Minnesota Legislature
Office of the Revisor of Statutes
2023 Minnesota Statutes
This chapter has been affected by law enacted during the 2024 Regular Session. More info...
- 80A.50 has been amended by Chapter 114, Article 2, Section 39
- 80A.61 has been amended by Chapter 114, Article 2, Section 40
- 80A.66 has been amended by Chapter 114, Article 2, Section 41
Note: see session law sections for effective dates.
CHAPTER 80A. REGULATION OF SECURITIES
| Section | Headnote |
|---|---|
| 80A.01 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.02 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.03 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.04 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.041 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.05 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.06 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.07 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.08 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.09 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.10 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.11 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.115 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.12 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.122 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.125 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.13 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.14 | Subdivisions renumbered, repealed, or no longer in effect |
| 80A.15 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.16 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.17 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.18 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.19 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.20 | [Repealed, 1987 c 336 s 47] |
| 80A.21 | [Repealed, 1987 c 336 s 47] |
| 80A.22 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.23 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.24 | Subdivisions renumbered, repealed, or no longer in effect |
| 80A.25 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.26 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.27 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.28 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.29 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.30 | [Repealed, 2006 c 196 art 1 s 51,52] |
| 80A.31 | [Repealed, 2006 c 196 art 1 s 51,52] |
| GENERAL PROVISION | |
| 80A.40 | SECTION 101; SHORT TITLE. |
| 80A.41 | SECTION 102; DEFINITIONS. |
| 80A.42 | SECTION 103; REFERENCES TO FEDERAL STATUTES. |
| 80A.43 | SECTION 104; REFERENCES TO FEDERAL AGENCIES. |
| 80A.44 | SECTION 105; ELECTRONIC RECORDS AND SIGNATURES. |
| EXEMPTION FROM REGISTRATION OF SECURITIES | |
| 80A.45 | SECTION 201; EXEMPT SECURITIES. |
| 80A.46 | SECTION 202; EXEMPT TRANSACTIONS. |
| 80A.461 | MNVEST REGISTRATION EXEMPTION. |
| 80A.47 | SECTION 203; ADDITIONAL EXEMPTIONS AND WAIVERS. |
| 80A.48 | SECTION 204; DENIAL, SUSPENSION, REVOCATION, CONDITION, OR LIMITATION OF EXEMPTIONS. |
| REGISTRATION OF SECURITIES AND NOTICE OF FILING OF FEDERAL COVERED SECURITIES | |
| 80A.49 | SECTION 301; SECURITIES REGISTRATION REQUIREMENT. |
| 80A.50 | SECTION 302; FEDERAL COVERED SECURITIES; SMALL CORPORATE OFFERING REGISTRATION. |
| 80A.51 | SECTION 303; SECURITIES REGISTRATION BY COORDINATION. |
| 80A.52 | SECTION 304; SECURITIES REGISTRATION BY QUALIFICATION. |
| 80A.53 | SECTION 305; SECURITIES REGISTRATION FILINGS. |
| 80A.54 | SECTION 306; DENIAL, SUSPENSION, AND REVOCATION OF SECURITIES REGISTRATION. |
| 80A.55 | SECTION 307; WAIVER AND MODIFICATION. |
| BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES, AND FEDERAL COVERED INVESTMENT ADVISERS |
|
| 80A.56 | SECTION 401; BROKER-DEALER REGISTRATION REQUIREMENT AND EXEMPTIONS. |
| 80A.57 | SECTION 402; AGENT REGISTRATION REQUIREMENT AND EXEMPTIONS. |
| 80A.58 | SECTION 403; INVESTMENT ADVISER REGISTRATION REQUIREMENT AND EXEMPTIONS. |
| 80A.60 | SECTION 405; FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENT. |
| 80A.61 | SECTION 406; REGISTRATION BY BROKER-DEALER, AGENT, FUNDING PORTAL, INVESTMENT ADVISER, AND INVESTMENT ADVISER REPRESENTATIVE. |
| 80A.62 | SECTION 407; SUCCESSION AND CHANGE IN REGISTRATION OF BROKER-DEALER OR INVESTMENT ADVISER. |
| 80A.63 | SECTION 408; TERMINATION OF EMPLOYMENT OR ASSOCIATION OF AGENT AND TRANSFER OF EMPLOYMENT OR ASSOCIATION. |
| 80A.64 | SECTION 409; WITHDRAWAL OF REGISTRATION OF BROKER-DEALER, AGENT, AND INVESTMENT ADVISER. |
| 80A.65 | SECTION 410; FEES AND EXPENSES. |
| 80A.66 | SECTION 411; POSTREGISTRATION REQUIREMENTS. |
| 80A.67 | SECTION 412; DENIAL, REVOCATION, SUSPENSION, WITHDRAWAL, RESTRICTION, CONDITION, OR LIMITATION OF REGISTRATION. |
| FRAUD AND LIABILITIES | |
| 80A.68 | SECTION 501; GENERAL FRAUD. |
| 80A.69 | SECTION 502; PROHIBITED CONDUCT IN PROVIDING INVESTMENT ADVICE. |
| 80A.70 | SECTION 503; EVIDENTIARY BURDEN. |
| 80A.71 | SECTION 504; FILING OF SALES AND ADVERTISING LITERATURE. |
| 80A.72 | SECTION 505; MISLEADING FILINGS. |
| 80A.73 | SECTION 506; MISREPRESENTATIONS CONCERNING REGISTRATION OR EXEMPTION. |
| 80A.74 | SECTION 507; QUALIFIED IMMUNITY. |
| 80A.75 | SECTION 508; CRIMINAL PENALTIES. |
| 80A.76 | SECTION 509; CIVIL LIABILITY. |
| 80A.77 | SECTION 510; RESCISSION OFFERS. |
| ADMINISTRATION AND JUDICIAL REVIEW | |
| 80A.78 | SECTION 601; ADMINISTRATION. |
| 80A.79 | SECTION 602; INVESTIGATIONS AND SUBPOENAS. |
| 80A.80 | SECTION 603; CIVIL ENFORCEMENT. |
| 80A.81 | SECTION 604; ADMINISTRATIVE ENFORCEMENT. |
| 80A.82 | SECTION 605; RULES, FORMS, ORDERS, INTERPRETATIVE OPINIONS, AND HEARINGS. |
| 80A.83 | SECTION 606; ADMINISTRATIVE FILES AND OPINIONS. |
| 80A.84 | SECTION 607; PUBLIC RECORDS; CONFIDENTIALITY. |
| 80A.85 | SECTION 608; UNIFORMITY AND COOPERATION WITH OTHER AGENCIES. |
| 80A.86 | SECTION 609; JUDICIAL REVIEW. |
| 80A.87 | SECTION 610; JURISDICTION. |
| 80A.88 | SECTION 611; SERVICE OF PROCESS. |
| 80A.89 | SECTION 612; SEVERABILITY CLAUSE. |
| TRANSITION | |
| 80A.90 | SECTION 703; APPLICATION OF ACT TO EXISTING PROCEEDING AND EXISTING RIGHTS AND DUTIES. |
| 80A.91 | AGENT ERRORS AND OMISSIONS INSURANCE; CHOICE OF SOURCE. |
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