Norm Ai

Excited to release an interview of our CEO, John Nay, at the NYSE specifically about the team required to build & deploy Regulatory AI Agents and the software tooling required to empower them. Automating compliance processes to make them more efficient, cost-effective, and accurate while ensuring democratic guardrails for AI in increasingly autonomous roles requires a very interdisciplinary but also deeply specialized team. It requires Lawyers, AI Engineers, Ex-Regulators, Data Engineers, Legal Engineers, and Software Engineers. Every day, the highly multi-disciplinary Norm Ai team collaborates to turn nuanced analysis of ambiguous regulations into AI agents on the behalf of Chief Compliance Officers.

Yesterday, the SEC announced enforcement actions for violations of the Marketing Rule. Norm Ai distributed a same-day client update to all Norm Ai clients covering this sweep. Please reach out to [email protected] if you would like a copy of this Client Update, or would like to learn how Norm Ai is designed to help investment advisers and financial services firms avoid the issues encountered by the firms affected in this sweep.

Yesterday, the SEC announced enforcement actions for violations of the Marketing Rule. Norm Ai distributed a same-day client update to all Norm Ai clients covering this sweep. Please reach out to [email protected] if you would like a copy of this Client Update, or would like to learn how Norm Ai is designed to help investment advisers and financial services firms avoid the issues encountered by the firms affected in this sweep.

Congratulations to Norm Ai and unstructured.io for their inclusion in Business Insider's list of the most promising AI startups of 2024!

A warm welcome to our newest Norm Ai team members: Paul Healy, Alexander Blutman, Erin Burke, Brett Harvey, Craig Mulligan, and Kelly Savard. The Software Engineering & Legal Engineering teams at Norm continue to grow quickly. Craig brings 10+ years of diverse software engineering experience to our team, including serving as the lead engineer for multiple teams. Brett, with a B.S. in physics and M.S. in computational engineering, both from Stanford University, has 7 years of experience as a software engineer. Kelly has 8 years of experience as a software engineer, working in cyber-security and high-performance computing contexts. Erin has worked on Cloud Security Insights and other software products previously, after obtaining a Computer Science degree from Harvey Mudd College. Paul, a Norm Legal Engineer with a J.D. from Yale Law School, was previously an Engagement Manager at McKinsey & Company, where he led teams of consultants serving government and private equity clients. Alex, with a J.D. from Harvard Law School, was most recently a lawyer at Proskauer Rose LLP, a global law firm, and now serves as a Legal Engineer at Norm. We look forward to all their contributions as we continue to define Regulatory AI and grow our team in NYC!

John Nay, Founder and CEO at Norm Ai is speaking at the MIT AI Conference in #NYC on Oct 26th! Secure your spot now: https://lnkd.in/g33PG8SV John has more than a decade of research experience at the intersection of AI and #law, most recently at #Stanford, where he is pioneering A Legal Informatics Approach to #AIAlignment as a Fellow at #CodeX. John was also the founding #CEO of Brooklyn Investment Group, an AI-powered investment software platform with an SEC Registered Investment Adviser subsidiary, where he now serves as Chairman. As a Ph.D. student at Vanderbilt University, he conducted #AIResearch funded by the U.S. National Science Foundation (NSF) and the U.S. Office of Naval Research. After Vanderbilt, he was a Postdoctoral Research Fellow at #NYU and an Affiliate at #Harvard. As an Adjunct Professor, he created the first AI course at the NYU School of Law. John has authored dozens of research articles on AI and #AIPolicy, many of which have been published in leading technical journals and law reviews. His article “Artificial Intelligence and Interspecific Law” was recently published in Science. https://lnkd.in/gG7JRre5 Come chat with him in NYC #IRL: https://lnkd.in/g33PG8SV MIT Alumni Startups (MITAS) Shuja Keen, Christian Ulstrup, Dima Ayyash Stacy Yu, Rebeca Eun Young Hwang  Nhat Nguyen, CFA, Anvisha Pai, Sid Salvi, Mainak G., Laura Hoang, Anant Vashistha, Alejandro Zarate, Duanchen Liu, Raj S.

Norm Ai CEO John Nay was recently interviewed at the NYSE where he shared how we are building Regulatory AI Agents, and why. In this video, John provides color on what a Regulatory AI Agent is. Norm Ai converts regulations into AI agents that can make dynamic compliance determinations.  This enables businesses to complete comprehensive compliance analyses nearly instantaneously, while also empowering clients to understand the basis for a determination and how to specifically improve content to make it more compliant. Through the Norm Regulatory AI Domain Specific Language, we produce a representation a human can view, and at the same time, enable the animation of the regulation into a live machine implementation. The Norm Ai Computational Law approach: 1. Ensures our Regulatory AI agents make highly reliable determinations of whether any content submitted by a user is compliant. 2. Provides deep explanations to humans. John shares more, and some case studies of specific regulations, in this interview. 

Thanks for having me Judy Khan Shaw! Really enjoyed the conversation about Regulatory AI, AI agents, the new concept of Legal Engineers, governing Generative AI, and what we are up to at Norm Ai.

John Nay, Founder and CEO of Norm Ai, talks about pioneering the concept of Regulatory AI and the team dynamic needed to drive it on #NYSEFloorTalk with Judy Khan Shaw.

Norm Ai COO Patrick Vergara presented Norm Ai to RIA CCOs and leaders at the Focus Financial Partners Operations and Compliance Summit last week. Thank you to Focus Financial for inviting us to this incredible event!