compliance officer

noun

a specialist, usually a lawyer, employed by a financial group operating in a variety of fields and for multiple clients to ensure that no conflict of interest arises and that all obligations and regulations are complied with

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In 2006, a compliance officer at Mizuho Bank was arrested for selling the data of 1200 bank customers to a yakuza front company.

Martin Woods, the Wachovia whistleblower and former compliance officer who ended up at the center of that scandal, agreed.

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