulatory Issues in Clinical
Research,” MPH “Cross-Cutting Themes,” as well as the undergraduate summer
research experience, the HRPO Ethics Series, and the CRTC Scholar’s Program.
2012-Present Coursemaster, Professionalism and Integrity in Research Program (PI Program)
Workshop. A 3-day workshop offering remediation education for investigators.
Offered 3 times per year.
2014-Present Co-Coursemaster, Responsible Conduct of Research Course, a non-credit course
offered jointly through the Institute for Clinical and Translational Science and the
Office of the Vice Chancellor of Research
TRAINING / MENTEE RECORD:
Current Trainees / Mentees
Primary mentor:
Alison Antes, PhD, junior faculty / K01 Scholar, Washington University, 2014 – present.
Bryan Sisk, MD, fellow / NIH LRP / MTPCI, Washington University, 2016 – present.
Jessica Mozersky, PhD, junior faculty, Washington University, 2017 – present.
Tristan McInsosh, PhD, junior faculty, Washington University, 2018 – present.
Sophia Jui-An Pan, PhD, fellow / Ministry of Science and Technology (MOST) of
Taiwan, Washington University, 2019 – present.
Elena Kraus, MD, PhD, Maternal Fetal Medicine Fellow, Saint Louis University, 2019 –
present.
Secondary mentor:
Tess Drazdowski, PhD, early career scientist / K01 applicant, Oregon Social Learning
Center, 2018 – present.
Past Trainees / Mentees
Primary Mentor:
Emily Anderson, PhD, dissertation mentor, Saint Louis University, 2003-2007
Valerie Badro, PhD, dissertation mentor, Saint Louis University, 2009-2013
Holly Bante, PhD, dissertation mentor, Saint Louis Univeristy, 2007-2012
Kelly Dineen, PhD, dissertation mentor, Saint Louis University, 2015
Sarah Hill, PhD, dissertation mentor, Saint Louis University, 2016
Elena Kraus (nee Yates), MD / PhD, dissertation mentor, Saint Louis University, 2006
Andrew Plunk, PhD, dissertation mentor, Saint Louis University, 2006
Rebecca Volpe, PhD, dissertation mentor, Saint Louis University, 2011
Kevin Voss, PhD, dissertation mentor, Saint Louis Univeristy, 2012
23
James M. DuBois – Curriculum Vitae
Ana Iltis, PhD, junior faculty, Saint Louis University, 2003 – 2010
Stephanie Solomon Cargill, PhD, junior faculty, Saint Louis University, 2011 – 2014
Secondary Mentor:
Kayla Kostelecky, PhD, dissertation reader, Saint Louis University, 2019
Nathaniel Brown, MD / PhD, dissertation reader, Saint Louis University, 2010
Christine Gorka, PhD, dissertation reader, Saint Louis University, 2010
Barbara Hinze, PhD, dissertation reader, Saint Louis University, 2014
James Hynds, PhD, dissertation reader, Saint Louis University, 2005
Anji Wall, MD / PhD, dissertation reader, Saint Louis University, 2009
Kevin Valadares, MHA / PhD, dissertation reader, Saint Louis University, 2003
Daniel O’Brien, PhD, dissertation reader, Saint Louis University, 2000
Michael Panicola, PhD, dissertation reader, Saint Louis University, 2000
Mark Repenshek, PhD, dissertation reader, Saint Louis University, 2005
Alan Sanders, MA / PhD, dissertation reader, Saint Louis University, 2008
John Paul Slosar, MA / PhD, dissertation reader, Saint Louis University, 2003
Ann Suziedlis, PhD, dissertation reader, Saint Louis University, 2004
Martin Onwu, JD / PhD, dissertation reader, Saint Louis University, 2006
Current Mentored Research
Title: “Returning Results on Andecendent Biomarkers for Alzheimer’s Disease: The
Adult Children’s Study”
Agency: 3P01AG026276-14S1(Administrative Supplement, Morris), NIH/NIA
Amount: $180,301
Project Dates: 8/1/2019-7/31/2020
Role: Mentor
Title: “QCOM: Quality of Communication in Pediatric Oncology”
Agency: NIH Loan Repayment Program, NCATS UL1 TR002345 (Sisk)
Amount: $35,000 (combined)
Project Dates: 7/1/2018-7/1/2020
Role: Mentor
Title: “Pediatric Palliative Care Oral History Project”
Agency: CTSA MTPCI, NCATS UL1 TR002345 (Sisk)
Amount: $1,430
Project Dates: 5/1/2019-3/1/2020
Role: Mentor
Title: “Mentorship Instruction for Early-Career Principal Investigators: Needs
Assessment and Design of Interactive Learning Materials”
24
James M. DuBois – Curriculum Vitae
Agency: MOST 108-2917-I-564-003 (Pan) Ministry of Science and Technology (MOST)
of Taiwan
Amount: $41,600 (NTD 1,300,000)
Project Dates: 8/1/2019-7/31/2020
Role: Mentor
BIBLIOGRAPHY
Peer Reviewed Journal Manuscripts:
Note: Earlier works are largely theoretical, reflecting training in philosophy, while later works
are more empirical or policy focused, reflecting training in experimental psychology and
bioethics.
1. DuBois, J. M. (1993). Eclecticism, evidence and logotherapy: A study on the
philosophical foundations of human psychology with special reference to Viktor Frankl's
logotherapy. Journal des Viktor-Frankl-Instituts, 2: 56-75.
2. DuBois, J. M. (1993). The ontology of number: Adolf Reinach's realism. In J. Czermak
(Ed.), Philosophy of Mathematics (pp. 351-360): 20.
3. DuBois, J. M. (1994). An introduction to Adolf Reinach's 'The Supreme Rules of
Rational Inference According to Kant.’ Aletheia, 6, 70-80.
4. DuBois, J. M. (1995). The empty promises of speech act theory. Semiotica, 103, 369-382.
5. DuBois, J. M. (1996). Investigating Brentano's Reism. Brentano-Studien, 6, 283-296.
6. DuBois, J. M. (1997). On finding the self to be substantial: A preface to virtue theory.
American Catholic Philosophical Quarterly, 71, 233-242.
7. DuBois, J. M. (1998). Recent attacks on brain death: Do they merit a reconsideration of
our current policies? Health Care Ethics, 6(3), 4-5.
8. DuBois, J. M. (1999). Ethical assessments of brain death and organ procurement policies:
A survey of transplant personnel in the US. Journal of Transplant Coordination, 9, 210-
217.
9. DuBois, J. M. (1999). Physician-assisted suicide and public virtue: A reply to the liberty
thesis of the philosophers' brief. Issues in Law and Medicine, 15(2): 159-179.
10. DuBois, J. M. (1999). Non-heart-beating organ donation: A defense of the required
determination of death. Journal of Law, Medicine, and Ethics, 27(2), 126-136.
11. DuBois, J. M. (2000). Psychotherapy and ethical theory: Viktor Frankl's non-reductive
approach. Logotherapy and Existential Analysis: An Interdisciplinary Journal of
Education, Research and Practice, 1, 39-65.
12. DuBois, J. M. (2001). Non-heart-beating organ donation: Designing an ethically
acceptable protocol. Heath Progress, 82(1), 18-21.
13. DuBois, J. M., Ciesla, J. E., & Voss, K. (2001). Research ethics in medical education: An
analysis of syllabi. Paper presented at the Research on Research Integrity, Proceedings of
the First Research Conference on Research Integrity, Bethesda, MD.
25
James M. DuBois – Curriculum Vitae
14. DuBois, J. M. (2002). Is living organ donation ethically acceptable? Health Care Ethics,
10(2), E1.
15. DuBois, J. M. (2002). Organ donation and financial incentives: A matter of principle.
Health Care Ethics, 10(2), E2.
16. DuBois, J. M. (2002). Is organ procurement causing the death of patients? Issues in Law
and Medicine, 18(1), 21-41.
17. DuBois, J. M. (2002). Organ transplantation: An ethical road map. National Catholic
Bioethics Quarterly, 2(3), 411-451.
18. DuBois, J. M. (2002). When is informed consent appropriate in educational research?
Ethical and regulatory issues. IRB: Ethics & Human Research, 24(1), 1-8.
19. DuBois, J. M., & Burkemper, J. E. (2002). Ethics education in US medical schools: A
study syllabi. Academic Medicine, 77(5), 69-74.
20. DuBois, J. M., Fitzgerald, R. D., & Shaheen, F. A. M. (2002). Support for organ
procurement: National, professional, and religious correlates among medical personnel in
Austria and the kingdom of Saudi Arabia. Transplant Proceedings, 34, 3042-3044.
21. DuBois, J. M. (2003). Editor's introduction: The varieties of clinical consulting
experience. Healthcare Ethics Committee Forum, 15(4), 303-309.
22. DuBois, J. M., & Schmidt, T. (2003). Does the public support the organ donation using
high-brain-death criteria? A telephone survey of 1,000 US heads of household. Journal of
Clinical Ethics, 14, 26-35.
23. DuBois, J. M. (2004). Is compliance a professional virtue of researchers? Reflections on
promoting the responsible conduct of research. Ethics and Behavior, 14(4), 383-395. doi:
10.1207/s15327019eb1404_8.
24. DuBois, J. M., & Anderson, E. E. (2006). Attitudes toward death criteria and organ
donation among healthcare personnel and the general public. Progress in
Transplantation, 16(1), 65-73.
25. Anderson, E. E., & DuBois, J. M. (2007). The need for evidence-based research ethics: A
review of the substance abuse literature. Drug and Alcohol Dependence, 86(2-3), 95-105.
doi: 10.1016/j.drugalcdep.2006.06.011.
26. Burkemper, J. E., DuBois, J. M., Lavin, M. A., Meyer, L., & McSweeney, M. E. (2007).
Ethics education in MSN programs: A study of national trends. Nursing Education
Perspectives, 28(1), 10-17.
27. DuBois, J. M. (2007). Avoiding common pitfalls in the determination of death. National
Catholic Bioethics Quarterly, 7(3), 545-560.
28. DuBois, J. M., Delmonico, F. L., & D'Alessandro, A. M. (2007). When organ donors are
still patients: Is the pre-mortem use of heparin ethically acceptable? American Journal of
Critical Care, 16(4), 396-400.
29. DuBois, J. M., & DeVita, M. (2007). Introduction: Organ donation after cardiac death:
How to move forward. Critical Care Medicine, 34(12), 3045-3047. doi: 10.1111/j.1748-
720X.2008.00331.x.
26
James M. DuBois – Curriculum Vitae
30. DuBois, J. M. (2008). Is anesthesia intrinsically wrong? On moral absolutes and natural
law methodology. Christian Bioethics, 14(2), 206-216.
31. DuBois, J. M. (2008). Hidden data for research ethics: An introduction to a concept and
series of paper. Journal of Empirical Research on Human Research Ethics, 3(3), 3-5.
PubMed Central PMCID: PMC2679509.
32. DuBois, J. M., Dueker, J. M., Anderson, E., & Campbell, J. (2008). The development and
assessment of a NIH-funded research ethics training program. Academic Medicine, 83(6),
596-630. doi: 10.1097/ACM.0b013e3181723095. PubMed Central PMCID:
PMC4474180.
33. DuBois J. M., & Volpe, R. L. (2008) Organ donation and death from unexpected
circulatory arrest: Engaging the recommendations of the Institute of Medicine. Journal of
Law, Medicine, and Ethics, 36(4), 731-735. doi: 10.1111/j.1748-720X.2008.00331.x.
34. DuBois, J. M, Volpe, R. L., & Rangel, E. K. (2008). Hidden empirical research ethics: A
review of three health journals form 2005-2006. Journal of Empirical Research on
Human Research Ethics, 3(3), 7-18. doi: 10.1525/jer.2008.3.3.7. PubMed Central
PMCID: PMC2679173.
35. DuBois, J. M. (2009). Increasing rates of organ donation: Exploring the institute of
medicine's boldest recommendation. Journal of Clinical Ethics, 20(1), 13-22.
36. DuBois J. M., Callahan O’Leary, C., & Cottler, L. B. (2009). The attitudes of females in
drug court toward additional safeguards in HIV prevention research. Prevention Science,
10(4), 345-352. doi: 10.1007/s11121-009-0136-y. PubMed Central PMCID:
PMC2838183.
37. DuBois, J. M., & Dueker, J. M. (2009). Teaching and assessing the responsible conduct
of research: A Delphi consensus panel report. Journal of Research Administration, 40(1),
49-70. PubMed Central PMCID: PMC3322664.
38. DuBois, J. M., Waterman, A., Iltis, A., & Anderson, J. (2009). Is rapid organ recovery a
good idea? An exploratory study of the pubic's knowledge and attitudes. American
Journal of Transplantation, 9, 2392-2399. doi: 10.1111/j.1600-6143.2009.02760.x.
39. DuBois, J. M. (2010). The ethics of creating and responding to doubts about death
criteria. Journal of Medicine and Philosophy, 35, 365-380. doi: 10.1093/jmp/jhq021.
40. DuBois, J. M., Schilling, D., Heitman, E., Steneck, N., & Kon, A. (2010). Instruction in
the responsible conduct of research: An inventory of programs and materials within
CTSAs. Clinical and Translational Science, 3(3), 109-111. doi: 10.1111/j.1752-
8062.2010.00193.x. PubMed Central PMCID: PMC2898747.
41. DuBois, J. M., Bailey-Burch, B., Bustillos, D., Campbell, J., Cottler, L., Fisher, C. B., …
& Stevenson, R. D. (2011). Ethical issues in mental health research: The case for
community engagement. Current Opinions in Psychiatry, 24, 208-214. doi:
10.1097/YCO.0b013e3283459422 PubMed Central PMCID: PMC3528105.
42. Kon, A. A., Schilling, D. A., Heitman, E., Steneck, N. H., & DuBois, J. M. (2011).
Content analysis of major textbooks and online resources used in responsible conduct of
27
James M. DuBois – Curriculum Vitae
research instruction. AJOB Primary Research, 2(1), 42-46.
doi:10.1080/21507716.2011.564263. PubMed Central PMCID: PMC3135017.
43. DuBois, J. M., Bante, H., & Hadley, W. (2011). Ethics in psychiatric research: A review
of 25-years of NIH-funded empirical research. AJOB Primary Research, 2(4), 5-17. doi:
10.1080/21507716.2011.631514. PubMed Central PMCID: PMC3524581.
44. Anderson, E. E., & DuBois, J. M. (2012). IRB decision-making with imperfect
knowledge: How empirical research on research ethics can help. Journal of Law,
Medicine, and Ethics, 40(4), 951-969. doi: 10.1111/j.1748-720X.2012.00724.x.
45. Anderson, E. E., Solomon, S., Heitman, E., DuBois, J. M., Fisher, C. B., Kost, R. G., …
& Ross, L. F. (2012). Research ethics education for community engaged research: A
review and research agenda. Journal of Empirical Research on Human Research Ethics,
7(2), 3-19. doi: 10.1525/jer.2012.7.2.3. PubMed Central PMCID: PMC3483026.
46. DuBois, J. M., Anderson, E. E., Carroll, K., Gibb, T., Kraus, E., Rubelke, T., & Vasher,
M. (2012). Environmental factors contributing to wrongdoing in medicine: A criterion-
based review studies and cases. Ethics and Behavior, 22(3), 163-188. doi:
10.1080/10508422.2011.641832. PubMed Central PMCID: PMC3515073.
47. DuBois, J. M., Beskow, L., Campbell, J., Dugosh, K., Festinger, D., Hartz S.,… & Lidz,
C. (2012). Restoring balance: A consensus paper on the protection of 'vulnerable'
research participants. American Journal of Public Health, 102(12), 2220-2225. doi:
10.2105/AJPH.2012.300757. PubMed Central PMCID: PMC3493853.
48. DuBois, J. M., Kraus, E., & Vasher, M. (2012). The development of a taxonomy of
wrongdoing in medical practice and research. American Journal of Preventive Medicine,
42(1), 89-98. doi: 10.1016/j.amepre.2011.08.027. PubMed Central PMCID:
PMC3244684.
49. DuBois, J. M. (2013). Understanding the severity of wrongdoing in healthcare delivery
and research: Lessons learned from a historiometric study of 100 cases. AJOB Primary
Research, 4(3), 39-48. doi: 10.1080/21507716.2013.807892. PubMed Central PMCID:
PMC4626637.
50. DuBois, J. M., Kraus, E. M., Mikulec, A. A., Cruz-Flores, S., & Bakanas, E. (2013). A
humble task: Restoring virtue in medicine in an age of conflicted interests. Academic
Medicine, 88(7), 924-928. doi: 10.1097/ACM.0b013e318294fd5b.
51. DuBois, J. M., Anderson, E. E., & Chibnall, J. (2013). Assessing the need for a research
ethics remediation program. Clinical and Translational Science, 6(3), 209-213. doi:
10.1111/cts.12033. PubMed Central PMCID: PMC3683893.
52. Gries, C. J., White, D. B., DuBois, J. M., Cosio, C. C., Dhanani, S., Chan, K. M., … &
Halpern, S. (2013). An official American Thoracic Society/ International Society for
Heart and Lung Transplantation/ Society of Critical Care Medicine/ Association of Organ
and Procurement Organizations/ United Network of Organ Sharing Statement: Ethical
and policy considerations in organ donation after circulatory determination of death.
American Journal of Respiratory and Critical Care Medicine, 188(1), 103-9. doi:
10.1164/rccm.201304-0714ST.
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James M. DuBois – Curriculum Vitae
53. DuBois, J. M., Anderson, E. E., Chibnall, J., Carroll, K., Gibb, T., Ogbuka, C., Rubbelke,
T. (2013). Understanding research misconduct: A comparative analysis of 120 cases of
professional wrongdoing. Accountability in Research, 20(5-6), 320-338. doi:
10.1080/08989621.2013.822248. PubMed Central PMCID: PMC3805450.
54. Iltis, A. S., Misra, S., Dunn, L. B., Brown, G. K., Campbell, A., Earll, S. A., … &
DuBois, J. M. (2013). Addressing risks to advance mental health research. JAMA
Psychiatry, 70(12),1363-1371. doi: 10.1001/jamapsychiatry.2013.2105. PubMed Central
PMCID: PMC4482112.
55. DuBois, J. M., & Kraus, E. (2013). The ghost of veterinary medicine yet to come:
Lessons learned from medical business ethics. AAEP Proceedings, 59, 17-22.
56. Kraus, E. M., Bakanas, E., Gursahani, K., & DuBois, J. M. (2014). Establishing the need
and identifying goals for a curriculum in medical business ethics: A survey of students
and residents at two medical centers in Missouri. BMC Research Notes, 7, 708-714. doi:
10.1186/1756-0500-7-708. PubMed Central PMCID: PMC4201674.
57. DuBois, J. M., Kraus, E., Gusahani, K., Mikulec, A., & Bakanas, E. (2014). Curricular
priorities for business ethics in medical practice and research: Recommendations from
Delphi consensus panels. BMC Medical Education, 14, 235. doi: 10.1186/1472-6920-14-
235. PubMed Central PMCID: PMC4289297.
58. Hartz, S. M., Olfson, E., Culverhouse, R., Cavazos-Rehg, P., Chen, L. S., DuBois, J. M.,
… & Beirut, L. J. (2014). Return of individual genetic results in a high-risk sample:
Enthusiasm and positive behavioral change. Genetics in Medicine, 17(5), 374-379. doi:
10.1038/gim.2014.110. PubMed Central PMCID: PMC4344933.
59. Antes, A. L., & DuBois, J. M. (2014). Aligning objectives and assessment in responsible
conduct of research instruction. Journal of Microbiology & Biology Education, 15(2),
108-116. doi: 10.1128/jmbe.v15i2.852. PubMed Central PMCID: PMC4278457.
60. DuBois, J. M., Hine, A., Kennett, M., Kostelecky, K., Norris, J., & Presti, R. (2015).
Anticipating HIV vaccines: Sketching an agenda for public health ethics and policy in the
United States. St. Louis University Journal of Health Law and Policy, 8(2), 225-258.
61. DuBois, J. M., Chibnall, J. T., Tait, R., Vander Wal, J., Baldwin, K., Antes, A. L., &
Mumford, M. (2016). Professional decision-making in research (PDR) measure: The
validity of a new measure. Science and Engineering Ethics, 22, 391-416.
doi:10.1007/s11948-015-9667-8. PubMed Central PMCID: PMC4819725.
62. Dineen, K. K., & DuBois, J. M. (2016). Between a rock and a hard place: Can physicians
prescribe opioids to treat pain adequately while avoiding legal sanction? American
Journal of Law and Medicine, 42(1), 7-52. doi:10.1177/0098858816644712. PubMed
Central PMCID: PMC5494184.
63. Antes, A. L., Chibnall, J. T., Baldwin, K. A., Tait, R. C., Vander Wal, J. S., & DuBois, J.
M. (2016). Making professional decisions in research: Measurement and key predictors,
Accountability in Research, 23, 288-308. doi:10.1080/08989621.2016.1171149. PubMed
Central PMCID: PMC4968873.
64. DuBois, J. M., Chibnall, J. T., Anderson, E. E., Eggers, M., Baldwin, K., & Vasher, M.
(2016). A mixed-method analysis of reports on 100 cases of improper prescribing of
29
James M. DuBois – Curriculum Vitae
controlled substances. Journal of Drug Issues, 46(4), 457-472.
doi:10.1177/0022042616661836. PubMed Central PMCID: PMC5485258.
65. DuBois, J. M., Chibnall, J. T., Tait, R. C., & Vander Wal, J. S. (2016). Misconduct:
Lessons from researcher rehab. Nature, 534(7606), 173-175. doi:10.1038/534173a.
66. Brown, K. M., Drake, B. F., Gehlert, S., Wolf, L. E., DuBois, J. M., Seo, J., … &
Kaphingst, K. A. (2016). Differences in preferences for models of consent for biobanks
between black and white women. Journal of Community Genetics, 7(1):41-49.
doi:10.1007/s12687-015-0248-y. PubMed Central PMCID: PMC4715814.
67. DuBois, J. M., Chibnall, J. T., & Gibbs, J. (2016). Compliance disengagement in
research: Development and validation of a new measure. Science and Engineering Ethics,
22(4), 965-88. doi: 10.1007/s11948-015-9681-x. PubMed Central PMCID:
PMC4996885.
68. Prusaczyk, B., Cherney S. M., Carpenter C. R., & DuBois, J. M. (2016). Informed
consent to research with cognitively impaired adults: Transdisciplinary challenges and
opportunities. Clinical Gerontologist, 40(1), 63-73.
doi:10.1080/07317115.2016.1201714. PubMed Central PMCID: PMC5911394.
69. Antes, A. L., Mart, A., & DuBois, J. M. (2016). Are leadership and management essential
for good research? An interview study of genetic researchers. Journal of Empirical
Research on Human Research Ethics, 11(5), 408-423. doi: 10.1177/1556264616668775.
PubMed Central PMCID: PMC5182150.
70. Baskin, C. R., Gatter, R. A., Campbell, M. J., DuBois, J. M., & Waits, A. C. (2016). Self-
regulation of science: What can we still learn from Asilomar? Perspectives in Biology
and Medicine, 59(3), 364-381. doi: 10.1353/pbm.2016.0031.
71. Kraus, E., & DuBois, J. M. (2016). Knowing your limits: A qualitative study of physician
and nurse practitioner perspectives on NP independence in primary care. Journal of
General Internal Medicine, 32(3), 284-290. doi: 10.1007/s11606-016-3896-7. PubMed
Central PMCID: PMC5331003.
72. Volpe, R., Hopkins, M., & DuBois, J. M. (2016). Mapping the terrain of ethics education
for physician assistants: A Delphi consensus panel report. Journal of Physician Assistant
Education, 27(4),196-199. doi:10.1097/jpa.0000000000000092.
73. DuBois, J. M., & Antes, A. L. (2017). Five dimensions of research ethics: A stakeholder
framework for creating a climate of research integrity. Academic Medicine [Epub ahead
of print]. doi: 10.1097/ACM.0000000000001966. PubMed Central PMCID:
PMC5916747.
74. DuBois, J. M., Strait, M., & Walsh, H. (2017). Is it time to share qualitative research
data? Qualitative Psychology. Advance online publication. doi: 10.1037/qup0000076.
75. DuBois, J. M., Chibnall, J. T., Tait, R., & Vander Wal, J. S. (2017). The professionalism
and integrity in research program: Description and preliminary outcomes. Academic
Medicine. doi: 10.1097/ACM.0000000000001804. PubMed Central PMCID:
PMC5738297.
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James M. DuBois – Curriculum Vitae
76. Sisk, B. A., DuBois, J. M., Kodish, E., Wolfe, J., & Feudtner, C. (2017). Navigating
decisional discord: The pediatrician's role when child and parents disagree. Pediatrics.
doi: 10.1542/peds.2017-0234. doi: 10.1542/peds.2017-0234. PubMed Central PMCID:
PMC5470498.
77. McIntosh, T., Higgs, C., Mumford, M., Connelly, S., & DuBois, J. M. (2017).
Continuous evaluation in ethics education: A case study. Science and Engineering Ethics.
doi: 10.1007/s11948-017-9927-x.
78. DuBois, J. M., Walsh, H., Chibnall, J. T., Anderson, E. E., Eggers, M. R., Fowose, M, &
Ziobrowski, H. (2017). Sexual violation of patients by physicians: A mixed-methods,
exploratory analysis of 101 cases. Sexual Abuse: A Journal of Research and Treatment.
doi: 10.1177/1079063217712217.
79. English, T., Antes, A. L., Baldwin, K. A., & DuBois, J. M. (2017). Development and
preliminary validation of a new measure of values in scientific work. Science and
Engineering Ethics. doi: 10.1007/s11948-017-9896-0. PubMed Central PMCID:
PMC5722703.
80. DuBois, J. M. (2017). Physician decision making and the web of influence. American
Journal of Bioethics, 17(6), 24-6. doi: 10.1080/15265161.2017.1314043.
81. DuBois, J. M., Chibnall, J. T., Anderson, E. E., Walsh, H., Eggers, M., Baldwin, K., &
Dineen, K. (2017). Exploring unnecessary invasive procedures in the United States: A
retrospective mixed-methods analysis of cases from 2008-2016. Patient Safety in
Surgery, 11(30), 1-12. doi: 10.1186/s13037-017-0144-y. PubMed Central PMCID:
PMC5735893.
82. Dy, C. J., Antes, A. L., Osei, D. A., Goldfarb, C. A., & DuBois, J. M. (2017). What are
the “critical portions” of carpal tunnel release, ulnar nerve transposition, and ORIF distal
radius? The Journal of Hand Surgery, 42(9, Supplement), S18-S19.
doi:10.1016/j.jhsa.2017.06.046.
83. Antes, A., English, T., Baldwin, K., & DuBois, J. M. (2018). The role of culture and
acculturation in researchers’ perceptions of rules in science. Journal of Science and
Engineering Ethics, 24(2), 361-391. doi: 10.1007/s11948-017-9876-4. PubMed Central
PMCID: PMC5607071.
84. Antes, A. L., Walsh, H., Strait, M., Husdon-Vitale, C. R., & DuBois, J. M. (2018).
Examining data repository guidelines for qualitative data sharing. Journal of Empirical
Research on Human Research Ethics. Advanced online publication, 1-13. doi:
10.1177/1556264617744121. PubMed Central PMCID: PMC5953419.
85. Sisk, B. A., Mack, J. W., Ashworth, R., & DuBois, J. M. (2018). Communication in
pediatric oncology: State of the field and research agenda. Pediatric Blood Cancer, 65(1).
doi: 10.1002/pbc.26727.
86. DuBois, J.M (2018). Patients personify what ethical principles mean. Health Progress,
99(1), 61-65.
87. Antes, A. L., & DuBois, J. M. (2018). Cultivating the human dimension in research.
Molecular Cell, 72(2), 207-210. doi:10.1016/j.molcel.2018.09.015. PubMed Central
PMCID: PMCID: PMC6529938.
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James M. DuBois – Curriculum Vitae
88. DuBois, J. M., Anderson, E. A., Chibnall, J. T., Diakov, L., Doukas, D. J., Holmboe, E.
S., . . . Whelan, A. J. (2018). Preventing egregious ethical violations in medical practice:
Evidence-informed recommendations from a multidisciplinary working group. Journal of
Medical Regulation, 104(4), 21-29. doi:10.30770/2572-1852-104.4.23. PubMed Central
PMCID: PMC6461379.
89. Dy, C. J., Antes, A. L., Osei, D. A., Goldfarb, C. A., & DuBois, J. M. (2018). The critical
portions of carpal tunnel release, ulnar nerve transposition, and open reduction and
internal fixation of the distal part of the radius. Journal of Bone and Joint Surgery,
100(23), e148 (141-147).
90. Sisk, B. A., Friedrich, A. B., Mozersky, J., Walsh, H., & DuBois, J. (2018). Core
functions of communication in pediatric medicine: an exploratory analysis of parent and
patient narratives. Journal of Cancer Education. doi:10.1007/s13187-018-1458-x.
PubMed Central PMCID: PMC6581646.
91. Antes, A. L., English, T., Baldwin, K. A., & DuBois, J. M. (2019). What explains
associations of researchers' nation of origin and scores on a measure of professional
decision-making? Exploring key variables and interpretation of scores. Science and
Engineering Ethics. doi:10.1007/s11948-018-0077-6. PubMed Central PMCID:
PMC6606404.
92. Antes, A. L., Kuykendall, A., & DuBois, J. M. (2019). Leading for research excellence
and integrity: A qualitative investigation of the relationship-building practices of
exemplary principal investigators. Accountability in Research, 26(3), 198-226.
doi:10.1080/08989621.2019.1611429. PubMed Central PMCID: PMC6533117.
93. Antes, A. L., Kuykendall, A., & DuBois, J. M. (2019). The lab management practices of
“Research Exemplars” that foster research rigor and regulatory compliance: A qualitative
study of successful principal investigators. PLOS One, 14(4), e0214595. doi:
10.1371/journal.pone.0214595. PubMed Central PMCID: PMC6481787.
94. DuBois, J. M., Anderson, E. E., Chibnall, J. T., Mozersky, J., & Walsh, H. A. (2019).
Serious ethical violations in medicine: A statistical and ethical analysis of 280 cases in
the united states from 2008–2016. The American Journal of Bioethics, 19(1), 16-34.
doi:10.1080/15265161.2018.1544305. PubMed Central PMCID: PMC6460481.
95. Mohan, S., Iltis, A. S., Sawinski, D., & DuBois, J. M. (2019). APOL1 genetic testing in
living kidney transplant donors. American Journal of Kidney Diseases.
doi:10.1053/j.ajkd.2019.02.007.
96. Sisk, B. A., Kang, T. I., Goldstein, R., DuBois, J. M., & Mack, J. W. (2019). Decisional
burden among parents of children with cancer. Cancer. doi:10.1002/cncr.31939.
97. Sisk, B. A., Mack, J. W., & DuBois, J. (2019). Knowing versus doing: The value of
behavioral change models for emotional communication in oncology. Patient Education
and Counseling. doi:10.1016/j.pec.2019.07.023.
98. Sisk, B. A., Dubois, J., Hobbs, B. P., & Kodish, E. (2019). Reprioritizing risk and
benefit: The future of study design in early-phase cancer research. Ethics & human
research, 41(6), 2–11. PubMed Central PMCID: PMC7418216.
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99. Sisk, B. A., Schulz, G. L., Mack, J. W., Yaeger, L., & DuBois, J. (2019). Communication
interventions in adult and pediatric oncology: A scoping review and analysis of
behavioral targets. PloS One, 14(8), e0221536. PubMed Central PMCID: PMC6705762.
100. Garbutt, J., Antes, A., Mozersky, J., Pearson, J., Grailer, J., Toker, E., & DuBois, J.
(2019). Validating curricular competencies in innovation and entrepreneurship for
biomedical research trainees: A modified Delphi approach. Journal of clinical and
translational science, 3(4), 165–183. PubMed Central PMCID: PMC6799704.
101. Antes AL, Dineen KK, Bakanas E, et al. (2020). Professional decision-making in
medicine: Development of a new measure and preliminary evidence of validity. PLoS
One, 15(2):e0228450. PubMed Central PMCID: PMC7006897.
102. Mozersky, J. M., Walsh, H., Parsons, M. V., Baldwin, K., McIntosh, T., & DuBois, J. M.
(2020). Are we ready to share qualitative research data? Knowledge and preparedness
among qualitative researchers, IRB members, and data repository curators. IASSIST.
43(4): 1-23. PubMed Central PMCID: PMC7089584.
103. Sisk, B. A., Friedrich, A. B., DuBois, J., & Mack, J. W. (2020). Emotional
communication in advanced pediatric cancer conversations. Journal of Pain Symptom
Management, 59(4): 808-817. PubMed Central PMCID: PMC7096262.
104. McIntosh, T., Mohan, S., Sawinski, D., Iltis, A. & DuBois, J. M.(2020). Variation of
ApoL1 testing practives for living kidney donors. Progress in Transplantation. 30(1): 22-
28. PubMed Central PMCID: PMC7004858.
105. Sisk BA, Mozersky J, Antes AL, DuBois JM (2020). The "ought-is" problem: An
implementation science framework for translating ethical norms into practice. The
American journal of bioethics: AJOB, 20(4):62-70. PubMed Central PMCID:
PMC7164659.
106. Mozersky, J. M., Parsons, M. V., Walsh, H., Baldwin, K., McIntosh, T., & DuBois, J. M.
(2020). Research participant views regarding qualitative data sharing. Ethics & Human
Research. 42(2): 13-27. PubMed Central PMCID: PMC7418215.
107. Mozersky, J. T., Antes, A. L., Baldwin, K., Jenkerson, M., & DuBois, J. M. (2020). How
do clinical research coordinators learn good clinical practice? A mixed-methods study of
factors that predict uptake of knowledge. Clinical Trials, 17(2): 166-175. PubMed
Central PMCID: PMC7211112.
108. DuBois, J. M., Mozersky, J. T., Antes, A. L., Baldwin, K., & Jenkerson, M. (2020).
Assessing clinical research coordinator knowledge of good clinical practice: An
evaluation of the state of the art and a test validation study. Journal of Clinical and
Translational Science, 4(2): 141-145. PubMed Central PMCID: PMC7159812.
109. McIntosh, T., Antes, A. L., & DuBois, J. M. (2020). Navigating complex, ethical
problems in professional life: A guide to teaching SMART strategies for decision-
making. Journal of Academic Ethics. doi: 10.1007/s10805-020-09369-y.
110. Mozersky, J., Mann, D. L., & DuBois, J. M. (2020). The National Institute of Allergy
and Infectious Disease Decision to Stop the Adaptive COVID-19 Trial. Journal of the
American College of Cardiology, 5(6): 645-647. PubMed Central PMCID: PMC7250548.
111. McIntosh T, DuBois JM. (2020). From research to clinical practice: Ethical issues with
neurotechnology and industry relationships. AJOB Neurosci, 11(3):210-212. doi:
10.1080/21507740.2020.1778122.
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James M. DuBois – Curriculum Vitae
112. Sisk, B. A., & DuBois, J. (2020). Research Ethics during a pandemic: A call for
normative and empirical analysis. The American journal of bioethics: AJOB, 20(7), 82–
84. doi: 10.1080/15265161.2020.1779868.
113. Sisk, B. A., Friedrich, A., Blazin, L. J., Baker, J. N., Mack, J. W., & DuBois, J. (2020).
Communication in Pediatric Oncology: A Qualitative Study. Pediatrics, 146(3),
e20201193. PubMed Central PMCID: PMC7461134.
114. DuBois, J. M. (2021). Collective Apathy and Racial Health Disparities in the USA: the
Need for Empathy-Building and Examples of Positive Change. Journal of General
Internal Medicine. doi:10.1007/s11606-021-06673-0
115. Sisk, B., Antes, A, Burrous, S, and DuBois, JM. (2020). Parental Attitudes toward
Artificial Intelligence-Driven Precision Medicine Technologies in Pediatric Healthcare.
Children, 7(9), 145. Retrieved from https://www.mdpi.com/2227-9067/7/9/145
116. Sisk, B. A., Friedrich, A. B., DuBois, J., & Mack, J. W. (2020). Characteristics of
uncertainty in advanced pediatric cancer conversations. Patient Education & Counseling.
doi:10.1016/j.pec.2020.10.006
117. Solomon, E. D., Walsh, H., Parsons, M., Tristan McIntosh, T., Mozersky, J., & DuBois,
J. M. (2021). The development of a resource to help patients receive appropriate care.
Journal of Care for the Poor and Underserved.
Educational and Popular Publications
1. DuBois, J. M. (2008). Absurdity, god and the sad chimps we are. Philosophy Now,
66(Mar/Apr), 14-17.
2. DuBois, J. M. (2009, Feb 2). Brain death and organ donation. America, 200(3), 19-24.
3. DuBois, J. M. (2009, May). Medical business ethics education: Guarding the patient-
centered focus of medicine. Virtual Mentor, 11(5), 373-377. doi:
10.1001/virtualmentor.2009.11.5.medu1-0905.
4. DuBois, J. M., Kraus, E., & Bakanas, E. L. (2012, Sept 3). Will concierge medicine’s
image improve as it evolves? American Medical News.
Books
1. DuBois, J. M. (1995). Judgment and Sachverhalt: An introduction to Adolf Reinach's
phenomenological realism. Dordrecht: Kluwer.
2. The nature and tasks of a psychology. (1995). (J. M. DuBois Ed.). New York, NY: UPA.
3. Frankl, V. (1996). Meaning as an anthropological category (J. M. DuBois, Trans. &
Ed.). Heidelberg: Carl Winder.
4. Frankl, V. (2004). Understanding Viktor Frankl’s theory and therapy of mental disorders.
On the theory and therapy of mental disorders. (J. M. DuBois, Ed.) New York, NY:
Brunner-Routledge.
5. (Co-author) Institute of Medicine, Committee on Increasing Rates of Organ Donation. J.
Childress & C. Liverman (Editors). (2006). Organ donation: Opportunities for action.
Washington, DC: National Academies Press.
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James M. DuBois – Curriculum Vitae
6. DuBois, J. M. (2008). Ethics in mental health research: Principles, guidance, and cases.
Oxford, New York, NY: Oxford University Press: 203-224. [Second edition in progress.]
7. DuBois, J. M., Sieber, J., & Bante, H. (2014). The Office of Research Integrity RCR
casebook: Stories about researchers worth discussing. (J. M. DuBois & H. Bante Ed.).
Rockville, MD: Office of Research Integrity. Available at http://ori.hhs.gov/rcr-
casebook-stories-about-researchers-worth-discussing
8. Volpe, R., Bakanas, E., Dineen, K., & DuBois, J. M. (Editors). (2016). Integrity in
medicine: The Bander Center for Medical Business Ethics casebook. [2nd Ed.] St. Louis,
MO: St. Louis University. Available at https://www.slu.edu/medicine/bander-
center/education/casebook.php
Invited Publications (e.g. reviews, book chapters, commentaries, etc):
Book Reviews
1. DuBois, J. M. (2004). The clinician as moral facilitator. [Review of Doing the right
thing: An approach to moral issues in mental health treatment]. PsychCritiques,
49(Suppl 1). doi: 10.1037/040219.
2. DuBois, J. M. (2005). They're not just shorter: The ethics of research on children
[Review of Ethics and research with children: A case-based approach]. Ethics and
Behavior, 15(4), 361-356. doi: 10.1207/s15327019eb1504_7.
3. DuBois, J. M. (2007, Dec 19). Rethinking informed consent in bioethics [Review of
Rethinking informed consent in bioethics]. JAMA, 298(23), 2799-2800. doi:
10.1001/jama.298.23.2799-b.
4. DuBois, J. M. (2014, Jul 21). How to stay out of trouble when opportunity abounds
[Review of Red flags in psychotherapy: Stories of ethics complaints and resolutions].
PsychCritiques, 59(29). doi:10.1037/a0036770.
Commentaries and Reply Articles
1. DuBois, J. M. (2000). Beyond the naturalistic fallacy, a reply to Kendler. American
Psychologist, 55(10), 1153-1154.
2. DuBois, J. M. (2000). Intention, action, and the dead donor rule: Commentary on spike.
Journal of Clinical Ethics, 11(1), 78-84.
3. DuBois, J. M. (2004). Universal ethical principles in a diverse universe: A commentary
on Monshi and Zieglmayer's case study. Ethics and Behavior, 14(4), 313-319.
doi:10.1207/s15327019eb1404_3.
4. DuBois, J. M. (2004). Protecting children vs. respecting religious authority: Lessons
learned from bioethics. Ethics and Behavior, 14(1), 73-77.
5. DuBois, J. M. (2004). The landscape of dialogue. National Catholic Bioethics
Quarterly, 4(3), 448.
6. DuBois, J. M., & DeVita, M. (2007). Recovering the truth about organ donation
following a circulatory determination of death: A reply to Verheijde, Rady and
McGregor. Critical Care Medicine, 35(5), 1440-1441.
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James M. DuBois – Curriculum Vitae
7. DuBois, J. M. (2009). The biomedical ethics ontology proposal: Excellent aims,
questionable methods. Journal of Empirical Research on Human Research Ethics, 4(1),
59-62. doi: 10.1525/jer.2009.4.1.59. PubMed Central PMCID: PMC2838195.
8. DuBois, J. M. (2009). Response to commentaries on 'Increasing rates of organ donation'.
Journal of Clinical Ethics, 20(1), 41-43.
9. DuBois, J. M. (2009). What counts as empirical research in bioethics and where do we
find the stuff? American Journal of Bioethics, 9(6-7), 70-72. doi:
10.1080/15265160902874338. PubMed Central PMCID: PMC2838431.
10. DuBois, J. M. (2011). Dead tired of repetitious debates about death criteria:
Commentary on Rodrıguez-Arias, Smith, and Lazar. The American Journal of Bioethics,
2011, 11:8, 45-47. doi: 10.1080/15265161.2011.583327.
11. DuBois, J. M. (2013). RePAIR programme: Integrity rehab leader responds. Nature,
495(7440), 174.
12. DuBois, J. M. (2014, Jan). Learning from cases of research misconduct: Two fictional
scenarios explore plagiarism and fabrication or falsification of data. Monitor on
Psychology, 45(1), 32-33.
13. DuBois, J. M. (2014). Are political philosophies driving the persistence of debates about
brain death? Bioethica Forum, 7(1), 11-12.
14. DuBois, J. M. (2015, Feb). Crossing a boundary? Many researchers are required to
collect social security numbers of participants to process payments to them. Is that
asking too much? Monitor on Psychology, 46(2), 70.
15. DuBois, J. M., & Antes, A. L. (2015). In guanine we trust: Genetic testing and the sense
of coherence. Narrative Inquiry in Bioethics, 5(3), 237-244. doi:10.1353/nib.2015.0063.
16. Beall, J., DuBois, J. M. (2016, Apr). Scholars beware: Predatory publishers are
increasingly targeting psychologists and other social scientists. Monitor on Psychology,
Vol 47(4), 42.
Book Chapters
1. DuBois, J. M. (1999). Moral consciousness in the light of biological, cognitive, and
developmental research. In T. S. et. al(Ed.), Psychologie des Bewusstseins - Bewusstsein
der Psychologie (pp. 177-88). Vienna: University of Vienna Press.
2. DuBois, J. M. (1995). Are human beings innately defective? In J. M. DuBois (Ed.) The
Nature and tasks of a personalist psychology (pp. 3-23). Lanham, MD: University Press
of America.
3. DuBois, J. M. (1997). Can a nonreligious thinker sustain a view of human dignity? In M.
Crespo (Ed.) Menschenwϋrde: Ethik und metaphysik (pp. 145-50). Heidelberg: Carl
Winter.
4. DuBois, J. M. (2000). Support for organ procurement: National, professional, and
religious correlates among medical personnel. In U. Ramsner & R. Fitzgerald (Eds.)
Festschrift: 5 Jahre Ludwig Bolzmann Institut fuer Medizinoekonomie in Anasthesie und
Intensivmedizin. Vienna: Ludwig Bolzmann Institut.
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James M. DuBois – Curriculum Vitae
5. DuBois, J. M. (2002). Adolf Reinach: Meta-ethics and philosophy of law. In L. Embree
& J. Drummond (Eds.) The phenomenological tradition in moral philosophy (pp. 327-
46). Dordrecht: Kluwer.
6. Frankl, V., & DuBois, J. M. (2004). Understanding Viktor Frankl’s theory and therapy
of mental disorders. In J. M. DuBois (Trans. & Ed.) On the theory and therapy of mental
disorders (pp. ix-xliv). New York, NY: Brunner-Routledge.
7. DuBois, J. M. (2005). How much guidance can a secular natural law theory offer? In M.
Cherry (Ed.) The death of metaphysics, the death of culture: Epistemology, metaphysics,
and morality (pp. 185-197). New York, NY: Springer.
8. DuBois, J. M. (2005). Vulnerability in research. In R. J. Amdur & E. A. Bankert (Eds.)
Institutional review board: Management and function (pp. 337-40). Sudbury, MA: Jones
& Barlett.
9. DuBois, J. M. (2005). Ethics in behavioral and social science research. In A. Iltis (Ed.)
Research ethics (pp. 102-20). New York, NY: Routledge.
10. DuBois, J. M., & Smith, B. (2014). Adolf Reinach. In Stanford Encyclopedia of
Philosophy. Available at https://plato.stanford.edu/entries/reinach/
11. DuBois, J. M., & Prusacyzk, B. (2017). Ethics in dissemination and implementation
science. In R. Brownson, G. Colditz, & E. Proctor (Eds.), Dissemination and
implementation research in health: Translating science to practice (pp. 63-72, 2nd ed.).
New York, NY: Oxford.
12. McIntosh, T., & DuBois, J. M. (2020, in press). Researcher education and training. In
Bankert, L., Gordon, B., Hurley, E., and Shriver, S. (Eds.), IRB Management and
Function. Burlington, MA: Jones & Bartlett Learning.
13. Antes, A. L., & DuBois, J. M. (2020, in press). Understanding research
misconduct. Handbook of Research Ethics in Psychological Science, edited by S.
Panicker and B. Stanley. American Psychological Association.
Movies, Videotapes, etc.
1. DuBois, J. M. (Writer, Director), & Campbell, J. (2006). Dialogues in behavioral health
research ethics [Video series]. St. Louis, MO: Missouri Institute of Mental Health.
Available on MIMH’s YouTube channel.
Translations
1. Frankl, V. (2004). On the theory and therapy of mental disorders. (J. M. DuBois & K.
Fedoryka-Cuddeback, Trans.). New York, NY: Brunner-Routlege.
2. Frankl, V. (1996). Meaning and the anthropological foundations of psychotherapy. (J.
M. DuBois, Tans.). Heidelberg: Carl Winter.
3. Reinach, A. (1994). The supreme rules of rational inference according to Kant. (J. M.
DuBois, Trans.) with introduction, in Aletheia, VI, 81-97.
4. Cossiga, F. (1992). Power and conscience. In Rede des Präsidenten der Italienischen
Republik Prof. Dr. Francesco Cossiga (J. M. DuBois, Trans.). Heidelberg: Carl Winter.
Editorial Introductions
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James M. DuBois – Curriculum Vitae
General introductions to issues: DuBois, J. M., Iltis, A., DuBois, S. G. Editors’ Notes.
Narrative Inquiry in Bioethics: A Journal of Qualitative Research. Three issues per year 2011
– present.
Editor, and introduction author, of specific Narrative Symposia:
1. DuBois, J. M. (2011). “Conflicting interest in medicine: Stories by physicians on how
financing affects their work.” Narrative Inquiry in Bioethics, 1(2):65-6. doi:
10.1353/nib.2011.0037.
2. DuBois, J. M. (2015). “Genetic testing: Understanding the personal stories.” Narrative
Inquiry in Bioethics, 5(3), 201-203. doi: 10.1353/nib.2015.0061.
3. DuBois, J. M., Iltis, A. S., & DuBois, S. G. (2016). « Political influence on bioethical
deliberation.” Narrative Inquiry in Bioethics, 6(1), 1-3. doi: 10.1353/nib.2016.0001.
4. DuBois, J.M. (2020). “Reanimated: Navigating Life After a Near-Death Experience,”
Narrative Inquiry in Bioethics, 10(1): 1-4.
CONFERENCE ORGANIZATION
“Research with Vulnerable Populations: Charting the Ethical Terrain,” NIMH-funded
conference, June 7-8, 2012. Plenary speakers included: Laura Beskow, Karen Dugosh,
David Festinger, and Rose James. (Director)
“Confronting Risks in Mental Health Research,” NIMH-funded conference, June 10-11,
2010. Saint Louis University. Plenary speakers included Gregory Brown, Laura Dunn, Ana
Iltis, and Ronald Pies. (Director)
“Ethics and Community Engagement in Mental Health Research,” NIMH-funded
conference, June 3-4, 2009. Saint Louis University. Plenary speakers included Drs. Celia
Fisher and Laura Roberts. (Director)
“Informed Consent: Assessing Decision Making Capacity and Enhancing Understanding,”
NIMH-funded conference. June 12-13, 2008. Saint Louis University. Plenary speakers
include Drs. William Carpenter, Paul Appelbaum, and Charles Lidz. (Director)
“Ethics in the Education of Scientists, Clinicians, and Engineers,” Saint Louis University,
February 8, 2002. Plenary speakers include: Nicholas Steneck, Michael Pritchard, Muriel
Bebeau and David Musick. (Co-organizer with Donna Werner and Steven Fliesler)
“Menschenwuerde: Metaphysik und Ethik” (Human Dignity: Metaphysical and Ethical
Dimensions), October 26-27, 1996, Liechtenstein. Plenary speakers included G.E.M.
Anscombe and Giovanni Reale. (Co-director)
“Die Suche des Menschen nach Sinn und die Psychologie,” (Psychology and the Search for
Meaning), plenary speakers included Viktor Frankl and Giselher Guttmann, October 1992,
Liechtenstein. (Co-director.)
38
APPENDIX F
Deborah Anne Goldfarb
Florida International University, Department of Psychology,
Modesto A. Maidique Campus
11200 S.W. 8th Street, DM 256 Miami, FL 33199
Phone: 415-238-9414 E-Mail: [email protected]
EDUCATION
University of California, Davis, CA
Ph.D. Developmental Psychology; Advisors: Gail S. Goodman, Ph.D. and Kristin
H. Lagattuta, Ph.D.
University of Michigan Law School, Ann Arbor, MI
J.D.; Cum Laude; International Academy of Trial Lawyers Award for Excellence in
Trial Advocacy; Note Editor, Journal of Law Reform; Student Attorney, Child
Advocacy Clinic; Family Law Project; First Year Information Program Fellow
University of Illinois, Urbana-Champaign, IL
B.S., Psychology; Psi Chi, Psychology Honors Society; Dean’s List;
Alpha Lambda Delta; Phi Eta Sigma
PUBLICATIONS
Priolo Filho, S. R., Goldfarb, D., Zibetti, M. R., & Aznar-Blefari, C. (2020). Brazilian child
protection professionals’ resilient behavior during the COVID-19 Pandemic. Child
Abuse & Neglect, 110, 104701.
Goldfarb, D., Goodman, G., Gonzalves, L., Gonzales, A., Wang, Y. Wu, Y., Vidales, D.
(2020). The accuracy of adults’ long-term memory for child sexual abuse. In M.
Miller & B. Bornstein (Eds.), Advances in Psychology and Law, Volume 5.
Springer.
Goldfarb, D., & Mindthoff, A. (2020). Often but not always: When does age at the time of
event predict memory for sexual violence? In J. D. Pozzulo, E. Pics, & C.
Sheahan (Eds.), Memory and Sexual Misconduct: Psychological Research for
Criminal Justice. Taylor Francis.
Goodman, G. S., Harris, L., Goldfarb, D. A., & Wang, Y. (2020). Children, race, and
psychology: We have no time to lose. In Stevenson, M.C., Bottoms, B.L., Burke,
K.C. (Eds.), The Legacy of Racism for Children: Psychology, Law, and Public
Policy. Oxford University Press.
Mindthoff, A., Goldfarb, D., & Behre, K. (2019) How social science can help us
understand why family courts discount women’s testimony in intimate partner
violence cases. Family Court Quarterly, 53, 243-264.
Goldfarb, D., Priolo-Filho, S., Sampana, J., Shestowsky, D., Williams, L., Wolpe, S. &
Goodman, G.S. (2019). International comparison of family court professionals’
perceptions of Parental Alienation and child sexual abuse allegations.
International Journal on Child Maltreatment: Research, Policy and Practice, 2,
323-341.
Levine, M., Wallach, L., Levine, D.I., & Goldfarb, D. (2019). Psychological problems,
social issues, and the law. Levine, M., Wallach, L., Levine, D. I., & Goldfarb, D.
(2019). Psychological problems, social issues and the law. St. Paul, MN: West
Academic Publishing.
Levine, M., Wallach, L., Levine, D.I., & Goldfarb, D. (2019). An illustration of the
intersection of social sciences and the law: The legal rights of adolescents to make
medical decisions. Hastings Women’s Law Journal, 30(2), 241-260.
Eisen, M. L., Goodman, G. S., Diep, J., Lacsamana, M. T., Olomi, J., Goldfarb, D., &
Quas, J. A. (2019). Effects of interviewer support on maltreated and at-risk
children’s memory and suggestibility. International Journal on Child Maltreatment:
Research, Policy and Practice, 2, 55-78.
Goldfarb, D., Tashjian, S., Goodman, G. S, Bederian-Gardner, D., Hobbs, S., Ogle, C.,
Bakanosky, S., Narr, R. K., Chae, Y., & NYTD/CYTD Research Group (2019).
After child maltreatment: The importance of voice for youth in foster care. Journal
of Interpersonal Violence. Advance Online Publication.
*Goldfarb, D., * Goodman, G. S., Larson, R. P., Eisen, M., & Qin, J.J. (2019). Long-term
memory in adults exposed to childhood violence: Remembering genital contact
nearly 20 years later. Clinical Psychological Science, 7, 381-39.
Levine, M., Wallach, L., Levine, D., & Goldfarb, D. (2019). Psychological problems,
social issues, and law (3rd ed). Minneapolis, MN: West Academic Publishing.
Priolo-Filho, S., Goldfarb, D., Shestowsky, D., Goodman, G.S., Williams, L. (2019).
Parental Alienation and child sexual abuse allegations. Journal of Child Custody,
15(4), 302-329.
Goodman, G.S. Quas, J.A., Goldfarb, D., Gonzalves, L., Gonzalez, A. (2018). Trauma
and long-term memory for childhood events: Impact matters! Child Development
Perspectives, 13, 3-9.
Goldfarb, D., & Gonzalez, A. (2018). Children with Autism Spectrum Disorder as testifying
victims in the courtroom. In J. L. Johnson, G. S. Goodman, & P. Mundy (Eds.), The
Wiley Handbook on Autobiographical Memory, Autism Spectrum Disorder, and the
Law. London, UK: Wiley.
Bederian‐Gardner, D., Goldfarb, D., & Goodman, G. S. (2017). Empathy's relation to
appraisal of the emotional child witness. Applied Cognitive Psychology, 31, 488-
499.
Goldfarb, D., Lagattuta, K. H., Kramer, H. J., Kennedy, K., & Tashjian, S. M. (2017). When
your kind cannot live here: How generic language and criminal sanctions shape
social categorization. Psychological Science, 28, 1597-1609. doi:
10.1177/0956797617714827
Goldfarb, D., & Goodman, G. S., Larson, R. P., Gonzalez, A. (2017). Children’s
memory and suggestibility in the courtroom: Commissions, omissions, and
psychopathology. In H. Otgaar & M. L. Howe (Eds.), Can we know the
truth in the courtroom? Problems with deception, lies, and false memories.
New York, NY: Oxford University Press.
Goodman, G. S.,* Goldfarb, D.,* Quas, J. A., & Lyon, A. (2017). Psychological
counseling and accuracy of memory for child sexual abuse. American
Psychologist, 72(9), 920-931.
Kramer, H. J., Goldfarb, D., Tashjian, S., & Lagattuta, K. H. (2017). “Because I am thirsty
right now”: Even older children and adults struggle with induced-state episodic
foresight. Child Development, 88, 1554-1562.
Tashjian, S. M., Goldfarb, D., Goodman, G. S., Quas, J. A., & Edelstein, R. (2016). Delay
in disclosure of non-parental child sexual abuse in the context of emotional and
physical maltreatment: A pilot study. Child Abuse & Neglect, 58, 149-159.
Goodman, G. S., Goldfarb, D., Quas, J. A., Narr, R., Milojevich, H., & Cordon, I. M.
(2016). Memory development, emotion regulation, and trauma-related
psychopathology. In D. Cicchetti (Ed.), Developmental psychopathology. New
York, NY: Wiley.
Larson, R. P., Goldfarb, D., & Goodman, G. S. (2015). Children’s eyewitness memory and
testimony in context. Behavioral Sciences & the Law, 33, 367-371.
Lagattuta, K. H., Kramer, H. J., Kennedy, K., Hjortsvang, K., Goldfarb, D., & Tashjian,
S. (2015). Beyond Sally's missing marble: Further development in children's
understanding of mind and emotion in middle childhood. Advances in Child
Development and Behavior, 48, 185-217.
Goodman, G. S., Goldfarb, D., & Larson, R. P. (Eds.) (2015). Child victim
witnesses: Context, testimony, and legal cases. Behavioral Sciences & the
Law, 33.
Goldfarb, D., Goodman, G. S., & Lawler, M. (2015). Children’s evidence and the
Convention on the Rights of the Child: Improving the legal system for children. In
S. Mahmoudi, A., Kaldal, K. Lainpelto, & P. Laviner (Eds.), Child-friendly justice:
What it means and how it is realized. Leiden, Netherlands: Koninklijke Brill NV.
Goodman, G. S., Goldfarb, D., Chong, J., & Goodman-Shaver, L. (2014). Children’s
eyewitness memory: The influence of cognitive and socio-emotional factors.
Roger Williams University Law Review, 19, 476-512.
Goldfarb, D., & Goodman, G. S. (2014). Cross-examination’s big effect on the
criminal system’s smallest witnesses: How the judiciary can alleviate the
negative effects of cross- examination. Chronicle. London, UK: International
Association of Youth and Family Judges and Magistrates.
Goldfarb, D. (2014). Shaping perceptions of justice: A familial model of procedural justice,
University of Missouri-Kansas City Law Review, 82, 465-484.
Bederian-Gardner, D., & Goldfarb, D. (2014). Expectations of emotions during testimony:
The role of communicator and perceiver characteristics, Behavioral Sciences &
the Law, 32(6), 829–845. doi:10.1002/bsl.2146.
* First authorship equally shared
PUBLICATIONS IN PREPARATION
Goldfarb, D., Goodman, G. S. & Quas, J. (2021). Diverging and converging views of
fairness: A familial model of procedural justice. Manuscript in preparation.
Goldfarb, D., Lagattuta, K. H., Kramer, H. J., Kennedy, K., & Tashjian, S. M. (2021).
Attitudes towards laws regulating newcomers. Manuscript in preparation.
Goldfarb, D. (2021). Child maltreatment and adult legal attitudes: The role of adult
attachment and psychopathology. Manuscript in preparation.
GRANTS
2021 National Conference of Bankruptcy Judges Endowment for Education Grant (PI):
How gender affects judges’ and laypersons’ student loan debt discharge
decisions.
2020-2021 National Science Foundation, Developmental Sciences Program (PI) RAPID:
Flattening the COVID-19 curve by flattening the developmental curve: Influence of
age and interview protocol on the ability to remember familiar and unfamiliar
contacts.
2020-2023 National Institute of Justice (co-PI) Improving Juror Comprehension of
Forensic testimony and its effects on decision-making and evidence evaluation.
SELECTED PRESENTATIONS
Wolfs, A. C. F., & Goldfarb, D. (2020, September). Analyzing and improving memory for
content, source, and questions. Paper presented at the Canadian Forensic
Psychology Virtual Conference. (Online conference)
Wolfs, A. C. F., & Goldfarb, D. (2020, May). Differences in interviewer memory for
content, source, and question format of a witness interview. Poster presented at
the Association for Psychological Science (APS) Convention, Chicago, IL, United
States. (Online conference)
Koolmees, C.J., Pena, M.M., Rodriguez, V., & Goldfarb, D. (2020, May). Stereotypes
and Predicting Dangerousness: Public Perceptions of the “Typical” School
Shooter. Poster presented at the Association for Psychological Science (APS)
Convention, Chicago, IL, United States. (Online conference)
Hess, K.L., Wolfs, A.C.F., Granitur, C., McLaney, S., Goldfarb, D., Evans, J.R., Bailey,
F. (2020, March). Exploring judicial biases in student loan discharge decisions.
Paper presented at the American Psychology and Law Society (AP-LS)
Conference, New Orleans, Louisiana, United States.
Wolfs, A. C. F., & Goldfarb, D. (2020, March). Keeping what, who, and how straight in a
forensic interview. Paper presented at the American Psychology and Law Society
(AP-LS) Conference, New Orleans, Louisiana, United States.
Wolfs, A. C. F., Hyman Gregory, A., Goldfarb, D., & Schreiber Compo, N. (2020,
March). A questionnaire of current witness interviewing practices in the US.
Paper presented at the American Psychology and Law Society (AP-LS)
Conference, New Orleans, Louisiana, United States.
Sneyd, D., & Goldfarb, D. (2020, February). Helping Students Create Empirically-
Informed Policy Proposals. Poster presented at the 2020 4th annual Faculty
Innovations for Student Success Showcase (FISSS). Miami, FL.
Goldfarb, D. A., Bailey, F., Donald, B., & Isicoff, L. (2019, October). Does Gender
Matter? Talk presented at the National Conference for Bankruptcy Judges.
Washington D.C.
Goldfarb, D. A. & Metcalf, S.A. (2019, May). Connecting the past, present, and future:
How individual and contextual factors influence beliefs about the future.
Association for Psychological Science. Washington D.C. [Symposium
Coordinator and Chair]
Metcalf, S., Dickerson, K. L., Goldfarb, D. A., Quas, J. A., & Lagattuta, K. H. (2019,
May). Maltreatment’s relation to children and adolescents’ predictions of future
sibling behavior. Paper presented at the annual conference for the Association
for Psychological Science. Washington D.C.
Wu, Y., Wang, Y., Vidales, D., Gonzalves, L., Goldfarb, D. A., Eisen, M., … Goodman,
G. S. (2019, May). Memory Accuracy for Interviews about Childhood Trauma
after 20 Years. Poster presented at the annual conference for the Association for
Psychological Science. Washington D.C.
Goldfarb, D. (2019, March). Child maltreatment and adult legal attitudes: The role of
adult attachment and psychopathology. Paper presented at the meeting for the
American Psychology Law Society, Portland, OR.
Goldfarb, D. Appell, J., Vidales, D., Cartwright, A., Wang, Y., Wu, J., Gozalves, L.,
Eisen, M., Qin, J.J., Goodman, G.S., (2019, March). Children’s cooperation in
and memory for a trauma-focused forensic interview. Paper presented at the
meeting for the American Psychology Law Society, Portland, OR.
Shestowsky, D. & Goldfarb, D. (2019, March). Alternative Dispute Resolution Workshop.
Preconference presented at the meeting for the American Psychology Law
Society, Portland, OR.
Goldfarb, D., Lagattuta, K., Kennedy, K., Kramer, H., & Tashjian, S. (2018, August).
Children’s and adults’ intuitions of the rationales for social group regulations.
Paper presented at the meeting for the American Psychological Association, San
Francisco, CA.
Goldfarb, D. Goodman, G.S., Larsen, R., Eisen, M., Qin, J.J. (2018, August).
Long-term memory in adults exposed to childhood violence:
Implications for Historic Child Sexual Abuse investigations. Paper
presented at the meeting for the American Psychological Association,
San Francisco, CA.
Cartwright, A., Appell, J., Goldfarb, D., Eisen, M., Qin, J.J., Goodman, G.S., (2018, July).
“Did he ask you about your family?”: Effects of age and trauma-related
psychopathology on maltreated children’s memory. Paper presented at The
European Conference on Psychology and the Behavioral Sciences, Brighton, UK.
Goldfarb, D., Tashjian, S., Goodman, G. S, Bederian-Gardner, D., Hobbs, S., Cordon,
I., Ogle, C., Bakanosky, S., Narr, R.K., Chae, Y., & NYTD-CYTD Research
Team (2016, March). Someone to tell my story: The importance of voice in
dependency court. Paper presented at the meeting for the American
Psychology-Law Society, Atlanta, GA.
Tashjian, S., Goldfarb, D., Goodman, G. S., & Quas, J. (2015, September). Parental
abuse contributes to delays in non-parental child sexual abuse disclosure. Poster
presented at the Annual Partnership Conference of a New Beginning for
Partnerships for Children & Families, Los Angeles, CA. (CAPSAC Award Winner)
Tashjian, S., Goldfarb, D., Goodman, G. S, Bederian-Gardner, D., Hobbs, S., Ogle, C. &
NYTD-CYTD Research Team (2015, September). Opportunity for voice predicts
foster youth’s views of the dependency courts. Poster presented at the Annual
Partnership Conference of a New Beginning for Partnerships for Children &
Families, Los Angeles, CA. (CAPSAC Award Winner)
Soma, M. P., Priolo Filho, S. R., Tannus, P.M., Williams, L. C. A., Goodman, G. S.,
Goldfarb, D., & Shestowsky, D. (2015, June). A percepcao de estudantes
basileiros e Americanos sobre o conceito de alienacao parental: um estudo
piloto. [Brazilian and American students’ perceptions of parental alienation: A
pilot study.] Paper presented at the International Congress “Children and the
Law,” Porto, Portugal.
Bederian-Gardner, D. & Goldfarb, D. (2015, March). Empathy and the Child
Witness: Does the Empathetic Mock Juror See and Perceive the Witness
Differently than the Non-Empathetic Mock Juror? Poster presented at the
meeting for the American Psychology-Law Society, San Diego, CA.
Goldfarb, D. (2015, March). Diverging and converging views of fairness: A
familial model of procedural justice. Poster presented at the meeting for
the American Psychology-Law Society, San Diego, CA.
Lyon, A. H., Goldfarb, D., & Goodman, G. S. (2015, March) The relation between
attending therapy and the accuracy of child sexual abuse memory. Poster
presented at the meeting for the American Psychology-Law Society, San Diego,
CA (paper recognized as best undergraduate paper of the year).
Tashjian, S. M., Goldfarb, D., Goodman, G. S., & Quas, J. A. (2015, March) Child sexual
abuse victims delay disclosure when caregivers are emotionally and physically
abusive. Paper presented at the meeting for the American Psychology-Law Society,
San Diego, CA.
Goldfarb, D., Lagattuta, K., Kennedy, K., Kramer, H., & Tashjian, S. (2015, March). When
social group membership is criminal: The impact of generic language and laws on
social categorization. Paper presented at the meeting for the Society for Research
in Child Development, Philadelphia, PA.
Kramer, H. J., Goldfarb, D., Tashjian, S., & Lagattuta, K. H. (2015, March). “Because I am
thirsty right now”: Even older children and adults struggle with induced-state episodic
foresight. Paper presented at the meeting for the Society for Research in Child
Development, Philadelphia, PA.
Tashjian, S., Goldfarb, D., Goodman, G. S., & Quas, J. A. (2015, March) Attachment
orientation and perceived caregiver supportiveness help shape views of fairness.
Poster presented at the meeting for the Society for Research in Child
Development, Philadelphia, PA.
Bederian-Gardner, D., Goldfarb, D. Ross, J. R., & Goodman, G. S. (2014,
September). Emotion attribution and child sexual abuse testimony.
Research presented at the Dr. Hershel Swinger Memorial Partnership
Conference for Children and Families, California State University, Los
Angeles, CA (CAPSAC Award Winner).
Bederian-Gardner, D., Goldfarb, D. A., Ross, J. R., & Goodman, G. S., (May,
2014). Emotion attribution and child sexual abuse. Poster presented at the
meeting of the Association for Psychological Science, San Francisco, CA.
Bederian-Gardner, D. & Goldfarb, D. (2014, February). Do jury instructions on witness
emotions prime or educate the jury? Poster presented at Psychology and
Lawyering: Coalescing the Field Conference, Las Vegas, NV.
Goldfarb, D., Goodman, G. S., Narr, R., & Kalomiris, A. (2013, September). Is it poverty
or race that affects our views of fairness of the legal system? Poster presented at
the University of California, Davis Poverty Center Graduate Retreat, Tahoe, CA.
Goldfarb, D., Goodman, G. S., Narr, R., & Kalomiris, A. (2013, September). Poverty and
perceptions of fairness of the legal system. Poster presented at the Annual
Partnership Conference of a New Beginning for Partnerships for Children &
Families, Los Angeles, CA.
Goodman, G.S. & Goldfarb, D. (2013, September). Children in legal proceedings and
court: What does research tell us? Talk presented at the Annual Partnership
Conference of a New Beginning for Partnerships for Children & Families, Los
Angeles, CA.
Goldfarb, D., Goodman, G. S., Narr, R., & Kalomiris, A. (2013, May). Poverty and
perceptions of fairness of the legal system. Poster presented at the UC Davis
Conference on Poverty and the Long-Term Effects of Early Life Experiences,
Davis, CA.
PROFESSIONAL SERVICE AND PARTICIPATION
Early Career Professional Chair, Section on Child Maltreatment, Division 37 of the
American Psychological Association.
American Bar Association Fellow (2020 to 2021), Section on Alternative Dispute
Resolution.
Ad Hoc Reviewer for Applied Cognitive Psychology, Developmental Psychology, Journal
of Experimental Psychology: Applied, Journal of Experimental Psychology: Learning,
Memory, and Cognition, Journal of Interpersonal Violence, Law and Human Behavior,
Research in Autism Spectrum Disorders
ACADEMIC EMPLOYMENT
August 2018 – Present Assistant Professor, Legal Psychology
Florida International University
January 2013- July 2018 Instructor, Psychology and Law
Teaching Assistant
University of California, Davis
August 2010- August 2011 Adjunct Professor, Legal Research and Writing
Golden Gate University Law School
LEGAL WORK EXPERIENCE
September 2008- August 2012 Bryan Cave LLP
Associate Attorney General Litigation,
Employment and Labor, Intellectual Property
August 2008- August 2006 Chief Judge Dean Whipple,
Western District of Missouri
Federal Law Clerk
October 2004- May 2006 Skadden, Arps, Slate, Meagher & Flom, LLP
Summer 2003 Associate Attorney
General Litigation, Employment and Labor,
Intellectual Property
Summer 2002 Illinois 11th Circuit
Judicial Clerk
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