Midsize and Community Bank Supervision
Midsize and Community Bank Supervision (MCBS) ensures that midsize and community national banks and federal savings associations operate in a safe and sound manner, provide fair access to financial services, treat customers fairly, and comply with applicable laws and regulations.
MCBS comprises the following divisions: Community Bank Supervision, Midsize and Trust Bank Supervision, Specialty Supervision, and the Risk, Resource, & Examiner Development (RRED) Division. Community Bank Supervision is further divided into six regions: East, Northeast, South, Southeast, Midwest, and West.
Community Bank Supervision focuses on banks that typically conduct traditional banking activities. While some of these banks range from $1 billion to $15 billion in assets, most have less than $1 billion in assets.
Midsize and Trust Bank Supervision (MTBS) generally includes banks with assets between $15 billion and $115 billion. These banks present unique supervisory challenges based on size, complexity, or product line but are not part of the OCC's large bank program. MTBS also includes portfolios of credit card banks and trust banks.
Specialty Supervision consists of Novel Bank Supervision, Technology Service Providers Supervision, Thrift Supervision, and Special Supervision. These institutions are not tied to a specific geography and are grouped within portfolios led by supervisors with specialized expertise.
The Risk, Resource, & Examiner Development (RRED) Division unit will inform and support supervision, provide resilient and adaptive resource management, and provide an operational structure that maximizes efficiencies and effectiveness. The unit incorporates risk assessment (Risk Officers and Lead Experts), resource management (teams of specialist examiners), financial analysis, and examination support and examiner development.
MCBS Leadership
Office of the Senior Deputy Comptroller
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Beverly | Cole | Senior Deputy Comptroller for Midsize and Community Bank Supervision | Staff Assistant to the Senior Deputy Comptroller: Mavis Pratt-Davis | (202) 649-5420 |
Mykia | Baxter | Director for MCBS Operations and Administration | (202) 649-5876 | |
Monique | Parkmon | Senior Advisor to the SDC for Midsize and Community Bank Supervision | (202) 649-6464 | |
Kent | Stone | MCBS Liaison | (202) 285-2027 |
Community Bank Supervision
East/Northeast Regions
The OCC's East/Northeast Regions are responsible for federally chartered community banks headquartered in Connecticut, Delaware, District of Columbia, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Ohio, Pennsylvania, New Hampshire, New Jersey, New York, Rhode Island, Vermont, Virginia, and West Virginia.
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Johnny | Stanley | MCBS Deputy Comptroller for Community Bank Supervision, East and Northeast Regions | Secretary to the Deputy Comptroller: Juville Fontaine | (212) 790-4000 |
Shari | Lamar | Associate Deputy Comptroller, East Region | ||
Tracy | Velez | Associate Deputy Comptroller, Northeast Region |
South/Southeast Regions
The OCC's South/Southeast Regions are responsible for federally chartered community banks headquartered in Alabama, Arkansas, Colorado, Florida, Georgia, Kentucky, Louisiana, Mississippi, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Virginia, and West Virginia.
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Troy | Thornton | MCBS Deputy Comptroller for Community Bank Supervision, South and Southeast Regions | Secretary to the Deputy Comptroller: Renee Mays | (214) 720-7088 |
Matt | Vick | Associate Deputy Comptroller, South Region | ||
Terence | Mack | Associate Deputy Comptroller, Southeast Region |
West/Midwest Regions
The OCC's West/Midwest Regions are responsible for federally chartered community banks headquartered in Alaska, Arizona, California, Colorado, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Mexico, Nebraska, North Dakota, Oregon, South Dakota, Utah, Washington, Wisconsin, and Wyoming.
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Karen | Boehler | MCBS Deputy Comptroller for Community Bank Supervision, West and Midwest Regions | Secretary to the District Deputy Comptroller: Patricia Loetel | (720) 475-7600 |
Amy | Klein | Associate Deputy Comptroller, West Region | ||
Richard | Dixon | Associate Deputy Comptroller, Midwest Region | Earl Jordan |
Midsize & Trust Bank Supervision Division
Leadership
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Joel | Denkert | MCBS Deputy Comptroller for Midsize and Trust Bank Supervision | Secretary to the Deputy Comptroller: Ayuko Hennigan | (312) 360-8800 |
Matthew | White | Associate Deputy Comptroller | ||
Jason | Joy | Associate Deputy Comptroller |
Specialty Supervision
Leadership
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Michael R. | Brickman | MCBS Deputy Comptroller Thrift Supervision and Specialty Supervision | (202) 649-6450 | |
Charlotte | Bahin | Senior Advisor, Thrift Supervision | ||
Julie | Thieman | Director for Special Supervision | (202) 649-6450 |
Risk, Resource, & Examiner Development Division
Leadership
Vorname | Nachname | Titel | Support Staff | Telefon |
---|---|---|---|---|
Brian | James | Deputy Comptroller, Risk, Resource & Examiner Development Division | Secretary to the Deputy Comptroller: June Wright | (312) 360-8804 |
Benjamin | Rudolph | Associate Deputy Comptroller, Risk, Resource Management & Financial Analysis | ||
Joe | Hinderliter | Director, Exams & Examiner Development | ||
Lolita | Eguiguren | Director, Resource Management and Financial Analysis | ||
Emmit | Odom | Risk Officer: Commercial Credit and Retail Credit | ||
Jason | Joy | Risk Officer: Capital Markets, Bank Information Technology, Enterprise Governance, and Operational Risk | ||
Gretchen | Blystone | Risk Officer: Compliance, BSA/AML, CRA, Asset Management |