379979
379979
A THESIS SUBMITTED TO
THE GRADUATE SCHOOL OF SOCIAL SCIENCES
OF
MIDDLE EAST TECHNICAL UNIVERSITY
BY
TOLGAHAN AKDAN
AUGUST 2014
Approval of the Graduate School of Social Sciences
I certify that this thesis satisfies all the requirements as a thesis for the degree of
Master of Science.
This is to certify that we have read this thesis and that in our opinion it is fully
adequate, in scope and quality, as a thesis for the degree of Master of Science.
Signature :
iii
ABSTRACT
Akdan, Tolgahan
M.S, The Department of International Relations
Supervisor: Prof. Dr. Mustafa TürkeĢ
This thesis attempts to account for the primary dynamics behind Turkey‘s postwar
drive to the West. It offers a conceptualization of the Cold War as an inter-systemic
conflict, which then enables this study to integrate the geopolitical relations between
Turkey and the Soviet Union in a systemic framework. In this regard, it suggests
that the geopolitical tension between the Soviet Union and Turkey should be
conceived of not as an ―ontologically autonomous‖ ahistorical geopolitical tension
but rather as a derivative of the Cold War as a wider systemic conflict. Therefore,
this thesis explores the mainstream and radical approaches on the Cold War and
tries to locate the geopolitical conflict between Turkey and the Soviet Union into
framework of inter-systemic conflict and thus show the systemic character of
Turkey‘s drive to the Western alliance, which amounted to a profound socio-
economic integration into the international capitalist system.
Keywords: The Cold War, the Bolshevik Revolution, the Soviet Union, the United
States, Turkey
iv
ÖZ
Akdan, Tolgahan
Yüksek Lisans, Uluslararası ĠliĢkiler Bölümü
Tez Yöneticisi: Prof. Dr. Mustafa TürkeĢ
v
To the men and women
who believe that another world is possible
vi
ACKNOWLEDGMENTS
Secondly I would also like to thank my examining committee members, Prof. Dr.
Ġlhan Uzgel and Asoc. Prof. Dr. Pınar Bedirhanoğlu for their suggestions as they
helped me refine my work.
My thanks are also due to Ahmet Akkaya, Burak Erdinç, CoĢkun Musluk and
ÇağdaĢ ÖzeniĢ, who ardently suported my efforts to finalize this study.
Last but not the least; I am grateful to my wife, Reyhan Betül Akdan, who has lived
with me through this process and shared in my joys and sorrows. To her, many
thanks and much love.
None of the following would have been possible without the contributions of these
precious people and I am immeasurably grateful.
vii
TABLE OF CONTENTS
PLAGIARISM...........................................................................................................iii
ABSTRACT .............................................................................................................. iv
ÖZ ............................................................................................................................... v
DEDICATION .......................................................................................................... vi
ACKNOWLEDGMENTS ....................................................................................... vii
TABLE OF CONTENTS ........................................................................................ viii
CHAPTER
1. INTRODUCTION: Defining the problematic ............................................... 1
2. A THEORETICALLY INFORMED HISTORICAL APPRAISAL OF THE
COLD WAR LITERATURE IN THE US AND WESTERN EUROPE ..... 14
2.1. Introduction .......................................................................................... 14
2.2. Into the Mainstream: Debating the origins of the Cold War ................ 16
2.3. Into the radical approaches: Debating the nature of the Cold War ...... 32
2.4. Conclusion............................................................................................ 45
3.2. Addressing the sources of conflict between Turkey and the Soviet
Union: Mainstream approaches ................................................................... 51
viii
3.2.1. A prototype of the official Turkish foreign policy approach: The
memoirs of Feridun Cemal Erkin ......................................................... 53
4. THE COLD WAR AND TURKEY‘S DRIVE TO THE WEST ............... 137
4.1. Introduction ........................................................................................ 137
4.2. The nature and origins of the Cold War ............................................. 139
4.3. The strategies of the Soviet Union in pre- and postwar periods ........ 146
4.4. The character of Turkey‘s postwar integration into the West ............ 161
ix
CHAPTER I
Having dealt with it intensively in the second half of the twentieth century, political
historians in Turkey have long regarded it as basically solved. The problem this
thesis poses is how to account for the primary dynamics behind Turkey‘s postwar
integration and the character of this integration into the West. In this regard, what
did the Cold War come to mean for Turkey? Did it denote a near Soviet threat
emanating from merely geopolitical considerations as the strategic competition
between the superpowers spread from Europe to the Near East, inter alia the
hinterland of periphery? In this regard, did its integration point to a geopolitical
alignment against a geopolitical threat, which in turn had nothing to do with the
Cold War as an inter-systemic struggle between the rival systems of capitalism and
socialism? Or beyond resultant geopolitical tensions, did the Cold War set forth a
systemic turn in front of Turkey with clear dividing line between the West and the
Soviet Union? In this regard, did Turkey‘s integration into the Westren alliance
amount to a wider socio-economic integration into the capitalist system?
Though now established as a specific episode in history, the Cold War has always
been a subject of intense debate among historians, political scientists as well as
scholars of international relations throughout the past half century, not only for its
historical significance in shaping the fate of humanity throughout the ―short
twentieth century,‖1 but also for comprehending the subsequent political
repercussions of its end. Those who have studied the Cold War attempted to explain
1
It refers to the period between the years 1914 and 1991. The period begins with the beginning of
World War I, and ends with the fall of the Soviet Union. It is defined by Eric Hobsbawm, a British
Marxist historian. See Eric Hobsbawn, Age of Extreme: The Short Twentieth Century, 1914-1991
(Abacus: London, 1995).
1
the origins of the conflict which put the world at the brink of nuclear war for several
times. Early debates in the 1950s under heavy conservative political atmosphere
were about the motivations and strategies behind the postwar Soviet policies in
Eastern Europe and the Near East. In this connection, the term ―Cold War‖ was first
took up by orthodox Western historians to explain how the Stalin‘s aggressive
policies disrupted the wartime alliance among the US, Great Britain and the USSR
and resulted in a war, indeed a cold war.2 Therefore, they tended to blame the Soviet
Union with its aggressive expansionist policies for the breakdown of wartime
alliance which in turn led to the onset of the Cold War between the US and the
Soviet Union. These accounts dominated the historiography of the Cold War until
the 1960s. By then, many came to shed new light on the origins of the Cold War.
Since explaining the origins of the Cold War has been one of the most contested
topics, there has never been consensus on either what the term ―cold‖ means or what
a ―cold war‖ signifies. As Fred Halliday indicates the term ―cold‖ implies a double,
yet contradictory connotations: First ―to mean that relations between East and West
are cold, frozen, paralyzed, frosted and so forth, i.e. are not warm;‖ and second ―to
mean that although relations are bad and warlike, they are to some extent restrained
and have not reached the point of ‗hot‘ war [emphasis in original].‖3 So then what
2
Odd A. Westad, ―The Cold War and the International History of the Twentieth Century,‖ in The
Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd A. Westad (Cambridge
University Press: New York, 2010), p.3. It was Bernard Baruch who introduced the term ―Cold War‖
to describe relations between the United States and the Soviet Union in a speech given during the
unveiling of his portrait in the South Carolina House of Representatives in April 1947. The term
―Cold War‖ was adapted and popularized by American newspapers and magazines as an appropriate
description of the situation between the United States and the Soviet Union. In his memoirs, Baruch
writes that ―As the Soviets thwarted an atomic agreement, lowered their Iron Curtain in Eastern
Europe, and broke one promise after another in those early postwar years, it became clear that they
were waging war against us. It was a new kind of war, to be sure, in which guns were silent; but our
survival was at stake nonetheless. It was a situation that soon came to be known as the ‗cold war,‘ a
phrase I introduced in a speech before the South Carolina legislature in April, 1947.‖ See Bernard M.
Baruch, The Public Years (New York: Holt, Rinehart and Winston, 1960), p.388. See also Glossary
entry of ―Cold War Origins - Genealogy of the term‖ in Encyclopedia of the American Foreign
Relations, http://www.americanforeignrelations.com/A-D/Cold-War-Origins-Genealogy-of-the-
term.html; The Baruch Family, www.baruch.cuny.edu/library/alumni/online_exhibits/
digital/2008/bernard/exhibit1.html. (accessed on September 23, 2013).
3
Fred Halliday, The Making of the Second Cold War (Verso: London, 1986), p.7.
2
did a ―cold war‖ mean in the sense that the US President Harry S. Truman‘s fateful
speech known as the Truman Doctrine is allegedly considered to be the first
proclamation of the Cold War between the US and the Soviet Union?
On March 12, 1947, US President Truman4 asked for $400 million in military and
economic assistance for Greece and Turkey from the Congress. In an address to a
joint session of Congress, Truman stated that
One way of life is based upon the will of the majority, and is
distinguished by free institutions, representative government, free
elections, guarantees of individual liberty, freedom of speech and
religion, and freedom from political oppression. The second way of
life is based upon the will of a minority forcibly imposed upon the
majority. It relies upon terror and oppression, a controlled press and
radio, fixed elections, and the suppression of personal freedoms. I
believe that it must be the policy of the United States to support free
peoples who are resisting attempted subjugation by armed minorities
or by outside pressures.
Greece was then in a civil war whereas Turkey was allegedly subject to the pressure
from the Soviet Union while having internal stability. He warned Congress that
without help, Greece would fall to communism and that Turkey and other countries
would follow.5 The ideological rhetoric of struggle between the democratic and
4
In July 1944, Truman was nominated to run for Vice President with President Franklin D.
Roosevelt. On January 20, 1945, he took the vice-presidential oath, and after President Roosevelt's
unexpected death only eighty-two days later on April 12, 1945, he was sworn in as the nations' thirty-
third President. In 1948, Truman won reelection. Truman left the presidency in January 1953.
―Biographical Sketch: Harry S. Truman, 33rd President of the United States,‖ Truman Library,
www.trumanlibrary.org/hst-bio.htm. (accessed on September 23, 2013).
5
This approach to the Soviet threat was also reflected on an another US official report, the National
Security Council‘s study NSC 7; this document defined the Soviet threat in global terms and asserted
that ―the ultimate objective of Soviet-directed world communism is the domination of the world.‖ To
this objective, ―Soviet-directed world communism employs against its victims in opportunistic
coordination the complementary instruments of Soviet aggressive pressure from without and militant
revolutionary subversion from within.‖ In this context, while the former ascribed to Greece civil war,
the latter referred to the Soviet pressure over Turkey. United States Department of State, Foreign
Relations of the United States, 1948. General, the United Nations, Vol. I, Part 2. ―Report by the NSC
on the Position of the United States with Respect to Soviet-Directed World Communism, March 30,
1948.‖ Washington, D.C.: U.S. Government Printing Office, 1948, p.546-550. Arthur Vandenberg,
Senator of Michigan, avers on March 12, 1947 that ―Greece must be helped or Greece sinks
permanently into the communist order. Turkey inevitably follows. Then comes the chain reaction
3
totalitarian ways of life in the Truman Doctrine constituted a defining characteristic
of the US political outlook throughout the Cold War.6 That is, as presenting the
Soviet political system and institutions as antithetical to the Western democratic
political system and institutions, Truman single out the the Soviet Union as the new
threat for the ―free world.‖ From this point forth, a closer look at the Soviet Union
does help us to comprehend the nature of the threat it posed to the West, particularly
the US.
With the extension of the WWII to the East in the form of a brutal war of conquest
over Soviet vast lands, it turned into an up front and a salvation war for the Soviet
Union. It suffered the most severe losses against Hitler‘s Germany during four
years‘ war mostly on its own territory. Losses of the Soviets range from 6,750,000
to 14,500,000 soldiers (killed and missing) as well as somewhere between
6,000,000 and 20,000,000 million of its civilian population.7 Six of the Soviet
Union‘s fifteen republics had been occupied, in whole or in part, by the German
armed forces, and extensive destruction of crop land, farm animals, factories, mines,
transportation networks, and housing stock disrupted the Soviet economy.8 It was
possibly the worst war ever in all of human history in terms of savagery, brutality
and casualties. As Gaddis points out, though have survived, the Soviet Union
which might sweep from the Dardanelles to the China Seas.‖ Norman A. Graebner, ―Realism and
Idealism,‖ in Encyclopedia of American Foreign Policy (Scribner‘s/Gale Virtual Reference Library,
2002). For an elaboration of this from an orthodox point of view, see Beatrice Heuser, ―NSC 68 and
the Soviet Threat: A New Perspective on Western Threat Perception and Policy Making,‖ Review of
International Studies 17, no.1 (1991), especially between p.20-23.
6
David Reynolds, ―The European Dimension of the Cold War,‖ in Origins of the Cold War: An
International History, Edited by Melvyn P. Leffler and David S. Painter (Taylor & Francis e-Library,
2002), p.134. See also Kermit D. Johnson, Ethics and Counterrevolution: American Involvement in
Internal Wars (University press of America: Maryland, 1998), p.78-81
7
For example, for Gaddis, some 27 million Soviet citizens died as direct result of the war, John
Lewis Gaddis, The Cold War: A New History (Penguin: New York, 2005), p.9. For Painter Soviet
war related death range from 20 to 27 million deaths, S. David Painter. The Cold War: An
International History (Taylor & Francis e-Library, 2002), p.5. For others, see Matthew White‘s
National Death Tolls for the WWII (a compilation of scholarly estimates),
www.necrometrics.com/ww2stats.htm. (accessed on September 23, 2013).
8
Painter, The Cold War, p.5.
4
became in 1945 a ―shattered state.‖9 While at first desperately resisting and then
impressively repelling the German forces, Soviet military capacity lagged behind
that of the US. The Red Army emerged as a remarkable land force, but the Soviets
lacked a long-range strategic air force, had an ineffective navy and until August
1949 also lacked atomic bomb.10 According to one of many early postwar US
intelligence reports regarding the Soviet capabilities and intentions, the report listed
Soviet military weakness and ―the time required to remedy them to a degree
sufficient to make the USSR willing to risk a major armed conflict:‖11
(i) War losses in manpower and industry and the set-back in a far from
fully developed industry. (15 years)
(ii) Lack of technicians. (5-10 years)
(iii) Lack of a strategic Air Force. (5-10 years)
(iv) Lack of a modern navy. (15-20 years for a war involving major
naval operations)
(v) Poor conditions of railway and military transportation systems and
equipment. (10 years)
(vi) Vulnerability of Soviet oil, rail and vital industrial centers to long-
range bomber.
(vii) Lack of atomic bombs. (5-10 years, possibly less)
(viii) Resistance in occupied countries. (5 years or less)
(ix) Quantitative military weakness in the Far East-especially naval.
(15-20 years)
9
Gaddis, The Cold War, p.9.
10
See Matthew A. Evangelista, ―Stalin‘s Postwar Army Reappraised,‖ International Security 7, no. 3
(1982), p.133-134. Under the guidance of Leon Trotsky, the Red Army of Workers and Peasants was
founded during the course of the Russian Civil War, and having superseded the Red Guard, became
the established army of the new Soviet Union following the completion of the 1917 Russian
Revolution. The actions of the Red Army were determined by the Communist Party of the Soviet
Union, which installed in every unit a political commissar to overrule military officers should their
commands run counter to official Marxism–Leninism. The Red Army existed as an enforcer of
Soviet Moscow‘s will. Following the German invasion in 1941, the Red Army initially suffered
devastating territorial and human losses, its ill preparedness for attack obvious. It was able to turn its
fortunes around with a series of masterful tactical displays, and declare victory in what the Soviet
regime termed ―The Great Patriotic War.‖ In 1946 the Red Army was renamed the Soviet Army to
mark the fact that it was no longer the enforcer of the revolution but the legal army of an established
independent country. David Martin Walker and Daniel Gray, Historical Dictionary of Marxism
(Scarecrow Press: Lanham, Md., 2007), p.253.
11
Joint Intelligence Staff, ―Soviet Capabilities,‖ November 9, 1945, Appendix C, quoted in
Evangelista, Stalin‟s Postwar Army, p.133-134.
5
The Soviets would be unlikely to risk a major war for at least 15 years, the report
concluded. In line with this, in another American report, the US analysts stressed the
unlikelihood of the Soviet Union‘s ―embarking on [an] adventurist foreign
policy.‖12 Moreover, the US Secretary of State, James F. Byrnes writes that ―I do
not believe the Soviets will violate the integrity of Iran, Turkey, Greece, Italy, or
any other country. For many reasons the Soviets do not want war now.‖13 Likewise,
the Foreign Minister of Turkey, Hasan Saka stated that14
Soviet losses in the war against Germany have been so great that such
large occupying forces would be required in Germany, Poland,
Rumania and Bulgaria and that manpower in the reconstruction of
Soviet cities, industries, railroads et cetera was so essential that it was
most unlikely the Soviet Government would embark on any such
venture [employment of Soviet armed forces against Turkey] entirely
aside from a desire not to create an unfavorable impression throughout
the world as the result of aggression.
Moreover, Kennan who played a decisive role in shaping the postwar American
policy-making argues that the Soviet Union was ―by far the weaker party as
12
Joint Intelligence committee 250, ―Estimates of Soviet Postwar Capabilities and Intentions,‖
Januaray 18, 1945, quoted in Vladimir O. Pechatnov, ―The Big Three after the World War II: New
Documents on Soviet Thinking about Postwar Relations with the United States and Britain,‖ Cold
War International History Project, Working Paper 13 (1995), p.23. In this regard, Pechatnov wrote
by drawing on the documentation available on Soviet military planning, ―Soviet contingency plans
did not envision any offensive operations in Western Europe, concentrating instead on holding the
line of defense in Germany.‖ Vladimir O. Pechatnov, ―The Soviet Union and the World 1944-1953,‖
in The Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd. A. Westad
(Cambridge University Press: New York, 2010), p.104.
13
James F. Byrnes, Speaking Frankly (Harper: New York, 1947), p.295. James Francis Byrnes was
appointed Secretary of State by President Harry S. Truman on July 3, 1945. He left office on January
21, 1947. Byrnes led the Department of State during the significant transition from World War II to
the Cold War. See ―Biographies of the Secretaries of State: James Francis Byrnes,” Office of the
Historian, US Department of the State, http://history.state.gov/departmenthistory /people/byrnes-
james-francis. (accessed on September 23, 2013).
14
United States Department of State, Foreign Relations of the United States, 1945. The Near East
and Africa, Vol. III. Washington, D.C.: U.S. Government Printing Office, 1945, p.1230. Hasan Saka
was Foreign Minister of Turkey from September 13, 1944 until September 10, 1947. From
September 10, 1947 to June 10, 1948, Saka served as Prime Minister of Turkey. Metin Heper and
Nur Bilge Criss, Historical Dictionary of Turkey (Scarecrow: Lanham, Maryland, 2009), p.266-267.
6
opposed to the Western world.‖15 Though the only remaining land power in Eurasia,
a war-torn USSR seemed not to pose an immediate threat at least in economic or
military terms beyond the line it had captured over the Eastern Europe at the end of
war as the report, all the other figures and statements suggest. If these analyses are
credible regarding the postwar Soviet comparative weakness, then what was the
challenge did the Soviets pose to the US which was in a uniquely favorable and
powerful situation as compared to its exhausted allies and defeated rivals at the end
of war?16
Unlike the Soviets, the US, with the words of Gaddis, ―… was able to choose
where, when, and in what circumstances it would fight, a fact that greatly minimized
the costs and risks of fighting.‖17 The US war-losses range from 292,000 to 408,000
citizens (as put by Gaddis, American war-related losses were negligible as
compared to Soviets),18 nonetheless it had built up the greatest war machine in
human history since its farms, factories, mines and transportation networks survived
the war intact.19 By the end of 1942, the US was producing more arms than all the
axis states combined, and in 1943 it made almost three times more armaments than
did the Soviet Union. In 1945, the US had two-thirds of the world‘s gold reserves,
three-fourths of its invested capital, half of its shipping vessels, half of its
manufacturing capacity20 and most of its food surplus as well as nearly all of its
15
George F. Kennan, ―The Sources of Soviet Conduct,‖ Foreign Affairs 25, no. 4 (1947), p.581. In
this regard, Leffler as well argues that the Soviet Union would not risk war since it was too weak.
See Melvyn P. Leffler, ―The Emergence of an American Grand Strategy, 1945–1952,‖ in The
Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd. A. Westad (Cambridge
University Press: New York, 2010), p.77.
16
Leffler, American Grand Strategy, p.67; Painter, The Cold War, p. 4
17
Gaddis, The Cold War, p. 8.
18
Gaddis writes that American causalities were just under 300,000. For him, the soviet casualties
roughly 90 times the number of Americans casualties. Ibid., p.8.
19
Painter, The Cold War, p.5.
20
Leffler, American Grand Strategy, p.67.
7
financial reserves.21 Its Gross Domestic Product (GDP) was 1.644.761 (measured in
1990 International Geary-Khamis dollars), which was nearly five times 333.656
(measured in 1990 International Geary-Khamis dollars) of the Soviet Union in
1945.22 It was able to get out of the depression thanks to its wartime mobilization
and war efforts and came into an era of outstanding prosperity.23 In brief, the US
possessed both enormous economic and military power: It was the US Navy
controlling the sea and Air Force dominating the skies24 as well as alone controlling
the atomic bomb.25 Yet, though after the war there was a huge imbalance between
the US and the rest in particular the Soviet Union, the US government did not feel
secure, then why did the US regard the Soviet Union as a threat to its vital interests?
To put it differently, if, as it appears, there was no serious Soviet challenge to the
US in economic and military terms, then what was the nature of the postwar conflict
between the US and the USSR all about? In this regard, what was the US scared of?
Was it afraid of the possibility of further Soviet expansions as the orthodox
21
Michael Cox, ―From the Truman Doctrine to the Second Superpower Détente: The Rise and Fall of
the Cold War,‖ Journal of Peace Research 27, no. 1 (1990), p.26; Painter, The Cold War, p.5.
22
GDP is the sum of gross value added by all resident producers in the economy plus any product
taxes and minus any subsidies not included in the value of the products. It is calculated without
making deductions for depreciation of fabricated assets or for depletion and degradation of natural
resources. The Geary-Khamis dollar, more commonly known as the international dollar, is a
hypothetical unit of currency that has the same purchasing power parity that the US dollar had in the
United States at a given point in time. It is widely used in economics. The years 1990, 2000 or 2005
are often used as a benchmark year for comparisons that run through time. It is based on the twin
concepts of purchasing power parities (PPP) of currencies and the international average prices of
commodities. The data were obtained from ―Historical Statistics for the World Economy: 1-2003
AD,‖ prepared by Angus Maddison (Groningen Growth and Development Center, 2003). According
to Maddison, the historical data were originally developed in three books: Angus Maddison,
Monitoring the World Economy 1820-1992 (OECD: Paris, 1995); Angus Maddison, The World
Economy: A Millennial Perspective (OECD Development Centre: Paris, 2001); Angus Maddison,
The World Economy: Historical Statistics (OECD Development Centre: Paris, 2003). For further
information see www.ggdc.net/maddison/maddison-project/home.htm. (accessed on September 23,
2013).
23
Leffler, American Grand Strategy, p.67; Painter, The Cold War, p.5.
24
Painter, The Cold War, p.5.
25
Cox, From the Truman Doctrine, p.26; Painter, The Cold War, p.5.
8
historians26 in the US argued? Or was it afraid of a recurrence of another inter-
imperialist war accompanying to the rise of interwar like autarchic economic
tendencies and thus losing the war time trade opportunities which would force it to
sink in depression again as revisionist historians27 in the US supposed? Or was it all
a misperception of Soviet ―defensiveness‖ and ―caution‖ as expansionist as a result
of Stalin‘s ―ill-defined‖ quest for security like the post-revisionists28 claimed? Or
was the Cold War conflict a result of conscious efforts of bloc leaders to consolidate
their respective interests and to resolve internal contradiction as well as securing
order within each bloc as internalists alleged or was it an inter-imperialist struggle
between different types of capitalist states as the theoreticians of state capitalism put
forth? Or did the US feel threatened by the challenge posed by a historic alternative
with a totally different domestic politics and socio-economic system, and assume
that they would not be secure until the Soviet Union had either been reincorporated
into the world economic system or destroyed altogether?
26
See Thomas A. Bailey, America Faces Russia: Russian–American Relations from Early Times to
Our Day (Ithaca, Cornell University Press: New York, 1950); Herbert Feis, From Trust to Terror:
The Onset of the Cold War, 1945–1950 (Norton: New York, 1970).
27
William Appleman Williams, The Tragedy of American Diplomacy (Norton: New York, 1972);
Walter LaFeber, America, Russia and the Cold War 1945–2006 (McGraw-Hill: New York, 2008).
28
See John Lewis Gaddis, ―The Emerging Post-Revisionist Synthesis on the Origins of the Cold
War.‖ Diplomatic History 7, no. 3 (1983), p.180.
9
means of military threat, but the political containment of a political threat.‖ 29 As
clearly stated in Kennan‘s retrospective considerations in his memoirs regarding the
postwar Soviet threat, it was a political threat because it represented a different
developmental perspective of economic and political progress and thus a different
social organization resting on an alternative and thus rival form of socio-economic
system which vied for global influence in Europe as well as in the Third World
countries.
29
George F. Kennan, Memoirs, 1925-1950 (Little, Brown: Boston, 1967), p.359, quoted in Feis,
From Thrust to the Terror, p.223.
30
Richard Saull, The Cold War and after: Capitalism, Revolution and Superpower Politics (Pluto
Press: London, 2007), p.9.
31
See Isaac Deutscher, The Great Contest: Russia and the West (Oxford University Press: London,
1960); Halliday, The Making of the Second Cold War; and Saull, The Cold War and after.
10
reflecting forms of politics not confined to themselves alone.32 Thus, the Cold War
is not reducible to the policies of and conflict between the US and the Soviet Union,
though intensification of these tensions was largely a result of, but not limited to,
deliberate efforts of either Washington or Moscow as the principal actors in the
course of this systemic conflict. It is not limited simply because the conflict between
two rival social systems reflected onto and became contingent upon anti-colonial,
nationalist, and communist revolutionary movements in Third World countries
where each bloc leaders tended to support rival political forces with specific social
constituencies in their political and military interventions.33 The US sought to
contain these revolutionary movements wherever it appeared as the extension of
Soviet socialism; whereas the USSR, which claimed to be an anti-imperialist power,
sought to support the national liberation movements against the European colonial
powers with a view to displacing the Western-backed governments with local
communist or other non-pro-Western parties.
In this context, the systematic content of revolutionary threat was not only a threat
to solely the constituencies of the US, but rather to the social forces all around the
world benefiting from the capitalist social relations which rest on the divorce of the
mass of the population from the means of production.34 Therefore, this threat was
not only felt in the US or Western Europe, but also in other parts of the world as
well as in Turkey. As for Turkey, the domestic political and economic system was
shaped by anti-communist, anti-Soviet, pro-American and pro-market policies in the
years following the WWII. In such a framework, this thesis attempts to outline a
conceptual framework to explain the Cold War as an inter-systemic conflict, which
will then enable this thesis to locate the geopolitical factor - the Soviet demands and
32
Saull, The Cold War and after, p.9.
33
Ibid., p.7.
34
With the words of Marx: ―The capitalist system presupposes the complete separation of the
labourers from all property in the means by which they can realise their labour.‖ Karl Marx,
―Capital,‖ in Marx-Engels Reader, Ed. R. C Tucker, Vol. 1, 2nd ed. (Norton: New York. 1978). See
also Bertell Ollman, ―Marx‘s Use of ‗Class‘,‖ American Journal of Sociology 73, no. 5 (March 1968)
11
Turkey‘s response - into framework of inter-systemic conflict and thus show the
systemic character of Turkey‘s integration into the Western alliance.
The main effort of this thesis is devoted to bring together and make a
comprehensive survey of historical material. The official sources utilized in this
thesis cover the official archive documents published by Allied forces, the US and
Turkey. In this regard, I have relied on these official documents belonging to the
pre- and postwar period. These are the official archive documents published (i) by
Turkey Ministry of Foreign Affairs in 1973: Türkiye Dış Politikasında 50
Yıl:Cumhuriyetin İlk On Yılı ve Balkan Paktı (1923-1934); Türkiye Dış
Politikasında 50 Yıl: Montreux ve Savaş Öncesi Yılları (1935-1939) and Türkiye Dış
Politikasında 50 Yıl: İkinci Dünya Savaşı Yılları (1939-1946)., (ii) by the US
government: Foreign Relations of the United States (FRUS) series and (iii) by the
Allied Forces: A collection of documents on Nazi-Soviet Relations from archives of
the German Foreign Office. I have also utilized from certain statements, message
and interviews as well as memoirs belonging to the principal statesmen and high
ranking diplomats like Ġsmet Ġnönü and Feridun Cemal Erkin among others. 35 Yet
the most extensive references are made to the works of political historians and other
academic sources originated in the US, Western Europe and Turkey.
The organization of this thesis is as follows: After having defined the basic
problematic of this thesis in the introduction chapter, the second and third chapter
are devoted to portray a theoretically informed historical-critical review of the
debates having been articulated in mainstream and radical circles in the US, Europe
and Turkey. The review is organized in two separate chapters. In the first place, the
debate in the US and Western Europe is to be deliberated in order to present the
35
Ismet Ġnönü became the second President of the Turkish republic after the death of Mustafa Kemal
Atatürk. Inonu kept Turkey out of World War II and prepared the country for multi-party elections,
which resulted in the removal of his Republican People's party from power (1950) and thus his
presidency. Feridun Cemal Erkin served as a high level diplomat and foreign minister in the most
critical times of the Turkish foreign affairs aftermath of the WWII.
12
picture drawn outside Turkey in relation to the Cold War.36 Consequently, the
review of the debates in the US and Western Europe will provide us with a broader
perspective to position Turkey‘s Cold War literature in relation to the Cold War in
the third chapter. It is evident that the historical analyses of the Cold War
correspond to a vast amount of literature, therefore, this is rather a long survey. Yet,
this is not the only reason for such a long review. In fact, there is a genuine
necessity of an appraisal of the Cold War debates inside and outside Turkey in
Turkish literature. For that reason, such a lengthy survey is part of an effort, on the
one hand, to make a humble contribution to Turkish literature by making a map of
the Cold War debate and on the other hand, it will enable us to locate the arguments
this thesis advocates within the general discussions.
The fourth chapter will start with outlining the conceptual framework that will guide
the historical discussions in the following sections. This will be built on the critique
that will be developed in regard to the debates on the Cold War in the second and
particularly third chapters. It will continue with an elaboration of the strategies of
the Soviet Union with regard to inter-systemic relations and conflicts. This will
portray a picture of the pre- and postwar inter-imperialist and inter-systemic
struggles, which will help, then and there, to understand the dynamics behind the
Soviet strategic orientation toward Turkey. The chapter will conclude with
eleborating on character of Turkey‘s postwar integration into the West. As a result,
such an approach will allow this study to integrate geopolitical conflict with the
wider systemic struggle to better explain the dynamics and the character of Turkey‘s
postwar integration into the Western alliance. The last chapter is conclusion.
36
Beyond the literature of the US and Western Europe, the discussions in other parts of the world, in
particular Eastern Europe and the Soviet Union or the recent discussions in Russia have not been
included due to the weaker intellectual interaction between these areas and Turkey.
13
CHAPTER II
2.1. Introduction
Since the WWII came to an end, the debates on why Europe came out of the war as
divided and why the wartime alliance collapsed, which culminated into the Cold
War between the US and the Soviet Union became a central focus of the scholarly
interests in the postwar years. This chapter attempts to make a review of the
contending approaches to the origins and nature of the Cold War in the US and
Western Europe. Two general categorizations will be used to classify the different
approaches, to name, the mainstream and radical approaches to the Cold War. It
goes without saying that each of these categorizations indeed has its own sub-
classifications.
The mainstream Cold War debate mostly originated in the US among the diplomatic
historians and long dominated the historiography of the Cold War in the other parts
of the World. The debate will be covered under three groups of approaches, namely
Orthodoxy, Revisionism and Post-revisionism. The debate in the US, as one of two
main antagonists, have centered on the quest for the responsible that allegedly
turned the postwar security environment from a favorable condition nurtured by the
wartime alliance to an uncertain future embroiled in a global rivalry under the
shadow of atomic bombs. Who was responsible for the disintegration of the wartime
alliance and thus for the onset of the Cold War? Was it a result of the Soviet efforts
for world domination or the US imperialist open door policies? The mainstream
debate on the origins of the Cold War has long been dealt through such questions. In
this debate, the authors from the US or the authors whose work was published in the
14
US has long dominated the mainstream agenda. Therefore, the review of
mainstream debate will cover the historical debate on the Cold War in the US.
However, this is not to suggest that these discussions have been limited to the US.
In fact, the orthodox-revisionist debate had felt itself in Western Europe as well1 yet
because the agenda of this debate set by the authors from the US, that is, the views
have been mainly circulated in the US and pumped out around the world. Therefore,
under the mainstream approaches, the debates in the US will be mainly covered.
Nevertheless, the radical views circulated among ―Western-Marxist‖ authors as well
as the authors whose work was published in Western Europe, as the main area of
contest for supremacy between the superpowers, will be reviewed under the
category of radical approaches. This will enable us to present the Western-Marxist
interpretations of the Soviet Union as well as their interpretations of the struggle
between the Soviet Union and the West, in particular the US.
Unlike the mainstream ones, the radical approaches have been mainly articulated in
Western Europe and mostly draw on Marxian perspectives on the Cold War.
Marxist scholars in Western Europe have mainly interested in the analysis of the
nature and the objective basis of the rivalry between the US and USSR. The radical
approaches will be appraised with respect to their answers to the question of what
was the nature and the objective basis of the rivalry between the US and USSR?
Was the Cold War conflict an inter-imperialist war in the sense that each of the bloc
leaders sought to ensure its own sphere of interest and made the Cold War conflict
instrumental for securing the intra-bloc domination? Or was it a systemic one
between two antagonistic socio-economic systems?
1
Most of the contributions from Europe has an orthodox tendency, see, for example, André Fontaine,
History of the Cold War: From the October Revolution to the Korean War, 1917-1950 (Pantheon:
New York, 1968); Desmond Donnelly, Struggle for the World: The Cold War: 1917-1965 (Collins:
London, 1965); Wilfrid Knapp, A History of War and Peace 1939-1965 (Oxford University Press:
Oxford, 1967). For a revisionist perspective, see Claude Julien, America's Empire (Pantheon: New
York, 1971).
15
2.2. Into the Mainstream: Debating the origins of the Cold War
Though various different classifications,2 there are mainly three sub-categorizations
mostly referred in the mainstream debates which are orthodoxy, revisionism and
post-revisionism.3 The debates within mainstream have mainly revolved around the
search for the responsible in the form of either the Soviet threat or the US
imperialism as the primary factor behind the onset of the Cold War. In this sense,
the postwar conflict was at first not considered as an unfolding rivalry between two
sides but rather regarded as an imposition of one to the other, driven by either the
Soviet expansion in line with the communist ideology or the US imperialism on the
basis of securing an open market capitalism under its domination. Yet, in the
orthodox and the revisionist approaches, the role of ideology has been reduced to
leadership decision-making by ignoring the link between the ideological values and
the socio-economic structures. For example, it was the ideological orientation of
either Stalin or Truman-not the socio-economic properties of their respective
countries- that led to a cold confrontation between the US and the USSR.
2
See, for example, Fred Halliday, The Making of the Second Cold War (Verso: London, 1986); Cox,
Michael, ―From the Truman Doctrine to the Second Superpower Détente: The Rise and Fall of the
Cold War,‖ Journal of Peace Research 27, no. 1 (1990); Richard Saull, The Cold War and after:
Capitalism, Revolution and Superpower Politics (Pluto Press: London, 2007).
3
For the key representatives of these various interpretations, see ―Bibliographical Essay,‖ in The
Cambridge History of the Cold War, Edited by Melvyn P. Leffler and Odd. A. Westad (Cambridge
University Press: New York, 2010). The classification of the Cold War historiography under three
general categories has been mainly drawn upon by the post-revisionists, particularly J. L. Gaddis, the
leading US scholar on the Cold War since the post-revisionism presented itself as the progressive
synthesis (thesis/antithesis/synthesis) of the early two approaches. See, for example Gaddis, The
Emerging Post-Revisionist Synthesis on the Origins of the Cold War. Agreeing with this notion of
progressiveness would imply a process of modification while absorbing its insights, however, what
the post revisionism does, at least in the personification of Gaddis, is to revitalize the orthodoxy.
Nevertheless, I prefer to draw on these categories, the main reason is the polemical character of
debates among them. That is to say, as Westad puts forth “that they [the revisionists], through their
opposition to orthodox views, created the debate.” Odd Arne Westad, ―Introduction: Reviewing the
Cold War,‖ in Reviewing the Cold War: Approaches, Interpretations, Theory, Edited by Odd A.
Westad (Frank Cass: London, 2000). For example, by turning the orthodoxy on its head, revisionists
inquire the same issue of who is responsible for the breakdown of wartime alliance and then the
onset of the Cold War as well and precipitate a hot debate especially within the US. Therefore,
reviewing the revisionists within the mainstream appears to me more appropriate. For a different
categorization of revisionists covered within the radical theories of the Cold War, see Saull, The Cold
War and after. See also Halliday, The Making of the Second Cold War.
16
With post-revisionists, the role of the ideology was entirely downgraded as a
straitjacket as well as a misguiding factor behind the states‘ foreign policies. It was
the postwar international structure that led to the Cold War regardless of either the
ideology of US and the USSR or their domestic socio-economic and political
systems. Nevertheless, though denying the idea that the policies of states are driven
by the ideological motives, post-revisionists argue that liberal democratic values of
the US impeded the US decision-makers to see the realities of postwar world
politics and led them to incorrectly evaluate the behavior of the Soviet Union for
which, post-revisionists suggest, even so Stalin played hard to persuade the
American decision-makers to the contrary.
Once the cement of, if there was ever, a common foe disappeared, the wartime
cooperation vanished over the questions of Germany, Eastern Europe and the Near
East (Iran, Turkey) in the early postwar period. The Soviet Union started to be
portrayed as a new threat with its totalitarian and communist ideology by the US
officials, among which George Kennan was by far the most influential one.
4
Some of the most representative memoirs of the American statesmen that reflect the thinking of US
policymakers during the Truman era are Harry S. Truman, Memoirs (Doubleday: New York, Garden
City, 1955-1956); Dean Acheson, Present at the Creation: My Years in the State Department
(Norton: New York, 1969); George F. Kennan, Memoirs 1925-1950 (Little Brown: Boston, 1967).
For many more examples, see ―Bibliographical Essay,‖ in The Cambridge History of the Cold War,
Edited by Melvyn P. Leffler and Odd. A. Westad (Cambridge University Press: New York, 2010).
5
Thomas A. Bailey, America Faces Russia: Russian–American Relations from Early Times to Our
Day (Ithaca, Cornell University Press: New York, 1950). See Bibliographical Essay.
17
Kennan‘s key role in shaping American strategy and the attitudes of Washington
officials towards Moscow in the Cold War was rested on two documents, he wrote,
namely ―Long Telegram‖ in 1946 and ―the Sources of Soviet Conduct in 1947.‖6
Kennan's analysis in these documents provided an influential explanation of Soviet
behavior and the foundations for America's Cold War policy of containment.
The Soviet Union, Kennan avers, was inherently aggressive and expansionist as a
result of its ideology since it was the ideology that ―taught them that the outside
world was hostile and that was their duty eventually to overthrow the political
forces beyond their forces.‖7 Due to the idea of being surrounded by a hostile world,
for him, ―their [Soviet leaders] sense of insecurity was too great‖8 which
consecutively enable the Russian leaders to see no opposition having any merit or
justification whatsoever since any opposition was possible to be seen as remnants of
capitalism abroad.9 Therefore, ―it became necessary to justify the retention of the
dictatorship by stressing the menace of capitalism abroad.‖10 By going along with
the totalitarianism of the Soviet leaders, as Gaddis wrote Kennan was able ―to fuse
concerns about totalitarianism and communism in dealings with Soviet Union.‖11
The term ―totalitarianism‖ attained new connotations with the fusion of
representations of Hitler‘s Germany and images of Stalin‘s Russia and thus
provided the framework for the Western officials to present communists, in a hostile
6
―Long Telegram‖ was sent by George Kennan as the American charge d‘affaires in Moscow from
the United States Embassy in Moscow to the Department of State on February 22, 1946. ―The
Sources of Soviet Conduct‖ was published in Foreign Affairs in 1947 when he was the Director of
Planning for the United States Department of State. It was published under the pseudonym Mr. X.
www.history.state.gov/departmenthistory/short-history/kennan. (accessed on September 23, 2013).
7
Kennan, George F., ―The Sources of Soviet Conduct,‖ Foreign Affairs 25, no. 4 (1947), p.569
8
Ibid., p.568.
9
Ibid., p.570.
10
Ibid.
11
John Lewis Gaddis, ―Soviet Unilateralism and the Origins of the Cold War,‖ in Major Problems in
American History Since 1945, Edited by Robert Griffith and Paula Baker (Houghton Mifflin: New
York, 2001), quoted in Abbott Gleason, Totalitarianism: The Inner History of the Cold War (Oxford
University Press: New York, 1995), p.75.
18
fashion, as fundamentally similar to the Nazis they had previously fought 12 since
this connotation with its historical memory made a straight relation between internal
repression and external aggression and expansion.13 It was in this conception of
threat, President Truman made his famous speech and stated that ―totalitarian
regimes imposed upon free peoples, by direct or indirect aggression, undermine the
foundations of international peace and hence the security of the United States‖14
12
Gleason, Totalitarianism, p.1.
13
This attribution of totalitarianism to the Soviet Union was also utilized in the course of the Cold
War as the US embarked on military interventions into the revolutionary crisis within the Third
World countries. As the so called ―the bastion of democracy,‖ in order to justify its political,
economic as well as military supports to the undemocratic governments, the US appealed to the
distinction between ―authoritarian‖ and ―totalitarian‖ governments. The authoritarian governments
sponsored by the US were allegedly considered as being open to change, to democracy and to
capitalism whereas the totalitarian governments linked to the Soviet Union were reckoned close to
capitalism and democracy and therefore, to any hope for change. For further information on this
distinction, see Kermit D. Johnson, Ethics and Counterrevolution: American Involvement in Internal
Wars (University press of America: Maryland, 1998). For the list of the US military interventions in
Third World, see footnote 22 in chapter II in this thesis.
14
―The Truman Doctrine,‖ Truman Library Public Papers, March 12, 1947.
trumanlibrary.org/publicpapers/index.php?pid=2189&st=&st1. (accessed on September 23, 2013).
15
United States Department of State, Foreign relations of the United States, 1946. Eastern Europe,
the Soviet Union Vol. VI. ―The Long Telegram by the US Charge in the Soviet Union (Kennan) to
the Secretary of State, Moscow, February 22, 1946.‖ Washington, D.C.: U.S. Government Printing
Office, 1946, p.701-702
16
The Long Telegram, p.4-6.
19
On the basis of the above official stance, for the traditionalist or orthodox, the Cold
War was once a simple story of Soviet Union expansionary actions and the US
reaction, which formed the standard interpretation between the 1940s and the early
1960s. For the orthodoxy, it was the Soviet aggressiveness that was considered to be
a primary, if not the sole factor led to the breakdown of the wartime alliance against
Nazis and thus the start of the Cold War as Bailey alleged ―If the Kremlin had
chosen to conciliate rather than alienate us, we no doubt would have been willing to
contribute generously in technicians, materials, and money to the rehabilitation of
war-ravaged Russia.‖17 In other words, the Cold War started because of the Soviet
Union embarked upon an ideologically driven expansionist policy in Eastern Europe
and elsewhere with the intention of exporting world revolution since ―their long-
range strategy was to bankrupt the bastion of capitalism and soften it up for world
revolution.‖18 For the orthodoxy, Soviets acted, the Americans reacted since they
seem to be convinced that the US had no other internal or external motivating
interest than to encourage international cooperation and harmony. It was this
conviction that enables the orthodox historians to avoid any discussions of internal
motivating factors driving the US‘ global commitments and thus it provides the
requisite legitimacy and justification for these commitments with a view to halting
the Soviet expansions and to reestablishing an international order based on freedom,
self-determination and democracy.19 In this regard, under the pressure of Soviets‘
global ambitions, ―the war-hating Americans‖20 were in a way forced to adopt a
defensive position, against a hostile foe motivated by ideological purposes, in order
to ‗save‘ the ‗free world‘ from the spread of communism. In this sense, Bailey
writes that ―Stalin and Molotov were the real fathers of the huge and costly postwar
17
Bailey, America Faces Russia, p.319-320.
18
Ibid., p.320.
19
The conceptualization of the US actions abroad as a reaction to communist menace is the leitmotif
of the orthodox thesis since it presented the US global commitments as an act of self-defense against
the totalitarian aggression.
20
Bailey, America Faces Russia, p.325.
20
preparedness program in the United States.‖21 This in turn entails a global
commitment to contain the Soviet Union.
The Korean War reinforced the orthodox urge for the necessity of global alliances
and commitments by adopting an indefinite policy of containment as a response to
the Soviet strategy of pursuing expansionary policies. In other words, the extension
of the US commitments to areas previously considered to be beyond the orbit of
American interests was justified on the assumption of defending the security of the
―free world‖ against communist aggression. However, the American military and
economic assistance backed the monarchy in Greece (1947); American command
operations fought against anti-Japanese HUK rebels in Philippines (1947) and
crashed Puerto Rican independence rebellion in ponce (1950); American
involvements in Iran (1953) and in Guatemala (1954) led to the overthrow of
popularly elected governments; and its full-scale war in Diem‘s Vietnam resulted in
the backing of corrupt authoritarian regimes.22 These interventions, apparently
opposed to the liberal democratic values the US which was then supposedly fighting
for, were justified, as Bailey did, under the urgency of security above democracy.
He phrased it, ―… in this critical hour we prepared to put security above democracy,
in the hope that democracy would come later.‖ 23
21
Ibid., p.20.
22
The list of the US military interventions in Third World is incomplete here. For the full list see
Mustafa TürkeĢ, ―Tarihsel ve Güncel Boyutlarıyla Uluslararası Müdahale Döngüleri,‖ Türk Sosyal
Bilimler Kongresi, 2003. Zoltán Grossman, ―A Briefing on the History of US Military
Interventions,‖ Z magazine, October 2001, https://www.academic.evergreen.edu
/g/grossmaz/interventions.html. (accessed on November 3, 2013). See also ―US Military and
Clandestine Operations in Foreign Countries from 1798 to Present,‖ Global Policy Forum
(December 2005), https://www.globalpolicy.org/component/content/article/155/26024.html.
(accessed on November 3, 2013).
23
Bailey, America Faces Russia, p.336.
21
critics came from the Realists like George Kennan24 and Hans Morgenthau who
argued for a limited form of commitment based on the assumption that the USSR
was more of a traditional form of great power rather than an ideologically-driven
state as the orthodox suggests.25 In this regard, the basic divergence between
orthodox and the realists was the debate over the nature of the Soviet challenge and
the question of how to deal with this challenge. In this context, the debate between
them became more visible with the 1950s when the Cold War struggle moved
beyond the core of Europe and Japan into the new areas in the Third World and the
realist critics gained more solid ground which advocated a more limited and non-
ideological commitments/dealings with the postwar international problems.26
Realists advocated a differentiated approach to Europe and Japan, on the one hand,
and the Third World, on the other. In this regard, Morgenthau warns the US policy-
makers that an undifferentiated approach would threaten to turn the United States
24
Though Kennan himself played a leading role in the development of the containment policy, he
had proposed that ―the main element of any United States policy toward the Soviet Union must be
that of a long term, patient but firm and vigilant containment of Russian expansive tendencies.‖
Kennan, The sources of Soviet Conduct, p.575. However the US Cold War strategy assumed a more
assertive and militaristic character which led Kennan to criticize the overextension of the US global
commitment.
25
Characterization of the Soviet Union as an ideologically driven state implies that the Soviet
leadership embarked upon unreasonable policies in the postwar period. In this sense, while the West,
particularly the US was seen as quite fair and reasonable in their policies, policies of the Soviet
Union in the postwar period especially on Eastern Europe for pro-Soviet or friendly regimes and
Near East (Iran- demand for oil concession agreement; Turkey-demand for bases on the straits) were
interpreted as unreasonable, which arguably in turn resulted in the breakdown of the wartime alliance
and the onset of the Cold War. Against such an approach, realists conceive the Cold War as a typical
great power struggle for power under the conditions of anarchy. Therefore, conflict between states in
general – and the US and the Soviet Union in particular- was not merely a function of or driven by
their very different ideologies, but the almost natural consequence of their position in the world at the
end of the WWII. Thus, in contrast to orthodox who emphasize the importance of domestic political
factors (democracy vs. totalitarianism) and ideology (free market capitalism vs. communism) on
behavior of postwar bloc leaders, and thus put more weight on the ideological character of the Cold
War, realists put the basis of international relations as the states‘ ―non-ideological‖ quest for power.
See the seminal work of Hans Morgenthau, Politics among Nations: The Struggle for Power and
Peace, (AA Knopf: New York, 1948).
26
For the analyses of Morgenthau‘s critique of American involvement in Third World, Michael Cox,
―Hans J. Morgenthau, Realism and the Rise and Fall of the Cold War,‖ in Realism reconsidered:
Hans J. Morgenthau and International Relations, Edited by Michael Williams (Oxford University
Press: Oxford, 2007); Lorenzo Zambernardi, ―The impotence of power: Morgenthau's critique of
American intervention in Vietnam,‖ Review of International Studies 37, no. 3 (2011).
22
into the world‘s counter revolutionary policeman, particularly in Third World. This
would in turn make the US appear to support the unpopular regimes against the
national liberation struggles. Therefore, such an overly reactive outlook would
undermine the framework through which foreign policy has been articulated with a
moral force and would erode the justifications for American commitments against
the Soviet totalitarianism on the basis of protecting the values of freedom,
democracy and self-determination. More importantly, for Morgenthau, this would
provide the Soviet Union with the opportunity to make itself, not the US, in the
wider Cold War look like the champion of progressive change.27
Therefore, realists supported a strategy of acting wherever the vital national interests
of the US urge it to act rather than a strategy of reacting whenever the Soviets acted.
In this regard, for realists, it was ideology that impeded the policy-makers to see the
―realities‖ of international politics. Hence, they opposed to the unnecessary
American involvements especially in the situations where the US might not have a
vital interest which were committed as the moral responsibility of the US for
protecting the ―free world‖ against the aggressors. For that reason they regarded
these involvements as mistaken or misguided, but not immoral since the realists
shared a similar outlook with the orthodox on the US international position and the
recognition of aggressiveness of the Soviet Union in the postwar period.
27
Cox, Hans J. Morgenthau, 180.
23
response to communist aggression. Likewise, realists too did not question the
motivations behind the purpose of the US policies in the world.
Yet another, but a more important critic, a radical one what became known as the
―revisionist‖ approach28 started to raise its voice. The pioneering work, The Tragedy
of American Diplomacy, appeared in 1959, William Appleman Williams challenged
the Cold War consensus on the traditional views and proposed alternatives.29
Though at first ―Tragedy made a rather modest splash,‖30 it was tried to be
discredited as a ―Stalinist track‖ or as a reductionism due to its emphasis on
economic factors as the primary impulse behind the American foreign policy. Even
Williams was said to step out of the mainstream international relations
scholarship.31 However, Tragedy became part of the mainstream debate32 as the
orthodox explanation of the Cold War became discredited largely in reaction to the
Vietnam War along with the erosion of America‘s moral superiority and virtue
under the thousands of tons of explosives including chemicals dropped by the
American B-52 bombers over the North Vietnam and communist targets in South
Vietnam.33 Consequently radical readings of the Cold War found a way to
28
Revisionism was a heterogeneous body of scholarship; therefore, here I appraised most notable
works mainly drawing on ―open door thesis.‖ William Appleman Williams, The Tragedy of
American Diplomacy (Norton: New York, 1972); Walter LaFeber, America, Russia and the Cold
War 1945–2006 (McGraw-Hill: New York, 2008). However, due to its heterogeneity, there are even
discussions on whether the term ―revisionism‖ provides a useful demarcation within the literature or
not. See for example Michael Leigh, ―Is there a Revisionist Thesis on the Origins of the Cold War?‖
Political Science Quarterly 89, no.1 (1974).
29
Cox and Kennedy-Pipe assert that Williams drew more on Fredrick Jackson Turner and Charles
Beard than on Karl Marx or Vladimir Lenin, as a result, for them, the analysis of Williams was
radical in form but quintessentially American in general. Michael Cox and Caroline Kennedy-Pipe,
―The Tragedy of American Diplomacy? Rethinking the Marshall Plan,‖ Journal of Cold War Studies
7, no. 1 (2005), p.98.
30
Bradford Perkins, ―The Tragedy of American Diplomacy: Twenty-five Years After.‖ Reviews in
American History 12, no. 1 (1984), p.1.
31
Ibid.
32
Ibid.
33
For articles, videos and speeches on weapons of the Vietnam War, see
www.history.com/topics/weapons-of-the-vietnam-war. (accessed on November 3, 2013).
24
participate into the mainstream debates. Elaborations of Williams‘ ―Open Door
Thesis‖ became proliferated across a series of books. Walter LaFeber‘s America,
Russia, and the Cold War, 1945-2006 is one such.
For Williams, in the US the traditional belief is that the domestic well-being of
democracy and prosperity at home depends upon overseas economic expansion and
access to foreign markets.34 Therefore, this quest for open markets was the essential
motive behind the American relationship with the other nations.35 In this context, in
the postwar era Williams saw a purposive design behind the American foreign
policy rather than as reactive in character against ambitious actions of Soviet Union.
He writes that ―the traditional strategy [Open Door Policy] was merely reasserted
and put into operation at the end of the war…‖ and ―this reassertion of the
traditional open door strategy guided the community of American policy-makers
36
throughout the war and into the Cold War era.‖ This means that the postwar
American diplomacy was not simply responsive, but rather was deliberatively
expansionist in the line of a consistent strategy of Open Door Policy. Williams
further argued that ―the policy of the open door, like all imperial policies, created
and spurred onward a dynamic opposition to which it forfeited the initiative.‖37
What he mainly argues that the pursuit of open door policy in the postwar era by the
American policy-makers forced the Soviet Union either to accept the American
policy or to be confronted with American power and hostility.38 Therefore, for
Williams there happened no meaningful negotiations for the formation of postwar
34
Williams, Tragedy, p.37-38.
35
However, there was an essential ambiguity in Williams‘ position regarding the drive behind the
American expansionism. ―The reader is never quite clear – whether America‘s institutions
necessitated expansion or whether America has been expansionist out of the mistaken conviction that
well-being … of these institutions required constant expansion.‖ Robert W. Tucker, The Radical Left
and American Foreign Policy (Johns Hopkins Press: Baltimore, Md., 1971) quoted in Perkins, The
Tragedy of American Diplomacy, p.6
36
Williams, Tragedy, p.209.
37
Ibid., p.209.
38
Ibid., p.206.
25
international order39 since ―the United States never formulated and offered the
Soviet Union a settlement based on other … terms.‖40 Consequently, ―it was the
decision of the United States to employ its new and awesome power in keeping with
the traditional Open Door Policy which crystallized the Cold War.‖ It was
―American policy therefore [that] influenced Soviet policy and action.‖41
That being the case, he does not find it reasonable to claim that the US with its
great relative supremacy between 1944 and 1962 was forced to follow a certain
policy42 such as Washington‘s decision to embark upon a global policy of
―containment‖ as a response to halt the communist expansion. It was rather the
uncompromising policies of the US that left no other options for the Soviet Union
other than to extend and consolidate its control over Eastern Europe with a view to
assuring its problem of security and reconstruction.43
LaFeber‘s America, Russia, and the Cold War, 1945-2006 can be seen as an
elaboration of the Open Door Thesis first laid out in Tragedy, most of LaFeber‘s
arguments seemed to support its claims. He argues that the Open Door Policy is
believed to be by Washington officials as the only way for preventing another
economic depression. Therefore, recurrence ―… could be averted only if global
markets and raw materials were fully open to all peoples on the basis of equal
opportunity, or the open door, for everyone.‖ However, he maintains that this was
more than a pure belief since ―American domestic requirements, moreover, dictated
such a policy,‖ therefore, for Washington, ―the world could not be allowed to return
to the 1930s state of affairs, when nations tried to escape depression by creating
39
Ibid., p.209.
40
Ibid., p.208.
41
Ibid., p.216.
42
Ibid., p.208.
43
Ibid., p.204-229.
26
high tariff walls and regional trading blocs that dammed up the natural flow of
trade.‖44
After the war, devastated England and France had no option other than asking for
help of the US. In 1945, the US offered $3.8 billion to Britain, however, the loan
was subject to conditions under which British promised to reserve their commercial
policy for trade liberalization over their imperial bloc. Likewise, French received
what they request, but only upon a promise of limitation on government subsidies
and currency manipulation.47 That is to say the negotiations on these loan
agreements were carried out in line with the Open Door Policy of free trade and
open markets by the Washington officials.
In the Soviet case, LaFeber argues, the war destroyed 1700 towns and 70,000
villages, and left twenty to thirty million deaths as well as 25 million homeless. In
this devastative situation, the urgent issue was the rapid reconstruction of the Soviet
44
LaFeber, America, Russia and the Cold War, p.10.
45
Ibid., p.10.
46
Ibid., p.13.
47
Ibid., p.13.
27
economy and this would require Eastern Europe both as a strategic buffer against
the West, and for its economic resources.48 Therefore, for LaFeber, the basic
demand behind Stalin‘s negotiations with Roosevelt and Churchill at Yalta was the
recognition of Soviet ―right to control the large parts of Eastern Europe,‖49 though
not strictly as communist satellites except the Rumania and Poland since in other
areas such as Hungary, Bulgaria, Finland the Soviet approach varied. In Finland for
example Stalin agreed to an independent, noncommunist regime on the condition
that she would follow a friendly foreign policy towards Russia.50 However, the US,
LaFeber argues, opposed to recognize the Eastern Europe as the Soviet‘s sphere of
interest for two reasons. First one was that though the US did not require the Eastern
European markets, a stable, prosperous world did require a healthy Europe, which in
turn meant a united Europe with its Eastern sectors providing food and Western
areas the industrial products, meaning that each needed the other. As a second
reason, if the US allowed Stalin to establish his own sphere in Europe, Churchill, de
Gaulle, and others might try to rebuild their blocs as well.51 Thus, LaFeber alleged,
an open Eastern Europe was put on the negotiation table as a precondition for a
postwar cooperation with Soviets.52 Yet the US efforts to open the Eastern Europe
by ignoring its significance for the Soviet system forced Stalin to tighten its control
inside Russia and revise its postwar calculations with respect to the Eastern Europe.
To brief, both Williams and LaFeber agrees that the postwar US foreign policy
towards the Soviet Union was not a result of latter‘s eagerness to dominate the
world, but rather former‘s traditional pursuit of open door policy. Both argue that
Stalin was aware of Soviet weakness both economically and militarily, therefore he
followed a pragmatist foreign policy and did not intend a direct confrontation with
48
Ibid., p.14.
49
Ibid., p.14.
50
Ibid., p.20.
51
Ibid., p.14.
52
Ibid., p.18.
28
the US. In this sense, at least at three points they challenged the traditional wisdom
over the origins of the Cold War. Firstly, unlike the orthodox, the revisionists argue
that it was not the communism that paved way to the Cold War but rather the US
open door imperialism. Secondly, against the orthodox claim that the US foreign
policy in the postwar period was built upon legitimate security interest and the
promotion of democratic values and freedom, revisionists claim that it was the
domestic economic considerations, not the security threat posed by the Soviets that
guided the US foreign policy. Lastly, while the orthodox interpreted the Soviet
actions as part of a broader expansionist strategy of global domination, Revisionists
argue that there was no Soviet blueprint for domination of Eastern Europe or globe
behind the postwar Soviet foreign engagements.
Largely drawing on Cold War realist critics and Kenneth Waltz‘s neorealism, the
post-revisionists in general and John Lewis Gaddis in particular as the leading
diplomatic historian of American foreign relations published many studies with a
claim of achieving a synthesis that integrates both the domestic and international
dimensions of American diplomacy with the help of greater access to archival
sources. The new synthesis presented itself as ―a third stage,‖ ―a new consensus‖ in
29
the historiography of the Cold War by ―draw[ing] from both traditional and
revisionist interpretations to present a more balanced explanation of the beginning
of the Cold War.‖53
What basically differentiate the post-revisionist from the orthodox and revisionist
interpretations is that the post-revisionist, though eclectically, utilized the early Cold
War realist critiques of the US foreign policies and borrowed important insights
from the dominant paradigm of international relations, to name, Waltz‘s neorealist
literature. On the one hand, the Cold War realists, particularly critiques of Kennan
and Morgenthau regarding the overextension of the US global commitments enables
the post-revisionist to distinguish the US involvements in Europe and Japan, and the
US third world policies. While seeing the US policies credible to the former in the
presence of the Soviet threat, they are strongly critical of the US intervention into
the latter. On the other hand, neorealism allows the post-revisionists to posit the
non-ideological pursuit of security as the basis for their postwar analyses. 54 With the
words of Waltz, ―competition and conflict among states stem directly from the twin
facts of life under conditions of anarchy: States in an anarchic order must provide
for their own security, and threats or seeming threats to their security abound.‖55
The Cold War system is considered as a product of the postwar changes in the
number of great powers and distribution of capabilities. As a result, there emerged a
bipolar world in which ―each of the two great powers is bound to focus its fears on
53
John Lewis Gaddis, ―The Emerging Post-Revisionist Synthesis on the Origins of the Cold War.‖
Diplomatic History 7, no. 3 (1983), p.172.
54
For Westad, the deemphasizing of ideological conflicts is connected to the emergence of detente in
superpower relations. Odd A. Westad, ―The Cold War and the Ġnternational History of the Twentieth
Century,‖ in The Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd A.
Westad (Cambridge University Press: New York, 2010), p.5.
55
Kenneth N. Waltz, ―The Origins of War in Neorealist Theory,‖ Journal of Interdisciplinary
History 18, no. 4 (1988), p.619. For Waltz, it was the anarchic structure of the international relations
that imposes constraints upon behaviors of states and presupposes a self-help system in which each
state has to take care of itself. Therefore, there is no division of labor or functional differentiation
among states. That is to say all states behave in similar ways despite their different forms of
government and diverse political ideologies.
30
the other, to distrust its motives, and to impute offensive intentions …‖ 56 Hence, by
following Waltz, for post-revisionist, ―the proper question is rather what, not who,
started the Cold War‖ as a consequence of the geopolitical arrangements brought
about by the War.57 In this regard, for post-revisionists both the US and Soviet
Union acted primarily in the line with their national interest and so despite their
different forms of government and diverse political ideologies, they are not
strikingly different from each other or from other great powers in history.58
56
Ibid., p.628.
57
Ibid., p.628.
58
Westad, The Cold War, p.5; Halliday, The Making of the Second Cold War, p.25-26.
59
Gaddis, Post-Revisionist Synthesis, p.176.
60
Ibid., p.180.
31
political ends, not the other way around.‖61 That is to say, domestic economic needs
have not been the primary impulse behind American postwar policymaking.
Consequently, Gaddis argues that the new evidence confirms the key arguments of
old orthodoxy on the basis of systemic archival research.62
2.3. Into the radical approaches: Debating the nature of the Cold War
The radical approaches can be classified under two categories. The first group of
scholars sees the Cold War as related with primarily the intra-bloc conflict for
which the international Cold War conflict was instrumental to resolve the intense
socio-economic contradictions within the political relations of each bloc. The
scholars in the second category, on the other hand, conceive the Cold War as an
inter-systemic conflict emanating from the international antagonism and conflict
between the two antithetical social systems.
61
Ibid., p.175.
62
Ibid., p.180.
32
According to Michael Cox, as one of the principle advocates of the internalist
approach,63 the hostility between the USSR and the capitalist countries did not come
about with the end of the War rather there had been a conflict since the Bolshevik
Revolution of 1917 because the capitalist countries had felt threatened by the
existence of the new Soviet state. After Bolshevik revolution, for the capitalist
countries, the main problem was how to deal with the new revolutionary state as it
stood outside of and in partial oppose to international division of labor and made no
contribution to the reproduction and expansion of capitalism as a world system.64 In
this sense, the real problem between the West and the USSR, Cox argues, was not
the different political economic formation of the Soviet Union or its nationalization
of industry, but ―the total separation of Soviet economy from the world market.‖65
That is to say, even if there were socio economic differences between the West and
the USSR, this does not itself explain the essential cause of conflict or its intensity,66
as well as the emergence of the Cold War in the postwar period.
The opposition between West and the USSR became more intense with the
consequences brought about by the WWII since the War led to the expansion of the
USSR into Eastern Europe and thus the closing off of an even greater area from
Western control.67 Like the pre-war period, in the postwar American concerns did
not stem from either the Red Army, or the immediate activities of the communist
parties in Western Europe, but rather the problem was the contraction of larger areas
from the capitalist market and thus the source of the danger was furtherance of this
as a result of continuity of the crisis of capitalism. With the words of Cox, ―the real
63
Cox, From the Truman Doctrine; Michael Cox, ―The Cold War and Stalinism in the Age of
Capitalist Decline,‖ Critique: Journal of Socialist Theory 1, no.1 (1989).
64
Cox, From the Truman Doctrine, p.28; Cox, The Cold War and Stalinism, p.26.
65
Cox, The Cold War and Stalinism, p.26.
66
Cox, From the Truman Doctrine, p.28-29.
67
Cox, The Cold War and Stalinism, p.26.
33
problem in 1947 was not Soviet military power, but the near collapse of the West
European bourgeoisie following fifty years of slow decay.‖68
If the crisis and thus decline of capitalism persisted, this would discredited the
market capitalism as a viable model to overcome the economic difficulties the war
had left in Europe which supposedly would in time result in strengthening and
radicalization of the communists in Western Europe, particularly in France and Italy
where communist parties was then relatively strong though they did not have the
strength (or the intention) to over throw capitalism anyway. This would be followed
by the imposition of greater state control of trade and industry so as to reconstruct
the economy. In turn a statist Western Europe would develop closer links with the
emerging planned economies of Eastern Europe. The end result of this process
would lead to the reorientation of Europe as a whole away from the world market
towards the Soviet sphere of influence, which would in turn resulted in a total
contraction of Europe from the capitalist world market. This is what constituted the
meaning of the ―Soviet threat‖ in 1947, Cox claims. In this context, then ―the Cold
War was not primarily the expression of some deep irreconcilable socio-economic
conflict between the US and the Soviet Union, but a strategy developed by the
American bourgeoisie to rescue a declining capitalism after more than three decades
of crisis.‖69
68
Ibid., p.30.
69
Ibid., p.25.
34
a world scale would have been impossible in the postwar period …‖ 70 In this
context, Cox argues that the US presented the Soviet threat as central to the
maintenance of its own position within the Western capitalist world. He maintains
that the subtraction of part of the capitalist market in Europe as a result of the
USSR‘s occupation of Eastern Europe led to stability and order to area which still
remained in the capitalist market. By the same token, according to Cox, USSR
contributed to Western equilibrium through its control over the communist left since
revolution in Western Europe was not in the Soviet interest. He further argues that
the very totalitarian nature of the systems which Soviet Union advocated made the
political argument for democratic capitalism almost irresistible after 1947.
Therefore, he claims that despite the American rhetorical opposition to the Soviet
Union in theory, in practice it did little to dismantle Soviet power.71
Once the Cold War system had established between two blocs, for Cox, the Soviet
Union itself benefited from this relationship with the US as well. In this regard, he
states that ―the primary function of the Cold War therefore was to reinforce the
isolation of the USSR and strengthen internal discipline at a time of great crisis.‖
That is to say the international conflict was utilized by Stalin to impose a strong
hold over Eastern Europe and re-impose very tight control over the communist
movement.72 Nevertheless, for Cox, the Soviet policies were in a form of ―offensive
defence or defensive offence‖ to counter American pressure after 1947.73
However, unlike Cox, Peter Gowan argues that the bipolar bloc structure of the
Cold War system served the material interests of the US and underpinned the
70
Ibid., p.36.
71
Ibid., p.36-39.
72
Ibid., p.43.
73
Ibid., p.27.
35
American primacy over the core.74 In this context, Gowan highlights that the US
―adopted a drive of aggressive confrontational pressure upon the Soviet bloc with
forward deployment of forces. This then established a real political and material
structure of confrontation between the two blocs.‖75 In turn this drew the whole of
the capitalist core into the military alliance against the USSR.76 However, unlike
Cox who argues that though the Cold War was essentially an American project, the
Soviet Union did as well contribute to the establishment and consolidation of this
bipolar structure, Gowan puts forth that the militarized Cold War system was not an
effect of the Soviet confrontation, since he maintains, if it were, then the US was
expected to dismantle its military alliance systems, once arguably established as
deterrent to the Soviet bloc, but instead the disintegration of the Soviet bloc have led
to attempts to revitalize these military alliance systems.77
While Cox and Gowan recognizes the difference between the socio-economic
systems of the US and the USSR though as appraised above it was not the reason
behind the postwar conflict, the UK Marxist theoreticians of ―state capitalism,‖
another variant of internalist approach, questions the socio-economic distinctiveness
of the Soviet Union and describes the Soviet Union as a state capitalism. Thus, for
them, it was not a workers‘ state or even a ―degenerated workers‘ state‖ 78 but rather
74
Peter Gowan, ―The Bush Turn and the Drive for Primacy,‖ in The War on Terror and the
American „Empire‟ After the Cold War, Edited by Alejandro Colás and Richard Saull (Routledge:
New York, 2006), p.140.
75
Ibid., p.140.
76
Ibid., p.140.
77
Peter Gowan, ―Triumphing Toward International Disaster: The Impasse in American Grand
Strategy,‖ Critical Asian Studies 36, no.1 (2004), p.7-8.
78
See Tony Cliff, Russia: A Marxist Analysis (Pluto Press: London, 1970). To browse online version,
see www.marxists.org/archive/cliff/works/1964/russia/index.htm. (accessed on November 3, 2013);
Michael Kidron, Western Capitalism Since the War, (Weidenfeld & Nicolson: London, 1968); Nigel
Harris, Of Bread and Guns: The World Economy in Crisis (Penguin: Middlesex, Harmondsworth,
1983); Chris Harman, Class Struggles in Eastern Europe, 1945-83 (Biddles: England, Guildford,
1988); Alex Callinicos, Imperialism and Global Political Economy (Polity: Cambridge, 2009). The
theory of ―state capitalism‖ is an important conceptualization in the Western Marxism critique of the
Soviet Union. In this sense, as Marcel van der Linden argues, the Western Marxism in this sense
denotes ―non-Soviet, or non-Soviet-like Marxist thought‖ in the West. For a historical appraisal of
36
a different form of capitalist state. Therefore, according to the state capitalist
arguments, the Cold War was essentially a form of inter-imperialist conflict between
different antagonistic forms of capitalist state.
The theory of ―state capitalism‖ with regard to the Cold War is mainly circulated
within the current around Tony Cliff, to name Mike Kidron, Nigel Harris, Chris
Harman and Alex Callinicos. The basic problematic that guides their works is why
the USSR was not a socialist society or worker state. For Cliff, the USSR was a
capitalist state since the distinguishing factor of a worker state is the worker control
of production. In this regard, he writes that ―The economy of a workers‘ state and a
capitalist economy have many common characteristics….The distinguishing feature
is the existence or non-existence of workers‘ control over production.‖79 Against the
absence of the private property in the Soviet Union, Cliff makes a distinction
between the property relations of Stalinist Russia and its social relations of
production, he writes that ―that the concept of private property in itself, independent
of the relations of production, is a supra-historical abstraction is recognised by every
Marxist.‖80 And in the USSR, for Cliff, it was the bureaucracy that controlled the
production process production.81 ―The bureaucratic clique that first appears as a
debate over the theory of state capitalism, see Marcel van der Linden, Western Marxism and the
Soviet Union (Brill: Leiden-Boston, 2007).See also W. Jerome and A. Buick, ―Soviet State
Capitalism? The History of an Idea,‖ Survey 62 (1967); Erich Farl, ―The Genealogy of State
Capitalism,‖ International 2, no.1 (1973).
79
Cliff, Russia, chapter 2, part 7.
80
Ibid., chapter 1, part 3.
81
Ibid., chapter 6, part 8. Though Cliff and his followers identified themselves as Trotskyist, with
regard to the role and status of the bureaucracy, they departed from Trotsky for whom ―the state, so
to speak, ―belongs‖ to the bureaucracy,‖ but ―the attempt to represent the Soviet bureaucracy as a
class of ―state capitalists‖ will obviously not withstand criticism. The bureaucracy has neither stocks
nor bonds. It is recruited, supplemented and renewed in the manner of an administrative hierarchy,
independently of any special property relations of its own. The individual bureaucrat cannot transmit
to his heirs his rights in the exploitation of the state apparatus. The bureaucracy enjoys its privileges
under the form of an abuse of power It conceals its income; it pretends that as a special social group
it does not even exist.‖ Leon Trotsky, The Revolution Betrayed: What Is the Soviet Union and Where
Is It Going (1937), chapter 9, part 2. www.marxists.org/archive/trotsky/1936/revbet/ch09.htm.
(accessed on November 3, 2013).
37
distortion gradually transforms itself into a class which fulfills the tasks of the
bourgeoisie in capitalist relations of production.‖82
This gradual transformation for Chris Harman corresponded to the decimation of the
working class as a result of foreign invasion and civil war in the years following the
October revolution. Therefore, absence of a strong working class to impose its will
on this administrative machine changed the internal balance of social forces within
the USSR decisively. 83 The result with the words of Harman was that ―Bolsheviks
continued to rule Russia – but in the name of a class that hardly existed any
longer.‖84 The Bolshevik bureaucrats turned out to be arbitrators between different
social groups, through which they accumulated power, but at the same time they
were inevitably corrupted in the midst of playing different social groups against
each other.85 Harman maintains, one by one the principals of October revolution
were abandoned, which culminated in a counter-revolution. However, though they
had unlimited control inside the Russia, they were still under the military pressure of
advanced capitalist states and the only way out was to ―imitate, inside Russia, all the
mechanism of exploitation used by capitalism abroad‖86 to catch up these states. In
these catch-up efforts, they extensively use the State mechanism to boost the
internal economic development. In consequence, ―the state capitalism substituted
for the small, competing firms of ‗market‘ capitalism.‖87 Thus as inferred above, the
drive behind the internal capital accumulation process was not the competition
between different firms, but instead it was the international military competition.
For Harman, though the mechanism is different, the result is the same.88 In other
82
Cliff, Russia, chapter 6, part 8.
83
Harman, Class Struggles, p.4-5.
84
Ibid., p.5.
85
Ibid., p.6.
86
Ibid., p.7.
87
Ibid., p.8.
88
Ibid., p.9.
38
words, international military competition among major national capitalisms
supplemented the market competition.
In this context, Alex Callinicos writes that ―the bureaucratic state capitalist regime
that had emerged by the early 1930s in the Soviet Union represented the most
extreme case of a general process.‖89 In this sense, Callinicos even ignores the
Bolshevik revolution itself and sees the internal developments of the USSR in the
years following the revolution as identical to the nationalization and cartelization of
Roosevelt‘s New Deal, the British National Governments, German National
Socialist Government and the Japanese Empire in industry and agriculture, which
were taken as a solution to the Great Depression.90 Therefore, for theoreticians of
State capitalism and particularly for Callinicos, the postwar conflict between the US
and the USSR was superpower imperialism in nature91 between antagonistic
capitalist states. After the war, he argues, the US was in an effort to revitalize a
liberal international order to rescue American capitalism, before which the most
important obstacle was the survival of the state capitalist regime in the USSR and its
expansion into the Eastern and Central Europe since the USSR ―represented the
persistence of the pre-war order of rival economic and geopolitical blocs.‖92 In this
context, while a possible political expansion of the Soviet Union did led to serious
geopolitical considerations in the US, which culminated in the adoption of
containment policy, Callinicos asserts it did not led to a general war since ―both the
US and the USSR, at least in the period of détente in the 1960s and 1970s, were
willing to regard themselves and each other as status quo powers with no interest in
revising the postwar settlement‖93 since the bipolar conflict served as a disciplining
force on the members of both blocs.
89
Callinicos, Imperialism, p.159.
90
Ibid., p.159.
91
Ibid., p., 165.
92
Ibid., p.169.
93
Ibid., p.176-177.
39
2.3.2. Cold War as inter-systemic conflict
Unlike the internalist approach which sees the Cold War as mainly an intra-systemic
conflict and locates the dynamic of the Cold War conflict in the internal
contradiction within each bloc, the theoreticians of this approach sees the Cold War
as an inter-systemic conflict. This denotes that it was the international antagonism
and conflict between two social systems namely capitalism and the real socialism
that drove the dynamic of postwar conflict. Isaac Deutscher, Fred Halliday and
Richard Saull are the principal proponents of this approach.94
The pioneering book was Deutscher‘s the Great Contest: Russia and the West, the
contest in the title of the book denotes that since the October 1917 Bolshevik
Revolution, world politics was characterized by a competition between antagonistic
social systems for global socio-economic supremacy on the basis of comparative
economic performance of each.95 This contest in economic sphere, for him, was the
Soviet challenge to the West.96 However, the Soviet Union was inherently different
from the previous contenders because if it prevailed that would have significant
political repercussions. In this regard he writes that ―when Germany and the United
States caught up industrially with Britain, their success did not place a question
mark over the social system prevailing in Britain. The two nations had achieved
their ascendancy within the framework of social relationships and institutions very
similar to, and largely modeled on, those which had predominated in Britain.‖97 He
maintains that the economic ascendancy of these new nations validated the
affectivity of capitalist model, whereas the industrial achievements of the USSR
94
See Deutscher, Isaac, The Great Contest: Russia and the West (Oxford University Press: London,
1960); Halliday, The Making of the Second Cold War; and Saull, The Cold War and After.
95
Saull, The Cold War and after, p.6.
96
Deutscher, The Great Contest, p.65.
97
Ibid., p.66.
40
would pave the way to questioning of the structure of Western society.98 This is
what exactly he understands from the so called Soviet challenge to the West, as the
Soviet Union attained industrial maturity, this would place the Western social and
political institutions under scrutiny, which in turn would revitalize the old question
of social versus private ownership of means of production in a new manner.
98
Ibid., p.66. He wrote these in 1960, he was optimistic about the economic performance of the
Soviet Union. Indeed, he expected the USSR to become the industrial equal of the US in near future.
In this sense, Saull argues that Deutscher‘s ‗idealistic‘ hopes about the future of the Soviet socialism
was based on the Marxist-Leninist assumption that an economic system based on state planning
would inevitably out perform a capitalist system characterized by a history of crisis, slump,
depression and war. Saull, The Cold War and after, p.6.
99
Deutscher, The Great Contest, p.69.
100
Ibid., p.69.
41
West and Russia. Yet, for him, they may also confront each other in intense hostility
but without resorting to arms.101 In this sense, after the war, he asserts, Russians
anticipated ―peaceful coexistence as a competitive contest between the opposed
social systems, a contest which should be conducted in the economic sphere and by
political means but from which war and the threat of war … should be excluded.‖102
However, while armament was seen as an irrational waste of immense resources and
energies in the Russian socialism in which production based on public ownership
and national planning, in the Western capitalism the armament was treated as a
stimulus to economic growth and well-being. Therefore, the competition between
the West and the Soviet Union in the new phase of competitive coexistence in the
postwar period, took the form of military-strategic competition of the Cold War.103
In this sense, as Saull argues, Deutscher tended to separate the military-strategic
competition of Cold War between the US and the USSR from the systemic
competition of relative economic growth and prosperity between capitalism and
socialism.104
Unlike Deutscher who separated the role of the military competition and arms race
between the US and the USSR from the systemic competition between capitalism
and socialism, Halliday integrates Deutscher‘s conceptualization of great contest
between the two rival systems with postwar dynamic of the arms race and the
military competition. Nevertheless, like Deutscher, he continues to separate the
socio-economic and ideological dimension of inter-systemic conflict from that of
military dynamics105 because he distinguishes the periods of Cold War from the
other periods of the international struggle which existed between the two rival social
101
Ibid., p.64-65.
102
Ibid., p.65.
103
Ibid., p.71.
104
Saull, The Cold War and after, p.6-7.
105
Halliday, The Making of the Second Cold War, p.9.
42
systems. In this sense, according to Halliday, a Cold War referred ―to a particular
period of globalized systemic conflict, namely one in which the emphasis is upon
the military and strategic confrontation and in which negotiation is minimal or non-
existent.‖106 Therefore, a Cold War between the US and the USSR was not an
inevitable concomitant of the systemic competition between capitalism and
socialism which had been a feature of world politics since 1917.
Systemic competition and nuclear arms race together were decisive in the course of
the phases of postwar history. It was their individual evolution and mutual
interaction that for Halliday can explain the causes and the courses of the periods of
Cold Wars.107 In this regard, the systemic conflict between two rival social systems
was the main cause of the Cold War as well as the dominant contradiction108 as it
became globalized both in geographical and political terms since 1945. Besides the
systemic antagonism, the nuclear arms race was the other important factor that
determined the character of postwar international system. While the former formed
the structure within which international relations worked through, the latter has
fundamentally transformed nature of any future war as well as the risks and methods
of diplomacy in the peace time.109
As inferred above, for Halliday, a rivalry between two antagonistic social systems is
different from the earlier great power politics. In this regard, he argues that in three
respects the competition between two social systems differs from that among the
previous great powers. First, it is a rivalry that is globalized, i.e. involves the whole
world in its political and military dynamics. Second, the rivalry rests upon a bipolar
conflict between the US and the USSR. Third, this conflict is systemic. It is not just
between rival states. Therefore, ―there are underlying reasons, inherent in their
106
Ibid., p.9.
107
Ibid., p.30.
108
Ibid., p.30.
109
Ibid., p.30-31.
43
respective social orders, which dictate that they cannot permanently resolve their
disagreements.‖110 This is because of the three fundamental aspects of the nature of
the conflict between the two social systems. These societies, principally, are
organized on the basis of contrasting social principles, with private ownership in
one, and collective or state ownership in the other.111 Next, both systems stake an
ideological claim to be world systems and ideal societies which others should aspire
to follow. Lastly, because of this basic systemic conflict, both support opposing
forces in the world which must inevitably override attempts at state-to-state
accommodation.112
In brief, for Halliday, the Cold War is not an inevitable concomitant of the
international conflict between capitalism and socialism rather the periods of Cold
War was contingent upon the relationship between the distinct logics of social
systemic conflict and arms race triggered by the existence of nuclear bombs.
However, because the systemic conflict had been a feature of world politics since
1917,113 as Saull correctly argues, Halliday implicitly grants an explanatory primacy
to the arms race and military power as, in the last instance, constitutive of Cold
War.114 Furthermore in this respect, for example, for him, the periods of reduced
military tension such as the détente during the 1970s are not the periods of Cold
War in spite of the continuation of the socio-economic and ideological aspects of
antagonism.115
110
Ibid., p.32.
111
In this sense, he writes that ―for all the betrayal of the intentions of those who made the Bolshevik
revolution, a contrasted social system, representing different social interests and classes, was
produced and it is this difference which above all else underlines the Great Contest.‖ Ibid., p.32-33.
112
Ibid., p.32-33.
113
Ibid., p.8.
114
Saull, The Cold War and after, p.7.
115
Ibid., p.7.
44
2.4. Conclusion
In the debate on the origins of the Cold War, the orthodox hold the Soviet Union
primarily responsible and tend to interpret the Soviet policy as motivated by
ideologically-oriented expansionist impulses. The revisionists place greater
emphasis on the security needs of the Soviet Union and put the responsibility of the
Cold War on the US. As having the claim of being a synthesis between the orthodox
and revisionists, the post-revisionist interpret the origins of the Cold War as a result
of mutual misperceptions and shared responsibility between the two superpowers. In
this regard, they see mutual responsibility of the two countries because they acted
mainly in the line with their conflicting national interest. Through such an analysis
of shared responsibility of the both sides, the post-revisionists attempt to overcome
the question of who was the responsible side in the outbreak of the Cold War, which
is indeed the leitmotif of the orthodox-revisionists debate.
116
Such a similar fusion of anti-communist sentiment with anti-Russianism as a common theme
could be seen among the orthodox realists in Turkey as well. In analyzing the worsening relations of
Turkey with the Soviet Union in pre- and postwar years, the orthodox realists identify the Soviet
policies against Turkey with those of expanding Russian Empire against the declining Ottoman
Empire in 19th and early 20th centuries.
45
the Soviet Union but to react to the US. It created a sphere of influence in Eastern
Europe in order to protect its security interests on a defensive rationale.
While the mainstream debate centers on the question of who was the responsible,
the radical approaches pay critical attention to the nature of the rivalry between the
US and the Soviet Union. The first group of theories emphasizes the contradictions
within each bloc. They argue that though there was antagonism between the two
bloc leaders and their respective social system, the Cold War was mainly
instrumentalized in resolving the internal socio-economic contradictions within each
bloc. In this regard, unlike the mainstream debate, this approach turns the spotlight
from the external geopolitical and ideological conflicts to internal/intra-bloc
conflicts. The second group of radical theories, on the other hand, sees the Cold War
as inter-systemic conflict, that is, for this second group, the international antagonism
and the antagonism between the two social systems constitute the basic motive
behind the Cold War.
After having reviewed the debate on the Cold War in the US and Europe, the next
chapter is devoted to the appraisal of Turkish literature. The links between the
literatures inside and outside Turkey will be made, where such links are necessary.
46
CHAPTER III
3.1. Introduction
Unlike the debates in the US or Europe, due to the poor academic interest in the
analysis of the Cold War per se, it as a subject matter has never been a central
concern in the mainstream debates in Turkey. That is to say, the main axes of the
debates are not either who was responsible for the onset of the Cold War or what
was the very character of the postwar confrontation between the US and the USSR?1
Rather the debates center on the relations of Turkey with either the Soviet Union or
the US.
The Cold War in Turkey in this regard has been largely dealt as a subject of the
diplomatic history of the relations of Turkey with the Soviet Union and the US
respectively by the political historians.2 Most of the mainstream literature is
consisted of edited books which are comprehensive in terms of their scope but not
adequate either for a systematic or in-depth analysis of the Cold War period. Their
1
Though such questions have been articulated by several researchers in Turkey, their views could be
considered as reproductions of the American revisionists, particularly the advocates of ―the open
door thesis.‖ These researchers are Türkkaya Ataöv, Yalçın Küçük and Haluk Gerger, whose detailed
views are covered under the radical approaches. See Türkkaya Ataöv, Amerikan Emperyalizmi:
Doğuşu ve Gelişimi (Ġleri Yayınları: Ġstanbul, 2007) and Amerika, NATO ve Türkiye (Ġleri Yayınları:
Ġstanbul, 2006); Yalçın Küçük, ―Sosyalizmi Dondurma SavaĢı‖ and ―Ġdeolojilerin Dünya SavaĢı‖ in
İdeolojilerin Dünya Savaşı: Soğuk Savaş, Edited by Ferhat Telli (YGS Yayınları: Ġstanbul, 1998);
Yalçın Küçük, Türkiye Üzerine Tezler, Vol. 2 (Tekin Yayınevi: Ġstanbul, 2003); Haluk Gerger, Türk
Dış Politikasının Ekonomi Politiği: “Soğuk Savaş” Tan “Yeni Dünya Düzeni” Ne (Yordam Kitap:
Ġstanbul, 2012).
2
For a discussion of the evolution of the discipline in Turkey, see Gökhan Erdem, Türkiye‟de Siyasi
Tarih‟in Gelişimi ve Sorunları Sempozyumu: Bildiriler ve Tartışmalar (AÜ SBF Yayınları: Ankara,
2006).
47
main preoccupation was the study of elite decision-makers with accounts based on
the official explanations of foreign policy bureaucracy as well as ―hard‖ empirical
evidence collected from documentary archives and tended to reflect a patriotic bias.
Events are often seen as the outcome of decisions by historical actors and
interpretations are derived from a literal reading of the official statements and
documents, where the reason given for actions taken is assumed to be the
explanation of those actions. In this connection, one can argue that most of the
mainstream literature in Turkey has a semi-official character and in this regard
within a discourse of national interest allegedly free from any ideological dealings,
the foreign policy orientation of Turkey was presented as if it was above and free
from the internal political struggles, which in turn made other discussions that went
beyond the legitimate line drew by the state marginalized and pushed out of the
mainstream debates. Therefore, the debates having been voiced in radical leftist
circles have not been much taken into consideration. In fact, until the 1960s, one can
hardly find a critical account of the postwar Turkish foreign policy except the pieces
written by the Sertels on the pages of the newspaper Tan in the immediate postwar
years, which was indeed an unfortunate example of how dangerous was to criticize
the official Turkish foreign policy at that time, no matter how modest their critics
was in nature.3 In this regard, the quantitative weakness of critical/radical
approaches demonstrates how the mainstream debate in Turkey has become immune
to the challenges. That is, the mainstream approaches have an overwhelming
domination over the Cold War debates in Turkey. Even today, almost 22 years after
the disintegration of the USSR, these approaches continue to dominate Cold War
historiography in Turkey. This domination can be followed through a simple survey
of new MSc and PhD theses most of which are reproductions of earlier narratives
based on the official explanations.4 It is to certain extent, dissatisfaction with
3
See Mithat Kadri Vural, ―II.Dünya SavaĢı Türkiye‘sinde Bir Muhalefet Örneği Olarak ‗Tan‘
Gazetesi,‖ Çağdaş Türkiye Tarihi Araştırmaları Dergisi 7, no.16-17 (2008); p.381-395; Nazım Arda
ÇağdaĢ, The Birth of anti-Soviet Image in the Turkish Press Following the Second World War and its
Reflections after the Death of Stalin (1953 - 1964) (MA thesis, Ankara: Bilkent University,
September 2008).
4
To illustrate, see Yusuf Turan Çetiner, The Making of Turkey‟s Western Alliance 1944-1952 (PhD
thesis, Ankara: Bilkent University, January 2001); Demet ÇalıĢkan, The European Security Process
48
prevailing accounts of the Cold War itself in general and Turkey‘s integration into
the West in particular that constitutes the most significant motivation behind this
thesis.
This appraisal will mainly be made through the authors from Turkey and the debate
on the Cold War and Turkey‘s foreign policies in the immediate postwar years will
be covered, as in the debate in the US and Western Europe, under two
categorization of mainstream and radical approaches. Likewise, semi-official
traditional accounts will be named as orthodox approach and the attempts to revise
the semi-official orthodox realist views from within will be reviewed as revisionism.
Yet the views of revisionists in Turkey are not parallel or similar to those of the
American revisionists. They are defined as revisionists because in certain ways they
pose important challenges to the semi-official orthodox realist position in Turkey. In
this context, similar to the way followed in appraising the American literature,
though the views of the Turkish revisionists are critical of the traditional realist
accounts, it is nevertheless included in the mainstream accounts. Several reasons
can be suggested for this inclusion: (i) There is a polemical nature in their
arguments against the orthodox views; (ii) though they advocate different arguments
to those of the orthodox, they have discussed the issue within the framework drawn
in the Second half of the Twentieth Century and its İmplications on Turkey (MA thesis, Ġstanbul:
Marmara University, 2001); Ferhan Karaca, Türk-Amerikan Askeri İlişkileri (1945 sonrası) (MA
thesis, Ankara: Gazi University, 2002); Hasan Üzmez, Türkiye'nin NATO'ya Giriş Süreci (MA thesis,
Van: Yüzüncü Yıl Üniversitesi, 2003); Yavuz Güler, Kuzey Atlantik Paktı ve Türkiye
Cumhuriyeti`nin Pakta Giriş Süreci (MA thesis, Ankara: Gazi University, 2003); Hakan Tek, The
Decision-making Process of Turkey Deploying Turkish Troops to Korea (MA thesis, Ankara: Bilkent
University, December 2005); Sedat Sav, Türkiye'nin İkinci Dünya Savaşı'na Fiilen Girmemesinin İç
ve Dış Toplumsal Etkileri ve Sonuçları (MA thesis, Malatya: Ġnönü University, June 2008);
Muhammed Emin Karadağ, II. Dünya Savaşı`ndan Günümüze Türkiye‟nin ABD ve Rusya ile Siyasi
İlişkileri (MA thesis, Ġstanbul: Kadir Has University, 2008); Çağatay Benhür, Stalin Dönemi Türk-
Rus İlişkileri (1924-1953) (PhD thesis, Konya: Selçuk University, 2008); Alptekin Molla, NATO
Savunma Politikaları Çerçevesinde Türk-Amerikan İlişkilerinin Analizi (MA thesis, Sivas:
Cumhuriyet University, February 2008); Ilyas KayiĢ, İkinci Dünya Savaşı‟nda Türkiye'nin Genel
Durumu ve Uyguladığı Dış Politika (MA thesis, Ġstanbul: Beykent University, 2009); Mert ÖziĢikli,
İkinci Dünya Savaşı sonrası Türkiye'nin İttifak Arayışları ve NATO‟ya Girişi (MA thesis, Denizli:
Pamukkale University, June 2009); Remzi Öner Özkan, The Soviet Territorial Demands from
Turkey: 1939-1946 (MA thesis, Ankara: METU, January 2010); Hulusi Köse, İkinci Dünya Savaşı
sonrası Türkiye Amerika ilişkileri (1945-1950) (MA thesis, Ġstanbul: Ġstanbul University, 2010).
49
by the orthodox realists; (iii) similar to the previous one, it is hard to argue that they
are able to go beyond a realist research agenda in the sense that in theoretical terms
there is hardly any difference in the way they deal with the Cold War and
particularly the postwar relations of Turkey with the Soviet Union and the US
respectively.
In Turkey, a country that was a neighbor of the Soviet Union, the mainstream debate
centers on Turkey‘s conflictual relations with the Soviet Union in the immediate
postwar years. In this regard, the mainstream debate over the deteriorating relations
with the Soviet Union as a result of the latter‘s infamous demands for privileges on
the straits in the aftermath of the war will be embraced through the question of
whether the demands of the USSR on the Turkish straits were aggressive as an
indication of its postwar expansionary policies or defensive so as to secure its most
vulnerable Southern borders? This will undergo further questioning with a view to
discussing whether Turkey moved into the West as a direct consequence of Soviet
pressure or it would nevertheless opt for being part of the West for some other
reasons?
The radical approaches among the leftist circles shifted the center of the debate from
the problematic relations of Turkey with the Soviet Union to its dependent relations
with the US. In this regard, Turkey‘s relations with the US came under scrutiny with
a view to investigating the reasons of Turkey‘s dependence on the US. It was no
longer the so called ―Soviet threat‖ that forced Turkey to move into the Western
alliance, that is, Turkey‘s espousal to the West was not considered as a result of the
policies of the Soviet Union. They seemed to interpret the discourse of ―Soviet
threat‖ as being deliberately exploited, on the one hand, to convince the West about
how the Soviets were dangerous for the world and, on the other hand, to ease
Turkey‘s postwar adjustment to the new international capitalist order. The guiding
question in this regard will be what was the direction and nature of change in
Turkey‘s foreign policy and the concurrent process of economic liberalization and
political gravitation toward the West.
50
3.2. Addressing the sources of conflict between Turkey and the Soviet Union:
Mainstream approaches
What is the first thing that usually comes to mind when one talks about the Cold
War in Turkey? Soviet Union and its demands for military bases or territorial
concessions from Turkey! Soviet Union and the Russian quest for access to warm
Seas! Soviet Union and its spread of communism!
The Soviet Union and its aggressive expansionism along with its hostile attitude
towards Turkey became the crux of the mainstream debate in interpreting the Cold
War. The mainstream debate is categorized under two general headings, namely the
orthodox realist and the revisionist approaches. These categories are in no way
exhaustive but they cover the most representative works. The mainstream debate is
extremely important to show how the Cold War or the Turkish foreign policy during
the Cold War has been historically handled and thus it shows the tendency of the
discussions within the literature in Turkey.
The mainstream debate has mainly revolved around the question of whether the
Soviet territorial claims against the Eastern borders of Turkey and demands for
bases on the Turkish straits were a reflection of Soviet ambitions for gaining access
to warm waters or a logical quest for Soviets to secure its most vulnerable Southern
borders. And so did the Soviet claims on Turkey effectively force it to side with the
Western bloc and its leader the US or would Turkey nevertheless join the West for
internal economic requirements?
For the orthodox realist approach, security considerations constitute the prime
impetus behind the integration of Turkey into the Western bloc on the basis of
Turkey‘s threat perception emanating from its geographical proximity to the Soviet
Union. That is to say the Cold War for Turkey was characterized by the Soviet
threat, which entailed territorial demands on its Eastern region, specifically Kars
and Ardahan and demands for bases on the Turkish straits. Consequently this state
51
of affairs forced Turkey‘s state elites to join the Western bloc, which culminated in
its membership in NATO in 1952. Yet, for them this was an unwilling move
towards the West, in the absence of such demands, Turkey‘s policy makers would
continue their balanced stance between the West and the Soviet Union as in the pre-
war period. Therefore, for these approaches Turkey‘s drift towards West and
particularly the US had nothing to do with the ideology, it was a rational foreign
policy move to preserve its security under the conditions brought about by the
geopolitical consequences of the War, of which the most significant one is the
growth of the Soviet power and its return to the old-Tsarist aggressive policies
towards Turkey to gain control over the straits.
On the other hand, the revisionist approach saw security fears at the heart of Soviet
policy. Therefore, the Soviet demands from Turkey were mainly to ensure its
security. That is, the purpose of the Soviets was not expansion of its sphere of
influence, but consolidation of its security. Therefore, Turkey‘s direction to the
West was not a consequence of Soviet fear, that is to say, in the absence of the
Soviet demands, Turkey would nevertheless opt for the West. Yet the Soviet fear
was effectively used to push Turkey‘s move towards the West. In this sense, under
the shadow of the Soviet demands the main impetus lied on the interests of
economically dominant constituents of Turkey.
Yet, before going into the discussions of these two approaches, the official
explanation for the postwar Turkish foreign policy will be appraised through the
memoirs of the Feridun Cemal Erkin as a high-ranking diplomat during the most
critical times of tension between Turkey and the USSR. The official explanation is
important in the sense that it laid the ground on which the subsequent discussions
have been made.
52
3.2.1. A prototype of the official Turkish foreign policy approach: The memoirs
of Feridun Cemal Erkin
The official explanation for the postwar Turkish foreign policy, as elsewhere, laid
the ground on which the subsequent mainstream debate took place. In this sense, in
Turkey seldom has a single individual impact to shape Turkish foreign policy as
Feridun Cemal Erkin. This is not only a result of his key role as a policy-maker, but
also through his memoirs, Erkin profoundly affected how researchers viewed the
Soviet Union and the course of Turkey-Soviet Union relations. In this regard, in
Turkey‘s Cold War historiography, the memoirs of Feridun Cemal Erkin 5 had been
the most important source of the Cold War mainstream debates in Turkey.6 Erkin‘s
book, Türk-Sovyet İlişkileri ve Boğazlar Meselesi (Turk-Soviet Relations and the
Straits Question), is not only important as an observation of a witness to these times,
but more essentially, in a manner similar to the role Kennan played for postwar
Washington policies, Erkin allegedly played a key role in shaping Ankara‘s attitudes
towards the Soviet Union as well as the West.7 The straits problem occupies the
center of the Erkin‘s memoirs.8
5
Feridun Cemal Erkin was a high-ranking diplomat during the most critical times of tension between
Turkey and the USSR-proclaimed by the exchange of diplomatic notes in 1946 and a Foreign
Minister during Cyprus-related dispute between Turkey and the US-manifested in the famous
exchange of letters between US President Lyndon B. Johnson and the Prime Minster of Turkey,
Ġsmet Ġnönü in mid-1964.
6
Turkey Ministry of Foreign Affairs declassified official documents belonging to the pre- and
postwar period and made them public in 1973. DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında 50 Yıl:
Montreux ve Savaş Öncesi Yılları (1935-1939) (DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973);
DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında 50 Yıl: İkinci Dünya Savaşı Yılları (1939-1946)
(DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973). Until release of these official documents, Yalçın
Küçük argues, because Turkey Ministry of Foreign Affairs did not even yet publish a single
document, there was no other documents than the memoirs of Erkin with respect to the Soviet
demands from Turkey. In other saying, for Küçük, the memoirs of Feridun Cemal Erkin was the
main, if not sole, source for the researchers with respect to the Soviet demands. Due to this fact,
through a critical reading of Erkin‘s memoirs as well as a historical analysis of postwar Turkish
foreign policy, he even argued that the Soviet Union had never demanded military bases or territorial
concessions from Turkey, since for him these so called ―Soviet demands‖ were fabricated by Feridun
Cemal Erkin and Selim Sarper. See Küçük, Türkiye Üzerine Tezler, p.299-302, 305. Besides these
official publications, the researchers started to make references to the minutes of Potsdam
Conference with the 1990s. See Kamuran Gürün, Türk-Sovyet İlişkileri 1920-1953 (Türk Tarih
Kurumu Basımevi: Ankara, 1991); A. Suat Bilge, Güç Komşuluk: Türkiye-Sovyetler Birliği İlişkileri,
1920-1964 (Türkiye ĠĢ Bankası Kültür Yayınları: Ankara, 1992).
7
In the book, he writes that the draft of the two notes sent as answers to the two postwar Soviet notes
were written down by himself, these counter notes in a way determined the attitudes of Turkey both
53
In relation to prewar Turkish foreign policy route, Erkin states that the Anglo-
Turkish declaration of a mutual cooperation and assistance agreement (on 12 May
1939) frankly showed ―the final and permanent orientation of Turkish foreign
policy.‖9 To remind, this declaration was initiated before the infamous talks held
between the Turkish Foreign Minister, ġükrü Saraçoğlu and the Soviet Minister of
Foreign affairs, Vyacheslav Molotov, which has been regarded as the initial sign of
a break up in the Turkey-Soviet Union relationship in the traditional approaches. In
this regard, as clearly inferred from Erkin‘s statement, Turkey‘s efforts to make its
own way separate from that of Soviets went beyond the alleged Soviet demands
because Erkin evaluates the negotiations between Turkey and Soviet Union in 1939
during which Molotov-Saraçoğlu meeting took place, as an effort on Turkey‘s part
―to penetrate Soviet intentions.‖10 In fact, his rhetoric is problematic for a state that
tied itself to another state with a friendship and neutrality treaty roots of which goes
deeper of the very same state‘s independence war against British-backed Greece.
That is to say, when Erkin evaluates the negotiations between Turkey and the Soviet
Union, he does not consider it as negotiations between two friendly states but rather
as something designed to find out the latter‘s supposedly unfriendly intentions
against the former. Meanwhile, there is no hint of questioning the intentions of the
British against Turkey; rather what he puts forth was a common attitude between
Turkey and British against the Soviet Union.
towards the USSR and the West. Feridun Cemal Erkin, Türk-Sovyet İlişkileri ve Boğazlar Meselesi
(BaĢnur Matbaası: Ankara, 1968), p.294-316.
8
It is important to note in relation to Erkin‘s book is that it is not a diary, therefore, the views he
expressed in his memoirs are unavoidably retrospective. Therefore, cautions needed to avoid
misleading about Turkey‘s or even Erkin‘s position at the relevant time frame.
9
Erkin, Türk-Sovyet İlişkileri, p.126. [All translations from Turkish in this thesis, unless otherwise
noted, are mine] Turkey and Britain issued a joint declaration to the effect that if there should be a
war in the Mediterranean, the two countries would cooperate. The same declaration was made with
France following France‘s cession of Hatay on June 23, 1939.
10
Ibid., p.126.
54
Despite the above fact, the pre-war break up was largely regarded as a result of
Soviet policies since Turkey did its best to converge its interest with that of Soviet
Union. In this context, while Turkey tried to play a role of a bridge between the
West, particularly Britain and France, and the Soviet Union during the ―peace front‖
negotiations, the latter unilaterally chose to ally itself to Germany while making
unreasonable demands from Turkey. In this context, Erkin writes that ―the Western
countries felt themselves forced to try every effort to ensure cooperation with the
Soviets within the limits of their means.‖11 Yet because of the failure of the
negotiations among the Soviet Union and British, French due to the former‘s
―selfishness and extreme wishes‖ together with latters‘ ―hesitation and
indecision,‖12 there left nothing for Turkey to do other than signing an alliance
treaty with Britain and France to safeguard itself. In this latter case, one can easily
notice from Erkin‘s point of view that there was nothing wrong with the intentions
of the British or the French in relation to the Soviets other than their lack of
confidence/insecurity against the Soviet Union. Yet with the outbreak of war and its
extension to the East, the Soviets did not bring their demands against Turkey. As a
result, the tension falls off the agenda for a while.
Though having succeeded in staying out of the War, Turkey supposedly experienced
a solitude that urged Turkish foreign policy-makers to resolve its isolation through
cultivating closer ties with the Western states on the one hand, and restoring its
relations with the Soviet Union in the postwar period on the other. Yet these efforts
were allegedly disrupted with first the Soviet denunciation of the Turkish-Soviet
Treaty of Friendship and Neutrality,13 and with another meeting held on June 7,
1945 between Soviet Foreign Minister, Molotov and Turkey‘s Ambassador to
11
Ibid., p.134
12
Ibid., p.134.
13
The treaty was concluded between the national government in Turkey and communist regime in
the USSR on 17 December, 1925. For the full text of the treaty with its protocols, see Ġsmail Soysal,
Tarihçeleri ve Açıklamaları ile birlikte Türkiye‟nin Siyasal Antlaşmaları: Birinci Cilt (1920-1945)
(Türk Tarih Kurumu Basımevi: Ankara, 2000), p.276-281. (Note: the table of contents in Soysal‘s
book does not show the correct pages).
55
Moscow, Selim Sarper during which Molotov did not only reiterate their prewar
demands for bases for Soviet naval forces on the straits,14 but he also allegedly
demanded the return of Kars and Ardahan to Soviet Union. In the meeting, Erkin
asserts, Molotov made clear what the Soviet government demanded from Turkey in
exchange of a new treaty that would replace the old Turkish-Soviet Treaty of
Friendship and Neutrality concluded between the national government in Turkey
and communist regime. This in turn would secure Russian friendship in the
international order brought about by the WWII. In his memoirs, Erkin saw the
military successes of the Red Army as the main reason that triggered changes in the
attitudes of the Soviet leader and diplomats towards Turkey,15 in a way he implies
that by the growth in Soviet military power together with its postwar international
prestige, the Soviet leaders embarked upon a policy to utilize the favorable
international environment to carry out its aggressive policies against Turkey‘s
borders and straits.
For Erkin, the denunciation of 1925 Treaty was ill-timed and opened up a period of
uncertainty between the relations of two countries. It was untimely declared because
the Soviets did not even wait the termination date of November 7, 1945. He
maintains that the aim was to leave Turkey in an unstable as well as uncertain
external situation before the San Francisco Conference.16 Molotov, Erkin maintains,
further asked for Ankara‘s proposals for a new treaty more appropriate to two
countries interests and to improvement of their relations. Erkin even sees this Soviet
suggestion as ―pushing Turkey to a slippery slope.‖17
Under this situation, Erkin mentions about the talks between the Turkish authorities
and the Soviet ambassador, Vinogradov in Ankara for a new treaty. During these
14
Erkin, Türk-Sovyet İlişkileri, p.253-254.
15
Ibid., p.246.
16
Ibid., p.249-250.
17
Ibid., p.252.
56
talks as signs of its good-will, Erkin talks about two gestures made by Turkish
government18 with a view to facilitating the negotiations. In this context, he
criticizes the attitude of Turkish government as showing the signs of weakness as a
result of misguided talks with the Soviet ambassador. Instead, he proposed to adopt
a tougher stance against the Soviet Union since, for Erkin, these moves were not
only unnecessary and but also dangerous since in the eyes of Russians, they meant
the weakness of Turkey more than anything. In this sense, he asserts that ―no other
factors but the weakness of adversary would push the Russian to boldness.‖19
Moreover, he maintains these talks in Ankara had created an impression that as if
Moscow was ready to sign an alliance treaty with Ankara on the basis of the
conditions negotiated in Ankara. He does not mention about the content of the
negotiations but complains about the fact that ―Ankara talks, polished with Turkish
gestures and also the intimidations of Vinogradov, was even taken to the limits of
searching for alliance possibilities.‖20 Furthermore, he asks that ―to sign an alliance
treaty, fine but with what purpose and against which aggressor?‖21 As clearly
inferred, Erkin took a negative attitude against a new friendship treaty between
Turkey and the Soviet Union and more importantly, if Erkin is right, within a short
period of time after the denunciation of 1925 treaty, the new negotiations advanced
quite a long way for a new treaty. This is obvious in his remark about the return of
Selim Sarper, the Turkish ambassador, to its mission in Moscow with the hope of
signing a treaty allegedly drafted earlier in Ankara.22 Yet with the meeting on June
7, 1945 between Molotov and Sarper, Erkin claims, the new tension rolled back the
process and transformed the relations between two states irrevocably.
18
These are the release of two prisoners who had been arrested and then convicted for their
attempted murder of the German ambassador, Von Papen on February, 1942; and the surrender of a
number of Russians having Turkish origins to the Soviet authorities.
19
Ibid., p.253
20
Ibid., p.253
21
Ibid., p.253.
22
Ibid., p.253.
57
Besides the direct demands from Turkey through bilateral negotiations, the Soviet
Union also brought this issue at Yalta and Potsdam Conferences where the postwar
international order was negotiated among the big three, namely the US, Britain and
the USSR. According to Erkin, at Yalta, on February 10, 1945, Stalin stated that
―the Montreux Convention had lagged behind events since it was negotiated and
signed when the Western states did not have friendly approaches to the Soviet
Union.‖23 By such a reason, Erkin asserts, Stalin wished to get the US and Britain
to take Russian interests into account and stated ―it was unacceptable to allow
Turkey to hold Russia by the throat.‖24 Against Stalin‘s remarks, for Erkin, both
Roosevelt and Churchill had positive attitudes. For Roosevelt, the Soviet Union
should have free access to warm waters. Churchill, while finding Stalin‘s
suggestions reasonable and agreed to the fact that as the greatest state in black sea
region, Russia should not be depended on a narrow gate, wished to inform Turkey
that its sovereignty and territorial integrity would be guaranteed.25
23
The other reasons, Erkin maintains, Stalin gave for the necessity of revision of the Convention
were as follows: (i) Share of Japan was greater than the Soviet‘s in preparation of the Convention,
(ii) the Convention was tied to the League of Nations which had already become a thing of the past,
and (iii) under the Montreux Convention, Turks did not only have the right to close the straits during
a war, but it was also left to Turkey to decide whether there was a threat of war and whether to close
the straits. Ibid., p.266.
24
Ibid., p.266.
25
Ibid., p.266-267.
26
Ibid., p.267.
58
Soviet land and sea bases on the straits one more time. Against Soviet suggestions,
the new president of the US, Harry S. Truman- who took Roosevelt‘s place upon his
death as the wise president- proposed a new thesis and tried to convince the Soviet
leader that the liberalization of the Turkish Straits would be guaranteed under an
international authority consisting of the three great states. However, Erkin argues,
despite their agreement on the necessity of revising the Montreux Convention on the
ground that it did not comply with the conditions of the day, the three allied states
did not agree on amendments to be made on the Montreux Convention. As a result,
Erkin maintains, it was decided that ―the issue be discussed through direct talks
between Turkey and the three states that represented at Potsdam with each
individually.‖27
Meanwhile, Erkin states that ―the war of nerves that the Soviet Union waged against
Turkey took a broader and more violent nature every passing day.‖28 Under the
propaganda on Soviet radio and newspapers about territorial claims on Turkey, ―the
fury in the country came to a head. The whole nation held a grudge against
communism.‖ In these circumstances, Erkin writes that he himself contacted with
the American and British ambassadors to ask the attitudes of their governments
against the Soviet territorial demands on neighboring countries which were a clear
violation of the formal commitments taken under the United Nations framework.
The answer, Erkin maintains, delivered by the American ambassador was that ―the
American government and nation watched in admiration the courage and
determination that Turkish nation in the face of oppression.‖29 In this regard, for
Erkin, ―this statement was the first de facto interest of the American State in
Turkey‘s fate in particular and the Mediterranean security in general.‖ This change
in the US attitude was materialized, Erkin maintains, with the visit to Istanbul by the
27
Ibid., p.269.
28
Ibid., p.273.
29
Ibid., p.279.
59
US Missouri battleship on April 5, 1946.30 According to Erkin, ―American interest
in Turkey occurred at the one of the most dangerous moments of history of Turkish
nation.‖ He adds that ―the same good-will, cooperation and spirit of solidarity were
seen in London as well.‖
That being the case, through diplomatic contacts, Erkin puts forth, Turkey tried to
close the distance between its own position and those of the American and British
by convincing them to take a tougher stance against the dangerous walk of the
Soviet government against Turkey‘s sovereignty and territorial integrity.31
Although, for him, the formula that was proposed by the US president and
supported by Great Britain was ―vague, vague and completely inappropriate,‖ 32 an
unconditional rejection of this formula would annoy the ―distinguished owner of the
formula‖ and thus the Great Britain. This in turn would leave Turkey all alone with
its Northern neighbor.33 Thus, Turkey accepted the Truman formula through a
pronunciation to London and Washington in August34 because, as he argues,
―Turkey can only reach security through binding its fate with the US and the Great
Britain‖35 against the Soviet purpose of decoupling Turkey from its increasing
Western friendships and to doom it to solitude.
In this sense, Erkin sees any friendly attitudes of the Soviets as a part of efforts to
separate Turkey from the West so as to force Turkey to get into bilateral
negotiations with the Soviet Union. Therefore, he finds these efforts as dangerous.
For example, a friendly conversation between the Soviet Ambassador to Ankara,
Vinogradov and the Deputy Minister of Foreign Affairs of Turkey, Nurullah Sümer
30
Ibid., p.279.
31
Ibid., p.278.
32
Ibid., p.269.
33
Ibid., p.269-270.
34
Ibid., p.270.
35
Ibid., p.283.
60
during a soiree in February 1946,36 was considered by Erkin as not an appropriate
behavior in the British Embassy. This friendly conversation, Erkin argues, worried
the British Ambassador, Sir Maurice. Yet he does not elaborate on why the British
ambassador felt uneasy against such an exchange between two neighbors. In other
words, why the British Ambassador felt uncomfortable with a friendly dialogue
between two tense neighbors, if both states were in an attempt to normalize the
relations between each other? Instead, Erkin pays attention to the reasons and
objectives of this Soviet behavior and interprets it as the manifestation of the failure
of the Soviet bullying policy against Turkey.37 This move, Erkin maintains, also
reflected the concerns of Kremlin about the efforts made by the Turkish diplomacy
to construct friendly and cooperative relationship with the Western states. In his
assessment, he writes that ―Russian pressure hit the rock of Turkish determination
and this led Kremlin to adopting smoother ways against its Southern neighbor.‖
As seen from his remarks, Erkin does not give any credits to any friendly attitudes
of the Soviet Union and sees them as a part of the infamous Soviet plan against
Turkey. In this sense he opposes to any friendly gestures from Turkey to its
Northern neighbor because it would probably ease the tension between the two
countries and this in turn would hamper Turkey‘s efforts to develop closer
relationships with the Western states. Therefore, according to Erkin, in any case,
Turkey should never turn its face from the West and never be convinced by the
Soviet policies. In this regard, one can argue that the conflict with Soviet Union, for
Erkin, was a great opportunity for Turkey to cultivate closer ties with the US and
Britain. Therefore, what Turkey was supposed to do, for Erkin, was not to wink at
the Soviet efforts to normalize the relations. But rather through this tension with the
Soviet Union, Turkey should try hard to attract the interests/attentions of the
36
During a soiree organized by British Ambassador, Sir Mayrice and his wife Lady Peterson, the
Soviet Ambassador, Vinogradov made a friendly and cheerful chat with the Deputy Turkish Foreign
Minister, Nurullah Sümer on the dance floor. According to Erkin, this image that worried the British
Ambassador Sir Maurice was a plan of the Soviet Ambassador Vinogradov for the success of his
policy to ease the tension between Turkey and the USSR. Ibid., p.281.
37
Ibid., p.281.
61
Western states to Turkey, this could only bring peace both to Turkey and the region
because he sees every Soviet move as a tactical change in achieving its objectives.
In this context, against the new orientation of Soviet policy to ease the tension,
Erkin started to work on with purpose of reviving the Anglo-Turkish Treaty of 1939
which would be a proclamation of the place of Turkey. Through the British
ambassador to Ankara, he asked for a statement from the British Foreign Minister
Ernest Bevin at the House of Commons which would reveal Anglo-Turkish alliance
links.38 As a result of Erkin‘s allegedly efforts, on February 21, 1946, Bevin made a
statement at the parliament as a result of which, according to Erkin, ―the Anglo-
Turkish alliance gained a new life and vitality in the face of Kremlin as well as the
other capitals and Turkish nation.‖ Indeed, Erkin argues that Turkey could take
more comfortable and free breathe with the achievement of guarantee in
Washington and London. In this sense, For Erkin, ―Turkey was able to alter the
track of its ill-fate.‖39
Following these developments, the Soviet Union sent two diplomatic notes to
Turkey about the straits. In these notes, Erkin argues, the USSR proposed a new
regime for straits to the Turkish government.40 In Turkey‘s reply, Erkin says, it was
stated that the technical part of the Montreux Convention which does not meet the
new requirements should be reviewed and adapted to current circumstances. 41 In
38
Ibid., p.285.
39
In the parliament, Bevin stated that ―I want to say we have a Treaty with Turkey. I really must be
frank and say I do not want Turkey converted into a satellite State. What I want her to be is really
independent. I should like to see the treaty of friendship renewed between Soviet Russia and Turkey.
I cannot see that that conflicts with the treaty of friendship with us and I must say that if anything
could contribute to confidence between us it is the right attitude of mind of both of us towards that
particular case.‖ Ibid., p.289.
40
The first note was delivered on 8 August 1946 by the Soviet charge d'affaires to the Foreign
Minister. Turkish reply followed those of the US and Britain. In its answer, Ankara kept its former
position. Thereupon, a second note was delivered to Turkish Prime Minister on 24 September 1946.
As for the second note, the notes of the US and Britain were delivered to the USSR after the reply of
Turkey. The exchange of notes between the USSR and Turkey ended after those of the US and
Britain delivered to the USSR in October. Ibid., p.296.
41
Ibid., p.300.
62
this regard, Erkin maintains that since the first three proposals of the Soviet Union
consisting of duplication of the proposals by the U.S. government had been
essentially considered by the Turkish government under certain terms and
conditions, the answer note mainly dealt with the fourth and fifth proposals. In this
context, in relation to the third proposal, Erkin indicates, it was stated that a
proposal of the Straits regime issued only by the Black Sea states could not be
accepted as it ignored the termination procedure of the current Convention and the
interests of other states which had signed the Convention. As for the fifth one,
because such a proposal was impossible to comply with an independent country‘s
sovereignty rights and the security, the note, Erkin argues, certainly rejected the
proposal of common defense of the Straits with the Soviet Union.42 For Erkin,
common defense of the straits would mean the sharing of the sovereignty right with
a foreign state.43
Erkin qualifies the note diplomacy of the USSR as a diplomatic war waged against
Turkey and as one of the strongest diplomatic attempts to get the control of the
straits by Russia, yet it was ended with no developments in line with the Soviet
desires. Erkin argues that while the Socialist Soviet state pursued a peace policy
through denying any expansionist purposes in 1936, later it opted for adopting the
tradition of imperial Russia which used to see the Black Sea as base for realizing its
conquest dreams, which in turn did not bring peace to the region.44 For Erkin, there
was certainly a Soviet blueprint for gaining the control of the straits, yet this desire
was not an end in itself but rather it was an initial step for its further expansionary
move towards the Mediterranean region. This conflict started to rise again between
Turkey and its Northern neighbor with the change in latter‘s orientation toward
Turkey as it got strengthened. And it was very clear in the pages of Erkin‘s memoirs
that once again the Soviet Union began to be considered as a threat, correspondingly
42
Ibid., p.300.
43
Ibid., p.315.
44
Ibid., p.327.
63
the perception of Soviet Union was fused with that of the Tsarist Russia along with
the hostile historical memoirs. In this regard, Erkin does not consider these Soviet
demands as a sole consequence of the communist ideology of the Soviet Union, but
rather saw these Soviet efforts as the revival of the old imperial aspirations with new
ideological underpinnings. Therefore, he saw the relations between Turkey and the
Soviet Union as a historical extension of the Ottoman-Russian relations at the center
of which the control of the straits used to lie. He phrased that ―the ongoing
preparations and the visible signs show that the dream and ambitious that occupied
the thoughts of Tsars since the Great Petro made itself felt on the Soviet Union as
well.‖45 Therefore, Turkey‘s move towards the West did not have a direct
ideological meaning, that is to say, for Turkey the threat was the Soviet Union
whether communist or not. This in turn means that Turkey approached to the West,
not because it was a capitalist but rather it provided a security umbrella to Turkey
against the expansionary policies of the Soviet Union.
45
Ibid., p.253.
46
DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında 50 Yıl: Montreux ve Savaş Öncesi Yılları (1935-
1939) (DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973); DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında
50 Yıl: İkinci Dünya Savaşı Yılları (1939-1946) (DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973).
64
A large body of works has been produced and circulated among mainstream circles.
Unlike the American orthodoxy and its subsequent realist critics from within, the
orthodoxy in Turkey has a realist theoretical perspective from the beginning and
realism in the Turkish context does not bear a critical meaning with regard to the
foreign policy of Turkey. In this context, as in the US, these approaches bear the
imprint of the political environment in Turkey. As a result, their interpretations of
the Turkish foreign policy are dominated by a methodology which is determined by
their political positions.47 Ġlhan Uzgel in this regard notes that the realist paradigm is
dominant in Turkish foreign policy studies, which in turn led to a perception and
presentation of the Turkish foreign policy as a struggle for security and survival. 48
In this connection, the relations of Turkey with the Soviet Union have been largely
discussed within such a framework of security relations. That is, the observable or
empirical aspect of the relations between Turkey and the Soviet Union has been
presented as the reality itself. This in turn enables these researchers to present their
analyses within a non-ideological framework and thus to keep the ideological
character of their studies under the guise of power politics among states, which have
as if nothing to with ideology.
However, they even do not comply with the most essential assumption of the realist
theory, which could be summarized as follows: Each state pursues its own national
interests and preoccupied with the pursuit of power (power optimization) with a
view to ensuring and maintaining its own security and survival under the anarchic
structure of world politics. Thus, national interest takes precedence over everything
47
Ġlhan Uzgel, ―Transformation in Turkish Foreign Policy Writing,‖ Uluslararası İlişkiler Dergisi 4
(2007): 113-128, p.114.
48
Uzgel lists the following points as reasons of this dominance. (i) That the developments such as the
instabilities resulting from Turkey‘s geostrategic location, strategic conflicts and prevalence of use of
power in these conflicts and rise of nationalism can easily and conveniently be explained by the
realist approach, (ii) that the analysts, who are not professional academicians, adopt the realist
approach, which has relatively simple assumptions and empirical correspondence observed in daily
life, (iii) that Turkish political and military elites define foreign and domestic policy as a sphere of
security, and that realism provides the necessary perspective in this sense, and (iv) lastly, in
connection with the previous point, the effect of the security-based definition of foreign policy on
academicians in their adopting security-based point of view as content and the nation state as the unit
of analysis. Ġlhan Uzgel, Ulusal Çıkar ve Dış Politika (Ġmge Kitapevi: Ankara, 2004), p.16-19, 21.
65
else. As a result of this, morality is either set aside as a fetter to obtaining power or
used as a guise to obtain the national interest.49
Realism in Turkey has been even ambivalent in these essential respects, particularly
in approaching to the orientations of US and the USSR foreign policies. While being
convinced of the American moral superiority, the realists argued the US foreign
policy as a part of defending the ―world peace.‖50 Seyfi TaĢhan writes in this
respect that ―the assumption by the United States of the role of leadership of the free
world, brought moral as much as material support to the nations whose freedoms
were threatened and gave them a new will to fight.‖51 Such a conception of the US
foreign policy was in compliance with the official position of Turkey. Upon the
signing of Greek-Turkish Aid Act by President Truman, in his message to the
American nation Ġsmet Ġnönü stated that ―for us, this is a bright and hopeful sign
indicating that the United States fully embraced its role of preserving and
confirming the world peace.‖52
However, in the case of the Soviet Union, they conceived its foreign policy against
Turkey as a result of its strategic calculations for expansion into the Balkans,
49
For Realist theory, see E. H. Carr, The Twenty Years‟ Crisis 1919–1939: An Introduction to the
Study of International Relations (Macmillan: London, 1946); Hans Morgenthau, Politics among
Nations: The Struggle for Power and Peace, (AA Knopf: New York, 1948). See also John Baylis and
Steve Smith, The Globalization of World Politics: An Introduction to International Relations
(Oxford University Press: New York, 2001); Jack Donnelly, ―Realism,‖ in Theories of international
relations, Edited by Burchill, Scott; Linklater, Andrew; Devetak, Richard; Donnelly, Jack; Nardin,
Terry; Paterson, Matthew; Reus-Smit, Christian and True, Jacqui (Palgrave Macmillan: England,
Basingstoke, 2009); Jill Steans, Lloyd Pettiford, Thomas Diez and Imad El-Anis, An Introduction to
International Relations Theory: Perspectives and Themes (Pearson Education Limited: Essex,
Harlow, 2010).
50
Hüseyin Bağcı, Türk Dış Politikasında 1950‟li Yıllar (ODTU Press: Ankara, 2007), p.3
51
Seyfi TaĢhan, ―Turkish US Relations Revisited on the Centenary of Harry Truman‘s Birthday,‖
Foreign Policy 11, no.1-2 (1984), p.4.
52
―Bizim için bu, BirleĢik Amerika'nın, cihan sulhunun devam ve teyidi uğrunda kendisine düĢen
azim rolü tamamiyle benimsediğini gösteren parlak ve ümitlerle dolu bir iĢarettir.‖ Ġlhan Turan, İsmet
İnönü: Konuşma, Demeç, Makale, Mesaj ve Söyleşiler (1944-1950) (TBMM Kültür, Sanat ve Yayın
Kurulu Yayınları: Ankara, 2003), p.170
66
Mediterranean and the Near East53 and presented it as the new threat for the ―world
peace.‖ It was this threat that allegedly brought the US and Turkey together. Oral
Sander phrases it, ―the Soviet threat was also felt in Eastern Mediterranean, and it
was only logical that the leader of the Western democracies and the most threatened
regional state Turkey would form close ties with each other and come to a certain
understanding and form an organic tie.‖54 As in the American orthodoxy, foreign
policies of these two states and their respective relations with Turkey have been
portrayed as antithetical to each other.
Yet this difference in the early analyses began to disappear with the policy shifts in
the official position of Turkey. Such an important shift was one in the
conceptualization of the US and its foreign policy impetuses, the questioning came
to a head with the tension between Turkey and the US in relation to the Cyprus
crisis, particularly with the exchange of latter between the US President Lyndon B.
Johnson and the Prime Minster of Turkey.55 In this regard, for the orthodox realist
approach, even if the postwar containment policy of the US was intended to
preserve the world peace, this policy in time turned into a policy more preoccupied
with preserving the interests of the US. Therefore, the orthodox realist approach
conceptualizes the early US foreign policy not simply as a rational calculation of its
53
Abdülahat AkĢin, Türkiye'in 1945'ten sonraki Dış Politika Gelişmeleri ve Orta Doğu Meseleleri
(Ġstanbul, 1959), p.8; Seyfi TaĢhan, Türkiye‟nin Savunması İçinde Türkiye‟nin Tehdit Algılamaları
(DıĢ Politika Enstitüsü Yayınları: Ankara, 1987), p.36–37.
54
Oral Sander, ―Turkish US Relations Revisited on the Centenary of Harry Truman‘s Birthday,‖
Foreign Policy 11, no.1-2 (1984), p.11.
55
This policy shift could be clearly observed through a literal reading of additional chapter in
Feridun Cemal Erkin‘s memoirs. The difference in his approach to the US and the Soviet Union in
the additional chapter, which was written in 1967 as compared to the previous main chapters written
in 1950s, is that in the high time of the Cyprus question in 1960s, Turkey tried to improve its
relations with the Soviet Union as leverage to release the firm attitude of the US against Turkey‘s
Cyprus policy. Yet, as Erkin, who served as foreign minister of Turkey in the years between 1962
and 1965, frankly argues, these efforts to improve the relations with the Soviet Union were in no way
considered at the sake of Turkey‘s alliance relationship with the West. That is, Erkin phrases it, ―…
we told our counterparts that the system of alliances is one of the pillars of Turkish foreign policy.
The various relations tying Turkey to its allies made this county an integral and inseparable part of
the Wets. The improvement of Turkish-Soviet relations depends on the recognition and acceptance of
this fact.‖ Erkin, Türk-Sovyet İlişkileri, p.368-395.
67
national interests, but they presented it, while examining its evolution, as devoted to
the assurance of the ―world peace.‖ This in a way perceptively denotes a fusion
between the US national interests and the future of ―world peace.‖ Nevertheless,
since then these approaches started to question foreign policy of the US and present
it as the pursuit of power and its own national interests.56 In this sense, one can talk
about more consistent realist interpretations in relation to the relations between
Turkey and the US. Although internal dynamics under the shadow of the Johnson
letter were more effective in this transformation, it anyway accompanied to the rise
of realism in the US. Nevertheless, more consistent realist interpretations in Turkish
orthodoxy did not come to the fore as a critique of official foreign policy similar to
Morgenthau‘s critique of the US foreign policy, but rather it simply corresponded to
the shift in the official position with regard to the US. Yet, it can be suggested that
the rise of realism in the US and Turkey has a similar rationale. As previously
discussed, in the US the rise of realism in analyzing the Cold War corresponded to
the years following the US involvement in the Vietnam War, which caused waves of
global reactions to the US. This in turn culminated in the moral degradation of the
US foreign policy. Indeed, realism was a response of the US academia to this
degradation so as to restore its image against the Soviet menace. In this regard, the
realists in the US attempted to guide the foreign policy of the US and to show how
Soviet leaders seemed to be realists, while their American counterparts not. That is
to say, with a view to making the world safe for democracy, the American leaders
did not make an analysis of the world as it really was, but rather they were driven by
a deep moral desire to refashion the world in its own image. 57 Therefore, the realist
critique is not purely an academic exercise. Similarly, the realists in Turkey, as in
their American counterpart, attempted to show how the US advocated its national
56
In this sense, as Gönlübol and Ülman argue, with the mid-1960s the relations between Turkey and
the West became one of the main problematics, what sort of interests and disadvantages did Turkey‘s
relations with the Wets has produced? See Mehmet Gönlübol and Haluk Ülman, ―Türk DıĢ
Politikasının Yirmi Yılı 1945-1965,‖ AÜ SBF Dergisi 21, no.2 (Ankara University, 1966), p.151.
57
For the meaning of the realist critique of American foreign policy, see Cox, Michael, ―Hans J.
Morgenthau, Realism and the Rise and Fall of the Cold War,‖ in Realism reconsidered: Hans J.
Morgenthau and International Relations, Edited by Michael Williams (Oxford University Press:
Oxford, 2007).
68
interests on the sake of which it could even leave Turkey alone with the Soviet
Union. Therefore, Turkey should pursue a realist policy against the US as well,
given its support to Turkey against the Soviet Union in the immediate postwar
years. Unsurprisingly, the realists in the US as well as in Turkey never abandon
their conceptualization of the US postwar policy as a reaction to/result of the
expansionary policies of the Soviet Union in the postwar period.58 Türkkaya Ataöv
describes the attitude of the realist orthodox literature in Turkey as ―being
conditioned to the US.‖59
As for the nuances in orthodox realist accounts, at one pole there is the simple
orthodox approach that does not question the motives behind the American foreign
policy. The related sections of Fahir Armaoğlu‘s book, 20. yüzyıl Siyasi Tarihi
(Political History of the 20th Century) can be given as the best example in this
regard. At the other pole, there lie the more consistent realist accounts, the best
example is Faruk Sönmezoğlu‘s book, II. Dünya Savaşından Günümüze Türk Dış
Politikası (Turkish Foreign Policy from World War II to the present). The other
interpretations are somewhere between the two.
The analysis of a long-term historical problem emanating from the control and
status of the straits on the center of bilateral relations between the Ottoman and the
Russian Empires and later between Turkey and the Soviet Union is the leitmotif of
the orthodox realist approach.60 In this regard, with the Bolshevik Revolution in
Russia researchers show how relations between Turkey and the Soviet Union took
the path of peace since both sides needed each other. In this context, Abdülahat
AkĢin argues that Russia and Turkey came under a cordon sanitaire after the end of
the World War I since both have problems with the winners of the war. As for
Turkey, it was not able to entirely resolve its problems with Britain and France at
58
Bağcı, 1950‟li Yıllar, p.3-4.
59
Ataöv, Amerika, NATO ve Türkiye, p.38
60
See, for example, Gürün, Türk-Sovyet İlişkileri; Bilge, Güç Komşuluk.
69
Lausanne Conference. Mosul question continued to be a source of controversy with
Britain. With respect to the relations with France, despite the signing of the Ankara
agreement in 1921 which ended the Franco-Turkish War, Hatay question had not
yet been settled. More significantly, the Italian threat in the Mediterranean turned
out to be a source of insecurity in Turkey. Therefore, the security of their shared
border constituted the basis for friendly relations between Turkey and the Soviet
Union. AkĢin maintains that by securing its North, Turkey prepared itself to the
threats coming from the South.61 That is to say, it was a functional partnership
between Bolsheviks and Kemalists neither more nor less.62
61
AkĢin, Türkiye‟in 1945‟ten sonraki Dış Politika Gelişmeleri, p.7-8.
62
After the Bolshevik Revolution in Russia the new regime withdrew from the war and made public
all of the Tsarist Government's secret agreements. As a result of the Brest-Litovsk treaty on 3 March
1918, the Eastern frontier of the Ottoman Empire returned to the line before the 1877-78 war and
before the status established by the 1878 San Stefano and Berlin agreements. According to the
agreement, Russian forces had to withdraw from Eastern Anatolia within a six-month period, Kars,
Ardahan and Batumi were to be returned and the Armenian militias were to be totally disbanded. For
the realist approaches to the relations of Turkey with the Soviet Union in the years following the
Bolshevik revolution, see Bilge, Güç Komşuluk, 25-112; Rifat Uçarol, Siyasi Tarih, (Hava Harp
Okulu Yayınları: Ankara, 1979), p.422-424; Gürün, Türk-Sovyet İlişkileri, p.1-103; Rıfkı Salim
Burçak, Moskova Görüşmeleri (26 Eylül 1939-6 Ekim 1939) ve Dış Politikamız Üzerindeki Etkileri
(Gazi University Press: Ankara, 1983), p.9-17; Faruk Sönmezoğlu, Türk Dış Politikasının Analizi
(Der Yayınları: Ġstanbul, 2004), p.86-90; Mehmet Gönlübol and Cem Sar, ―1919-1938 Yılları
Arasında Türk DıĢ Politikası,‖ in Olaylarla Türk Dış Politikası 1919-1995, 1-133 (Siyasal Kitabevi:
Ankara, 1996), p.17-28.
63
Fahir Armaoğlu, 20. Yüzyıl Siyasi Tarihi 1914-1995 (Alkım Yayınevi: Ġstanbul, 2009), p.408. For
the Locarno Treaties, see Oral Sander, Siyasi Tarih: 1918-1994 (Ġmge Kitapevi: Ankara, 2010), p.32-
33.
70
further puts forth although this decline was not yet obvious in the beginning, it
became clear after the 1936 Montreux Convention.64
According to the orthodox realist approach, while Russia supported Turkey‘s right
to control the straits at Lausanne, in Montreux negotiations, it moved away from the
idea of Turkey as the sole arbiter of the straits.65 In this regard, beginning from the
mid-1930s with the Montreux negotiations, Gönlübol and Sar claim that the straits
once again turned out to be the most important subject of bilateral relations.66
Though at Montreux Conference Russia officially seemed to accept Turkey‘s
proposal, the relations between the two states started to take a turn for the worse, but
one could not yet talk about a break up in the relations.67 The concomitant
development to the decline in the Turkey-Soviet relations was the rapprochement
between Turkey and Britain arguably as a result of the British support to Turkish
proposal for the new regime of the straits at Montreux and the rise of a common
Italian threat in the Mediterranean.68 What is more as Turkey and the Soviet Union
entered into quest for alliances on the eve of a new war in Europe, the two countries
began to make their own ways.69 That is to say, the threat of war emanating from the
German and Italian aggressiveness was presented as a significant factor on the
evolution of the relations of Turkey with the Soviet Union and their relationship
with Britain respectively. In this regard, Bilge argues that ―After determining the
principles of cooperation with Britain against Italy, Turkey only then wanted to
complement this through cooperation with the Soviet Union against Germany. As to
64
Gürün, Türk-Sovyet İlişkileri, 133; see also Gönlübol and Sar, ―1919-1938 Yılları Arasında Türk
DıĢ Politikası,‖ in Olaylarla Türk Dış Politikası 1919-1995, 1-133 (Siyasal Kitabevi: Ankara, 1996),
p.110; Bilge, Güç KomĢuluk, p.113-128; Burçak, Moskova Görüşmeleri, p.18-21.
65
See Gürün, Türk-Sovyet ĠliĢkileri, p.151.
66
The Convention set the terms of navigation including the demilitarization of the area, the
establishment of an International Commission for overseeing the passing of foreign ships and the
restriction of Turkish sovereignty over the Straits. Gönlübol and Sar, 1919-1938 Yılları, p.109.
67
See Gürün, Türk-Sovyet İlişkileri, p.133.
68
Gönlübol and Sar, 1919-1938 Yılları, p.118.
69
Armaoğlu, 20. Yüzyıl Siyasi Tarihi, p.438.
71
the Soviet Union, it wanted to keep Turkey on its side in the resistance against
Germany and preferred to give priority to Germany.‖70
Accordingly, the distance between Turkey and the Soviet Union grew as the war
became closer.71 Yet, this break up was considered largely as a result of Soviet
policies since Turkey did its best to converge its security interests with those of
Soviet Union because Turkey‘s security measures against a possible war of
aggression were not at the cost of the Soviet friendship. In this context, in order to
counter the Italian and German threat, they argue, Turkey endeavored to get closer
to Britain-France as well as Russia in order to secure its north and south.72 In line
with this, Turkey signed the declaration of mutual assistance with Britain and
France because it allegedly believed that the Soviet Union would join to the ―peace
front‖ as well.73 That is to say, Turkey was not in an intention to depart from the
Soviet Union, for that reason it welcomed the Soviet peace front talks with the
British and the French.74 Parallel to its negotiations with Britain and France for
mutual assistance pact, Turkey proposed mutual assistance pact to the Soviet Union
as well during the visit of the USSR vice Foreign Minister Potemkin in April
1939.75 In other words, according to this approach, for Turkey, friendship with
Britain did not mean a retreat in its intimate relationship with the Soviet Union.76
70
A. Suat Bilge, ―Kıbrıs UyuĢmazlığı ve Türk Sovyet ĠliĢkileri‖ in Olaylarla Türk Dış Politikası
1919-1995, 338-427 (Siyasal Kitabevi: Ankara, 1996), p.130.
71
Gürün, Türk-Sovyet İlişkileri, 133.
72
Gönlübol and Sar, 1919-1938 Yılları, p.118, 141. See also Ġlhan Uzgel and Ömer Kürkçüoğlu,
―Batı Avrupa‘yla ĠliĢkiler,‖ Türk Dış Politikası Kurtuluş Savaşından Bugüne Olgular, Belgeler,
Yorumlar Cilt I: 1919-1980, Edited by Baskın Oran, 258-277 (ĠletiĢim Yayınları: Ġstanbul, 2012),
p.274.
73
Armaoğlu, 20. Yüzyıl Siyasi Tarihi, p.438; Gönlübol and Sar, 1919-1938 Yılları, p.140. See also
Burçak, Moskova Görüşmeleri, p.41-48.
74
Armaoğlu, 20. Yüzyıl Siyasi Tarihi, p.436; Ahmet ġükrü Esmer and Oral Sander, ―Ġkinci Dünya
SavaĢında Türk DıĢ Politikası,‖ in Olaylarla Türk Dış Politikası 1919-1995 (Siyasal Kitabevi:
Ankara, 1996), p.137.
75
Gönlübol and Sar, 1919-1938 Yılları, p.118; Esmer and Sander, İkinci Dünya Savaşında, p.139.
76
Esmer and Sander, İkinci Dünya Savaşında, p.137.
72
Nonetheless, no result was reached from the negotiations between the Soviet Union
and Britain and French. Accordingly, the Soviet Union signed a non-aggression pact
with Germany on August 23, 1939. This was allegedly an unexpected development
for Turkey and indeed, for Esmer and Sander, opened up a new phase in Turkey‘s
foreign relations since Turkey was left alone with two Western states in the ―peace
front‖ to which it joined with the expectation of a similar initiate in the Soviet
Union‘s part.77 The new situation, Esmer and Sander further argue, came with a new
dilemma for Turkey: Whether Turkey would abandon the British-French declaration
by taking a stand similar to that of its old friend and great neighbor the Soviet
Union, or it would leave the Soviet Union by maintaining its adherence to the
declaration.78
At this juncture, Turkey arguably decided to try a third way and Foreign Minister of
Turkey, ġükrü Saraçoğlu visited Moscow on 24 September upon the invitation of
the Soviet side with a view to reconciling the two friendships.79 As Deringil puts it,
―Saraçoğlu would strive at softening the strained relations between the Soviet Union
and Britain and thus to get the Soviets closer to the Anglo-Turkish-French
alliance.‖80 In this regard, Turkey arguably was in an effort to play a role of a bridge
between the West, particularly Britain and France, and the Soviet Union while the
Soviet Union intended to assure Turkey‘s neutrality under the insistent pressure of
Germany.81 It was these negotiations between the two states that have been regarded
as the beginning of the break up between Turkey and the Soviet Union since the
Soviet Union made unacceptable demands during the negotiations for a mutual
77
Ibid., p.140.
78
Ibid., p.140.
79
See Burçak, Moskova Görüşmeleri, p.75-105; Bilge, Güç Komşuluk, p.129-148; Esmer and
Sander, İkinci Dünya Savaşında p.140-143.
80
Selim Deringil, Denge Oyunu: İkinci Dünya Savaşı‟nda Türkiye‟nin Dış Politikası (Tarih Vakfı
Yurt Yayınları: Ġstanbul, 2012), p.92.
81
Esmer and Sander, İkinci Dünya Savaşında p.141-142.
73
assistance pact.82 The most significant one was the signing of a pact between the
two countries that envisaged the common defense of the straits.83
After the outbreak of the war, besides the Soviet prewar direct demands and
pressure over Turkey, these researchers argue that the Soviet Union also raised the
issue in the German-Soviet negotiations in November 1940 with a view to
convincing the Germans about its right to control the straits. While the aim of the
negotiations in Berlin between the USSR and Germany was to establish both
countries' new areas of influence in the world, arguably Turkey was on the Soviet-
German bargaining table as well.88 In relation to these German-Soviet negotiations,
Esmer and Sander argue that Soviet demands were almost the same with those it
82
Bilge, Kıbrıs Uyuşmazlığı, p.388.
83
Esmer and Sander, İkinci Dünya Savaşında p.142.
84
Ibid., p.143.
85
Gürün, Türk-Sovyet İlişkileri, p.175; Esmer and Sander, İkinci Dünya Savaşınd, p.143.
86
Bilge, Güç Komşuluk, p.145.
87
Armaoğlu, 20. Yüzyıl Siyasi Tarihi, p.439; Esmer and Sander, İkinci Dünya Savaşında, p.143.
88
See Esmer and Sander, İkinci Dünya Savaşında, p.149.
74
made on August 7 and September 24, 1946. This in turn means that the Soviet
Union had always pursued the same policy against Turkey in the WWII and they
had never abandoned certain demands in a period of six years.89
The orthodox realist approach tends to evaluate the process starting from the
negotiations between Saraçoğlu-Molotov and continuing with those between
German-Soviet as the expression of the so called ―Soviet intentions‖ and present
these intentions as the basic factors having shaped the Turkish foreign policies
during the WWII. In other words, Turkey‘s all efforts were regarded as to secure its
independence and territorial integrity against the Soviet pressure and aspirations.90
In this regard, Kamuran Gürün pointed out that Russians pressed Turkey to enter
into war which would probably ended up with German occupation of Turkey. This
in turn would force Turks to welcome Russians as their liberators. Even if Germany
did not occupy the country, this would have nevertheless weakened Turkey which
would have been again a desirable result for Russia.91 In line with this, Mustafa
Aydın argues that it was the Turkish Government‘s apprehension about the Soviets‘
intentions that largely kept Turkey out of the war.92 Such an approach to Turkey‘s
non-participation to the war in a sense comes to mean that the unreliable as well as
opportunist policies of Turkey during the war were a result of its concerns about the
intentions of the Soviet Union over Turkey.
89
Ibid., p.150.
90
Uçarol, Siyasi Tarih, p.503.
91
In this regard, Gürün further argues that Numan Menemencioğlu, as the then Foreign Minister,
brought his governments concerns into the fore during the Cairo Conference and stated that ―If our
Çatalca line failed and the Germans seized the Bosporus and its hinterland, how this would work for
you? Then did we hope that the Russians would beat the Germans and would come to liberate
Istanbul? Would the Russians liberate Istanbul for me?‖ see Kamuran Gürün, Dış İlişkiler ve Türk
Politikası, 1930'dan Günümüze Kadar (AÜ SBF Yayınları: Ankara, 1983), p.100.
92
Mustafa Aydın, ―Ġkinci Dünya SavaĢı ve Türkiye, 1939-1945‖ in Türk Dış Politikası Kurtuluş
Savaşından Bugüne Olgular, Belgeler, Yorumlar Cilt I: 1919-1980, Edited by Baskın Oran, 399-476
(ĠletiĢim Yayınları: Ġstanbul, 2001), p.448. See also Esmer and Sander, İkinci Dünya Savaşında,
p.146.
75
Nevertheless, according to these accounts, Turkey‘s commitment to remain out of
the war made it to be at odds with both Britain and Soviet Union.93 That is to say,
though succeeded in staying out of the War, after the war ended, this in turn
returned to Turkey as a postwar solitude.94 Yet this situation even soured with the
developments brought about by the end of the WWII since according to the realist
orthodoxy, as the Soviet Union strengthened its hands it began to collect the fruits
of its great victory on the battlefield in different regions95 one of which was Turkey.
Yet unlike the Eastern European countries, Turkey did not fall under Soviet
occupation. In this regard, though Turkey sought to improve relations with Russia
through offering a Turkish-Soviet joint friendship declaration in May 1944, it failed
to open the doors for Turkish-Soviet friendship and cooperation since for the Soviet
Union recent developments were strengthening its position and allegedly waited for
93
The orthodox realists purport how Turkey managed to stay outside of the war and keep foreign
forces out of its borders despite the pressures coming from allied powers in different times from
different states to enter into the War. Here the battle of Stalingrad was taken as the turning point. For
them, while before the Stalingrad, Soviet pushed for Turkey‘s entry into the war to open up another
front against Germany to relieve the pressure over the Soviet Union, after the Stalingrad victory
Moscow returned its former pre-1941 position and began a ―pressure policy‖ against Turkey. Aydın,
İkinci Dünya Savaşı, p.450; Bilge, Güç Komşuluk, p.388. That is to say, the success in the battle of
Stalingrad made Stalin change his attitude to Turkey once again because the Soviet Union gained the
upper hand in the war. Bilge, Güç Komşuluk, p.179; Gürün, Türk-Sovyet İlişkileri, p.255. Meanwhile,
Britain forced Turkey to take part in the war against Germany, for which the British military
delegation held talks in Ankara in January 1944 on Turkey‘s joining the war and providing military
assistance to Turkey, but these did not produce any result as well. In this regard, Gürün argues that
an instruction to the US Ambassador in Ankara was even sent to tone down relations with Ankara at
the request of the British. See Gürün, Dış İlişkiler, p.125.
94
These were allegedly the years of ―Turkey‘s solitude‖ which has been brought to the fore in a
broader way in the years following the relapse of the Cyprus question and particularly Johnson letter
since at that time arguments of ―Turkey‘s Solitude‖ was used to strengthen its hand in resisting
American pressure over Turkey in relation to the Cyprus dispute. Against a possible unilateral action
of Turkey to the Cyprus, the US president pointed to the American support to Turkey in its tension
with the USSR. In the letter this support was put into words as leverage to prevent Turkey from
intervening into Cyprus. In this context, with the mid-1960s an emphasis on Turkey‘s solitude meant
that Turkey had resisted the postwar Soviet threat with its own determination regardless of either
American or British supports since it is argued when they decided to support Turkey against the
Soviet Union, the tension with the Soviet Union had already been eased. The so called ―Johnson
Letter,‖ delivered on 5 June 1964 by the then US Ambassador to Ankara Raymond Hare to the Prime
Minister Ismet Inönü. For more on the Latter, see Süha BölükbaĢı,―The Johnson Letter Revisited,‖
Middle Eastern Studies 29, no. 3 (1993): 505–525 and Haluk ġahin, Gece Gelen Mektup: Türk-
Amerikan İlişkilerinde Dönüm Noktası (Cep Kitapları A.ġ.: Ġstanbul, 1987).
95
Bilge, Güç Komşuluk, p.265.
76
a more suitable time.96 Because in these months the Soviet Union could already see
the end of the war, it was already preoccupied with the postwar international order
than the war.97 It was in this context that the Soviet Union forced concessions from
the Turkish Government by making extreme demands, building up arguably its
military along the border and through propaganda.98 As a result, for this approach, it
was the unreasonable Soviet demands that ultimately separated the two countries
ways.
The first sign of a change in Moscow‘s attitude to Turkey arguably came in 1945
after the Yalta Conference with Moscow‘s denunciation of the Turkish-Soviet 1925
Treaty of Friendship and Neutrality on March 19.99 The reason behind this decision
was portrayed as the profound changes that have taken place, especially during the
WWII, therefore this treaty is no longer in accord with the new situation and needs
serious improvement.100 Moreover, the Soviet government stated that they were
ready to negotiate with Turkey to conclude a new treaty. Turkey, in its reply on
April 4, 1945, stated that ―it accepted the Soviet suggestion to conclude a new treaty
to replace the existing one‖ and indicated its readiness to examine with attention and
goodwill any proposals that the Soviet Government suggested for the conclusion of
a new treaty.101
During the second phase of the negotiations between Vyacheslav Molotov and
Selim Sarper on June 7, 1945, the Soviet side raised two conditions for the
conclusion of a new treaty between Turkey and the USSR. This time Molotov
96
Ibid., p.254-258.
97
Aydın, İkinci Dünya Savaşı, p.457.
98
Bilge, Güç Komşuluk, p.265.
99
This treaty had been extended three times and was due expire on 7 November 1945. Bilge, Güç
Komşuluk, p.265-267; Bilge, Kıbrıs Uyuşmazlığı, p.389.
100
Bilge, Güç Komşuluk, p.265.
101
Bilge, Güç Komşuluk, p.268; Bilge, Kıbrıs Uyuşmazlığı, p.389.
77
arguably made proposals to make changes in the Montreux Convention and the
Eastern border between two countries. For the Soviets, allegedly the straits should
not be left to the will of Turkey alone and the agreement that regulates the border
between two countries was signed at a time when the Soviets were weak.102
Molotov received Ambassador Selim Sarper on 18 June one more time and repeated
their demands. Turkey refused to speak on these items and thus the possibility of
concluding a new treaty, to replace the older one, was ended.103
Realists argue that despite the Soviets suggestion of a new treaty to replace the 1925
treaty in accordance with the new international situation during the Molotov-Sarper
meetings, at the Potsdam conference, the Soviet government tried to present these
negotiations as if Turkey insisted on a new alliance treaty with the Soviets. Yet, they
maintain that this statement did not reflect the truth since Turkey did not ask for an
alliance treaty for no reason but it offered such a treaty upon the Soviet termination
of the 1925 treaty with a view to finding out what its great neighbor wished.104 In
this regard, Bilge argues the expectation was that Turkey would make concessions
under pressure. As a consequence of Turkey‘s decisive attitude, this time the Soviet
Union tried to have the two great states approve its demands at the Potsdam
Conference.105
102
For the conversation between Ambassador of Turkey to Moscow, Selim Sarper and Soviet
Minister of Foreign Affairs, Vyacheslav Molotov on June 7, 1945, see DıĢiĢleri Bakanlığı, Türkiye
Dış Politikasında 50 Yıl: İkinci Dünya Savaşı Yılları (1939-1946) (DıĢiĢleri Bakanlığı Yayınları:
Ankara, 1973), p.261-263.
103
Bilge, Güç Komşuluk, p.269-273.
104
Ibid., p.289.
105
Ibid., p.289.
78
its former position, another exchange of notes took place with another Soviet note
on September 24, 1946. These two notes were the official written Soviet documents
delivered to Turkey, through which the Soviet Union arguably reiterated its
demands vis-à-vis the sovereignty and territorial integrity of Turkey. Under these
circumstances, while refusing the Soviet demands and resisting the pressure it
exerted, Turkey tried to convince the US and Britain how the expansionary policies
of the Soviet Union constitute a major threat to the new international order. In the
line with this, it worked hard to revive first its alliance with Britain and then
establish close ties with the new leader of the West, the US. At some point, with rise
of the Cold War as a result of Soviet‘s expansionism in Eastern Europe and Near
East, the US started to intervene into the European affairs with a view to halting the
Soviet expansion. First fruit of this new orientation of the US foreign policy was the
declaration of Truman Doctrine through which the US promised to deliver aids to
Greece and Turkey against the ―attempted subjugation by armed minorities or by
outside pressures.‖ And this is in turn considered as a success of Turkish foreign
policy in the sense that Turkey managed to get military aid from the US as the most
powerful state to balance the USSR.106
79
their balanced stance between the West and the Soviet Union as in the pre-war
period.108
In brief, according to these approaches, the Soviet demands were part of a Soviet
blueprint with a view to extending its power towards the Balkans and the
Mediterranean. In this regard, they argue that the Soviet Union brought these
demands firstly in the first months of the war during Foreign Minister ġükrü
Saraçoğlu's visit to Moscow in 1939. Subsequently, these demands were at the
German-Soviet negotiation table in 1940. Thereafter, the Soviet claims came to the
agenda at the end of the war as well. Therefore, they do not consider these demands
as a diplomatic maneuver, as the revisionist argues in the subsequent section, by the
Soviets at the negotiation table against Turkey with a view to ensuring security of its
vulnerable Southern borders. Rather it was part of a long-term gradual plan of the
Soviet Union to get control of the straits. These approaches reduce the gradual
break-up between Turkey and the Soviet Union to the strait question which became
a problem again as the Soviet Union changed its attitude against Turkey as it got
stronger. In line with this, the tension over this historical straits question constituted
the most important drive, if not sole, behind Turkey‘s integration into the Western
alliance.
108
Bilge, Güç Komşuluk, p.352; Gürün, Türk-Sovyet İlişkileri, p.315.
80
However, the challenge of the revisionist interpretations do not have a radical
character, they do not rightly locate the nature of the tension between Turkey and
the Soviet Union. Indeed they use a conceptual framework similar to that of the
earlier orthodox accounts. That is to say, they do as well present and discuss the
relations between Turkey and the Soviet Union as mainly a security issue in the
framework of the postwar geopolitical competition. In other words, the revisionist
approach too has a tendency to reduce the relations among states to the security
oriented geopolitical considerations. In such a conceptual trap, the revisionist
researchers conceive the postwar conflict as great power conflicts between the new
superpowers of the world. In this regard, while the orthodox realist accounts see
Turkey‘s commitment to the West, particularly the US as an effort to balance the
power of the Soviet Union which pose direct threat to the sovereignty and territorial
integrity of Turkey in the postwar, the revisionist accounts see the tension between
Turkey and the Soviet union as a result of mutual insecurity against each other. The
contribution of the later accounts complicated the picture since, they see the claims
of the Soviet Union against Turkey as a response to the latter‘s rapprochement with
the Western great powers. Yet the reaction of the Soviet Union with the claims
contradictory to Turkey‘s sovereignty rights dragged Turkey into a further
insecurity. Under such circumstances, Turkey‘s domestic economic requirements
constituted leverage to Turkey‘s state elite to enter into a close relationship with the
US.
109
Baskın Oran, ―Türkiye‘nin ‗Kuzeydeki Büyük KomĢu‘ Sorunu Nedir? Türk Sovyet ĠliĢkileri
1939-1970,‖ AÜ SBF Dergisi 26, no.2 (1970): 41-93. See also Erel Tellal, ―SSCB'yle ĠliĢkiler, 1945-
1960,‖ in Türk Dış Politikası, Kurtuluş Savaşından Bugüne Olgular, Belgeler, Yorumlar Cilt I: 1919-
1980, Edited by Baskın Oran (ĠletiĢim Yayınları: Ankara, 2012).
81
security, that is to say, the purpose of the Soviet Union was not expansion, but to
consolidate its security.
Baskın Oran as the primary representative of this approach argues that Turkey‘s
tension with the Soviet Union has traditionally been discussed within an emotional
environment in which the fusion of the Tsarist Russia with its agonizing historical
baggage together with those of 1945-46 developments had contributed to this
emotional theme. In this regard, according to Oran, the Soviet Union should not be
regarded as expansionary state, but rather the Soviet Union in its relations with
Turkey looked after its own security. He argues that the key concept to understand
the relations between Turkey and the Soviet Union is the geographical location.
These two countries had problems because they were neighbor and this had two-fold
impacts on Turkey. While the first one was the effect of the Soviet Union, the
second was the effects of other great states rival to the Soviet Union.110
In this context, Oran argues that thus far the effect of the Soviet Union has been
taken into consideration with respect to the security of Turkey. However, for him,
the impacts of the other rival great powers on Turkey‘s security should also be taken
into consideration in order to show how Turkey became instrument to the other
great powers while trying to escape from the Soviet Union.111 Moreover, he argues
that the Turkey-Soviet Union security relations were mutually dependent on each
other112 because Turkey‘s security depends on the Soviet satisfaction of its own
security. In this connection, he argues that because Turkey satisfied the security
needs of the Soviet Union until 1939, they were able to develop good relations. Yet
under the drums of war, in line with the orthodox realist approach, Oran maintains
that the two states were dragged into different paths since the threat perception of
each were not in parallel to one another. While for the Soviets it was Germany that
110
Oran, Kuzeydeki Büyük Komşu, p.43-44.
111
Ibid., p.44.
112
Ibid., p.44.
82
posed a threat from the West and the Balkans, for Turkey the source of the danger
aroused from Italian activities in the Mediterranean.113 Moreover, as a result of the
failure of the negotiations between Britain and France, and the Soviet Union, the
latter approached to Germany and signed a non-aggression pact with it. Thereafter it
began to make pressure on Turkey not to enter into an alliance with Britain and at
least it forced Turkey to remain neutral with a view to ensuring closing of the
straits.114 In relation to the 1939 Saraçoğlu-Molotov meeting, like the realist
orthodox, Baskın Oran regards these demands as not compatible with Turkey‘s
independence as well. Yet he does not see these Soviet efforts as expansionary, but
rather for him the Soviet Union was in an effort to secure its vulnerable South.115
After the war ended, similar to the earlier debates, he claims that because the Soviet
Union felt itself stronger, it sought to have a say on the straits. 116 In other words,
according to Oran, after the war, a strengthened Soviet Union brought its demands
on the agenda as a result of its security needs against Turkey. However, he finds the
Soviet demand to change the border between the two states unreasonable even from
the perspective of the Soviet Union. But he does not see this demand as expression
of the Soviet aspires to make border changes. For him, the most plausible reason
behind such a demand was likely to be its value as a bargaining chip on the table to
113
In this regard, there is an ambiguity in Oran‘s approach regarding the target of his critiques
whether it is the official foreign policy or the orthodox realist interpretation of this policy. Although
he argues that security of Turkey and the Soviet Union was mutually interdependent, yet at the same
time he puts forth that the two states were dragged towards unparalleled foreign policies with the
urging of events. That is, for Oran, Turkey‘s rapprochement with Britain was a decisive factor for
Russian insecurity against Turkey, but he did not see this as a misguided foreign policy move but
rather see it as result of geopolitical consequences came with another world war. Then for Oran
tensions between Turkey and the Soviet Union seemed to be an inevitable geopolitical consequence.
This in turn means that the geopolitical considerations on both sides urged such foreign policy moves
despite the contradictory impacts of those moves on their security. That is, no party was responsible
for the break up. Thus the foreign policy of Turkey seemed not to be misled, then in this sense, his
account is much of a critique of earlier interpretations and less of a critique dedicated to the official
Turkish foreign policy. Ibid., p.48.
114
Ibid., p.49.
115
Ibid., p.49.
116
Ibid., p.55.
83
prevent the usage of the straits against the Soviet Union.117 Like Baskın Oran, Erel
Tellal, another advocate of this approach, as well argues that ―the main problem for
the Soviet Union at the end of the war was to ensure its security in the straits‖ and
argues that the USSR voiced territorial claims on Eastern Turkey as a bargaining
chip.118 In this regard, the main difference between the earlier accounts and those of
Oran and Tellal is that while the formers see the Soviet demands as expansionary,
the latters see them as defensive in nature. That is to say, for Oran and Tellal, the
intention of the Soviets was not to get control of the Straits with a view to
expanding into the Mediterranean, but rather the Soviet Union put the claims on the
table as a policy for safeguard itself.119 In other words, the Soviets made efforts to
control the straits with the intention of closing the straits rather than using it as its
port for further expansion.120
In this context, what Baskın Oran suggests is that as a quirk of its geography,
Turkey, having such a great neighbor, should pursue neutral foreign policy. To put it
differently, it should refrain from close relationship or engagements with other great
powers since this would inevitably make Russians feel insecure which in turn result
in a similar effect on Turkey as well. He supports his views with the historical
examples and argues that the South of Russia has always been this country's ―soft
underbelly.‖ That is to say, whenever it was in conflict with other great powers in
different eras, Russia had always been afraid of an aggression by those great powers
through the straits with the consent of the Ottomans. In this regard he gives the
example of the Crimean War during which Russia came face to face with that fear.
Consequently, according to Oran, at every opportunity, Russia tried to ensure
closeness of de jure and de facto status of the straits to the non-Black Sea great
117
Ibid., p.56.
118
Tellal, SSCB'yle İlişkiler, p.502. See also Erel Tellal, Uluslararası ve Bölgesel Gelişmeler
Çerçevesinde SSCB-Türkiye İlişkileri, 1953-1964 (Mülkiyeliler Birliği Vakfı Yayınları: Ankara,
2000).
119
Oran, Kuzeydeki Büyük Komşu, p.46.
120
Ibid., p.46.
84
powers. This is why, for him, it has always been interested in the straits throughout
history.121
Both Oran and Tellal consider the territorial claims of the Soviet Union as a big
tactical mistake and argue that these unreasonable demands effectively forced
Turkey into siding with the United States.122Yet Oran does not find the tensions
with the Soviet Union sufficient to explain Turkey‘s foreign policy shift to ally itself
to the West because he also talks about the internal economic requirements of
Turkey. He writes that
However, he puts forward that ―even if this threat does not exist and the burden of
the army did not bring down Turkish economy, Turkey would nonetheless join the
West and would become dependent like today.‖ In this regard he maintains that ―the
righteous response in the wake of Soviet threats within Turkey was tremendously
exploited by the Western countries and the bourgeoisie who had economic interests
in joining the West. By this way, joining the West was swiftly and easily
accomplished.‖124 In this sense, he argues ―there is not a bourgeoisie that would not
121
Ibid., p.46. Yet in this sense, there was one another ambiguity in Oran‘s argumentation, what was
the reason behind the Soviet claims over Turkey? That is whether the Soviet claimed for certain
privileges because it felt itself strong enough to demand from Turkey or Turkey left no choice to the
Soviet Union but to ensure the security of its South as a result of Turkey‘s rapprochement with
Britain.
122
Ibid., p.72; Tellal, SSCB'yle İlişkiler, p.502.
123
Oran, Kuzeydeki Büyük Komşu, p.66.
124
Ibid., p.72.
85
want the entering of foreign goods into Turkey for its self-interest and that can
produce without being in need of the technic and collaboration of foreign capital in
Turkey.‖125 In line with this, for Oran, the reason behind Turkey‘s efforts to enter
into the NATO was not the Soviet threat which had already been disappeared, but
its concern about foreign aid.126 In this regard, one can argue that though Oran
admits that the Soviet claims did exerted pressure over Turkey, these claims, at the
same time, are used as leverage to ease Turkey‘s integration into the Western
alliance.
In brief, Baskın Oran challenges the orthodox realist arguments in relation to the
main impetus behind Turkey‘s ride to the Western alliance since, for him, the Soviet
threat did contributed to this move, but it was not the sole decisive factor. The
Western countries and Turkish bourgeoisie manipulated the Soviet threat to make
Turkey enter into the Western alliance. In this regard, while the efforts to get aids
from the US are regarded as secondary reason behind Turkey‘s move towards the
West in the orthodox realist accounts, in the revisionist approach, economic
requirements ascended to a primary reason. Yet according to revisionists like the
orthodox realists, Turkey approached to the US, not because it was a capitalist, but
rather it was then by far the wealthiest country in the world. What is new in Oran‘s
approach is that he makes a subtle point to the dependent relationship of the Turkish
bourgeoisie with the Western countries, in a way one can argue he sees the joining
of Turkey into the Western alliance as somewhat contradictory with the economic
development of Turkey. Yet he does not go beyond a certain point. Beyond this
point is main motif of the radical approaches to which I have more to say in
subsequent section.
125
Ibid., p.72.
126
Ibid., p.72.
86
relations of Turkey with the Soviet Union. Researchers attempt to answer whether
deteriorating relations with the Soviet Union forced Turkey to get close to the West
or not. In these debates, the straits problem occupies the central place. For the
orthodox realist approach, the relations took a negative turn as the Soviet Union
altered its attitude against Turkey‘s sovereignty right over the straits. That is, as it
got strengthened, it started to make pressure for privileged rights on the straits. In
this regard, the Russian ambitions over the Turkish straits have been presented as
the historic source of problem between the two countries. By the same token, in the
postwar period Russian expansionary policies to gain the control of the straits
allegedly seemed to force Turkey to join the Western alliance so as to attain a
security umbrella against the Russian threat.
The revisionist approach does not raise a radical objection to the way the issue has
been traditionally handled. The crux of the revisionist arguments lay on its
conception of the Soviet intentions against Turkey. In this regard, the revisionist
approach challenged the orthodox thesis in two critical ways. In the first place, it
rejects the traditional argument that the ultimate objective of the Russian leaders
was to access to the warm seas. On the contrary, it is argued that the Russian
policies traditionally did not aim at opening the straits to expand into the
Mediterranean, but rather they tried to close them to the other great powers. The
relations between the Soviet Union and Turkey started to deteriorate because
Turkey began to run over an important foreign policy principle imposed by its
geographic location. That is, its close relationship with the Britain unavoidably
pushed the Soviet Union an insecure climate since Turkey became closer to another
great power rival to Soviets. This in turn resulted in the insecurity of Turkey as well.
3.3. Addressing the character of Turkey’s relationship with the West: Radical
approaches
The radical accounts, one can suggest, found a way to engage the Turkish foreign
policy in the wake of two developments. These are the 1960 coup d‟état and the rise
of tension in Cyprus. While the first brought forth the 1961 Constitution which,
despite its limits, released the internal pressure over the critical voices, the tension
in Cyprus led to the re-appraisal of the American foreign policy and the NATO. The
US attitude in the latter case in the 1960s created disillusion among public127 as well
as reaction against the unconditional faith of Turkish government on the US foreign
policy. That is, the public reaction to the US attitude led to the questioning of
Turkey‘s commitment to the US foreign policy, this in turn created a political
atmosphere conducive for radical interpretations of Turkish foreign policy128 to
publicize their foreign policy alternative.129
127
Türkkaya Ataöv writes in this regard that ―in 1964 tension when the US took its known stand, the
Turkish soldiers who received medals in Korea gave their medals back one by one and news and
pictures of this remained at the forefront of our press for weeks.‖ Ataöv, Amerika, NATO ve Türkiye.
128
Yet this in no way means that there had been no criticisms until 1960s against Turkish foreign
policy, in this regard the Forum magazine, which was an important periodical began on 1 April 1954,
covered various critical articles against the authoritarian politics of the Democratic Party as well as
its pragmatic foreign policy. The foremost criticisms expressed in the Forum were related to the
examples of misguided/wrong foreign policy decisions of Democratic Party. They accused the party
leaders moving away from the Atatürk‘s foreign policy principles and pursued a non-principled
pragmatic foreign policy. In this regard, these assessments seemed to be similar to those expressed
by Avcıoğlu (he himself along with Mümtaz Sosysal contributed to the Forum for a while), and other
leftist Kemalists. Yet Forum‘s critiques had not a revolutionary radical character since they
advocated Turkey‘s place in the West-East polarization in the Western bloc and did not question
Turkey‘s commitment to NATO. For an assessment of the Forum see, Diren Çakmak, Forum
Dergisi: 1954-1960 (Phd Thesis, Ankara: Ankara University, August 2007)
129
Until that time critical engagement with those issues such as Turkey-US bilateral agreements, the
US military bases within Turkey, Turkey‘s membership in NATO had become a taboo, that is, the
US support for Turkey against the Soviet Union was too virtuous to be criticized since its support
was the decisive factor in deterring the Soviet threat against Turkey. This unreserved faith of
consecutive Turkish governments along with the parallel approach of the orthodox realists in the US
88
Following the elaboration of the above two decisive moments in the rise of radical
engagements with Turkish foreign policy, this section will continue with a historical
analysis of the leftist currents in the 1960s. Then and there, the attention will be
given how these leftist currents reflected on the foreign policy analyses. After
having set up the historically informed theoretical context, this section will conclude
with an appraisal of the two radical leftist approaches to the Cold War and the
Turkish foreign policy.
foreign policy in turn made Turkey‘s commitment to the US and the NATO unquestionable in the
face of an alleged Soviet threat. As a result, the radical voices had been swept from the political
scene and their critiques were marginalized. Even critical voices against Turkey‘s official position
could face with charges of ―treason‖ and ―espionage.‖ Being one of the historical pioneers in this
regard, Türkkaya Ataöv makes a brief description of the political environment of these times in the
preface of his book, Amerika, NATO ve Türkiye.
89
radical forces had been an important precondition for the establishment of a
coherent multi-party system in Turkey.130 This pressure over the leftist circles,
despite the contrary expectation, was not released, but intensified even more under
the power of Democratic Party (DP).131 Yet this heavy situation of the radical forces
changed with the liberalization of the political sphere after the enactment of the new
constitution of Turkey in 1961.132 The first movements that showed up under new
conditions came with the 1961 constitution were the leftist movements.133
Besides the new constitutional conditions which created a legal framework for the
radical thought and political organizations, the worsening situation of the Cyprus
crisis and the concomitant tension in Turkey-US relations constituted another
decisive moment in the emergence of radical interpretations of Turkish foreign
policy. This tension manifested itself in an infamous letter sent from US President
Lyndon B. Johnson to the Prime Minister of Turkey, Ġsmet Ġnönü on June 5, 1964,
against a possible unilateral action of Turkey to Cyprus.134 In this letter, the US
president warned the Turkish government to give up its plans ―to intervene by
130
Cem Eroğul, ―Çok Partili Düzenin KuruluĢu: 1945-71,‖ in Geçiş Sürecinde Türkiye, Edited by
Irvin C. Schick and E. Ahmet Tonak (Belge Yayınları: Ġstanbul, 2006), p.148
131
In an atmosphere in which the leftist poet Nazım Hikmet Ran was imprisoned, the leftist writer
Sabahattin Ali was murdered, the leftist journalists Sabiha and Zekeriya Sertel were forced to leave
Turkey and many leftist professors of the Ankara University, Faculty of Language, History and
Geography including Niyazi Berkes, Mediha Berkes, Muzaffer ġerif BaĢoğlu, Behice Boran, Pertev
Naili Boratav and Ġlhan BaĢgöz were purged, DP emerged as the leftist intellectuals‘ beacon of hope.
Democratic Party as well sought to support all oppositional forces in Turkey until the final polls put
DP in first place in the parliamentary election held on May 14, 1950. For analyses of the policies of
CHP and DP against the left, see Taner Timur, Türkiye‟de Çok Partili Hayata Geçiş (Ġmge Kitapevi:
Ankara, 2003), p.99-116; Ergun Aydınoğlu, Türkiye Solu (1960-1980) (Versus: Ġstanbul, 2007),
p.39-44; Yıldız Sertel, Annem: Sabiha Sertel Kimdi, Neler Yazdı? (Yapı Kredi Yayınları: Ġstanbul,
1995); ÇağdaĢ, The Birth of anti-Soviet Image, p.24-53.
132
Though leftist movements gained the opportunity to have their organizations with 1961
Constitutions, articles 141 and 142 of the Turkish Criminal Code were still there and outlawed the
establishment of communist organizations and communist propaganda.
133
Eroğlu, Çok Partili Düzenin Kuruluşu, p.148.
134
For the full text of Johnson letter, see www.cyprus-conflict.org/materials/johnsonletter.html.
(accessed on February 9, 2014). For an evaluation of Johnson Letter with the viewpoint of witnesses
as well as the Turkish translations of Johnson letter and Ġnönü‘s reply to this letter, see ġahin, Gece
Gelen Mektup.
90
military force to occupy a portion of Cyprus.‖ The US president reminded the
commitment of the Turkish government ―to consult fully in advance with the United
States‖ on such matters. That is to say, for Johnson, the Turkish government must
have consulted to the US government and got its consent before taking such a
decision. Furthermore, Johnson wrote about the possible international implications
of the Turkish invasion,
Besides, Johnson pointed to the fact that the Turkish government had right to use
US-made military equipment only with the US consent and according to strict
regulations,
the bilateral agreement between the United States and Turkey in the
field of military assistance. Under Article IV of the agreement with
Turkey of July 1947, your government is required to obtain United
States consent for the use of military assistance for purposes other
than those for which such assistance was furnished ... I must tell you
in all candor that the United States cannot agree to the use of any
United States supplied military equipment for a Turkish intervention
in Cyprus under present circumstances.
The impact of this letter, as Gönlübol and Kürkçüoğlu recognize, went beyond the
essence of the Cyprus event itself after such an aggressively-worded letter was
leaked to the press.135 In this regard, the exchange of letter between Johnson and
Ġnönü has been argued to be a turning point in the relations of Turkey with the
135
Mehmet Gönlübol and Ömer Kürkçüoğlu, ―1965-1973 Dönemi Türk DıĢ Politikası, in Olaylarla
Türk Dış Politikası 1919-1995, 491-540 (Siyasal Kitabevi: Ankara, 1996), p.499. Johnson‘s letter
was published by the newspaper Hurriyet (Turkey) in 1966. Gerger, Türk Dış Politikasının Ekonomi
Politiği, p.8
91
US.136 Inönü‘s famous statement—―a new world would be established, Turkey
would take its place as well‖—seemed to confirm such an approach at first. Yet the
character of this turn in the Turkey-US relationship is worthy to elaborate. In this
respect, a statement from a high-ranking diplomat, Osman Olcay, who had
contributed to Turkey‘s reply letter to the US, frankly reveals what this turning point
stood for the Turkish government. According to Olcay, ―it [Johnson‘s letter] was
helpful and effective in revealing the real dimension of NATO alliance and the
limits of obligations of the members of NATO.‖ 137 As can be inferred, the turning
point in Turkish foreign policy following the Johnson letter denoted a new position
more cautious and careful in the relations with the United States rather than a radical
policy change since there happened nearly no change at the level of action in the
aftermath of the letter. Turkey neither withdrew from NATO nor closed the US
bases in the country. Likewise, the bilateral agreements between the two countries
continued to remain in force as well.138 In this regard, to reiterate, the Turkish
136
According to Haluk ġahin, it was Abdi Ġpekçi who used this phrase in Milliyet on June 10, 1964
for the first time. ġahin, Gece Gelen Mektup, p.9-10. In this regard, as ġahin points out, the orthodox
realists tend to portray the delivery of this letter to Truman Doctrine as a similar but in reverse as a
turning point in the relations of Turkye with the US. That is, just how the Doctrine gave rise to a
remarkable relations in the Turkey-US relations, the Letter reversed this era of good relations. See,
for example, Armaoğlu, 20. Yüzyıl Siyasi Tarihi, p.937-947;
137
ġahin, Gece Gelen Mektup, p.111.
138
However, after the Turkish military intervention in Cyprus in summer 1974, the US imposed an
arms embargo on Turkey. As a reaction to the embargo, Turkey terminated the bilateral agreement
dated 1969 and Turkish Foreign Minister Ġhsan Sabri Çağlayangil announced on June 17 that all US
military and intelligence-gathering facilities in Turkey would be placed on ―provisional status,‖ if the
embargo would not be lifted until July 25. The embargo was not lifted; as a result the Turkish
government suspended all the US military installations except one air base-Ġncirlik within the
framework of NATO on July 26. The bases were not closed, but their activities were suspended and
their control was transferred to the Turkish armed forces. Yet in time as the Cyprus issue became an
insoluble problem, the tension in Turkish-American relations steadily decreased which on the one
hand led to the removal of the embargo (ultimately lifted in October 1978) and on the other hand led
the American bases to re-start their operations. For further information on this embargo process, see
Laurance Stern, The Wrong Horse: The Politics of Intervention and the Failure of the American
Diplomacy (Times Books: New York, 1977); Burcu Bostanoğlu, Türkiye-ABD İlişkilerinin Politikası
(Ġmge Kitapevi: Ankara, 2008), 494-501; Murat Karagöz, ―US Arms Embargo against Turkey - after
30 Years: An Institutional Approach towards US Policy Making,‖ Perceptions (2004-2005). As seen,
while the US tried to force Turkey to withdraw troops from the island which jeopardized two NATO
allies-Tukey and Greece, Turkey tried to use the US bases as leverage to open up a space for its
Cyprus policy. Yet even in this case Turkey did not tend to withdraw from, or at least suspend its
membership in NATO. Moreover, when it suspended all activities of the American bases, Ġncirlik air
base was kept out of the negotiations and it maintained its operations. Therefore, despite this tension
92
government in the tension with the US did not intend to bring any radical changes to
the basic principles/determinations of the Turkish foreign policy, the significance of
this tension for the Turkish government pointed to a more vigilant attitude against
the US foreign policy.139
A similar attitude in accordance with the change in the official position seemed to
take place in the semi-official realist approach to the US as well. The realists
seemed to display a ―sense of delusion‖ in a way accompanied to ―the awakening‖
of the government of Turkey. In this regard, for example Gönlübol, Ülman, Bilge
and Sezer argue that Johnson letter showed us that
the United States sees the Soviet Union as its enemy as long as and
only to the extent this state directly threatens the American interests
alone and […] wishes to use the chain of alliances of which it is the
leader for this purposes. This result of Johnson letter awakened the
rulers of Turkish foreign policy.140
In spite of all these things, reappraisal of the orthodox realists took the form of a
modest position through making more consistent realist analysis of the US foreign
policy against Turkey. That is, they did not question either Turkey‘s place in the
Western alliance or the nature of Turkey‘s relations with the US and its membership
in NATO.
between the two close allies, they were able to contain the tension within NATO and the relations
between the two states could be restored at the end of this embargo process.
139
Yet it should be noted that taking such a vigilant position against the US could not be
comprehended without considering the pressure coming from the left over the Turkish government in
responsing the crisis with the US.
140
―BirleĢik Amerika, Sovyetler Birliği‘ni bu devlet yalnız Amerikan çıkarlarını doğrudan doğruya
tehdit ettiği sürece ve ancak bu ölçüde düĢman saymakta ve ... lideri bulunduğu ittifaklar zincirini bu
amaçla kullanmak istemektedir. Johnson'un mektubundan çıkan bu sonuç Türk dıĢ politikasını
yönetenleri uyandırmıĢ ...‖ Mehmet Gönlübol, A. Haluk Ülman, A. Suat Bilge and Duygu Sezer,
―1945-1965 Yılları Arasında Türk DıĢ Politikası,‖ in Olaylarla Türk Dış Politikası 1919-1995, 191-
334 (Siyasal Kitabevi: Ankara, 1996), p.332.
93
Yet the radical questioning came to the fore with the emergence of the radical
interpretations of Turkish foreign policy. In this regard, the profound impacts of
Johnson letter on the public opinion created in a way the favorable ideological
conditions for the radicals to express their criticisms of Turkish foreign policy on
the basis of anti-imperialist and anti-American sentiments together with a solid
emphasis on independence.141 In this sense, accompanying to the rise of anti-
Americanism in the public opinion was the emergence of the left as a new political
force with its efforts to articulate nationalism with a socialist and anti-imperialist
content. In this sense, by presenting themselves as the real representatives of
nationalism in Turkey, the left deliberately attempted to give the concept its actual
meaning with a socialist and anti-imperialist content. That is to say, ―socialists are
the real nationalists‖ since the main concern of Turkish socialists is to ensure the
welfare of the people and the full independence of Turkey from the yoke of
imperialism. A liberal economy and alliance with imperialist countries, particularly
with the US, were the policies of ―pseudo-nationalists,‖ whereas anti-imperialist and
anti-capitalist socialists like themselves were ―the real nationalists.‖142 As its
political discourses, strategies, and programs acquired a nationalist tone, this in turn
contributed, on the one hand, to the legitimization of the left and, on the other hand,
to overcome the heavy atmosphere descended over the left to participate to the
political as well as the foreign policy debate.143
141
The below admission of Nihat Erim who played important roles in the determination of Turkey‘s
cyprus policy is illuminating on how Johnson‘s letter was effective on public oppinion in Turkey. He
phrased that ―so far the impact of Johson‘s letter on Turk-American relations had been notable. It
could be said that Turkey was the only country in the world where it had not been raised the slogan
of ―Go Home‖ to the Americans up to that time.‖ Nihat Erim, Bildiğin ve Gördüğüm Ölçüler içinde
Kıbrıs (Ajans-Türk Matbaası: Ankara, 1975), p.303 quoted in ġahin, Gece Gelen Mektup, p.10.
142
Gökhan Atılgan, Kemalism ve Marksizm Arasında Geleneksel Aydınlar: Yön-Devrim Hareketi,
(TÜSTAV: Ġstanbul, 2002), p.103.
143
For the uneasy relationship between the Turkish left and nationalism in the 1960s, see Erkan
Doğan, Articulating Socialism with Nationalism: A Critical Analysis of Nationalism in the Turkish
Leftist Tradition in the 1960s (Phd Thesis, Ankara: Bilkent University, August 2010); Gökhan
Atılgan, Sosyalist Milliyetçilik Söylemi (Türkiye, 1961-1968): Temeller, Ayrılıklar, AÜ SBF Dergisi
64, no.3 (2009): 1-25.
94
In such a political climate in the wake of Johnson letter, the left addressed the
character of Turkey‘s relations with the US, and found the US attitude in the Cyprus
crisis as a clear indication of how the US commitment to Turkey‘s security was
closely conditional upon its imperialist interests, despite the privileges given to the
US for allegedly securing country‘s sovereignty and territorial integrity against the
Soviet threat. The starting point in this respect is the fact that even if there were
once Soviet claims over Turkey, they no longer exist. Yet at the time of the Soviet
claims over Turkey, Britain and the US did not yet give any binding guarantee to
Turkey; therefore even if there were an actual Soviet threat, Turkey would dismiss
this threat with its own determination. Why did then Turkey sign agreements and
join military alliance, which were contradictory to its independence despite the fact
that the Soviet Union did not reiterate its claims and retracted its demands in 1953?
Therefore, it does not make sense to explain Turkey‘s postwar integration into the
Western capitalist world with an obsolete Soviet threat.
From such a position, the basic problematic of the leftist groups is Turkey‘s
commitment to the US and NATO together with the problems associated with this
commitment such as political and economic dependence, bilateral agreements with
the US, the American bases. In this regard, they linked the socio-economic
backwardness of Turkey with the political and economic dependency of Turkey on
the Western countries, primarily on the US. That is to say, they saw imperialism as
the chief obstacle to any social and economic progress in Turkey. As a result, they
concentrated their criticisms on imperialist policies of the US and thus shifted the
center of the analysis from Turkey‘s problematic relations with the Soviet Union to
the postwar dependent relation of Turkey with the US with a view to explaining
how Turkey‘s dependency on the US with its abandonment of neutral and
independent foreign policy prevented the industrialization and thus development of
the country.
At this point it is important to note that the contending revolutionary currents in the
1960s have reflected on the radical accounts of Turkish foreign policy in certain
95
important aspects. Therefore, a brief overview of the revolutionary currents in the
1960s will enable us to put radical interpretations of Turkish foreign policy into
perspective with a view to revealing the roots of their different or/and similar
standpoints to main foreign policy issues. In this regard, the below is an appraisal of
the three main leftist currents as well as the debate having taken place among them
in the period from the legalization of the left to the military coup of 1971. The three
main currents are the journal Yön (Direction) as an intellectual movement,144 WPT
(Workers‘ Party of Turkey - Türkiye ĠĢçi Partisi) as the political organization of the
Turkish working-class145 and the NDR group (who advocates the National
Democratic Revolution as the appropriate revolutionary step before Turkey) as the
old cadres of TKP (Turkish Communist Party) which emerged from within WPT as
a reaction to latter‘s approach to the nature and strategy of revolution after the 1965
election.146
144
Yön (Direction) was founded in 1961 and published weekly until 1967. The publication was the
organ of the non-Marxist, left-wing radicals led by Doğan Avcıoğlu. Metin Heper and Nur Bilge
Criss, Historical Dictionary of Turkey (Scarecrow: Lanham, Maryland, 2009), p.337
145
WPT (Workers‘ Party of Turkey-Türkiye ĠĢçi Partisi) was formed in 1961 by 12 labor union
leaders belonging to the biggest (moderate left-wing) labor confederation, the Confederation of
Turkish Trade Unions [Türkiye ĠĢçi Sendikaları Konfederasyonu] (TÜRK-IS). Later, left-wing
intellectuals joined the party. In the 1965 general elections, the WPT, under the leadership of
Mehmet Ali Aybar, a former university professor, won 3 percent of the vote and became the first
leftist party in Turkey to give members to Parliament. In July 1971, the WPT was dissolved by the
Constitutional Court on charges of carrying out communist propaganda and encouraging activities
designed to divide the country. Heper and Criss, Historical Dictionary of Turkey, p.316.
146
Igor P. Lipovsky, The Socialist Movement in Turkey: 1960-1980 (Brill: Leiden, 1992), p.109-121.
96
organization was a melting pot of different tendencies within the left. In the early
period, it is possible to speak of a relative similarity in the views of WPT with Yön
particularly on the issues of the non-capitalist path, anti-imperialism as well as the
need for a national front. In other words, the struggles of the Yön as a journal and
the WPT as a political organization were in a way complementary on two different
planes.147
Yet the breakthrough and relentless struggle within the left came after the 1965
general election when WPT gained 3 per cent of the total votes cast and won 15
seats in the parliament. This was a decisive moment in the sense while on the one
hand a socialist party which ―openly represented interests clashing directly with the
ruling classes‖ was allowed to function in Turkey and gained seats in the
Parliament.148 Yet on the other hand the revolutionary agenda and strategy of WPT
as the legal parliamentary movement came under heavy criticisms of the NDR
group from inside and Yön group from outside.149
After the 1965 election, the encouraging election results seemed to prompt a change
in party strategy and the leaders of WPT started to speak of struggle to establish
socialism in Turkey, though it had not been written in the party program. 150 In this
regard, they started to formulate a new revolutionary concept on the basis of the
147
In the first period, the discourses of both of these groups were not radicalized due to the issue of
legitimization. And the legitimization of the left, as discussed above, corresponded to the worsening
of the Cyprus crisis.
148
Feroz Ahmad, The Turkish Experiment in Democracy 1950-1975 (C. Hurst & Company: London,
1977), quoted in Serpil Güvenç, Socialist Perspectives on Foreign Policy Issues: The Case of TIP in
the 1960s (MA thesis, Ankara: METU, December 2005), p.2
149
See Mustafa ġener, Türkiye Sol Hareketinde İktidar Stratejisi Tartışmaları: 1961 – 1971 (PhD
thesis, Ankara: Ankara University, 2006); Lipovsky, The Socialist Movement in Turkey; Hikmet
Özdemir, Yön Hareketi, Kalkınmada Bir Strateji Arayışı (Bilgi Yayınevi: Ankara, 1986); Gökhan
Atılgan, Kemalizm ve Marksizm; Küçük, Türkiye Üzerine Tezler, p.552-575; Aydınoğlu, Türkiye
Solu.
150
Ertuğrul Kürkçü, ―Türkiye‟de 1968,” in Sosyalizm ve Toplumsal Mücadeleler Ansiklopedisi,
Edited by Ertuğrul Kürkçü (ĠletiĢim Yayınları: Ġstanbul, 1988), p.2070. See also Lipovsky, The
Socialist Movement in Turkey, p.21-26.
97
indivisibility of national democratic and socialist struggle in Turkey. Aybar as the
leader of the party argues that151
On the one hand, this was a debate over the nature of revolution which indeed
constituted the essence of the collision between the advocates of Socialist
Revolution (SR) and those of National Democratic Revolution (NDR). While the
former pointed to the pursuit of a socialist revolution which at the same time would
have to fulfill national democratic tasks, the latter referred to a stagist strategy to
151
Mehmet Ali Aybar, ―Türkiye Sosyalizmi,‖ in Türkiye Sosyalist Solu Kitabı 1: 20‟lerden 70‟lere
Seçme Metinler, Edited by Emir Ali Türkmen (Dipnot: Ankara, 2013), p.153-154.
152
Ertuğrul Kürkçü, ―Önsöz,‖ in Türkiye Sosyalist Solu Kitabı 1: 20‟lerden 70‟lere Seçme Metinler,
Edited by Emir Ali Türkmen (Dipnot: Ankara, 2013), p.33-35.
153
Kürkçü, Önsöz, p.37.
98
revolution, that is, national democratic tasks were historical preconditions on the
way to a socialist revolution which must therefore follow NDR. 154 The problem in
this respect was mainly about what would be the revolutionary stage before Turkey
whether a national democratic revolution or a socialist one. That is to say, the
question was whether Kemalist revolution in the years following the war of
independence had been accomplished or it had not yet been carried out to its final
stage. On the other hand, the debate over the strategy of revolution was related to
the question of leadership as well as problem of alliance among different classes or
groups. That is, by relying on which forces, classes and groups in Turkish society,
could the National Democratic Revolution or Socialist Revolution be accomplished?
To sum up, the question of how the revolution could be carried out; whether through
giving priority to the national democratic tasks and attaching importance to the role
of the military-civilian bureaucrats as well as intellectuals or by advocating a
strategy of indivisibility of socialist and national democratic struggle through
parliamentary means under the leadership of the WPT as the political organization
of the Turkish working class, rested at the heart of this divide.
At the beginning, the controversies became visible on the pages of Yön with ―TĠP
TartıĢmaları‖ (WPT Debates) which started with an article of Doğan Avcıoğlu
entitled ―TĠP‘e Dair‖ (About WPT) on June 17, 1966. On the issue of the nature of
revolution, for Avcıoğlu, Turkey needed an anti-imperialist nationalist struggle
because as an underdeveloped and dependent country; Turkey‘s level of
development was not convenient for a struggle for socialist revolution. That is, he
proposed a gradual transition to socialism at this level of development. In this
regard, Avcıoğlu argued that Turkey‘s urgent problem was to get rid of its
dependent situation which called for the agenda of an anti-imperialist nationalist
struggle. It was indeed such a nationalist agenda, Avcıoğlu argued, what found its
response in the circles open to anti-imperialist struggle which were not yet ready for
154
Lipovsky, The Socialist Movement in Turkey, p.109-112.
99
socialist struggle.155 From this point forward, Avcıoğlu phrased, ―WPT on the one
hand considers anti-imperialist struggle as the number one issue, and on the other
hand, by bringing the slogans of a classic proletarian-bourgeoisie struggle into the
forefront, it is splitting and weakening the forces.‖ That is to say, he maintained,
―WPT was waging two battles at the same time, yet due to the second battle, this led
to, the breakup of the forces which are ready for the first battle and the breakup of
the objectives.‖ Though for Avcıoğlu it is possible to conduct two battles at the
same time yet the conditions in Turkey were not yet appropriate to such a struggle.
Therefore, he proposed that ―... in our opinion it is a vital issue to prioritize the
national struggle against imperialism and its collaborators and to distinguish it
delicately from the proletarian-bourgeoisie struggle.‖156 That is, Avcıoğlu argues,
―the way to socialism leads through the struggle for national liberation. Therefore,
today the chief task on the road to socialist reconstruction is the anti-imperialist and
anti-feudal struggle, which is the concern of all democratic and patriotic forces.‖157
In this debate, Mihri Belli as the leader of the NDR group within WPT was in
agreement with Avcıoğlu and took a stand against the leaders of WPT. Similar to
Avcıoğlu, for Belli, the conditions of Turkey were not convenient to a struggle for
socialist revolution.158 Therefore, he proposed a gradual transition to socialism, at
this level of development. In this regard, he argues, ―in order a society to have the
stage of the socialist revolution; it is a must for this society to reach the condition of
155
Doğan Avcıoğlu, ―TIP‘e Dair,‖ in Türkiye Sosyalist Solu Kitabı 1: 20‟lerden 70‟lere Seçme
Metinler, Edited by Emir Ali Türkmen (Dipnot: Ankara, 2013), p.276.
156
Avcıoğlu, TİP‟e Dair, p.276-277.
157
Quoted in Lipovsky, The Socialist Movement in Turkey, p.95.
158
In this regard, he phrases that ―who insists on conduct of democratic revolution and socialist
revolution at the same time; who degenerates ―the struggle for national independence is a struggle in
the road to socialism‖ which in essence is an accurate view and puts it into the form of ―we run
together the struggle for independence and socialism; who puts forth the slogans which delete the
concept of stage and confuses the minds; is doing nothing more than to split the revolutionary ranks
and to isolate the socialist movement. Mihri Belli, ―Milli Demokratik Devrim,‖ in Türkiye Sosyalist
Solu Kitabı 1: 20‟lerden 70‟lere Seçme Metinler, Edited by Emir Ali Türkmen (Dipnot: Ankara,
2013), p.221.
100
a true independent and democratic society, that is, it must accomplish all the tasks of
National Democratic Revolution.‖159 He further writes that ―yes, our revolution is
National Democratic Revolution. For the very moment of our history, the primary
social contradiction that we have to solve is the contradiction between imperialism
and its collaborators and the national forces of Turkish society.‖ 160 Therefore, for
Belli, at this stage of development Turkish revolutionaries were confronted with two
fundamental tasks; (i) attainment of national independence and (ii) elimination of
feudal remnants.161 In this sense, according to Belli, while the national objective of
the revolution is ―to put an end to the domination of imperialism,‖ which ―calls for
an end to the control of foreign and comprador capital as the basis of imperialist
domination in Turkey over the economy and thus the politics,‖ the democratic
objective of the Democratic Revolution ―is to remove feudal relations and to cut the
means of domination and exploitation of land owners, usurers-merchant capital of
feudal system over rural laborers.‖162 In brief, Yön and NDR movements advocated
anti-imperialist and anti-feudal struggle for overcoming Turkey‘s social and
economic backwardness as a separate initial stage before launching a struggle for
socialism in Turkey.
As prioritizing the national democratic tasks as an initial stage on the way forward
to socialism, which would cut Turkey‘s ties with imperialist countries and sweep the
feudal relations, Yön and NDR groups considered the national democratic
revolution as the revolution of all groups and classes whose interests contradict with
imperialists and their collaborators. To this purpose, they advocated a national front
strategy comprised of all national groups and classes- including national
bourgeoisie- apart from the comprador bourgeoisie and feudal landowners. In this
regard, Avcıoğlu argues, the leftist forces of the country have to consolidate on the
159
Ibid., p.210.
160
Ibid., p.218-220.
161
Lipovsky, The Socialist Movement in Turkey, p.34.
162
Belli, Milli Demokratik Devrim, p.218-220.
101
basis of a national democratic, not a socialist, platform.163 Likewise, Belli argues
that ―National Democratic Revolution is a revolution of all national classes and
groups and the success of the revolution is conditional on the establishment of
revolutionary alliance (National Front) among these national forces.‖ Therefore, the
National Democratic Revolution would be made against imperialism and its local
―non-national‖ ―parasite‖ collaborator classes- the comprador bourgeoisie,
landowners and usurers-merchant capital of feudal system. This in turn denotes that
the internal exploitative relations, that is, the internal class conflicts are
underemphasized at this stage of development against the contradictory relationship
between imperialism and the national itself. In other words, Yön and NDR
movement gave priority to the external exploitation and evaluate the comprador
bourgeoisie and landowners as providing the imperialists with leverage to exploit
the nation. This requires the idea of a national front against imperialism and its
collaborative ―non-national‖ elements.
According to Yön and NDR movement, as the countries of Asia and Africa Turkey
was an underdeveloped agrarian country where feudal and semi-feudal relations
survived along with an underdeveloped capitalism under the economic and political
dependence of the US, therefore the working class was not politically mature
enough to be organized and thus lead the revolutionary struggle. From this point
forward, Yön and NDR groups, though in different measure, assigned important role
to military-civilian bureaucracy in their revolutionary strategy. In this sense, they
argue, military-civilian bureaucracy and intellectuals in Turkey were in a historical
manner the main forces against imperialism and reactionary forces. This can be seen
both in Avcıoğlu‘s and Belli‘s analyses. For example, while for Avcıoğlu the
Turkish army was the main power against the reactionary forces, for Belli the
military-civilian bureaucracy as ―the most conscious part of the petty bourgeoisie‖
was always against imperialism. In this regard, unlike the armies in the West, both
163
Lipovsky, The Socialist Movement in Turkey, p.95.
102
YÖN and NDR groups find the revolutionary character of the army as peculiar to
Turkey.164
WPT‘s approach to the revolution diverged from that of Yön and NDR groups on
the basis of their evaluation of, the development level of Turkey, the national
bourgeoisie, working class and military-civilian bureaucracy. Although, for WPT
similar to YÖN and NDR movements, the main contradiction of society was
between imperialism and all its collaborators and all laborers165 and thus it called for
the necessity of elimination of feudal remnants and imperialist ties as well. WPT
had a different conceptualization in relation to the nature of the relationship with
imperialism in the sense, as Küçük argues, for WPT it is not possible to separate the
socialist and anti-imperialist struggle from each other.166 For that reason, WPT
denied the necessity of a transitional stage to socialism and advocated the
indivisibility of the anti-imperialist struggle for independence and the anti-capitalist
struggle for socialism.
This rests on its interpretations of national bourgeoisie against Yön and NDR‘s
approach to it as a constituent of national front against imperialism. In this regard,
Aybar writes that ―in order to cooperate with the national bourgeoisie, there must be
a class like this before. There is no such class [national bourgeoisie] in Turkey. That
is, there is not an industrialist class which is distinct from comprador bourgeoisie
and against American imperialism.‖167 According to WPT, the alliance with
imperialists made the national bourgeoisie a reactionary force, the reason is, for
164
Belli, Milli Demokratik Devrim, p.245-246; Lipovsky, The Socialist Movement in Turkey, p.99.
See also A. Ġrem Tunçer, Peculiarism in the Turkish Left During the 1960‟s (MA thesis, Ankara:
METU, September 2008), p.36-43. In fact, May 27 coup had critical impacts over the strategic
considerations of revolutionary movements in relation to how to capture the power. May 27
represented the short way of how to come into power for the YÖN movement as well as for NDR.
Küçük, Türkiye Üzerine Tezler, p.568; Atılgan, Kemalizm ve Marksizm.
165
Aybar, Türkiye Sosyalizmi, p.150.
166
Küçük, Türkiye Üzerine Tezler, p.572-573.
167
Aybar, Türkiye Sosyalizmi, p.144.
103
Aybar, the fact that ―because our mercantile class arose as a ―comprador‖ class, that
is, it serves as a mediator to the international capitalism pursuing foreign markets,
the mercantile class failed to perform a development parallel to that of Europe,
therefore industrialists did not reached the stage of bourgeoisie.‖168 By the same
token, Aybar argues that ―external and internal exploitation are closely bound up
with each other, into what forms a single system.‖169 Therefore, for Aybar, it is not
possible to separate external exploitation from the internal exploitation.170 This in
strategic terms comes to mean that the struggle against imperialism should be in
tandem with the struggle against domestic dominant classes. This is because,
according to Aybar, the dominant classes and groups (Large landowners, importers
and exporters, industrialists and financial capital circles), who have exploitative
relations with toiling classes, at the same time serve as mediators to the exploitation
of country by the foreigners.171 Yet, this is not the only issue that Aybar diverges
from the Yön and NDR groups, Aybar also argues that if the national bourgeoisie or
middle strata would lead the struggle, they would reestablish their relations with
imperialism in the future.172 Therefore, WPT under the leadership of Aybar put
emphasis on the class character of the struggle against imperialism and advocated
the leadership of the working class.
As embracing a different position vis-a-vis Yön and NDR, for the WPT leaders, the
national democratic revolution was formulated for the newly established
underdeveloped countries of Asia and Africa. That is, there were differences
between the levels of development of those countries and Turkey. In this regard,
168
Ibid., p.142.
169
Mehmet Ali Aybar, Bağımsızlık, Demokrasi, Sosyalizm (Ġstanbul: Gerçek, 1968), p.607.
170
DıĢ sömürüyü iç sömürüden ayırmak mümkün değildir. Aybar, Türkiye Sosyalizmi, p.153-154
171
Sadun Aren, TİP Olayı (1961-1971) (Cem Yayınları: Ġstanbul, 1993), p.221, quoted in Melek
Zorlu, TKP‟den TİP‟e Sol Kemalizm: MDD Örneği (MA thesis, Ankara: Ankara University,
September 2006), p.144.
172
Quoted in Suavi Aydın, ―‗Milli Demokratik Devrim‘den ‗Ulusal Sol‘a Türk Solunda Özgücü
Eğilim,‖ Toplum ve Bilim, no: 78 (1998).
104
Behice Boran argues that Turkey has been experiencing the bourgeois democratic
revolution since sixty years and the capitalist relations of production had already
become the hegemonic relation. Turkish working class was qualitatively and
quantitatively powerful than those of Asia and Africa and thus was able to lead the
struggle for socialism and accept responsibility of the movement in the country
against the hegemonic class. Boran sees the establishment of WPT as the strongest
evidence of the spontaneous consciousness of the Turkish working class. 173
Aybar evaluated the bureaucracy through the concepts of Osmanlı tipi devlet
(Ottoman type of state), ceberrut devlet (despotic state), bey takımı (class of
landlords) and bürokrat burjuvazi (bureaucrat bourgeoisie). In this regard, he argues
that bureaucracy as a dominant social class takes part in the alliance among the
imperialists and the comprador bourgeoisie and feudal landlords. In fact, he sees the
dominant position of the bureaucrats as peculiar to Turkey as the historical heritage
173
Behice Boran argued that the national democratic revolution route was not compatible with the
socio-economic conditions of Turkey for several reasons. (i) Although Turkey was an
underdeveloped country, Turkish working class was qualitatively and quantitatively stronger than
those of Asia and Africa and thus was able to lead the struggle for socialism and accept
responsibility of the movement in the country against the hegemonic class. (ii) ―Classical‖
democratic rights such as multi-party system, general elections, secret vote, eight hours working day,
right to establish trade unions, right of collective bargaining and strike were existent in Turkey in
spite of their deficiencies. (iii) Turkey had never been a colony in spite of foreign intervention,
maintaining the characteristic of an independent state. Behice Boran, Türkiye ve Sosyalizm Sorunları
(Sarmal Yayınevi: Ġstanbul, 1992), p.206, 322-323, quoted in Güvenç, Socialist Perspectives, 32-33.
105
of the Ottoman Empire.174 In this sense, the category of bureaucracy of Aybar is
antithetical to that of Avcıoğlu. Yalçın Küçük argues that while Doğan Avcıoğlu
sees it as the source of all goodness, Mehmet Ali Aybar sees the bureaucracy as the
source of all evil.175 In this regard, while Avcıoğlu‘s YÖN and NDR movements
find military-civilian bureaucracy as progressive in a historical manner and expect
the latter to lead the revolutionary movement together with intellectuals and youth,
Aybar characterizes the military-civilian bureaucracy as a reactionary force along
with the comprador bourgeoisie and aga class again in historical perspective. This
is in a way, as in the case of Avcıoğlu albeit in reverse, a peculiarity of Turkey
under the imperatives of imperialism.
However, Behice Boran differed from Aybar and Avcıoğlu as well as NDR group in
the sense that for Boran it is wrong to argue that the bureaucracy is either
progressive or reactionary. Unlike Aybar, she argues ―today, bureaucracy as a whole
is not a class in any meaning and measure, it is a stratum.‖ And as a stratum,
military-civilian bureaucracy has a contradictory and inconsistent character.
Therefore, Boran maintains, it is not ahistorical character of this stratum that
determines its progressiveness or creationism but rather historical conditions force
this stratum to adopt a certain political position. For example, for Boran, with the
1950s, this stratum had been in power struggle with aga and bourgeoisie class, this
in turn force it to adopt a position against imperialism and to be on the side of
national independence, social justice, and the masses. That is to say, it does not have
a sui generis character as Avcıoğlu and Aybar argue, on the contrary its political
174
See Aybar, Türkiye Sosyalizmi, p.135-141.
175
For review of Aybar‘s approach on bureacracy, see ġener, İktidar Stratejisi Tartışmaları, p.280-
286. What is striking in this sense is that both Avcıoğlu and Aybar rely on an ontology which
perceives state-society relations as external to each other and do not conceive state bureaucracy from
a class-based perspective. For the separation of state and society, see Ellen Meiksins Wood,
Democracy against Capitalism (Cambridge University Press: Cambridge, 1995), p.19-48; Heide
Gerstenberger, Impersonal Power: History and Theory of the Bourgeois State (Brill: Leiden and
Boston, 2007), 3-36; John Holloway and Sol Picciotto, ―Capital, Crisis and the State,‖ Capital and
Class, no. 2 (1977); Simon Clarke, ―The Global Accumulation of Capital and the Periodization of the
Capitalist State Form‖ in Open Marxism, Edited by W.Bonefeld, R.Gunn and K.Psychopedis, Vol.I
(Dialectics and History) (Pluto Press: London, 1992), p.133-150.
106
position depends on its relations with the social classes. In line with this, Boran
argues, ―if this stratum captures the state again, it necessarily has to rely on one or
other clusters of basic classes,‖ therefore, the socialists should already try to
emancipate this stratum from bourgeois ideology and to align it to working-toiling
classes.176
In brief, as presented above, the debate on the nature and strategy of revolution
constitute the main axes among the leftist currents in Turkey in the 1960s. The main
divergences were about the evaluation of the development level of Turkey and the
role of military-civilian cadres as well as the character of the bourgeoisie class.
While Yön and NDR groups advocated a stagist strategy, which envisioned a
national democratic phase before launching a struggle for socialism, the leaders of
WPT tied the national democratic struggle with the struggle for socialism and thus
promoted the indivisibility of national democratic and socialist struggle in Turkey.
What corresponds to this debate is the problem of leadership, that is, under the
leadership of which class, the revolutionary struggle should be made. In this regard,
though in different measures, Yön and NDR ascribed important role to military-
civilian cadres and insistes on inclusion of the national bourgeoisie class in a
national front alliance against the imperialism. Unlike the formers, WPT, which
claimed to be the political organization of the working class, advocated the
leadership of the working class. WTP rejected the existence of a national
bourgeoisie in Turkey and thus remained distant to a national front strategy.
176
Behice Boran, ―Bürokrasi üzerine TartıĢmalar,‖ in Türkiye Sosyalist Solu Kitabı 1: 20‟lerden
70‟lere Seçme Metinler, Edited by Emir Ali Türkmen (Dipnot: Ankara, 2013), p.167-178.
107
Yön and NDR groups found the main problem facing each of the underdeveloped
countries as being a nation against external forces. The primary conflict came to be
seen as between imperialism and the country itself. Thus, socialism in this respect
for the advocates of Yön and NDR had an essential anti-imperialist content rather
than being anti-capitalist. Such a view necessitated the establishment of a popular
national front with the participation of all national groups and classes including ―the
national bourgeoisie‖ against imperialism and ―the non-national elements‖—the
comprador bourgeois and feudal remnants—under the leadership of military-civilian
bureaucracy. As a result of such a conceptualization of revolutionary strategy, in
their foreign policy analysis they do not much question the class character of the
state bureaucracy.
This to certain extent results from the conceptual framework they employ in foreign
policy analysis. The advocates of this approach are mainly preoccupied with the
contradictory relations between imperialism and its collaborators and the nations
rather than the conflicts among classes. That is to say, they mainly prioritize the
conflict between the imperialist countries and the dependent underdeveloped
countries. In this regard, the internal exploitative relations among different classes at
this stage of development have a subordinate status. And within such a conceptual
set up, they do not make class analysis of the state itself as well as the bureaucracy.
As in their predecessor- the Kadro movement,177 they were in a way in an attempt to
influence the military-bureaucratic cadres so as to take over the revolutionary socio-
economic transformations Mustafa Kemal Atatürk had started. For example, the
adherents of Kadro movement had, Mustafa TürkeĢ argues, depicted Turkish state
as representing the interests of the whole nation. TürkeĢ writes that ―it is obvious
that the members of the Kadro Movement made the discussion of whose interests
the state should represent rather than a discussion of whose interests the state
177
The Kadro movement was a nationalist leftist current in 1930s. It took its name from, and
expressed its views through, the periodical Kadro which was published in Turkey between 1932 and
1934 by a group of intellectuals including ġevket Süreyya Aydemir, Ġsmail Hüsrev Tökin, Vedat
Nedim Tör, Burhan Asaf Belge and Yakup Kadri Karaosmanoğlu. Mustafa TürkeĢ, Kadro Hareketi:
Ulusçu Sol Bir Akım (Ġmge Kitapevi: Ankara, 1999).
108
represents when it comes to Turkey. In other words, they got stuck between the
178
problematic of what is and what should be.‖ In this regard, as in the case of
Kadro, the adherents of Yön and NDR rely on an ontology which perceives state-
society relations as external to each other and thus locate the state bureaucracy
above all the societal struggles/contradictions. It is indeed this externality that
abstracts the state from its class character. In other words, if they approach to the
state from a class-based perspective, it would not be possible to advocate a
revolutionary strategy under the leadership of military-civilian bureaucratic cadre.
Therefore, in a manner similar to what TürkeĢ argues for the Kadro movement as
―try[ing] to influence and transform the Kemalist state by avoiding making a class
analysis,‖179 the abstraction of the state from its class character seemed to be a
purposive effort on the part of Yön and NDR groups to advocate a ―revolution from
above‖ under the leadership of nationalist revolutionary bureaucracy and
intellectuals.
The views of Yön and NDR groups corresponds to a foreign policy approach which
puts emphasis on the dependent status of Turkish foreign policy and pays attention
how Turkey became dependent on the US with its abandonment of independent
foreign policy. In this regard, they advocated a fully independent foreign policy as
not only a precondition for a secure relationship with the Soviet Union, but also as a
necessity for a ―revolutionary‖ national development free from any imperialist
interventions.
However, they have not been much interested in the socio-economic properties of
Turkey in their foreign policy analysis with a view to examining the ideological
aspect of the postwar Turkish foreign policy orientation. As a result, they do not see
178
TürkeĢ, Kadro Hareketi, p.197-198.
179
TürkeĢ, Kadro Hareketi, p.198. For an analysis of the intellectual relationship between the Kadro
movement and the Yön-Devrim movement, see CoĢkun Musluk, The Relation between Nationalism
and Development: The Case of the Yön-Devrim Movement in 1960‟s, (MA thesis, Ankara: METU,
September 2010).
109
decisive link between the socio-economic properties of Turkey and its foreign
policy towards the Soviet Union or the US. That is to say, they pose important
criticisms against the official foreign policy, yet not from a class-based perspective
but seeing the route of Turkish foreign policy in wrong direction at hand of short-
sighted statesmen under the influence of reactionary forces. Thus, they see Turkey‘s
orientation towards the West and particularly the US as a foreign policy move, yet it
was a miscalculated as well as a misperceived foreign policy move under the
conditions brought about by the geopolitical consequences of the WWII.
Unlike YÖN and NDR movements, as the above discussion reveals, both in Aybar‘s
or Boran‘s approaches, WPT‘s position corresponds to a distanced position to the
military-civilian bureaucracy in strategic terms and in this sense it enables them to
question the bureaucracy from a class-based perspective.180 This is because WPT
argued to be the political organization of the Turkish working class and advocated a
revolutionary strategy through parliamentary means. As a result, they put
importance on the leadership of the working class. In this discussion, though faced
the accusation of ―opportunism‖ by committing to the parliamentary democracy,
WPT seems to have a class-based analysis and strategy. For example, it does not
separate the internal class conflict from the contradiction between imperialism and
dependent underdeveloped country.
From this point forward, the reflection of WPT position on the foreign policy
analysis takes the form of a class-based analysis in examining the Turkish foreign
policy. That is to say, the researchers attempt to examine the dynamics behind
Turkey‘s integration into the Western alliance on the basis of socio-economic
properties of Turkey. That is, they do not only put emphasis on the dependent
situation of Turkey on the West in the postwar period, but also address Turkey‘s
socio-economic formation and the social constituencies benefiting from the
180
Lipovsky, The Socialist Movement in Turkey, p.9. In this regard, I take Behice Boran‘s analysis of
bureaucracy as a reference point because Mehmet Ali Aybar remained distant to the bureaucracy as
well, but not from a class-based point of view.
110
capitalist social relations as the prime impetus behind Turkey‘s integration into the
Western alliance.
After having discussed in what ways the debates among the leftist groups in Turkey
reflected on their interpretations of the Turkish foreign policy, the detailed analyses
of the foreign policy approaches developed within these debates will be elaborated
in the subsequent pages. In this context, there are mainly two approaches, namely
left Kemalist and class-based approaches. While left Kemalism will be suggested as
corresponding to the views of Yön and MDD groups, class-based approach
incorporates the interpretations of the WPT.
The advocates of this approach link the social and economic backwardness of
Turkey to the previous developmental efforts along with the capitalist path since for
them the power of foreign capital and the dependence of Turkey on the West had
181
Doğan Avcıoğlu, Milli Kurtuluş Tarihi: 1938‟den 1995‟e (Ġstanbul, Tekin Yayınevi, 2000) and
Türkiye‟nin Düzeni: Dün, Bugün, Yarın (Ankara: Bilgi, 1968); Ataöv, Amerikan Emperyalizmi; and
Amerika, NATO ve Türkiye.
111
disastrous consequences on the country.182 This is because while the political
independence of Turkey had been won under the leadership of Atatürk, it had not
yet been accompanied by economic independence. This in turn led to Turkey to fall
under the influence of imperialism once more because Türkkaya Ataöv writes
―continuance of political independence was depended on securing the economic
independence.‖ Yet, he maintains, because efforts to change the society were not
taken beyond the superstructure, the social class structure of the country did not
undergo radical transformations. As a result the landowners, merchants, importers
took the state under their influence.183 In this regard, Doğan Avcıoğlu writes that
As seen, both Avcıoğlu and Ataöv see the war of liberation as an anti-imperialist
war, yet underline the incompleteness of Kemalist revolution the gains of which set
back by the efforts of reactionary forces in the years following the death of Atatürk.
Therefore, in engaging the postwar Turkish foreign policy this approach
concentrates on the dependent relationship between Turkey and the US and thus its
182
Lipovsky, The Socialist Movement in Turkey, p.85. In this regard, Kemal KurdaĢ writes in an
article published in YÖN that ―The Western world was able to develop in conditions of capitalist
liberalism, passing through a very long and tortuous period lasting a century. Today, can an
underdeveloped country endure a whole century developing within such a system? Moreover, in this
100-year period of development the system of capitalist liberalism exploited colonies and received
help from new continents such as America and Australia. Turkey, which only recently was itself in
the position of a colony, has no such opportunities. And if it follows the same path it will again fall
into the hands of colonizers. Quoted in Lipovsky, The Socialist Movement in Turkey, p.90.
183
Ataöv, Amerika, NATO ve Türkiye, p.168-169.
184
Quoted in Lipovsky, The Socialist Movement in Turkey, p.90.
112
critique addresses Turkey‘s commitment to the Western alliance at the expense of
its independence. Thus this approach advocated de-linking of Turkey from
imperialist countries for an independent national development trajectory since they
see imperialism as hindering national independence and thus social progress in
Turkey. That is, the advocates of this approach find the existence of comprador
bourgeoisie and the feudal remnants along with imperialism as the main obstacles to
the social progress in Turkey. In this regard, they advocate an independent foreign
policy like Atatürk‘s foreign policy.
Doğan Avcıoğlu is critical of the Turkish foreign policy starting from 1939 because
Turkey had lost its independent position through which the newly established
republic once was able to establish close cooperation based on mutual trust with all
its neighboring countries by assuring the security requirements of those countries.
For the advocates of this approach, the basic tenets that guided the Turkish foreign
policy under the presidency of Mustafa Kemal Atatürk constitute the main reference
points in their assessment of the Turkish foreign policy for the period following
Atatürk‘s death. In other words, they reinterpret Atatürk‘s ideas, words and actions
and suggest these interpretations as ultimate references for the latter period. In this
regard Doğan Avcıoğlu sees the success of Atatürk in its pursuance of a fully
independent peaceful foreign policy. Avcıoğlu argues that Turkey gave a national
liberation war against the British and French imperialism and avoided binding itself
to military alliance with the great powers as well as gave guarantee all of its
neighboring states that no harm would come to them from Turkey.185 Furthermore,
Turkey made close cooperation with the Soviet Union which was under the
nightmare of war and imperialist encirclement and assure them that Turkish lands
and straits would not be used by other states against Russia.186
185
Avcıoğlu, Milli Kurtuluş Tarihi, p.1601.
186
Ibid. According to Avcıoğlu, such a policy of friendship with all neighbors on the basis of an
independent peaceful foreign policy did enable Turkey to pursue modernization policy and an
independent development. Ibid., p.1603.
113
Yet Avcıoğlu asserts that the situation completely changed in 1939. ―With an
unnecessary rashness Turkey untimely bound itself to the British and French
military alliance which came with only trouble, without bringing about any security
guarantee,‖187 despite the fact that ―Atatürk suggested neutralism in the summer of
1938.‖188 This pointless foreign policy move in turn, he argues, on the one hand
drew Germany‘s hostility to the Balkans and on the other hand confronted Turkey
with the Soviet Union.189 For the latter case, for Avcıoğlu, Russia had already
ceased to hope for reaching an agreement with the British for a mutual assistance
treaty in early May 1939. In this sense, he sees the replacement of Litvinov with
Molotov as foreign commissar as a shift in Soviet foreign policy. Under the minister
of Litvinov, the Soviet Union had entered the League of Nations and called for joint
action with Britain and France against the aggression of Germany, Italy, and Japan.
In this regard, Avcıoğlu argues, Molotov's appointment on May 3, 1938 denotes the
abandonment of these efforts since the Munich agreement had increased the
insecurity in Stalin‘s Russia against the West.190 In this context, Avcıoğlu criticizes
the orthodox realist argument that Turkey‘s efforts to join the peace front were
based on a belief that the Soviet Union would join the front as well. Though the
Nazi-Soviet non-Aggression Pact (August 23, 1939) came after the Anglo-Turkish
declaration (and Franco-Turkish declaration on May 12 and June 23, 1939
respectively), the replacement of Litvinov (May, 1938) and the German–Soviet
Trade and Credit Agreement (December 1938) signaled the change in Russian
attitude against both Britain and Germany. In such a situation, Avcıoğlu maintains,
by signing a non-aggression pact with Germans, Russia had opted for neutrality in
the war between Germany on the one side and Britain and France on the other
side.191 But as for Turkey, he argues, it abandoned its traditional neutrality policy
187
Ibid., p.1603.
188
Ibid., p.1489.
189
Ibid., p.1503.
190
Ibid., p.1505-1506.
191
Ibid., p.1508.
114
and declared its decision to make an alliance with Britain and France. To put it
differently, Turkey‘s rashness to take part in Anglo-French alliance endangered its
relations with Russia since Anglo-French-Turkish Treaty of 1939 denoted the
abandonment of Turkey‘s traditional policy drawn by Atatürk at the cost of the
neutrality that constituted the basis of the friendly relations between Turkey and its
Northern neighbor. That is, it was this agreement that jeopardized Turkey‘s
relationship with the Soviet Union192 since the Anglo-Turkish alliance given way to
the possibility of extension of war to the Balkans and opening of Black Sea to the
British and French navies.193
In the new conditions, while Russia pushed for Turkey‘s neutrality with the concern
of appeasing Germany and keep war away from its borders, Turkey in line with the
orthodox arguments, Avcıoğlu argues, hoped for signing a mutual assistance
agreement with the Soviet Union in Black Sea and straits as at the same time
adhering to its alliance with Britain and France.194 In this sense, in negotiation
between Saraçoğlu and Molotov in 1939, Turkey pursued politique de faite
accomplie in relation to its alliance with Britain and France; therefore it looked for
an alliance with the Soviet Union which would be accepted by Britain and
France.195 As regards to the Soviet demands expressed by Molotov in the
negotiation, he finds those demands as part of the Soviet efforts to discourage
Turkey from its alliance with Britain and France and turn Turkey to its old neutrality
policy. Yet, Avcıoğlu maintains, with the negotiations between Molotov and
Saraçoğlu the two states separated their ways since there was no way to reconcile
the two positions the parties held.196
192
Ibid., p.1604.
193
Ibid., p.1508.
194
Ibid., p.1509.
195
Ibid., p.1511.
196
Ibid., p.1511-1512.
115
According to Avcıoğlu, ―if Ġnönü or a prime minister that did not involve in various
events of the war years would have taken the initiative, the hostility and insecurity
between Turkey and the Soviet Union created under the hard conditions of the years
between 1939 and 1945 could have been accommodated. Maybe a trusting
relationship with the Northern neighbor could have been established as in the
Atatürk‘s days.‖197 In this regard, though he finds the Soviet demands as ridiculous
and inappropriate, he does not see them as the indicators of long term Russian
strategy of descending to warm seas by getting control of the straits. For the Soviet
denunciation of the 1925 treaty, Avcıoğlu argues that this treaty which prescribed
extensive cooperation in the foreign policies of these two states had essentially lost
its meaning since 1939.198 He maintains that ―let alone cooperation, the two
countries had come to meet each other through Churchill. Termination of the treaty
did not carry any meaning beyond determining the current state of relations.‖ Yet in
addition, for Avcıoğlu, it can also be regarded as the expression of discontent from
the Turkish foreign policy.199 As for the Sarper-Molotov negotiations and Molotov‘s
verbal demands of border regulation and joint defense of the straits for a new treaty
between Turkey and the Soviet Union, he claims that Turkey did not even search for
a compromise and thus the negotiations ended at the beginning at the level of
ambassadors.200 Under these circumstances, Avcıoğlu maintains, even though it did
not bring any security guarantee to the defense of Turkey, Turkish ministry of
foreign affairs attempted to have British Foreign Minister said that ―Turkish-British
alliance is in effect,‖ this was preferred to high level bilateral negotiations with the
Soviet Union.201 That is to say, he phrased, ―against Molotov‘s demands Turkish
government rushed to Britain.‖202 He characterizes this attitude as ―Kamil PaĢa
197
Ibid., p.1605.
198
Ibid., p.1578-1579.
199
Ibid., p.1579.
200
Ibid., p.1581.
201
Ibid., p.1606.
202
Ibid., p.1584.
116
mentality‖ and positioned it as antithetical to Atatürk‘s attitude. In this sense he
further argues that ―they had to face the consequences of resorting to the protection
of imperialism as a way of salvation.‖203
In relation to the postwar tension, he asks the question of who saved Turkey. He
argues that Britain wanted the support of the US while the US suggested that ―let‘s
wait, the big three might talk in the Potsdam.‖204 Against the attitudes of Britain and
the US, Avcıoğlu further writes that ―its trusted allies left Turkey alone.‖ He adds
that ―… were Anglo-Americans ready to protect Turkey in the critical years of 1945
and 1946?‖205 His answer is that neither Britain nor the US gave any serious
guarantee to Turkey. He argues that while Britain was then in a total economic
depression, the US was against the military assistance to Turkey.206 Like Baskın
Oran, by drawing on Ahmet ġükrü Esmer, according to Avcıoğlu, ―in those days, if
Russia really intended to attack, Turkey was vulnerable and had to rely on its own
strength.‖207
To sum up, Avcıoğlu does not consider these demands as the forefront factor that
drive Turkey to bind itself to the Western alliance. He rather considers these
demands as allowing British to convince Turkish state elites about the Russian
threat with a view to using Turkey for fostering its imperialist interests in the
Balkans, Middle East and Mediterranean. Yet he further argues ―though in words,
Molotov‘s absurd and inappropriate demands validated this fear.‖208 In this regard,
203
Ibid., p.1606-1607.
204
Ibid., p.1584.
205
Ibid., p.1598.
206
In this regard, he adds that ―but both states as well quickly adopted the role of Savior and
protector of Turkey.‖ Here, Avcıoğlu implies a reference to the famous exchange of letters between
US President Lyndon B. Johnson and the Prime Minster of Turkey, Ġsmet Ġnönü in mid-1964. Ibid.,
p.1598.
207
Ibid., p.1599, 1606.
208
Ibid., p.1604-1605.
117
according to Avcıoğlu, Turkey untimely bound itself to British-French alliance and
thus abandoned its neutrality policies. All of these developments culminated in on
the one hand deterioration of relations between Turkey and the Soviet Union and on
the other hand the political and economic dependency of Turkey on the Western
imperialist countries, primarily the US.
The other important representative of this approach is Türkkaya Ataöv. The works
of Ataöv, Amerikan Emperyalizmi: Doğuşu ve Gelişimi (American Imperialism: Its
Birth and Development-1967), Amerika, NATO ve Türkiye (America, NATO and
Turkey-1969) came in the late 1960s. Ataöv‘s works are pioneering in the sense that
he for the first time in Turkey problematizes the Cold War itself as a subject matter.
His discussions about the Cold War accompanied to the orthodox-revisionist debate
in the US. He basically takes a revisionist position against the orthodox argument; in
this regard his works are under the intellectual influence of the revisionists in the
US. He writes that ―A thorough analysis of the period 1945-1949 reveals that the
conflict known as the Cold War today was deliberately launched by the United
States.‖209 Because the basic premises of the Cold War revisionism have already
been covered, at this point the details of Ataöv‘s analysis of the origins of the Cold
War will not be retraced. Instead the below is his evaluation of Turkish foreign
policy.
209
Ataöv, Amerika, NATO ve Türkiye, p.16.
210
Ibid., p.168.
211
Ibid.
118
culminated in Turkey‘s reorientation to Western capitalism because those measures
were not radical enough to transform the social power structure.212 In this sense, he
argues, the efforts to create a Turkey bourgeoisie with the help of state ended up
with a weak class having domination merely over small-scale consumption industry
despite the fact that shortages and price increases during WWII strengthened the
bourgeoisie.213 As a consequence, Ataöv maintains, this class who failed to develop
Turkey turned its face to major capitalist states to assume the role of being their
internal representative. For Ataöv, the impulse behind such a move did not arise
from the interests of Turkey, but rather the dominant class saw its own interests in
this way.214
In this context, Ataöv sees the 1939 British-French-Turkish treaty as the first of
such a move towards the West. He further argues that ―though this treaty at first
sight gave the expression of an alliance against Nazi Germany and Fascist Italy, the
credit agreements amounting to £25 million, £15 million and £31/3 million signed
along with this treaty constituted the important side in the sense that they led Turkey
again to borrow from the Western capitalists.‖215
212
Ibid., p.169-170.
213
Ibid., p.169.
214
Ibid., p.170, 177.
215
Ibid., p.177.
216
In this regard, he further argues that America who, tried to move its capital, soldiers and mandate
during the Turkish National Independence War and had to withdraw at the end of this war, no doubt
wanted to turn back at the first opportunity. Ibid., p.178-179
119
1946 followed the arrival of Missouri and he writes ―this agreement predated the
Soviet notes … and probably the signature of it had nothing to with these notes.‖217
In this context, he phrased that ―it seemed Turkey was already ready to enter into
the West before the Soviet territorial claims and the enunciation of the infamous
Soviet diplomatic notes.‖218
As for the Soviet notes, he argues that they came to the agenda as a result of the
joint resolution taken by the US, Britain and the Soviet Union in July 1945 in
Potsdam Conference. This resolution called each of the three states for handling this
issue with Turkey individually and directly. In this respect, the first Soviet note
(August 7, 1946) was the third note following the notes of the US (November 2,
1945) and Britain (November 21, 1945).219 According to Ataöv, these notes were
delivered when the Soviet Union felt itself weak under the postwar conditions. In
this respect, the objective of these notes was to protect the Black Sea coasts of 2100
kilometers in length and to base certain claims on the article 5 in the Turkish-Soviet
treaty (March 16, 1921) in which the straits were expected to be addressed at a
conference among the Black Sea Costal States.220
When replied to this note and the subsequent note delivered on September 24, 1946,
Turkey was not a member of NATO and there were no American bases and bilateral
agreements, Ataöv states. The Soviet Union did not reiterate its claims and he adds
in 1953 it got its demands back.221 In this regard, he writes ―these notes should be
properly evaluated, yet they should not be allowed to overshadow attitude of our
217
Ibid., p.179.
218
Ibid., p.177.
219
Ibid., p.178.
220
Ibid., p.181.
221
Ibid.
120
dominant classes as the real reason behind our integration into the capitalist
world.‖222
In relation to Turkish straits, he argues the possibility of falling under the control of
a rival state like Britain in 19th century forced Russia to deal with the strategically
important Turkish straits. Yet for him in a historical manner Russia have not tended
to expand in the direction of South. Therefore, Ataöv avers, the real purpose behind
all these arguments about the Russian desire for warm seas was to put fancy dress
on the fact that ―Turkish dominant circles approached to Western capitalism and
gave significant privileges incompatible to Turkish independence to the
foreigners.‖225
Left Kemalist approach does not indeed correspond to a radical break from the way
previous approaches deal with the foreign policy issues in the sense that they as well
evaluate the category of foreign policy within a framework of ―national interest‖ as
representing the interest of a nation as a whole. This is because, they see the main
problem facing Turkey was being a nation against external/imperialist forces. That
is to say, the urgent problem before the social and economic progress of Turkey was
222
Ibid., p.182.
223
Ibid.
224
Ibid., p.183.
225
Ibid., p.186.
121
to get rid of its dependent situation on the imperialist forces. This in turn means that
in their foreign policy analyses, they mainly preoccupy with the conflict between
imperialism and the nation rather than the class conflicts that exist within Turkey.
Even though they made class analysis of Turkish society, and defined certain classes
or groups as ―non-national element,‖ yet what makes these classes or groups as non-
national does not arise from their exploitative relations with the laboring classes, but
rather they are considered to be as collaborators of the imperialist forces against the
nation to which they belong.226
If one takes the examples Avcıoğlu gives, one can see that he presents the foreign
policies of Switzerland and Yugoslavia as a model to Turkey as long as they
preserve their neutrality and independency despite the fact that they have different
political economic formations. Therefore, one can argue that they criticize the
postwar anti-Soviet and pro-Western policies of Turkey, but not from a systemic
point of view, they find such a foreign policy orientation as a deviation from the
principles of neutrality and independency. That is to say, similar to how realists see
the postwar close relationship of Turkey with the West against the Soviet threat as a
necessity of its national interests, advocates of this approach consider Turkey‘s
move away from a neutral and independent foreign policy by allying itself to the
West as contrary to the national interest of Turkey.
226
Yet it would be fair to argue that Ataöv seems to develop a class-based approach with a view to
revealing the class character of the so called ―national interests.‖ He indeed questions whether there
is such a thing as national interests and whose interests are presented as ―national interests.‖
According to Ataöv, ―the interests … were a question of the protection of privileged status of the
dominant classes. … The interests of the state aimed to, one the one hand, expand its external sphere
of influence and destroy the internal opposition. While all things were made in favor of the ‗national
interests,‘ the class dominating the state was looking to strengthen and prosper.‖ Ibid., p.168-172.
Yet because both Avcıoğlu and Ataöv take the principles of independency and neutrality of Atatürk‘s
foreign policy as the main reference point, they evaluate the pre- and postwar foreign policy
developments on the basis of these principles rather than on a class-based systemic approach.
122
essential anti-imperialist content rather than being anti-capitalist. In other words, the
struggle for socialism was indeed a struggle against imperialism as well as a
struggle for independent national development with a view to overcoming Turkey‘s
social and economic backwardness. In this context, for the representatives of this
approach, to reiterate, a neutral and independent foreign policy is the only way to
serve the national interests of Turkey because it is considered to be a necessity for a
―revolutionary‖ national development. For this reason, both Avcıoğlu and Ataöv see
the imperialism as the chief obstacle to any social and economic progress in Turkey,
that is, Turkey‘s commitment to policies of imperialist West sustained the socio-
economic backwardness of Turkey because of the pursuit of a capitalist path of
development on the basis of foreign aid and private sector. In this regard, they shift
the center of the analysis from Turkey‘s problematic relations with the Soviet Union
to the postwar dependent relation of Turkey with the US. Therefore, they find
Turkey‘s integration into the Western alliance as a product of the efforts of
imperialist countries in collaboration with the reactionary forces in Turkey.
123
the class character of Turkey‘s integration into the Western alliance. With the words
of Yalçın Küçük, 227
Turkey‘s intelligentsia, though familiar with the word class, is not yet
able to get rid of the habit of thinking classless. In a classless society,
everyone and everything is good. Only foreigners are bad. So ... in
Turkey it is considered that the Cold War was started outside and
Turkey entered into the world of evil with imperialism.
In this regard, the advocates of this approach discuss the issue within an ideological
framework with a view to revealing the ideological character of Turkey‘s position in
the Cold War. Yalçın Küçük and Haluk Gerger are the prominent advocates of this
approach.
Similar to Avcıoğlu and Ataöv, for Yalçın Küçük as well, the year 1939 constituted
a turning point in term of Turkish foreign policy orientation. He argues that ―Turkey
started to pursue a policy that did not give confidence to any of its friends in
1939.‖228 While initially having played between the Soviet Union and the British-
French bloc, Turkey parted ways with the Soviet Union. For Küçük, this split came
to light with the agreement concluded between Turkey and Britain in May 1939.
This was followed by the alliance agreement signed in October of the same year. 229
According to Küçük, when the war started and the fascist Germany made an assault
to France, Turkey set the 1939 agreement aside, and signed a trade agreement with
Germany in June 1940.230 Küçük states that this pact ensured the security of Balkan
wing of the fascist forces, and constituted the last step for the war preparations
against the Soviet Union. As for Turkey, Küçük maintains, this pact meant to join
227
Küçük, Türkiye Üzerine Tezler, p.260-261.
228
In 1939, Turkey began to pursue a policy that did not provide non of its friends with confidence.
Ibid., p.265.
229
Ibid.
230
Ibid., p.266.
124
into the anti-Soviet policy of Hitler‘s Germany. For Küçük, Turkey was aware of
the meaning and consequences of the agreement concluded with Nazi Germany in
1941 and knew this was a choice. That is to say, Küçük asserts, Turkey knew that
this agreement would later make it difficult to ―enter into the orbit of England and
especially the US, on which it set its mind‖ later on.231 For Küçük, because Turkey
knew all these, it was aware by 1945 that it was alone even before experiencing this
―solitude.‖ This means that the lack of confidence Turkey caused during the war
years made it difficult to find a place in the Western world.232 In other words,
despite the calls and pressures made throughout the war by Britain and its allies on
Turkey to enter into the war, it did not enter into the war. This means for Küçük that
―the non-participation in the second war was in conflict with the participation in the
camp leading by the US after the war. There were not in coherence with one
another‖.233 As claimed in the ―official foreign policy historiography of
bourgeoisie,‖ Küçük argues, this resulted in the postwar solitude for Turkey.234
Therefore, for Küçük, ―If Ankara feels ‗solitude‘ due to its non-participation in the
war .... Turkey demands war. To say the least, its interest requires war agitation‖.235
―Thus, in 1945 and afterwards, only a war could provide Turkey with what it longed
for. If there was no hot war, it had to assent to a cold war.‖236
―It should be very difficult to launch the Cold War, this is because anti-Sovietism is
inherent to the Cold War,‖ Küçük argues.237 However, for Küçük, in the aftermath
of the war, the entire world exhibited love to the Soviet Union which brought
231
Ibid.
232
Ibid.
233
Ibid., p.258-259.
234
Ibid., p.259-260.
235
Ibid., p.260.
236
Ibid., p.266.
237
Ibid., p.277.
125
German fascism to its knees, and to the Soviet people.238 Besides, ―glorification of
Stalin,‖ who lost prestige due to signing a non-aggression pact with Germany before
the war, was undertaken as well. By this way, ―it was tried to be conveyed that
Stalin was not Stalin, and the Soviet Union was not communist.‖239 Even so, for
Küçük, ―they were indeed scratching Stalin and the Soviet order. Yet, they thought
they were praising them.‖240 Within this context, it could be quite difficult to create
the tale of ―Soviet threat.‖241 Yet it was necessary because it was required for the
US to bring and set up American democracy and capitalism to the countries adjacent
to the Soviet Union for economic reasons.242 Küçük phrases it, ―in order to continue
with the gluttony which had become a passion in the United States, it was required
to promulgate the ―American life style‖ to the other countries. That was why Cold
War and anti-Sovietism were necessary.243 And that was why the tale of ―Soviet
threat‖ was necessary in Turkey and similar countries.244
Turkey was ready for this, Küçük argues; ―Turkey was ready even before the Cold
War preparation turned into a policy in the United States. Since it was ready
beforehand, when Turkey began to shout that ‗I was being threatened!,‘ nobody
believed in the United States.‖245 Therefore, after a while, ―it was increasing its
238
Ibid., p.278, 281.
239
Ibid., p.279.
240
Ibid., p.279-280.
241
The thesis of fabrication of this tale was quite important for Küçük both in terms of outset of the
Cold War as well as Turkey‘s entering into the Western alliance. In fact, Küçük puts forward that the
―Soviet threat‖ stupefied all the brains from progressives to reactionaries in all over the world. Ibid.,
p.280-282.
242
Ibid., p.281-282. In this sense, Küçük, like Ataöv, states by taking American revisionists as
reference, that America launched the Cold War knowingly and willfully. See Yalçın Küçük,
―Sosyalizmi Dondurma SavaĢı‖ and ―Ġdeolojilerin Dünya SavaĢı‖ in İdeolojilerin Dünya Savaşı:
Soğuk Savaş, Edited by Ferhat Telli (YGS Yayınları: Ġstanbul, 1998): 31-111.
243
Ibid., p.288.
244
Ibid., p.282.
245
Ibid.
126
lamentation within the country on the one side; and it was beginning to speak out
‗internal threat‘ by creating communists on the other side. In this way, Turkey‘s role
in the scenario for Cold War was accomplished.‖246 Consequently, for Küçük,
―‗External threat‘, and when it was not sufficient, ‗internal threat‘ were coming
together, and the Truman doctrine came about as the United States became
conscious of new Market, new demand and new areas of influence.‖247
Küçük links the change in the US attitude toward the Soviet to the presidency of
Truman after the death of Roosevelt because, for Küçük, with Truman the US began
to be governed by a team, which was ―enemy to the world peace and anti-Soviet.‖248
―Henceforward, the affairs of the team of Feridun Cemal Erkin-Edwin Wilson-
ġükrü Saraçoğlu became easier.‖ For Küçük, Turkey played a very active role in the
outset of the Cold War249 because ―the prestige of the Soviet Union and Stalin was
so high that it was nearly impossible to prime anti-Sovietism.‖250
At first sight, Küçük gives the impression of relying on a systemic approach to the
Cold War as comprehending the Cold War on the basis of anti-Sovietism. Yet by
linking change in the US attitude towards the Soviet to the rise of Truman to the US
presidency after the death of Roosevelt, he steps down to a revisionist position. That
is to say, for Küçük, with Truman‘s presidency, he governed the country with a
team which was ―against the world peace and preoccupied with anti-Sovietism.‖ In
this sense, in Küçük‘s account, anti-Sovietism of the US was not a systemic
response; rather it was an ideological preference of the new US leadership. Such an
approach corresponds to the revisionist debate in the US as the previous account of
Ataöv.
246
Ibid., p.262.
247
Ibid., p.263.
248
Ibid., p.283.
249
Ibid., p.260, 280.
250
Ibid., p.264.
127
When it comes to the debate over the course of relations of Turkey with the Soviet
Union, Küçük argues, in the postwar period Turkey and the Soviet Union headed
towards a new agreement, which would suit to the interests of the both sides and to
the new situation.251 Even he comes to state on the basis of the memoirs of Erkin
that before the meeting of Sarper and Molotov in Moscow, and just two months
after the declaration of the Soviet Union that it would not renew the 1925 friendship
agreements, a new agreement was drafted which was ready to be signed.252
However, for him, ―all the developments rolled back after June 7, 1945 with a lie
fabricated by Feridun Cemal and Selim Sarper.‖253 In this regard, for Küçük, the
claims of the Soviet Union for land and base from Turkey were fabricated by these
two men.254 Put it differently, against the question of whether, by claiming
privileged rights on the straits and border revisions in the East, the Soviet Union
was a threat or not to Turkey, Küçük argues that these demands did not even come
to the agenda of the negotiations between the two countries in the postwar period.
For him, these demands were simply a fabrication of Erkin and Sarper. Therefore,
the Soviet Union had never constituted any threats to Turkey.
251
Ibid., p.301.
252
Ibid., p.302.
253
Ibid.
254
Ibid., p.298-299.
128
and objective and subjective circumstances.255 He phrased it, ―Turkey with its class
structure, objective and subjective situation, wanted to enter into the orbit of the
US.‖256
Haluk Gerger as well argues that Turkey entered into the post WWII period as a
solitude country and links this solitude in the international area to its unreliable
moves during the war. He phrases it, ―being torn between Britain, France and to
some extent the US on the one hand, and the USSR on the other and furthermore the
Nazi Germany, Turkey had to suffer from solitude satisfying none of the parties and
to pay for its opportunist attitude, which lacked good faith and was away from
principles and clarity, after the war.‖ In addition to the crisis it was experiencing in
the international arena, Turkey was also undergoing a structural transformation
process internally in terms of class relations.257 According to Gerger, economic
shortages under war conditions made black market an integral part of life and this
created an economy based on bribery and profiteering in Turkey during the war. 258
For Gerger, ―war profiteers, who got rich after this weird capital accumulation
period dominated by war economy rents, especially commercial bourgeoisie
composed of importers and exporters who profiteered from currency exchange rates,
market oriented land owners, contractors, some shrewd small shopkeepers, agents
and brokers, middlemen, wholesalers, usurers and corrupt bureaucrats were forming
a new class bloc.‖259 Regarding this as a new interclass balance, Gerger asserts that
the new bourgeois bloc, overly enriched was and diversified with the corrupt
bureaucrats, ―was no more contended with its dominance in the economy and
255
For Küçük, Ismet Pasha did not see any harm in bilateral meetings with the Soviet Union and
important steps were taken. After a while, Ismet Pasha too ―understood‖ the objective circumstances.
And, he became a vigorous advocate of American policy even before he was overthrown in 1950.
Ibid., p.302-303.
256
Ibid.
257
Gerger, Türk Dış Politikasının Ekonomi Politiği, 12-13.
258
Ibid., p.43.
259
Ibid.
129
demanded political power as well, with the courage it gets from internal and
external conditions.‖ He also places DP‘s rise and coming to power within this
context. However, according to Gerger, the transformation began not with DP but in
RPP and with RPP. For Gerger, RPP, which realized the importance of international
and domestic transformation, tried to catch up with this transformation and
considered the chances of relying on the new dominant bloc inside and the US
outside.260 Within this respect, Gerger views the post-war transition to multiparty
system as image making and describes the internal transition to liberal capitalism
and the external leaning towards US impact as main targets of the new era. Between
these two targets, suggests Gerger, ―there is an organic unity, beyond a complete
harmony.‖ Therefore, Gerger goes on, ―it both met the requirements of international
capitalism and acted in line with the given foreign policy, and responded internally
to the demands of the new dominant class bloc which had gained power.‖261
According to Gerger, transformation and harmony started with RPP during one-
party regime and following the transition to multi-party regime, RPP and DP were
equally ambitious in the issues of ―articulation with international capitalism, free
trade policy, foreign debt and credit provision, promoting national and foreign
capital and leaning politically towards the American camp‖. Gerger states that the
US and Turkey‘s new bourgeois power bloc came together under these conditions,
in the militarist market of the Cold War, in an environment of tension and
conflict.262
With regard to relations with the USSR, Gerger argues that Turkey is ―gripped by
traditional suspect – fear – mistrust psychology‖, within its post-war loneliness.‖263
Making an important emphasis at this point, he notes that the post-war reputation
and proven ―alternative laborer project‖ of the Soviets created ―an anti-Soviet
260
Ibid., p.48.
261
Ibid.
262
Ibid., p.54.
263
Ibid., p.55.
130
psychosis‖ in Turkey.‖ 264 In return, Gerger maintains, Soviets ―demanded to secure
the relations for themselves under the new conditions and within the universal
polarization that they saw approaching.‖265 He argues that (i) Turkey‘s ―natural
orientation,‖ (ii) Turkey‘s attitude during the war, (iii) Turkey‘s strategic location
that gets concretized in the straits, and (iv) the mistrust stemming from the long
border shared with Turkey were decisive in USSR‘s approach and attitude toward
Turkey.
Gerger claims that the relations that got tense after the notes delivered by the
Soviets to Turkey were used as (i) ―demagogical excuse of, socio-psychological
preparation for, legitimacy basis of Turkey‘s determined direction towards the
American camp‖ and (ii) ―a kind of blackmail against the US for attracting attention
to Turkey through exaggerated threat‖.266
However, for Gerger, there are more important objective domestic and external
reasons of Turkey‘s direction towards the West, which are beyond the tension with
the USSR. In his evaluation within this respect, Gerger states that Stalin‘s demands
(and irrespective of their being realized or not) were in no way relevant to Turkey‘s
entry in NATO. To justify his argument, Gerger argues that Turkey was still going
to enter into Western camp and NATO, even if it were geographically part of
another region of Europe, as a result of similar class-based and economic reasons,
like Portugal and Spain. In this regard, touching upon a significant point, Gerger
asserts that the dominant classes had a real fear about the USSR. As he also puts it,
―Soviet Reality had an impact of reawakening their [bourgeoisie of Turkey]
structural class-based fears.‖ Therefore, Gerger argues, ―Turkish bourgeoisie
264
Ibid., p.56.
265
Ibid.
266
Ibid., p.57.
131
perceived the Cold War also as a kind of ‗international civil war‘ between labor and
capital.‖267
Therefore, Gerger says, Turkey used internal and external threat campaigns to
prevent domestic opponents from being directed towards undesirable ends, on the
one hand, and kept this blackmail of internal and external enemy on the agenda to
get multipurpose aids from the US, similar to Yalçın Küçük‘s argument, on the
other, within the rising Cold War environment. Again in line with Küçük, Gerger
states that Turkish dominant classes needed an environment of tension/conflict,
within which the discourse of the existence of internal and external threats could be
effective in Turkey and thus they could provide military services to get the targeted
aims.268 Gerger further suggests that, ―Turkey accomplished being one of the two
countries mentioned in a text, which could mean declaration of the Cold War‖, with
the declaration of Truman Doctrine, ―and in the meantime managed to guarantee a
promise of aid by the US.‖269
267
Ibid., p.58.
268
Ibid., p.59.
269
Ibid., p.62.
270
Ibid., p.33-39.
132
To sum up, as could be seen from the above, both Küçük and Gerger attempt to
overcome the existing literature in relation to the debate over the Cold War as well
as the Soviet demands on Turkey. Indeed, their works make significant
contributions to the literature in understanding the class character of the postwar
Turkish foreign policy, yet they are not immune to criticism. While Küçük simply
rejects the Soviet demands themselves, Gerger ignores these demands by
disassociating these demands from Turkey‘s determination toward the West. In
other words, while Küçük argues that such a geopolitical conflict had never taken
place between Turkey and the Soviet Union and thus it was a fabricated story,
Gerger claims that this geopolitical tension between the two states was simply
irrelevant to Turkey‘s postwar orientation. That is, both researchers tend not to see
the geopolitical tension between the Soviet Union and Turkey which appears to
dominate the Turkish Cold War literature as an effective factor behind its postwar
determination toward the West. From this point forward, for both researchers, there
were objective class dynamics behind Turkey‘s articulation with the West, yet they
are unable to integrate the postwar geopolitical tension between Turkey and the
Soviet Union with their political economic framework. They just find this
geopolitical conflict as either fabricated or irrelevant. In a way, one can suggest,
they could not explain and integrate this geopolitical tension with its socio-
economic dimensions. Thus, they end up with being stuck in this debate either since
they could not establish a meaningful relation between these demands, the Cold War
and Turkey‘s position.
3.4. Conclusion
In Turkey, the realist orthodoxy has been challenged on three main aspects. These
are; (i) revisionist criticism addressing the objective of the Soviet demands as search
for security, (ii) left Kemalist criticism pointing to the abandonment of the
independent and neutral foreign policy of Turkey as the forefront factor behind
Turkey‘s geopolitical problems with its neighbors, and (iii) class-based criticism
revealing the socio-economic dimension of Turkey‘s integration into the Western
capitalist alliance.
133
The Soviet Union acting with expansionist impulses, in the orthodox realist
accounts, was unquestionably a threat to Turkey. What revisionists did was to bring
this Soviet threat into question. Nevertheless, for revisionist as well, as long as the
Soviet claims over Turkey contradicts with Turkey‘s sovereignty rights over the
straits, the Soviet Union was a geopolitical threat to Turkey. Yet unlike realists, this
threat was not considered as an outcome of the expansionist Soviet policies, but
rather it was a result of security-oriented considerations of the Soviets. Nonetheless,
both orthodox realists and revisionists employ a conceptual framework which sees
the rivalry between states as the center of analysis and thus they are largely
preoccupied with explaining how geopolitical circumstances constitute the prime
dynamics behind state‘s foreign policy orientation. Within such a framework, they
see the Cold War as a continuation of conventional great power competition in a
new international bipolar structure.
The worsening of the relations between Turkey and the Soviet Union, in the
orthodox realist accounts, was presented as a result of the change in Soviet policies
against Turkey in the years following the WWII. Therefore, Turkey‘s approach to
the West is seen, in these accounts, as a result of the change in the attitude of the
Soviet Union against Turkey. That is, the Soviet Union left Turkey no other choice
but to get closer to the US with a view to balancing the Soviet power and thus
getting a security umbrella against the Soviet menace. These orthodox arguments
were challenged by the left Kemalists. For left Kemalists, by joining to the British-
French alliance and thus abandoning its neutrality policy, Turkey in the first place
caused the deterioration of relation with the Soviet Union. That is to say, it was
Turkey, not the Soviets, which had changed its policies and led to the deterioration
of relations between the two countries. In this regard, for the left Kemalists, the
Soviet intention was misconceived at hands of incompetent statesmen (Avcıoğlu)
and manipulated by the imperialists and their internal collaborators (Ataöv).
Nevertheless, left Kemalists, as the orthodox and revisionists, kept on seeing the
134
Cold War as mainly a geopolitical conflict between the Western imperialist states
and the Soviet Union.
The orthodox realists see Turkey‘s integration into the Western bloc as driven by
mainly geopolitical considerations in the face of the Soviet threat. In their analyses,
they are mainly preoccupied with the policies of states and not much interested in
the internal political struggles among different social classes. Against the
geopolitically-oriented and state-based analyses, the class-based approach develops
a political economic analysis of Turkey‘s postwar foreign policy. In this regard,
Turkey‘s drive to the West is not interpreted as motivated by the ―Soviet threat‖ on
the basis of geopolitical considerations since the so called ―Soviet threat‖ was
considered as either fabricated (Küçük) or irrelevant to Turkey‘s determination
toward the Western bloc (Gerger). There were objective class dynamics behind
Turkey‘s integration into the Western bloc.
To sum up, the review of the debate within the Turkish literature reveals that the
orthodox-revisionist debate on the origins of the Cold War in the US defines the
limits of Cold War debate in Turkey. That is, the main axis in the historiography of
Turkish foreign policy as parallel to the mainstream debate in the US is whether
postwar policies of Turkey, as its ally the US, were a reaction as an act of self-
defense against the Soviet polies or a deliberate espousal to take part in the capitalist
alliance against the Soviet Union. The orthodox places blame for the Cold War
firmly on the Soviets, and claims that the adoption of militarized containment
policy, the establishment of NATO and the other military build ups, so on so forth,
was just the reaction of West, particularly the US as the only remaining power
having resources to save the world peace against the Soviets, with a view to halting
communist advances and thwarting the Soviet expansion of its area of influence for
global domination. In this regard, Turkey was an example, among others, of such
Soviet expansionism in the postwar period. Against the orthodox interpretation
attributing responsibility for the outbreak of Cold War to the Soviet Union, the
radical interpretations in Turkey, similar to revisionists in the US, shift the blame on
135
the US and her allies including Turkey. That is, Turkey had utilized from as well as
contributed to the postwar hostility between the US and the Soviet Union so as to
use it as leverage to ally itself to the Western bloc.
136
CHAPTER IV
4.1. Introduction
The outcomes of historical survey of the Cold War debate reveal that the debate in
Turkey has been locked up on the question of whether there was a Soviet military
threat to Turkey or not in the postwar years. According to the orthodoxy, the Soviet
Union not only made diplomatic pressure on Turkey with expansionist impulses, but
it also kept the military option on the table as well. In this regard, by fusing the
Soviet image with a historical Russian image, they, on the one hand, presented
Tsarist Russia‘s historical hostility to Ottoman Empire as an evidence of the
Soviets‘ hostile intentions against Turkey. On the other hand, they see the
communist ideology of the Soviet leadership as the other factor that contributed to
the expansionist impulse of the Soviet Union. Yet, they seemed not to attribute a
central place for the ideological factor in their analyses, as compare to their
counterparts in the US, because such an approach would recognize the ideology as a
factor, at least, on the decision making process of political leadership. This in turn
would contradict with their analyses of the Turkish foreign policy since they tended
to examine the Turkish foreign policy as above any ideological orientations of
Turkish leadership. Therefore, such a contradiction in their position prevented them
to make a sound emphasis on the ideology of the Soviet Union. As a result, they do
not attribute any ideological or systemic significance to Turkey‘s postwar
integration into the Western bloc. They present the ―Soviet threat,‖ which is defined
vis-à-vis its hostile claims over Turkey, as the primary, if not sole, factor in
determining Turkey‘s postwar foreign policy orientation and see Turkey‘s
integration into the West as a geopolitical alignment against a geopolitical threat. In
137
this regard, they tended to consider this geopolitical factor as autonomous from the
socio-economic properties of Turkey, the Soviet Union or the US.
Against these orthodox arguments, the leftist accounts found a security rational
behind the Soviet demands. Yet they tended either to adhere to the geopolitical
framework (Oran, Avcıoğlu, Ataöv), or not to analyze these demands at all (Küçük,
Gerger). That is to say, even though the Soviet Union made certain demands on
Turkey, it could not be itself suggested as a military threat against Turkey.
Therefore, they seemed not to see a Soviet threat to Turkey in the postwar years and
found economic or socio-economic reasons behind Turkey‘s determination toward
the Western bloc. Yet, while the leftist accounts tended to avoid reducing Turkey‘s
integration into the Western alliance to the geopolitical factors, they seemed to fail
in integrating the geopolitical conflict emanating from the Soviet claims over the
straits in their political economic framework.
In this context, the second section of this chapter seeks to suggest such an
alternative framework which; (i) will formulate the Cold War as an inter-systemic
conflict rooted in the antagonistic socio-economic properties of capitalism and
socialism, in this sense it will suggest that it was a new form of struggle between
two historical alternatives, which was qualitatively different from the previous
conventional great power struggles among the imperialist states; and (ii) thus it will
propose an alternative periodization of the Cold War, with the words of Hobsbawn,
as ―the short twentieth century,‖ 1917-1991. The next section will undertake an
elaboration of the strategies of the Soviet Union with regard to inter-systemic
relations and conflicts. This will portray a picture of the pre- and postwar inter-
imperialist and inter-systemic struggles, which will help, then and there, to
understand the dynamics behind the Soviet strategic orientation toward Turkey in
the subsequent section. After all, it was the course of the relations between Turkey
and the Soviet Union that was presented as the principle determining factor behind
Turkey‘s post-1945 drive toward the West. In this regard, the fourth section will
elaborate on character of Turkey‘s postwar integration into the West. As a result,
such an approach will allow this study to integrate geopolitical factor with the wider
systemic struggle to better explain the dynamics and the character of Turkey‘s
postwar integration into the Western alliance.
However, the seizure of power in Russia by the Russian Social Democratic Labour
Party (RSDLP) (Bolsheviks), which later changed its name to the Communist Party
of the Soviet Union,1 created a new form of challenge different from the previous
challenges of France, Germany and the United States to Britain because their
successful industrial catch-up did not raise questions over the social system
prevailing in Britain. In Isaac Deutscher‘s words,2
1
The Bolsheviks were the majority fraction of the Russian Social Democratic Labour Party
(RSDLP), which was established in 1898 in Minsk. RSDLP was split at the Second Party Congress
in 1903 as the Mensheviks and the Bolsheviks. For the Bolsheviks, this name had been tarnished
and disgraced by the opportunists, the betrayers of socialism because the Russian Mensheviks
called themselves as Social-Democrats. As a result, at the Seventh (extraordinary) Congress of the
RSDLP (Bolsheviks), upon Lenin‘s proposal, the name of the party of the Bolsheviks was changed
as the Communist Party of the Soviet Union since, for Lenin, this name precisely corresponded to
the aim of the Party, namely, the achievement of Communism. History of the Communist Party of the
Soviet Union (Bolsheviks): Short Course, Edited by A commission of the Central Committee of the
Communist Party of the Soviet Union (Bolsheviks) (International Publishers: New York, 1939),
p.186.
2
Isaac Deutscher, The Great Contest: Russia and the West (Oxford University Press: London, 1960),
p.66
140
In this regard, these challenges were essentially struggles among the major capitalist
countries as the moments of contradiction between ―global capitalism‖ and the
―national appropriation‖ of the surplus product. Bukharin in this regard stated that3
The power of the Bolsheviks in Russia was an ontological challenge to the socio-
economic structure of capitalist society as well as the international capitalist order.
Therefore, it was not an inter-imperialist relationship, but an inter-systemic
relationship over the question of how to organize society, which combines
inextricably economic, political and ideological dimensions.5 That is to say, it was a
3
Nikolai Bukharin, Imperialism and World Economy (Merlin: London, 1972), p.106; see also John
Milios and Dimitris P. Sotiropoulos, Rethinking Imperialism: A Study of Capitalist Rule (Palgrave
Macmillan: Hampshire, 2009), p.14-20
4
Bukharin, Imperialism, p.27
5
The capitalist triumph performed in the scene after the ‗collapse of the communism‘ in late 1980s
and early 1990s was the manifestation of the belief that there is no viable alternative to liberal
democracy. In this regard, capitalism is presented as the state of nature of humanity and accepted as
141
challenge simultaneously to the capitalist exploitation (the exploitative relation
between capital and wage-labour), to the imperialist domination (the dominance of
some countries over others as a result of the uneven capitalist development) and to
the ideological supremacy of capitalism as a global system (the Soviet system had
an ideological claim to be a global system, that is, universal validity of the Soviet
socialist system).
In this context, (i) the socio-economic systems of the Soviet Union and the capitalist
states were not only different but also antagonistic to each other. That is, each social
system was organized on the basis of conflicting social relations, while private
ownership of means of production in capitalism and the collective or state
ownership in socialism. Hence, the Soviet system presupposed the destruction of
capitalist production/distribution relations in the sense that it required the
abandonment of private property as the foundation of capitalist form of production
and the market as the basic mechanism for distribution of goods and services. That
is why the international expansion of the Soviet system necessarily threatened the
political reproduction and social existence of the capitalist relations and the social
constituencies that benefited from it.6 Moreover, as much as the antagonism
between the capitalist world and the Soviet Union was derived from antithetical
social organization of each, it was derived from the different social interests and
classes they represented.7 (ii) The Bolsheviks regarded themselves as the vanguard
the law of nature implying that any break from these tendencies would eventually result in
destruction as in the case of Soviets Union. As Francis Fukuyama argues in his famous article, ―end
of history,‖ ―Soviet socialism was not superior to the West in any respect but was in fact a
monumental failure.‖ This definite failure in turn was declared as the end of history. That is, the
history was at the end, the end of struggle over how to organize society. See Francis Fukuyama, The
End of History?, The National Interest (1989). ―All that remain,‖ as William Brown argues, ―was to
enlarge the circle of market-based democracies. Brown, A liberal International Order,‖ in Ordering
the International: History, Change and Transformations, Edited by William Brown, Simon Bromley
and Suma Athreye (Pluto Press: London, 2004), p.108.
6
Richard Saull, The Cold War and after: Capitalism, Revolution and Superpower Politics (Pluto
Press: London, 2007), p.9, 204; Fred Halliday, The Making of the Second Cold War (Verso: London,
1986), p.32
7
Halliday, The Making of the Second Cold War , 32
142
of a worldwide revolutionary movement. For this reason, in the immediate years
following the October Revolution, the Soviet Union sought to engage with the other
countries not through the diplomatic relations with governments, but through the
revolutionary movements and parties in those societies. To do this, it created the
Comintern (Communist International) in 1919, which provided an organizational
mechanism to draw together the other revolutionary parties to overthrow the
capitalist governments of the other countries.8 Indeed, such a mechanism to
establish links among the revolutionary parties across boundaries posed a threat to
the old Westphalian state system, which rested on two pillars, the sovereignty of
states, and non-interference in their internal affairs.9
Consequently, the Soviet challenge, as Saull suggests, forced the major capitalist
states to deal with the problem of a revolutionary state rested on a very different
socio-economic system10 and international communism. That is to say, in
Hobsbawn‘s phrase:11
8
David C. Engerman, ―Ideology and the origins of the Cold War, 1917-1962,‖ in The Cambridge
History of the Cold War, Edited by Melvyn. P. Leffler and Odd A. Westad (Cambridge University
Press: New York, 2010), p.25; Saull, The Cold War and after, p.16; Bülent Gökay, Soviet Eastern
Policy and Turkey, 1920–1991: Soviet Foreign Policy, Turkey and Communism (Taylor & Francis e-
Library, 2006), p.6-7; Edward H. Carr, International Relations between the two World Wars, 1919-
1939 (Macmillian: Hong Kong, 1990), p.72-73
9
For the Westphalian state system, see Kalevi J. Holsti, Peace and War: Armed Conflicts and
International Order, 1648-1989 (Cambridge University Press: New York, 1991); Friedrich
Kratochwil, ‗Of Systems, Boundaries, and Territoriality: An Inquiry into the Formation of the State
System,‘ World Politics 34, no.1 (1986): 27–52.
10
Saull, The Cold War and after, p.12
11
Eric Hobsbawn, Age of Extreme: The Short Twentieth Century, 1914-1991 (Abacus: London,
1995), p.56
143
dependent on the fortunes of the Soviet Union and international
communism.
This thesis defines the Cold War, following Richard Saull, as a form of global inter-
systemic conflict between states and social forces associated with the rival social
systems of capitalism and socialism.12 In this regard, the Cold War began to be a
concomitant of the world politics with 1917 Bolshevik Revolution. That is to say,
this thesis suggests that the Cold War as an inter-systemic conflict, though in
different forms, existed in pre- and post-WWII periods.13
However, as the above appraisal of the literature of the Cold War shows, the Cold
War has been mainly taken up as a postwar phenomenon arising from the
consequences of the WWII. It was largely discussed as a struggle about the
conflicting postwar objectives of the US and the USSR. That is to say, the Cold War
came to be conceived of as the diplomatic history or a phase of the post-1945 US-
Soviet relationship. In the mainstream debate, -putting aside the post revisionist
approach which entirely discredited the ideology as an analytical category- though
an ideological perspective did exist in their approach to the Cold War, they mainly
considered the impact of ideology as a factor on the decision making process of
political leadership of either the Soviet Union (orthodox) or the US (revisionist). In
these discussions, the socio-economic difference between the two states has not
been considered as a determining factor in their analysis. In fact, this difference
came to the picture with the radical approaches. Yet the radical approach performed
a similar tendency in defining the Cold War in the sense that though they did put
emphasis on the systemic difference between the US and the USSR, they did not see
this systemic difference as the main underpinning of the Cold War since they
discussed the Cold war as the militarized form of this struggle. That is to say, when
this difference turned out to be a matter of geopolitical struggle and took a militarist
12
See Saull, The Cold War and after and Saull, Richard, ―Locating the Global South in the
Theorisation of the Cold War: Capitalist Development, Social Revolution and Geopolitical Conflict,‖
Third World Quarterly 26, no. 2 (2005).
13
Saull, The Cold War and After and Saull, Locating the Global South.
144
form between the US and the USSR, only then they talked about the existence of a
cold war.
In this framework, the analysis of the Cold War as a postwar phenomenon rests on
the tendency to examine the international conflicts in the interwar period on the
basis of an inter-imperialist struggle. However, just as there was the post-1945
systemic struggle between the Soviet Union and the major capitalist states among
which the US came ahead, there was a form of systemic struggle after the Bolshevik
Revolution in 1917, which had made long lasting consequences on the international
relations. Therefore, the Cold War, as a systemic struggle between the rival social
systems of capitalism and socialism, did exist pre-1945 period and played a
determining role on course of the international relations. This is utmost important
because, as argued above, the most of the literature tended to explain the interwar
international relations through the inter-imperialist struggle and to marginalize the
significance of the inter-systemic struggle. However, without taking this systemic
struggle into account, it is hard to understand and explain the pre- and post-1945
international relations in general and Turkey‘s foreign policies belonging to those
periods in particular.
From this point forward, the next section seeks to elaborate on evolution of the
inter-systemic relations in pre- and postwar periods through the analysis of the
strategies of the Soviet Union. As will be seen in the subsequent pages, this inter-
systemic relationship was not changed from within, that is to say, this systemic
struggle preserve its essential characteristic, as described above, in pre- and postwar
periods, yet the changes in the balance of power among the major capitalist states
resulted in transformation of this systemic relationship in pre- and postwar periods.
As a result, the inter-systemic struggle between the Soviet Union and the West
became the principle form of relationship and source of conflict in the postwar
international relations..
145
4.3. The strategies of the Soviet Union in pre- and postwar periods
Although all wars are fairly bad, the two world wars that shook the world in 31
years were possibly the worst wars ever in all of human history. The scale of the
world wars left all previous wars in the history of mankind in the shade. Fighting
took millions of soldier and civilian lives, left as much as people homeless and
devastated the European economy and industrial infrastructure. The First World
War was born out of the inter-imperialist struggle and created the conditions for the
first open challenge to capitalist system, which was the Bolshevik Revolution. In
this regard, it is difficult to understand the history of the 20th century without
delivering the transformative importance of the Bolshevik seizure of power in
Russia on the international politics and the subsequent historical developments. The
Bolshevik revolution of October 1917 provoked a confrontation between the Soviet
Union and the major capitalist states. It is this confrontation that lasted, though in
different forms, throughout the 20th century.
This conflict was a global confrontation from the very beginning, which called for a
world revolution. That is to say, as considering that the chaos created by the inter-
imperialist war brought them to power in Russia, the Bolsheviks believed that it
would bring the revolutionary forces to power in the major capitalist states as well.
In this regard, to draw together and coordinate the activities of the communist
parties committed to the world revolution, the Comintern was thus established. The
Comintern rested on the idea that in the midst of the chaos brought about by the
WWI necessitated a new organizational structure to advocate working class
solidarity and world revolution against the capitalist governments of the West
because as much as the WWI shattered the old order, it sowed the seeds of a new
order. In ―Manifesto of the First Congress of the Comintern,‖ it was stated that14
14
The Manifesto of the First Congress of the Comintern was signed by Rakovsky, Lenin, Zinoviev,
Trotsky and Platten, http://www.marxists.org/archive/trotsky/1919/03/manifesto.html. (accessed on
July 20, 2014).
146
Humanity, whose whole culture now lies in ruins, faces the danger of
complete destruction. There is only one power which can save it – the
power of the proletariat. The old capitalist ―order‖ can exist no longer.
The ultimate result of the capitalist mode of production is chaos – a
chaos to be over-come only by the great producing class, the
proletariat. It is the proletariat which must establish real order, the
order of communism. It must end the domination of capital, make war
impossible, wipe out state boundaries, transform the whole world into
one cooperative commonwealth, and bring about real human
brotherhood and freedom.
As seen, the Bolshevik revolution had a universal pretension in the sense that the
Bolsheviks did not only commit to the establishment of a socialist system in Russia
but also the establishment of a global socialist system.15 Lenin concluded his speech
in Comintern at the end of March 1919 in this regard that ―soon we shall see the
victory of communism throughout the world; we shall see the foundation of the
World Federative Republic of Soviets.‖16 Yet this commitment was not only rested
on an expectation, but also a necessity since for the Bolsheviks, the revolution could
only survive in Russia, where the conditions for a socialist revolution were simply
not present, insofar as their revolution would spread elsewhere, particularly to the
major capitalist countries. 17 That is to say, the Bolshevik leaders did not expect that
socialism could survive in Russia without ―the complete victory of the communist
revolution‖ in the rest of the world. In the road to the world revolution, Bolsheviks
primarily had to be able to stay in power in Russia.18
15
Hobsbawn, Age of Extremes, p.56; Geoffrey Roberts, The Soviet Union in World Politics:
Coexistence, Revolution and Cold War, 1945-1991 (Routledge: New York, 1999), p.1; Carr,
International Relations, p.72; Edward H. Carr, Socialism in one country,1924-1926 (MacMillan:
New York, 1958), p.8
16
Lenin‘s Collected Works, vol.29 (Progress Publishers: Moscow, 1972), p.240-241. To browse the
online version, see https://www.marxists.org/archive/lenin/ works/1919/mar/x04.htm. (accessed on
July 20, 2014).
17
Hobsbawn, Age of Extremes, p.58; Carr, International Relations, p.73; Engerman, Ideology, p.20;
Richard Overy and Andrew Wheatcroft, The Road to War (Penguin: London, 1999), p.212; Carr,
Socialism in one country, p.8, 15.
18
Hobsbawn, Age of Extremes, 63.
147
Yet, the revolution inside Russia was not into a comfortable position, on the
contrary, it faced a bitter and protracted civil war, through which various counter
revolutionary armies fought against the Red Army. The capitalist states with their
money, equipment and direct armed interventions, which were anxious about the
international implications of a Bolshevik victory in Russia, supported the counter-
revolution movements. The capitalist states (Britain, France, the US (for a shorter
time), Japan, Poland, Greece and Rumania) attacked the Soviet Union from the
south, north and east. The civil war ended in 1920 and left the country impoverished
to the extent that it brought the Russian economy almost to the point of complete
collapse. It also led to the loss a fringe of territories which had belonged to the
Tsarist Empire (Finland, the Baltic States, Bessarabia (to Romania) and half of
Poland).19 However, despite the wishes of Bolsheviks and their strive for survival,
the world revolution did not take place, which culminated in the political isolation
of the Soviet Union.20 In this regard, the Soviet position transformed from being the
epicenter of world revolution to being the isolated oasis in a sea of the capitalist
states. These circumstances then forced the Bolshevik leaders to reexamine their
considerations about the prospect of world revolution. In this regard, the question to
be solved for the Bolshevik leaders was no longer the imperative of the world
revolution, but the prospect of the revolution within the Russia.21 As a result, in the
1920s and 1930s, the basic impulse behind the Soviet strategic thinking was one that
sought to secure its diplomatic and security interests so as to create a ―breathing-
space‖ to save the revolution and to build ―socialism in one country‖ since the
survival of the Soviet Union was considered as the precondition for the survival of
the world revolution. Therefore, the Soviet Union sought to cultivate normal
diplomatic and economic relations with the capitalist states through a policy of
19
For a comprehensive analysis of the civil war in the Soviet Union, see Evan Mawdsley, The
Russian Civil War (Birlinn: Edinburgh, 2011); see also Hobsbawn, Age of Extremes, 63; and Overy
and Wheatcroft, The Road to War, p.213-214.
20
Hobsbawn, Age of Extremes, p.64-65; For the German Revolution, see Pierre Broue, Ian H.
Birchall, Brian Pearce, The German Revolution, 1917-1923 (Brill: Leiden, 2005).
21
Overy and Wheatcroft, The Road to War, p.213-214; Saull, After the Cold War, p.36-37
148
peaceful coexistence. In this regard, due to the failure of the Versailles Treaty in
resolving the problems among major capitalist states and the persistence of the
divisions within the capitalist world, the Bolshevik leaders expected that the Soviet
Union could play on the contradictions among major capitalist states. This in turn
would provide the Soviet Union the opportunity to even cooperate with imperialist
powers if it was considered as necessary for the survival of the Soviet Union. Stalin
stated in this regard that anything ―which is a necessity from the standpoint of
Soviet Russia, is also a necessity from the standpoint of the world revolution.‖22
In the beginning, the Soviet Union was able to establish formal diplomatic relations
with the newly established neighboring states. It concluded treaties of peace with
Finland, Estonia, Latvia, Lithuania and Poland. It signed treaties of friendships with
Turkey, Persia and Afghanistan in 1921.23 Yet the Soviet Union had not yet been
recognized by any of the major European states. Though in 1921 Britain concluded
a commercial agreement with it and sent a trade mission to Moscow, which was
followed by Italy as well, yet these agreements did not turn into the official
recognition of the Soviet Union. The first serious achievement of the Soviet
government in breaking its political isolation in Europe came on April 16, 1922 with
the Treaty of Rapallo, signed between the Soviet Union and Germany in Italy.24
With the Rapallo, the two outcasts of the Versailles order ―joined hands‖ and agreed
to normalise their diplomatic relations so as to ―co-operate in a spirit of mutual
goodwill in meeting the economic needs of both countries.‖25 The signature of the
German-Russian Agreement was a significant development in the sense that it was
22
Quoted in Overy and Wheatcroft, The Road to War, p.214
23
Carr, International Relations, p.73;
24
The Treaty was signed during the Genoa Conference in Italy by Georgi Chicherin, Foreign
Minister of the Russian Socialist Federal Soviet Republic, and his German counterpart Walther
Rathenau. Overy and Wheatcroft, The Road to War, p.216; Carr, International Relations, p.75; Saull,
Cold War and After, p.28
25
For the text of the German-Russian Agreement; April 16, 1922 (Treaty of Rapallo), see
http://avalon.law.yale.edu/20th_century/rapallo_001.asp. (accessed on July 20, 2014); Overy and
Wheatcroft, The Road to War, p.216; Carr, International Relations, p.75
149
the first official recognition of the Soviet Union by a major capitalist state and it
was the first German open attempt ―to break ring which the Versailles Powers had
drawn round her.‖26 Although the rapprochement between Germany and Soviet
Union reaffirmed with the Treaty of Berlin in 1926, the significance of their
relations, as the two politically isolated states, for Germany waned with the
signature of Locarno Treaty in 1925. In the Article 1 of Locarno Treaty, signed on
December 1, 1925 in London, it was stated that27
The treaty was devoted to the mutual undertaking of Germany and Belgium, and
Germany and France that ―they will in no case attack or invade each other or resort
to war against each other.‖28 Therefore, in Locarno, Germany voluntarily accepted
its existing western frontiers as settled in Versailles peace treaty. The treaty caused
apprehension in the Soviet Union as an attempt (i) to reintegrate Germany into the
Western world, (ii) to wean it from the Soviet entanglement, and (iii) to isolate the
Soviet Union in the international relations.29 In return, it sought to respond with
establishing relations with other states on the basis of mutual guarantee of each
party not to participate in hostile action, military or economic, against the other, and
to remain neutral in the event of a war emanating from aggression against the
26
Carr, International Relations, p.75
27
For the text of The Treaty of Mutual Guarantee between Germany, Belgium, France, Great Britain
and Italy; October 16, 1925 (The Locarno Pact), see http://avalon.law.yale.edu/20th_century/
locarno_001.asp. (accessed on July 20, 2014).
28
Ibid.
29
Edward H. Carr, The Russian Revolution: From Lenin to Stalin (The Free Press: New York, 1979),
p.87
150
other.30 In this framework, the basic objective of the Soviet Union was to prevent
combined action against it and not to get involved in an event of conflict among the
imperialist states. Therefore, it tended not to commit any military undertakings and
sought to bring its neighbors into this policy of ―non-aggression and neutrality‖ with
a view to avoid getting involved in a conflict through indirect commitments.31 In
this context, it renewed the 1921 treaty with Turkey in December 1925 that was
under difficult conditions in its relations with Britain during that period as well.32
In 1920s, the primary objective of the Soviet Union, as seen, was to gain official
recognition in the international relations with a view to breaking its political
isolation by playing off one imperialist state against the other so as to prevent any
joint actions by European imperialist states against it and to create a breathing-space
to focus on its domestic problems. In this regard, while the Soviet Union sought a
policy of ―peaceful coexistence‖ and economic cooperation with the capitalist
world, the Comintern maintained its endeavors to overthrow the capitalist
governments of the other states for world revolution. In the immediate years after
the Bolshevik Revolution in 1917, the Bolshevik leaders, as stated above, sought to
establish relations with communist and revolutionary movements, which were then
seen as providing leverage for the spread of revolution beyond Russia. However,
after the failure of the world revolution, the relations of the Soviet Union with those
revolutionary movements became more paradoxical as it developed normal
diplomatic relations. As Carr calls it, such a ―dual policy‖ as combination of
―peaceful co-existence‖ through formal diplomatic relations with capitalist states
and revolutionary endeavors to support and bring together the communist parties for
coordinated efforts though the Comintern required the Soviet Union to balance these
30
Carr, The Russian Revolution, p.87
31
Carr, The Russian Revolution, p.87; DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında 50 Yıl:
Cumhuriyetin İlk On Yılı ve Balkan Paktı (1923-1934) (DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973),
p.11
32
Cumhuriyetin İlk On Yılı, p.11
151
two contradictory relationships.33 In this regard, the Soviet Union sought to limit or
subordinate revolutionary movements to its strategic interests for it could jeopardize
the relations between the capitalist states and the Soviet Union, which would in turn
endanger the survival of revolution in Russia.34
33
Carr, International Relations, p.73
34
Saull, Cold War and After, p.37
35
Overy and Wheatcroft, The Road to War, p.225
36
Ibid., p.227
152
settle their disputes.37 Turkey joined the Protocol on 1 April 1929. This was
followed by a convention between the Soviet Union and all of its neigbouring
countries (Roumania, Estonia, Latvia, Poland, Turkey, Persia, Afghanistan, and
Finland) on the Definition of the Aggressor on July 3, 1933. In this convention, the
Soviet Union clearly promised not to interfere in internal affairs of the neighbouring
countries. This could be, one can suggest, considered as a further subordination of
the Soviet support to revolutionary parties to its strategic requirements.38 Soviet
Union joined the League of Nations on 18 September 1934, where Litvinov
advocated disarmament and collective security against fascist aggression.39 In line
with this, Comintern was forced to adopt a popular front strategy and became a
defender of democracy and collective action. As a result, the communist parties in
the other countries adopted the Popular Front Strategy and established active
cooperation with all democratic and republican parties against the fascist political
forces. Even their political rhetoric transformed from the words like ―dictatorship of
the proletariat,‖ ―revolution,‖ ―social fascists‖ to ―antifascism,‖ ―democracy,‖
―peace,‖ ―independence.‖ As a result, to reiterate, collective actions of the
Comintern for worldwide revolution was subordinated into the strategic interests of
Soviet survival.40 The Soviet Union became a defender of international status quo.41
This strategic reorientation of the Soviet Union and the Comintern played out the
37
This Protocol provided for renunciation of war among its signatories according to the principles of
General Treaty for Renunciation of War as an Instrument of National Policy (the Kellogg–Briand
Pact) signed on 27 August 1928, which renounced the use of war to resolve ―disputes or conflicts of
whatever nature or of whatever origin they may be, which may arise among them.‖ For the text of
Kellogg-Briand Pact, https://treaties.un.org/pages/showDetails.aspx?objid=0800000280168041 and
for Litvinov Protocol, http://www.worldlii.org/int/other/LNTSer/1929/123.html. (accessed on July
20, 2014).
38
For the text of the Convention for the Definition of Aggression, see http://www.iilj.org/courses/
documents/ConventionontheDefinitionofAggression.pdf (accessed on June 9, 2014).
39
Overy and Wheatcroft, The Road to War, p.227; Gökay, Soviet Eastern Policy, p.38.
40
Kermit E. McKenzie, Comintern and World Revolution 1928-1943: The Shaping of Doctrine
(Columbia University Press: New York, 1964), p. 143–5; Overy and Wheatcroft, The Road to War,
p.227-228.
41
Overy and Wheatcroft, The Road to War, p.229.
153
inter-systemic conflict within the struggle against fascist-militarist political forces in
the form of ―national independence‖ or ―the national democratic revolution.‖42
Although the Soviet Union was able to sign a mutual assistance pact with France in
May 1935, yet its importance waned as a result of reluctance of French
conservatives to deal with communists at all, and they avoided assuming any
military undertakings with the Soviet Union.43 The reason for that A. J. P. Taylor
argues that44
Then the Italian invasion of Ethiopia on October 3, 1935 and the German
remilitarization of the Rhineland came on March 7, 1936 and the Soviet Union
through the League of Nations endeavored to make a collective response. However,
42
Saull, Cold War and After, p.38. If remembered the appraisal of the leftist currents in Turkey in the
years after the 1960 coup d‘état in Chapter III-3, the primary objective of the revolutionary
movements were the expulsion of the external imperialist domination. In this regard, the orientation
of the leftist currents, particularly the NDR movement, could not be grasped without the strategic
orientation of Soviet Union, even though the leaders of the NDR movements firmly emphasized their
dissociation from the Soviet Union. However, as the leaders of the WPT argued, a project of national
democratic revolution could not be disentangled from the international and domestic class struggle
due to the class character of the imperialist domination and the role of traditional ruling classes in the
imperialist domination.
43
Frederick W. Deakin, Harold Shukman and H. T. Willett, A History of World Communism
(Weidenfeld and Nicolson: London, 1975), p.119–21; Overy and Wheatcroft, The Road to War,
p.229.
44
Anti-Comintern Pact, concluded first between Germany and Japan (Nov. 25, 1936) and then
between Italy, Germany, and Japan (Nov. 6, 1937), was apparently directed against the Communist
International (Comintern) but, by implication, specifically against the Soviet Union, see the glossary
entry of ―Anti-Comintern Pact‖ in Encyclopædia Britannica http://global.britannica.com
/EBchecked/topic/27573/Anti-Comintern-Pact. (accessed on July 14, 2014).
154
Britain and France sought to reach accommodation with Mussolini, and took no
action against Germany, even though they violated the terms of the Treaty of
Versailles and the Locarno Treaties.45
Even though Litvinov maintained his League diplomacy until 1939, it did not result
in any guarantees or pacts that could secure the Soviet Union against the fascist
states.46 As a result, Litvinov announced to the West in a speech on 26 June 1938,47
In this regard, the Soviet search for a collective action against fascist-militarist
states was not reciprocated with the same enthusiasm on the part of Britain and
France. They did not seriously consider the Soviet proposals for military talks, pacts
and joint front. Yet the exclusion of the Soviet Union form Munich conference in
which Germany, France, Britain, and Italy negotiated on the Nazi Germany
pretension on the portions of Czechoslovakia mainly inhabited by German speakers,
was a milestone in the Soviet strategic orientation. The conference concluded with
Munich agreement on 29 September 1938, which left those areas to Germany. Ivan
Maisky, the Soviet ambassador in London, wrote to Moscow after Munich
agreement that ―The League of Nations and collective security are dead.‖48 As a
result, as Overy and Wheatcroft put it, ―isolation was complete and obvious.
Everything pointed to what Stalin had most feared, cooperation between the states
of capitalist Europe directed against the Soviet Union, either in concert or by giving
45
Overy and Wheatcroft, The Road to War, 229-230.
46
Ibid.
47
Ibid., p.236.
48
Ibid., p.238.
155
Germany a free hand in the East directed against Soviet territory.‖49 Under such
political circumstances, Maxim Litvinov was dismissed in May 1939 and the Soviet
Union abandoned its endeavors to form a joint front with the West. As a result,
Molotov was appointed as the new People‘s Commissar for Foreign Affairs. This
corresponded to a new strategic orientation, which denoted that the Soviet Union
would avoid being drawn into a war with Germany while the liberal capitalist states
sat back.50 This was the historical process that gave way to the Molotov-Ribbentrop
Pact, officially the Treaty of Non-aggression between Germany and the Soviet
Union on 23 August 1939.51
Although liberal capitalist states were hostile to Nazi Germany‘s imperial ambition
on the continental Europe, they tended to tolerate and, if possible, to keep fascism
under control. In this connection, they held the assumption that if Hitler could be
satisfied in one way or another by adjusting the Versailles provisions on terms
generally acceptable to the signatory states, he could accept to play his game
according to their rules. 52 However, they tended to deny giving such credits to the
Soviet Union until 1941, which was considered as fundamentally different form of
political challenge from a systemic point of view.53 It was such a systemic suspicion
and hostility manifested itself through such political insecurity after all constituted
the essential characteristic of the Cold War.
In this context, the political insecurity of the major capitalist states and their
avoidance of forming an anti-fascist front in the 1930s demonstrate the existence as
well as significance of the inter-systemic conflict prior to the WWII. Therefore, the
49
Ibid.
50
Ibid., p.237.
51
John Barber and Mark Harrison, ―Patriotic war, 1941-1945 217,‖ in The Cambridge History of
Russia, Edited by Ronald Grigor Suny (Cambridge University Press: Cambridge, 2006), p.221-222
52
Saull, The Cold War and after, p.30-31; Overy and Wheatcroft, The Road to War, p.52
53
Saull, The Cold War and after, p.30-31.
156
significance of the inter-systemic conflict within and between states on the interwar
international relations points to the fact that the new fascist states embark upon the
overthrow of the Versailles order, which had been imposed on Germany by the
major capitalist powers as part of post-WWI European order. Yet they embarked
upon a counter revolution against the Soviet Union and international communism as
embodied in the formation of the Anti-Comintern Pact.54
Consequently, though the conflict between the conservative (Germany, Italy and
Japan) and liberal (Britain, France and the US) capitalist states was significant in
understanding the interwar international relations, a form of cold war did exist in the
interwar period, without which it would be difficult to explain the course of events
that led to the outbreak of the war in September 1939. 55 In this regard, the
persistence of systemic hostility of the major capitalist states against the Soviet
Union had a central importance in explaining the interwar international relations.
Even though the war and the struggle for political survival brought the Soviet Union
and the liberal capitalist states (Britain and the US) together in a wartime alliance
against the common threat of fascist-militarist states (Germany, Italy and Japan),
this alliance of the formerly antagonistic states continued to witness significant
tensions under the surface of alliance in the face of fascist threat. The reasons
behind the tensions rooted in the question of who would assume the most of military
burden against the fascism, in particular Nazi Germany, on the one hand, and the
conflicting visions of the postwar world order, on the other.56 In this regard, while
Britain was fighting to not let the continental Europe to fall under the German
domination as well as to keep its empire, the US was fighting to restore the liberal
international capitalist order, but on the basis of an open and free international
economic exchange. In this regard, as will be discussed below, the US had a
54
Ibid., p.31.
55
Saull, The Cold War and after, p.17, 49; Overy and Wheatcroft, The Road to War, p.240.
56
Saull, The Cold War and after, p.46.
157
conflictual postwar vision with both Britain and the Soviet Union as in the aftermath
of the WWI.57 On the one hand, Britain‘s endeavors to maintain its system of
imperial preferences and the restrictions on the economic activities of other
capitalist states within the empire, contradicted with the US postwar vision of open
door policy, as the revisionists argued.58 On the other hand, the great Soviet
victories at Stalingrad in January1943 and Kursk in July 1943 not only repelled the
Nazis, but also resulted in the Soviet occupation of Eastern Europe. Moreover, the
end of the WWII brought about a new status as great power for the Soviet Union
along with the new prestige of the Soviet model as the growth of communist and left
parties in Europe and national liberation movements in Asia, which provided
leverage for the expansion of Soviet influence.
57
With the conclusion of the WWI, the US attempted to create a liberal international order, but it
failed and resulted in an era of economic stagnation, protectionism and conflict among the major
capitalist states, which rooted in the contradictory political and economic interests of ―national
capitals.‖ This state of affairs could only come to an end with the conclusion of another world war.
In fact, the emergence of the US as a world power lied behind its entry into the WWI, yet due to
isolationist tendency of the US Senate, the President Woodrow Wilson‘s project for a new liberal
international order collapsed without the active role of the US in the League of Nations. At that time,
the objectives of Wilson‘s project for a new liberal order were (i) the establishment of an order
among the European states, which would in turn prevent further conflicts among capitalist states and
thus would secure the reproduction of the capitalist system and (ii) the elimination of the
discriminatory practices of Britain and France against the US. Yet this obejective of the US to
reshape the capitalist world, which was encapsulated in a new liberal international order, was
embarked upon in the context of the Bolshevik Revolution in 1917, which posed an ontological
challenge to the capitalist international order, as discussed above. Mustafa TürkeĢ, ―GiriĢ: KuĢ BakıĢı
Osmanlı Ġmparatorluğu‘ndan Türkiye Cumhuriyeti‘ne GeçiĢ,‖ ODTÜ Gelişme Dergisi 39, no.1
(2012): 1-24; TürkeĢ, Mustafa, ―Review of the Book Studies in Atatürk‘s Turkey, the American
Dimension,‖ Turkish Historical Review 2 (2011); Brown, A liberal International Order.
58
See Chapter II-2.2.2 in this thesis.
158
other hand.59 Yet with the rise of the fascist-militarist states, it sought collective
action and even came to term with the international status quo. However, due to the
unwillingness of the Britain and France to construct a joint anti-fascist front with the
Soviet Union, it receded from this strategic search for collective action and
attempted to stay out of a war among capitalist states whether liberal or fascist for
which it even signed a non-aggression pact with Germany. Nevertheless, behind its
treaty with Nazi Germany, there lied the tactic to gain some time to war
preparations as well.
At the end of the WWII, the fundamental problem of the foreign policy of the Soviet
Union, as Pechatnov puts it, was ―how to enhance Soviet security positions while
avoiding, or at least postponing, a break up with the United States and Great
Britain.‖60 That is to say, the postwar Soviet strategy developed within a context of
conflicting imperatives. On the one hand, the Red Army‘s occupation of the Eastern
Europe created the historic opportunity to enhance the security of the socialist
system from future military threats and at the same time to realize Bolsheviks‘s
long-suppressed desire to expand ―socialism in one country‖ into ―socialism in one
region,‖ for which in a wartime conversation Stalin stated that ―this war is not as in
the past: whoever occupies a territory also imposes on it his own social system.
Everyone imposes his own system as far as his army can reach. It cannot be
otherwise.‖61 Yet, such an opportunity pointed to the adoption of an assertive
foreign policy. However, the Soviet Union wanted to avoid military conflict with
59
Carr, The Russian Revolution, p.87
60
Vladimir O. Pechatnov, ―The Big Three After the World War II: New Documents on Soviet
Thinking about Postwar Relations with the United States and Britain,‖ Working Paper 13, Cold War
International History Project (1995), p.23
61
Milovan Djilas, Conversations with Stalin, trans. Michael B. Petrovich (New York: Harcourt Brace
Jovanovich,1962), p.114, in Norman Naimark, ―The Sovietization of Eastern Europe,1944–1953
175,‖ in The Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd A. Westad
(Cambridge University Press: New York, 2010), p.175
159
the West because the Soviet Union was anxious about the potential Western
countermeasures.62
Behind such a set up for Europe, the Soviet Union wanted to further increase the
depth of its defense, yet without providing any reasons for the US to maintain its
existence in Europe and to involve itself in the political affairs of the continent.64 In
this regard, Pechatnov argues that the Soviet Union conceived of the US ―as a
distant giant, posing no direct military threat, and likely to withdraw from Europe
after the war.‖65 Moreover, Pechatnov maintains, the Soviet Union expected the
reoccurrence of a new inter-imperialist struggle between Britain and the US, which,
on the one hand would force them to keep Germany and Japan weak and on the
62
Charles Gati, ―Hegemony and Repression in the Eastern Alliance,‖ in Origins of the Cold War: An
International History, Edited by Melvyn P. Leffler and David S. Painter (Taylor & Francis e-Library,
2002), p.176-177.
63
Gati, Hegemony, p.177. See also Naimark, Sovietization, p.175.
64
Gati, Hegemony, p.177.
65
Vladimir O. Pechatnov, ―The Soviet Union and the World 1944-1953,‖ in The Cambridge History
of the Cold War, Edited by Melvyn. P. Leffler and Odd. A. Westad (Cambridge University Press:
New York, 2010), p.93
160
other hand, would prevent them to form a hostile Western coalition against the
Soviet Union.66 Likewise, according to Melvyn Leffler, the Soviet Union wanted to
avoid military conflict with the US, yet it sought to be prepared to defend itself, if
the wartime alliance collapsed and fighting break out with the US.67 With such
considerations, the Soviet strategy toward Turkey, as Pechatanov puts it, could be
described as ―‗knocking at the doors‘ in search of weak point around the Soviet
periphery.‖ In brief, on the basis of their archival researches in the Soviet archive,
both Pechatnov and Leffler concluded that there was no a Soviet master plan in the
postwar period toward either Europe or Near East.68
In the postwar era, however, the Soviet Union faced a very different capitalist foe,
the US, and a very different capitalist world order. While the US presented itself as
a bastion of freedom, and democracy in stark contrast to ―totalitarian‖ Soviet Union,
the new capitalist order after a period of political instability and economic crisis
performed as a collective unity by means of dense institutional linkages binding the
major capitalist states to the US against the Soviet Union.
66
Pechatnov, The Soviet Union, p.93.
67
Melvyn P. Leffler, ―Inside Enemy Archives: The Cold War Reopened,‖ Foreign Affairs 75, no. 4
(1996).
68
Pechatnov, The Soviet Union, p.101; Pechatnov, The Big Three, p.23; Leffler, Inside Enemy
Archives.
161
framework of multilateral institutions and inter-governmental cooperation. In this
way, the section will argue that Turkey‘s integration into the Western alliance could
not be reduced to the dynamics of Turkey‘s bilateral relations with the Soviet Union
and to show how Turkey‘s integration into West pointed to a wider political,
economic, military integration -that is systemic,- rather than a geopolitical
alignment against a geopolitical threat emanating from the Soviet geopolitical
pressure.
In the aftermath of the WWI, on the nexus of two main relationships, Turkey
adopted a multifaceted foreign policy through which it endeavored to utilize from
both the contradictions among the capitalist states and the inter-systemic conflict
between these states and the Soviet Union. In this regard, in the early period, Turkey
played on the inter-systemic struggle between the Soviet Union and Britain (the
latter was a declining hegemon) with a strategy in which Kemalist government
remained close to the Soviet Union with an anti-imperialist orientation, yet Turkey
rigorously avoided binding its fate only to the Soviet Union.69 In fact, Turkey‘s
relations with both the West and the Soviet Union had their own difficulties.
Kemalist government in Anatolia was fighting for national independence against the
West-supported Greece and defining the objective of their struggle as the political
and economic independence within the boundaries of ―National Pact.‖ On the one
hand, though having a critical position within the capitalist system, they were trying
to create a Western political-social-economic system.70 As for their relations with
the Bolsheviks, despite their ideological difference, they were trying to cooperate
with the Bolsheviks in a common anti-imperialist front. In this regard, the similar
aspects of the process in Russia and Turkey forced the Kemalist and the Bolshevik
movements to establish close bilateral relations with each other in a hostile
international environment. In this regard, they performed a willingness to come
69
Taner Timur, Türk Devrimi ve Sonrası (Ġmge Kitapevi: Ankara, 2008), p. 25
70
Ġlhan Uzgel and Ömer Kürkçüoğlu, ―Batı Avrupa‘yla ĠliĢkiler,‖ Türk Dış Politikası Kurtuluş
Savaşından Bugüne Olgular, Belgeler, Yorumlar Cilt I: 1919-1980, Edited by Baskın Oran, 258-277
(ĠletiĢim Yayınları: Ġstanbul, 2012), p.142.
162
together in their struggle against the same foe, which was the British and French
imperialism. Nevertheless, the ideological orientations of these two political
leaderships were different in the sense that the systems they had in their prospective
political agenda were intrinsically antagonistic. Kemalists wanted to westernize the
country because they saw westernization not only as a way to catch up with the
West in order to ―reach the level of contemporary civilization,‖ but also as a means
of self-defence against the West. That is to say, they interpreted the West as a model
to construct it at a national form with a view to ensuring the development and the
security of the country. In this regard, they were in a search of developmental
strategy within the capitalist system. However, Bolsheviks as communist
revolutionaries got a very different way and made the first socialist revolution,
which as discussed above was the first open challenge to the capitalism. Yet, it was
not this systemic or ideological difference that formed the ground on which the two
revolutionary governments established their bilateral relations in their early years. In
this regard, the Kemalist appeared to highlight the similar aspects of their struggle
against imperialism in the international relations rather than emphasizing the
ideological difference with the nature of the Soviet revolution in Russia.
As for the Bolshevik leadership, as discussed above, the failure of the world
revolution drove the Bolshevik leaders to adopt a peaceful coexistence policy
through normalized diplomatic relations with the capitalist states in the West, while
they did not abandon the idea of world revolution. Yet they reoriented their efforts
toward the revolutionary potential in the East. The idea behind such a reorientation
rested on the belief that if the colonial systems of the capitalist world could be
weakened with the loss of its colonies, which in turn would open the way to
transform the balance of domestic class power and thus overthrow of the
bourgeoisie rule in the capitalist countries. Therefore, in this new formula, the
destruction of the colonial empires took precedence in the way to the final victory of
communism in the Bolsheviks‘ considerations. In this regard, Second Congress of
the Comintern, which met in July and August in Moscow, invited the exploited and
163
oppressed peoples in the colonial and semi-colonial countries to Baku. As Zinoviev
stated in the First Session of Baku Congress,
This was the first attempt of the Comintern to establish a common front between the
communists and the nationalist revolutionaries in the East. Until that time, the
Comintern was largely a westward-looking organization, which primarily concerned
with the domestic class struggle in the major capitalist countries. However, with this
move, the communists turned their faces toward revolutionary movements in the
East, the primary objective of which was the expulsion of external imperial
domination.71 This is the framework in which the Soviet orientation toward Turkey
in early relationship of the two govenments took its essential character. That is, the
relations between Ankara Government and the Soviet Government developed in
conformity with the new Eastern orientation of Soviet foreign policy during the
early 1920s.
164
of the Bolshevik leaders. In the Turkish parliament, the questions and discussions
were related to the nature and boundary of the relations between Ankara
Government and Soviet Government. As an answer to the question of Nafiz Bey
(Canik) with regard to government‘s relations with communist, Mustafa Kemal PaĢa
stated on January 3, 1921 that72
As inferred, Mustafa Kemal PaĢa did not want to take the opposition of the
communists in the sense that he did not simply discredit the systemic orientation of
the Soviet government, rather by highlighting the difference between two countries,
he put the issue in a way that as if communism was not a suitable system for
Turkish society. Nevertheless, Mustafa Kemal seemed to limit relations with the
Soviet Union as the diplomatic relations between the two independent states.
72
Atatürk‟ün Söylev ve Demeçleri (1918-1927), Vol. 1 (Divan Yayıncılık: Ankara), p.133
73
Atatürk‟ün Söylev ve Demeçleri (1918-1927), Vol. 3 (Divan Yayıncılık: Ankara), p.25
165
As their counterparts, the Bolshevik leaders as well were aware of the fact that
Kemalists were not communist. In this regard, Lenin informed the first ambassador
of the Soviet Government to Ankara, Semion Ivanovich Aralov that Mustafa Kemal
was not a communist, and that he was leading a movement with bourgeois
characteristics, but a valuable ally.74 The Bolsheviks preferred to support Kemalist
movement among others in line with their new orientation because they thought that
(i) the direction of this movement was not yet clear and (i) the Kemalists was
fighting against the same foe as well. As stated by Zinoviev in the first session of
the Congress on September 1, 1920,75
this is the movement of the oppressed nationalities which have not yet
chosen the road they will follow, do not yet know exactly what they
want, but which feel that a strap is chafing their backs, that French and
British capitalism are sitting astride their necks.
we patiently support those groups which are not yet with us and even
on some questions, are against us. For example, in Turkey, comrades,
you know that the Soviet Government supports Kemal. We do not for
one moment forget that the movement headed by Kemal is not a
Communist movement.
Even though the two movements were aware of their ideological differences, their
common interests and strategic considerations against the imperialist states took
precedence. The Soviet Union supported the national liberation struggle in Anatolia
as a solution to its political engulfment. At that time, the British had taken under
control the straits with the armistice of Mudros76 and by accommodating Greece in
74
Semyon Ġvanoviç Aralov, Bir Sovyet Diplomatının Türkiye Hatıraları, trans. Hasan Ali Ediz
(Burçak Yayınları: Ġstanbul, 1967), p. 37–38, qouted in Nazım Arda ÇağdaĢ, The Birth of anti-Soviet
Image in the Turkish Press Following the Second World War and its Reflections after the Death Of
Stalin (1953 - 1964) (MA thesis, Ankara: Bilkent University, September 2008), p.15-16.
75
For the text of First Session, Baku Congress of the Peoples of the East, September 1, 1920,
https://www.marxists.org/history/international/comintern/baku/ch01.htm. (accessed on July 25,
2014).
76
For analyses of the Armistice of Mudros, see Erik Jan Zürcher, ―The Ottoman Empire and the
Armistice of Moudros,‖ in At the Eleventh Hour: Reflections, Hopes, and Anxieties at the Closing of
the Great War, 1918, Edited by Hugh Cecil and Peter H. Liddle (Leo Cooper: London, 1998), p.266-
275.
166
Anatolia, it would have indirect control over the region.77 Moreover, Britain had
formed a sequence of buffer states in the Caucasian through the supported
governments of Armenia, Georgia and Azerbaijan. In this respect, the victory of the
Kemalist movement in Anatolia would remove the danger of the presence of a
strong state hostile to the Soviet Union in the straits and the possibility of Soviet
being deprived of the Baku oil.78 As for Turkey, Ankara Government was in a
search of a state, which would provide the necessary external support in the national
independence war. Under the political circumstances of the day and in terms of their
struggle against the common enemy, the Soviet Union was the only state from
which Ankara Government might readily seek support.79
The inter-systemic struggle between the Soviet Union and the Western capitalist
states was not only a determining factor behind Turkey‘s postwar drive, but also it
was a factor in the very process of independence and nation-building in such a way
that Ankara Government was able to establish close relations in the face of its
political isolation. The underlying factor in such a political situation lied in the
Western approach against Ankara Government. The foreign minister of Ankara
Government, Ahmet Muhtar Bey stated in a speech addressing the parliament in
1921 that80
there are no changes in our relations with the West. Our government
has not received from none of the entente states any significant offers
whether written or spoken in the official language. What we want is
the political and economic independence within our national
boundaries. We are ready to extend our hand every state, which will
recognize it and inform us. But there is no such an offer.
77
Levent Ürer, Mondros‟tan Mudanya Mütarekesine Türk Dış Politikası (Altın Kitaplar: Ġstanbul,
2005), p.96.
78
Ürer, Mondros‟tan Mudanya Mütarekesine, p.96
79
Ibid., p.95
80
Ibid., p.110
167
As understood from the speech of Ahmet Muhtar Bey, the Ankara Government was
then ready for reconciliation with the Western states. Yet the problem with the West
was the character of this reconciliation. While the Ankara Government sought to
reach an agreement on the basis of independence within the boundaries of ―National
Pact,‖ the Western imperialist states endeavored to impose a mandatory
relationship on Turkey (their insistence on the terms of the Treaty of Sèvres).81
However, as Mustafa Kemal PaĢa stated in relation to the Soviet Union, ―just as
nobody tell us or forced us to be communist for establishing a relationship, we did
not say that we decided to be communist in order to be friend with you.‖ That is to
say, even though their different systemic envision for the future of their respective
countries drew the boundaries of friendship between the two revolutionary
movements, neither Bolsheviks nor Kemalists imposed conditions on the other side
and attempted to establish an equal relationship against the imperialist states, which
did not recognize the governments of both countries as an equal participant of
international relations.
The Treaty of Lausanne, which invalidated the Treaty of Sèvres, ended the political
isolation of Turkey on 24 July 1923 and thus brought about Turkey‘s international
recognition. On October 29, 1923, the Grand National Assembly declared Turkey to
be a republic and elected Mustafa Kemal as the first president. The unresolved
issues of the conference, more importantly the status of Mosul, which was left to the
League of Nations as a contested issue between Turkey and Britain, became the
primary items on the agenda of Turkish foreign policy. In this context, Turkey in
years following the Treaty of Lausanne tried to utulize the inter-sytemic hostility
between the westren imperialist states and the Soviet Union as well as the conflicts
among the imperialist states. In this regard, due to the systemic difference, the
rapprochement between the two governments was from the very beginning
81
Timur, Türk Devrimi, p.39, For an analysis of Treaty of Sèvres, see Baskın Oran, ―Sèvres BarıĢ
AntlaĢması,‖ in Türk Dış Politikası Kurtuluş Savaşından Bugüne Olgular, Belgeler, Yorumlar Cilt I:
1919-1980, Edited by Baskın Oran, 113-138 (ĠletiĢim Yayınları: Ġstanbul, 2012), p. 113-138
168
suspicious and limited and mutual suspicion had further increased, one can suggest,
as the relations of the two countries transformed with the Western capitalist states.
After the mid-1930s under the hostile international environment emanating from the
revisionist policies of fascist-militarist states, Turkey sought to ensure its security
against an Italian threat that may come from the Mediterranean, on the one hand and
to take advantage of the rising competition among the capitalist states, on the other.
In this regard, Turkey managed to reestablished its sovereignty over the Straits with
the Montreux convention in 1936, to get back Hatay province and to sign a tripartite
mutual assistance pact with Britain and France in 1939 despite the pressure of the
Soviet Union. Stalin and Molotov tried to dissuade Saraçoğlu from the alliance of
Britain and France and intended to assure Turkey‘s neutrality. It was these
negotiations between the two states that have been regarded as the beginning of the
break up between Turkey and the Soviet Union because the Soviet Union brought
up its infamous demands on the agenda of the negotiations for a mutual assistance
pact.82 The most significant one was the signing of a pact between the two countries
that envisaged the common defense of the straits.83 On October 1, 1939, Molotov
stated in relation to the negotiations with Turkey that ―since 1 October no meeting
has [taken place] with the Turkish Foreign Minister and that the outcome of the
negotiations cannot as yet be surmised. … The Soviet Government intended to
convince Turkey to adopt full neutrality and to close the Dardanelles, as well as to
aid in maintaining peace in the Balkans.‖84 However, the Soviet proposals
regarding the common defense of the Straits were immediately rejected by
82
DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında 50 Yıl: Montreux ve Savaş Öncesi Yılları (1935-
1939) (DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973), p.232.
83
Ahmet ġükrü Esmer and Oral Sander, ―Ġkinci Dünya SavaĢında Türk DıĢ Politikası,‖ in Olaylarla
Türk Dış Politikası 1919-1995, 137-185 (Siyasal Kitabevi: Ankara, 1996), p.142.
84
Nazi-Soviet Relations, 1939-1941, Documents from the Archives of the German Foreign Office.
―Telegram from Moscow by the German Ambassador in the Soviet Union (Schulenburg) to the
German Foreign Office, October 9, 1939.‖ Washington: US Government Printing Office, 1948,
p.120-121.
169
Saraçoğlu and when he was on his way back to Turkey without signing any
agreement;85 the Turkish-British-French Pact was signed on 19 October 1939.
Even though Turkey had made its war preperation within the Western alliance, in
fact, Turkey‘s de facto strategy during the war was tostay out of the war. As Uzgel
and Kürkçüoğlu argues, for Turkey, concern to stay out of war was a decisive
factor.86 Turkey managed to preserve its de facto neutrality by taking advantage of
the contradictions among Britain, Germany and the Soviet Union. Just before the
German troops crossed the Soviet Border, on June 18, 1941, Turkey signed a non-
aggression pact with Germany. Britain and the US accepted Turkey‘s neutrality
early in the war. Aftermath of the Japanese attack on Pearl Harbor and the German
penetration deep into the Soviet Union, Turkey moved towards firmer neutrality and
told both sides that this was also in keeping with their interests. After German
attack, Stalin sought Turkey‘s entry into the war with a view to release the German
pressure over the Soviet Union. After the tide of war on the Eastern front turned in
favour of Soviet Union with major victory at Stalingrad, the issue of aiding Turkey
and inducing it to enter the war became more important to Britain, and it put
increasing pressure on Turkey to join the War.87 Throughout the war, the Allies
held conferences in Casablanca (12-24 January 1942), Washington (12-26 May
1943), Quebec (2-14 August 1943), Moscow (19-30 October 1943), Cairo (22-26
November 1943; 1-6 December 1943), Tehran (28 November to 1 December 1943),
Yalta (4-11 February 1945) and Potsdam (July-August 1945) to discuss their war
strategies. During the Quebec Conference and the first conference held in Cairo,
Churchill defended the view that a second front had to be opened in the Balkans
through Turkish participation to the war. Yet Turkey refused the Allies‘ request to
enter the war. This was partly related to the level of military assistance, which the
85
Esmer and Sander, İkinci Dünya Savaşında, p.143.
86
Uzgel and Kürkçüoğlu, Batı Avrupa‘yla ĠliĢkiler, p.277. See also Ömer Kürkçüoğlu. ―DıĢ Politika
Nedir? Türkiye‘deki Dünü ve Bugünü,‖ AÜ SBF Dergisi 35, no. 1-4 (1980): 309-335, p.322.
87
Gökay, Soviet Eastern Policy, p.55
170
Turkish leaders still considered to be very limited and unsatisfactory, and partly
because they claimed that Germany and Bulgaria would probably retaliate by
attacking Turkish territory in Europe and its coastal cities.88 The Turkish leaders
seemed to be concerned about their defensive strength. In the face of pressure from
the Allied Powers, they took the firm view that Turkey had more to gain than to lose
by remaining neutral.89 As the final German defeat became imminent, Turkey made
certain moves in support of the Allies. June 6, 1944 was the date of the Normandy
landing. On May 26, Turkey had decided to end strategic chrome exports to
Germany. On August 2, 1944, diplomatic relations with Germany were ended.90 On
February 23, 1945 the Turkish Grand National Assembly decided by a unanimous
vote of 401 members to declare war on Germany and Japan. During the debate,
Foreign Minister Hasan Saka said that the British Ambassador‘s advice had been
thoroughly examined by the government and that it had been decided to accept it as
being in keeping both with the alliance and with the ―high interests‖ of the state
which had all long inspired the government‘s policy.91
However, the two main relationships and the sources of conflict in international
relations underwent a major transformation with the consequences of the WWII,
which changed the international system on a new geopolitical constellation on the
basis of competition and antagonism between the US and the Soviet Union.92
Different from the interwar years, the US managed to alter the pattern of relations
among the major capitalist states and with an international framework through
multilateral institutions and inter-governmental cooperation, it managed to integrate
all the other capitalist powers into an effective system of coordination under its
88
Ibid.
89
Ibid.
90
Sina AkĢin, ―Turkey‘s Decleration on Germany at the end of the World War II,‖ Turkish Year
Book, Vol. 33 (2002), p.289
91
AkĢin, Turkey‟s Decleration, p.289-290
92
Overy and Wheatcroft, The Road to War, p.227
171
aegis.93 In this regard, inter-capitalist relations became more stable and if tensions
and conflicts emerged, they were able to resolve these tensions and conflicts without
resorting to war.
With the transformation of the relations among the capitalist states, the inter-
systemic conflict primarily between the US and the Soviet Union became the main
axis of the international politics. In this framework, while Turkey, in the interwar
years, during which inter-imperialist and inter-systemic struggle constituted the two
main axes of the multipolar international relations, sought to ensure its security and
development search through the contradictions inherent in these relationships, in the
post-WWII, the inter-systemic conflict between the Soviet Union and the Western
capitalist states became the most important, if not sole, determinant of Turkish
foreign policy.
In the new international context, the Soviet Union maintained diplomatic pressure
over Turkey in the immediate years following the WWII. Molotov delivered a note
to the Turkish Ambassador Selim Sarper on 19 March 1945 demanding revisions to
1925 Treaty of Friendship and Neutrality due to the profound changes brought about
by the WWII. That is, for the Soviet Union, 1925 Treaty, which had been extended
three times and would terminate in on 7 November,94 was no longer corresponded to
the new international situation. The negotiations for a new Treaty, which would
replace 1925 Treaty, were subjected to two conditions by the Soviet side. These
were the two conditions popularly known in Turkey as the ―Soviet demands,‖ which
were revision (i) of the 1936 Montreux Convention which governed shipping in the
Dardanelles Straits and the leasing of military bases; (ii) of the border between two
93
Leo Panitch and Sam Gindin, The Making of Global Capitalism: The Political Economy of
American Empire (Verso: London, 2012), p.8.
94
On December 17, 1929, the 1925 Treaty of Friendship and Neutrality had been extended for two
years with a bilateral protocol that was signed in Ankara. On March 7, 1931 an additional protocol
also entered into force. Again, this treaty was extended for 5 years with an additional protocol that
was signed on 30 October 1931, and prolonged for the last time for another 10 years on November 7,
1935.
172
countries. Hostile commentary in the Soviet press accompanied to the Soviet
diplomatic initiative. The Soviet Union also articulated its demands in international
conferences as well, namely Yalta in February and Potsdam Conference in August
as well as the Moscow Conference of Foreign Ministers in December 1945.
Furthermore, in line with the decision taken in the Potsdam, Soviets delivered two
diplomatic notes on August 7, and September 24, 1946 to Turkey regarding their
demands for revision of the Montreux Convention, the notes did not include Soviet
verbal demands for border revision in the Eastern border in relation to Kars and
Ardahan. The below is the Soviet diplomatic note:95
For its own part, the Soviet Government proposes to establish for the
Straits a new regime, proceeding from the following principles:
Turkey and the Soviet Union, as the powers most interested and
capable of guaranteeing freedom to commercial navigation and
security in the Straits, shall organize joint means of defense of the
Straits for the prevention of the utilization of the Straits by other
countries for aims hostile to the Black Sea Powers.
Despite the Soviet Union‘s emphasize to enhance Soviet security in the straits and
Black Sea, the US and Britain seemed to find Soviet proposal for revision of
Montreux Convention at Potsdam legitimate, yet they opposed the Soviet
acquisition of military base.96 In this regard, Britain and the US regarded Soviet for
military bases not only as a form of diplomatic intimidation, but also a threat to their
strategic and economic interests in the region. In fact, the Allies apprehensions were
less to do with the sovereignty rights of Turkey and more to do with the
consequences – economic, political and strategic – of Soviet positioning in the
Straits. As a response to the Soviet pressure, the US announced the dispatch of part
of the US Mediterranean fleet to Turkey and the US Missouri battleship visited
95
United States Department of State, Foreign Relations of the United States, 1946. The Near East
and Africa, Vol. VII. ―The Soviet Charge in Washington (Orekhov) to the Acting Secretary of
State, Washington, August 7, 1946.‖ Washington, D.C.: U.S. Government Printing Office, 1946,
p.829.
96
Melvyn P. Leffler, ―Strategy, Diplomacy, and the Cold War: The United States, Turkey, and
NATO, 1945-1952,‖ The Journal of American Hisory 71, no.4 (March 1985), p.809.
173
Ġstanbul on April 5, 1946. In relation to the US interests in Turkey, Leffler argues
that they sought to take advantage of a favorable opportunity to enhance the
strategic interests of the US in the Middle East and the Eastern Mediterranean.97
97
Leffler, Strategy, p.808.
98
Thomas A. Bailey, America Faces Russia: Russian–American Relations from Early Times to Our
Day (Ithaca, Cornell University Press: New York, 1950), p.320.
99
See John Lewis Gaddis, Strategies of Containment: A Critical Appraisal of Postwar American
National Security Policy (Oxford University Press: New York, 2005).
100
Bailey, America Faces Russia, p.320.
101
See Bailey, America Faces Russia, Chapter 27: 320-346.
102
Herbert Feis, From Trust to Terror: The Onset of the Cold War, 1945–1950 (Norton: New York,
1970), p.193-194.
103
Feis, From Trust to Terror, p.197.
174
of the US to support potential allies anywhere else such aid was needed. 104 This in
turn can be phrased as by portraying the Soviet political system and institutions as
antithetical to the Western democratic political system and institutions. Indeed the
threat for Truman was the Soviet Union as the hypostatized communism as well as
totalitarianism. The doctrine was followed by an ambitious economic plan, the
Marshall Plan, for providing the US economic aid to Europe. The US Secretary of
State, George C. Marshall proposed aid for a joint European recovery program in
his speech in June 1947 at the Moscow Foreign Ministers conference. Yet in the
postwar period before the announcement of the Marshall plan, the US dollars were
already pumped into France and Italy for political ―stabilization‖ against the left, 105
while a 1945 loan had been delivered to Britain with certain political conditions.106
The announcement of the Marshall Plan moved European polarization to a higher
level, as a result of which the French, Italian, and Belgian CPs (Communist Parties)
were expelled from government in May 1947 because within the structure of the
Marshall Plan, the provision of aid was closely linked to the nature of development
or development options in recipient countries.107
104
Halliday, The Making of the Second Cold War, p.3.
105
See Irwin M. Wall, The United States and the Making of Postwar France, 1945-1954 (Cambridge
University Press: New York, 1991), p.53-56; John Lamberton Harper, America and the
Reconstruction of Italy,1945-1948 (Cambridge University Press: Cambridge, 2002); and James E.
Miller, ―Taking Off the Gloves: The United States and the Italian Elections of 1948,‖ Diplomatic
History 7, no.1(1983): 35-56.
106
Geoff Eley, Forging Democracy: The History of the Left in Europe, 1850-2000 (New York:
Oxford University Press, 2002), p.300. The US-Britain loan agreement was a postwar loan separate
from the lend-lease program. The loan amounted to $3-75 billion, repayable over fifty years at 2 per
cent interest, repayment to begin five years after the loan was made. The loan was tied to a British
commitment to reverse the wartime policy of strict control over the convertibility of pounds into
dollars one year after the loan was ratified. This was the most explicit policy concession made by
Britain in return for the loan. But the loan agreement was accompanied by a separate agreement on
commercial policy to commit Britain to an effort at trade liberalization. See Jim Tomlinson,
Democratic Socialism and Economic Policy: The Attlee Years, 1945-1951 (Cambridge University
Press: New York, 1997), p.25-26.
107
Robert E. Wood. From Marshall Plan to Debt Crisis: Foreign Aid and Development Choices in
the World Economy (University of California Press: Berkeley - Los Angeles - London, 1986), part
one.
175
As a countermove to Marshall Plan, a new organization was established at a meeting
of European Communist Parties in Poland in September 1947, the Cominform
(Communist Information Bureau), with a view to sharing information among
Communist Parties,108 but in fact to monitoring compliance with Soviet instructions.
The establishment of the Cominform was the manifestation of a change in the
Soviet strategy against the prospect for cooperation and peaceful coexistence with
the West. In this regard, the Soviet Union abandoned its differentiated plan for
postwar Europe and initiated drastic changes in its policies against the Eastern
Europe and Germany. In line with this strategy, by 1948 liberal parties of coalition
governments in East-Central Europe were eliminated from the government with the
support of the Soviet Union and the Communist parties rose to power throughout
East-Central Europe. All these brought to an end the period of the Popular Front
Strategy of domestic cooperation through coalitions in Western and in East-Central
Europe and the Popular Front strategy of international cooperation with the West.109
In line with the new strategy, the Soviet Union started to solidify the Eastern Bloc
and thus launched the strategy of ‗Two Camps‘ line of Andrei A. Zhdanov, through
which conformities were toughened in Eastern Europe, most dramatically through
the Czechoslovak Revolution of 19-25 February 1948.110 In his ―two camp‖ speech
at the founding meeting of the Cominform, Zhdanov argues that the era of
108
More commonly referred to as the Cominform, the Communist Information Bureau was a cabal of
nine Marxist–Leninist parties inaugurated at the behest of Josef Stalinin 1947. The group initially
included the communist parties of Bulgaria, Czechoslovakia, France, Hungary, Italy, Poland,
Romania, the Soviet Unionand Yugoslavia, though the last of these was expelled in 1948 owing to its
―Titoism.‖ The Cominform sought to bring about communication and cooperation lacking between
its constituent members since the 1943 dissolution of the Comintern. However, it was not intended as
a replacement for that organ, but instead as a means with which to express international solidarity
between communist parties, chiefly through the dissemination of pro-Soviet propaganda among its
members. The Cominform was completed in 1956 upon Soviet rapprochement with Yugoslavia.
David Martin Walker and Daniel Gray, Historical Dictionary of Marxism (Scarecrow Press: Lanham,
Md., 2007), p.61.
109
Eley, Forging Democracy, p.300; David Reynolds, ―The European Dimension of the Cold War,‖
in Origins of the Cold War: An International History, Edited by Melvyn P. Leffler and David S.
Painter (Taylor & Francis e-Library, 2002), p.134-135; Gati, Hegemony, p.188; Naimark,
Sovietization, p.191.
110
Eley, Forging Democracy, p.300; Reynolds, European Dimension, p.134-135. For the
Zhdanovism, see Sosyalizm ve Toplumsal Mücadeleler Ansiklopedisi, Cilt 3 (ĠletiĢim Yayınları:
Ġstanbul, 1988), p.1001.
176
cooperation between the Soviet Union and the West came to an end. Even though,
Zhdanov maintained, the Soviet foreign policy adhered to long-term coexistence
between capitalism and socialism, he did not believe any more that the west would
reciprocate to the Soviet Union because he interpreted the Truman Doctrine and the
Marshall Plan as the manifestation of American imperialism, which in turn reflected
aggressive military and strategic predisposition as well as commitment to economic
expansion and ideological warfare.111 After the establishment of Cominform, the
Soviet Union tightened its economic relationships with the East European countries,
which culminated in the formation of the Comecon (Council of Mutual Economic
Assistance) in January 1949.112
Yet the clash of Soviet and American objectives in Germany and Eastern Europe
had reached its high point in the Berlin Blockade crisis in June 1948. As a response
to the Western policy of restoration of Germany‘s old economic structure as well as
uniting their zone without approval of the Soviet Union, the latter retaliated by
blockading the connections between West and East Berlin -the start of a blockade
that would last from 24 June 1948 until 12 May 1949.113 In response to this move,
the Western allies organized the Berlin airlift. The blockade was lifted in May 1949
and resulted in the creation of two separate German states along with the
establishment of NATO would further consolidate the larger division of Europe.114
In consequence, in Europe relations seemed to settle down as the US and the Soviet
Union tried to consolidate rather than extend themselves. As a result, the center of
rivalry shifted from Europe to the Third World,115 where the future orientation of
the post-colonial states was not yet evident. Indeed, the two superpowers or the
111
Gati, Hegemony, p.190.
112
Naimark, Sovietization, p.191.
113
For an excellent account of the US policies towards the future of Germany, see Carolyn
Eisenberg, ―US Policy in Postwar Germany: The Conservative Restoration,‖ Science & Society 46,
no. 1(1982).
114
Halliday, The Making of the Second Cold War, p.4.
115
Halliday, The Making of the Second Cold War, p.4; Saull, Locating the Global South, p.254;
177
socio-economic systems each took the lead vied for supremacy in the Third World.
Therefore, it was the region, where the superpowers bided against each other in
constant rivalry and where the armed conflict was most possible and indeed
happened.
In such a framework, Turkey allied itself to the Western capitalist bloc and the
domestic political and economic system was shaped by anti-communist, anti-Soviet,
pro-American and pro-market policies in the years following the World War II. This
means that the global systemic conflict made political considerations of local
political subjects associated with a wider and global struggle for the organization of
social, political and economic life. Thus, in order to understand the nature of threats
Turkey faced and the developmental trajectory it opted for after the WWII, it is
necessary to handle the issue through a systemic approach by setting the relations of
Turkey with both the West, particularly the US and the Soviet Union as an
extension of an inter-systemic struggle. Therefore, it would be very hard for one to
make sense of the direction and nature of profound changes in political and
economic structures of Turkey in concomitant to the change in its foreign policy
without taking into account the transformative impacts of this inter-systemic
confrontation.
Then what did the transformation of the international politics from multipolarity to
into bipolar structure on the basis of the inter-systemic struggle come to mean for
Turkey. In this regard, as the inter-systemic struggle became the dominant character
of the international relations, Turkey‘s prewar strategy to play on the two main
relationships and sources of conflict lost its material basis. As stated above, the
transformation of the relations among the capitalist states restricted each states
foreign policy alternatives and set a systemic choice before each state as well as
Turkey. As crystallized in Truman Doctrine, which called for the nations ―to choose
between alternative ways of life,‖ integration into either of these antagonistic social,
political and economic systems involved a choice of socio-economic system (a
reorganization or adjustment of domestic socio-economic system).
178
The postwar US strategy stood upon two objectives, which were anti-communism
and commitment to a multilateral vision of a capitalist world economy.116 Preparing
to rebuild the international economic system while World War II was still raging in
Europe and the Far East, representatives of forty-four countries gathered at Bretton
Woods in 1944 to establish the institutional basis for a postwar multilateral world
economy. What came to be known as the ―Bretton Woods system‖ centered on two
organizations: the International Bank for Reconstruction and Development (IBRD)
and the International Monetary Fund (IMF).117 The Bretton Woods institutions and
the character of the postwar world economy that the US sought to establish after
1945 were founded upon anti-statist and anti-protectionist considerations.118 Besides
these financial institutions, in the fields of defense and security, NATO (North
Atlantic Treaty Organization) was established in order to realize the two objectives
above. Yet as Mustafa TürkeĢ phrases it, ―from the very beginning of its
establishment, NATO did not only serve as only a defense organization, but also it
assumed wider political and ideological functions as ―regulating‖ the relations
among the member states and keeping them within the system.‖ 119 As a result, the
US managed to harmonize the relations among capitalist states under its hegemony
through these inter-governmental institutions. Beyond these institutions, the US also
launched the politically motivated Marshall Plan, in which, access to aid has been
structured in a way that promote dependent development. That is, the provision of
aid in the framework of Marshall Plan became conditional upon ―openness to and
alliance with foreign capital; import of organizational and production technologies;
monetary, fiscal, and trade policies extending the domestic reach of international
market forces; and despite considerable variation, a general ―dissociation‖ of the
116
Mustafa TürkeĢ, ―NATO Bağlamında ABD-Türkiye ĠliĢkilerinde Devamlılık ve DeğiĢim,‖ in
Türk DıĢ Politikasının Analizi, Edited by Faruk Sönmezoğlu (Der Yayınları: Ġstanbul, 2004), p.381
117
Wood, From Marshall Plan to Debt Crisis, p.22
118
Saull, After the Cold War, p.63
119
TürkeĢ, NATO, p.381-382.
179
―entrepneurial-repressive state… from the nations.‖120 In this regard, the Marshall
Plan sought to restrict the pursuit of alternative development policies (statist) if
recipient countries wanted to access to development aid. As a result, there was no
longer an international environment in the postwar period, which would provide
Turkey to cultivate closer relations both with the West and the Soviet Union, on the
one hand, and create an autonomous space for maintaining its pre-war
industrialization policy within the capitalist system, on the other.
4.5. Conclusion
It is hard to understand the international relations in the pre- and postwar periods
without taking into account the inter-systemic struggle between the Western
capitalist states and the Soviet Union. This systemic struggle was utmost important
to understand the dynamics behind the Turkish foreign policy as well. In this regard,
the analysis of the Soviet strategic orientations in the interwar years and postwar
periods had two critcal respects. On the one hand, the relations of the Soviet Union
with the Western capitalist states and its staretgies adopted in the context of this
relationship in the interwar years came to demonstrate the existence as well as
importance of an inter-systemic struggle in the international relations. On the other
hand, this systemic struggle was critical in the analysis of the Soviet strategies in
pre- and postwar periods against Turkey. In this regard, Turkey‘s relations with the
Soviet Union could not be detached from the wider inter-systemic conflict between
the Soviet Union and the West because, as could be followed though the above
analysis of the Soviet strategies, the moments of the relations between Turkey and
the Soviet Union or the different attitudes of the Soviet Union against Turkey
seemed to be in consistent with the evolution of its strategies in the wider inter-
systemic conflict. That is, it is hard to talk about a historically coherent and
unrevised strategy of the Soviet Union toward Turkey, particularly in relation to the
straits. However, as discussed in Chapter III, the mainstream approaches in Turkey
evaluated the expansion of Soviet influence and control in Eastern Europe and its
120
Wood, From Marshall Plan to Debt Crisis, p.4-5.
180
pressure over Turkey as a purposeful and coherent part of a Soviet master plan for
territorial expansion. In this regard, they presented the Soviet policy against Turkey
in the line with the traditional policy of imperial Russia for gaining the control of
the straits to use it as base for further expansion.121 In fact, such analyses represent
an ahistorical reading of Turkey‘s relations with its northern neighbor whether it be
Russian Empire or the Soviet Union vis a vis their hostile policies against Ottoman
Empire or Turkey. These analyses indeed ignore the first ontological challenge to
the capitalist social relations, which thus entirely disregarded the inter-systemic
struggle created by this challenge because for them the Soviet Union, from the very
beginning, had inherited a master plan, despite its close relations with the new
republic in early years, against Turkey to take control of the straits. In this regard,
these accounts interpret the common geographical features of the two countries as if
they were doomed to have conflicts over the status of the straits. It is true insofar as
the status of straits had been a special, if not the most important, item on their
bilateral agenda, yet posing the issue in a historically problematic way led us to
examine the whole historical processes through an unchanged Russian quest for
access to warm seas.
121
See Chapter III-3.2.1 and 3.2.2 in this thesis.
181
CHAPTER V
CONCLUSION
Turkey‘s integration into the West and the character of this integration have been a
subject matter of many studies. It may well be stated that there are three main
groups of studies on the subject in question. These are orthodox realist, revisionist
and leftist approaches. The orthodox realists interpret Turkey‘s drive to the West as
a geopolitical alignment against a geopolitical threat, ―the Soviet threat.‖ In this
regard, they focus on the deteriorating relations with the Soviet Union as a result of
the latter‘s infamous demands for privileges on the straits in the aftermath of the
war. As attitude of the Soviet Union changed against Turkey with a view to
extending its influence on Turkey, Turkey was forced to take a side in this post-war
struggle. In other words, not having a direct interest in the struggle between the
superpowers, Turkey had to approach to the US as a response to the hostile policies
of the Soviet Union. This comes to mean that for them Turkey‘s drive toward the
West was an unwilling move towards the West, in the absence of such demands,
Turkey would have maintained its relations with both West and the Soviet Union.
For these accounts, there was certainly a Soviet blueprint/long-term master plan for
gaining the control of the straits. This conflict started to rise again between Turkey
and its Northern neighbor with the change in latter‘s orientation toward Turkey
whenever it got strengthened.
The revisionist interpretations challenged the widely-accepted idea that the Soviet
leaders were committed to post-war expansionism against Turkey. They argue that
the Soviet Union‘s demands over Turkey, though in contradiction with the
sovereignty right of Turkey, had a defensive rationale, and that the Soviet Union
was in an attempt to secure its vulnerable south with a view to avoiding
182
encirclement by the other great powers. However, the challenge of the revisionist
interpretations do not have a radical character, they do not question the nature of the
tension between Turkey and the Soviet Union. Indeed they use a conceptual
framework similar to that of the earlier orthodox accounts. That is to say, they do as
well present and discuss the relations between Turkey and the Soviet Union as
mainly a security issue in the framework of the post-war geopolitical competition.
In such a conceptual trap, the revisionist researchers conceive the post-war conflict
as great power conflicts between the new superpowers of the world, i.e. the US and
the USSR. In this regard, while the orthodox realist accounts see Turkey‘s
commitment to the West, particularly the US, as an effort to balance the power of
the Soviet Union, which posed direct threat to the sovereignty and territorial
integrity of Turkey in the post-war period, the revisionist accounts see the tension
between Turkey and the Soviet Union as a result of mutual insecurity against each
other. For the revisionist, as Turkey abandoned its neutrality having constituted the
essential ground, on which Turkey and the Soviet Union had been able to cultivate
intimate relations, approached to Britain as a rival power to the Soviet Union, this
triggered insecurity on the part of the Soviet Union. In this regard, the revisionists
interpret the Soviet demands as a bargaining chip on the table so as to force Turkey
to adopt a neutral position once again, even though the Soviet attitude, in turn, gave
way to insecurity on the part of Turkey as well. As a result, the Soviet attitude
against Turkey was not considered as an outcome of the expansionist Soviet
policies, but rather it was a result of security-oriented considerations of the Soviets.
The radical leftist accounts shifted the center of the debate from the problematic
relations of Turkey with the Soviet Union to its dependent relations with the US. In
this regard, Turkey‘s relations with the US came under scrutiny with a view to
investigating the reasons of Turkey‘s dependence on the US. It was no longer the
so-called ―Soviet threat‖ that forced Turkey to move into the Western alliance, that
is, Turkey‘s espousal to the West was not considered as a result of the policies of
the Soviet Union. They seemed to interpret the discourse of ―Soviet threat‖ as being
deliberately exploited, on the one hand, to convince the West about how the Soviets
183
were dangerous for the world and, on the other hand, to ease Turkey‘s post-war
adjustment to the new international capitalist order. The leftist approaches could be
encapsulated in two groups, which are left Kemalist and class-based approaches.
For left Kemalists, by joining to the British-French alliance and thus abandoning its
neutrality policy, Turkey in the first place caused the deterioration of relations with
the Soviet Union. That is to say, it was Turkey, not the Soviets, which had changed
its policies and led to the deterioration of relations between the two countries. In this
regard, for the left Kemalists, the Soviet intention was misconceived at hands of
incompetent statesmen and manipulated by imperialists and their internal
collaborators. Nevertheless, left Kemalists, as the orthodox and revisionists, kept on
seeing the Cold War as mainly a geopolitical conflict between the Western
imperialist states and the Soviet Union. Moreover, the left Kemalists along with the
revisionists tend to examine the Turkish postwar foreign policy as reference to the
Turkish foreign policy in the interwar period till 1939; for them, the newly-
established republic once was able to establish close cooperation based on mutual
trust with all its neighboring countries by assuring the security requirements of those
countries. This in turn led them to ignore the profound changes underwent in the
international relations in the postwar period. As a result they end up with an
ahistorical analysis of Turkey‘s drive to the west.
184
―Soviet threat‖ was considered as either fabricated or irrelevant to Turkey‘s
determination toward the Western bloc.
All these works make significant contributions to the literature in understanding the
postwar Turkish foreign policy, yet they tend to evaluate the geopolitical and socio-
economic dynamics as independent from each other due to the problem in their
conceptualization of the Cold War, as a result of which they interpret the Turkey‘s
integration either as a geopolitical alignment against the Soviet threat or as a socio-
economic integration. Yet it might be argued that they failed to integrate these two
dynamics behind postwar Turkish foreign policy.
Against these arguments, this thesis argues that they ignore the transformative
impacts of the changing patterns or forms of the inter-imperialist and inter-systemic
relationships and sources of conflict. As discussed in chapter 4, with the Bolshevik
Revolution in Russia in 1917, the struggle between rival systems of capitalism and
socialism became a defining relationship of international relations along with the
inter-imperialist rivalries. In this regard, the inter-systemic struggle between the
Soviet Union and the West existed in the years following the 1917 October
Revolution. Therefore, this systemic relationship along with the relations among the
major capitalist states became the main axes of the international relations. In this
regard, in the interwar years, Turkey was able to take advantage of these two
sources of conflicts and by playing off one imperialist against other or on the inter-
systemic struggle; it could develop relations both with the imperialist states and the
Soviet Union. However, the WWII brought about a new international environment,
in which the inter-systemic struggle took precedence over the inter-imperialist
conflicts thanks to the institutionalization and stabilization of inter-capitalist
relations through dense linkages of multilateral organizations, which linked them to
the US. As a result, the Cold War as an inter-systemic struggle became the
predominant character of international relations. In this sense, if to reiterate, the
arguments of the orthodox realists, which was that if the Soviet Union had not made
those demands from Turkey; or the arguments of revisionists and left Kemalists,
185
which was that if Turkey did not abandon its independent and neutral foreign
policy; Turkey would have maintained its intimate relations with the Soviet Union,
tend to disregard the postwar transformation of the international politics, which in
turn led them to analyze the policies of both Turkey and the Soviet Union in an
ahistorical manner.
As a result, since the Cold War was an inter-systemic struggle and this inter-
systemic struggle had political, economic, social and military dimensions, it could
not be reduced to a reconfiguration of geopolitical order and the balance of
strategic-military power. Therefore, Turkey‘s drive to the West could not be
reduced to a geopolitical alignment against a geopolitical threat, rather it had
geopolitical, economic and social dimensions. Consequently, Turkey‘s postwar
integration into the capitalist alliance amounted to more than just a geopolitical
alliance.
186
LIST OF REFERENCES
Acheson, Dean, Present at the Creation: My Years in the State Department (Norton:
New York, 1969)
Ahmad, Feroz, The Turkish Experiment in Democracy 1950-1975 (C. Hurst &
Company: London, 1977)
AkĢin, Sina, ―Turkey‘s Decleration on Germany at the end of the World War II,‖
Turkish Year Book 33, no. 0 (2002)
Armaoğlu, Fahir, 20. Yüzyıl Siyasi Tarihi 1914-1995 (Alkım Yayınevi: Ġstanbul,
2009)
Avcıoğlu, Doğan, Türkiye‟nin Düzeni: Dün, Bugün, Yarın (Bilgi: Ankara, 1968)
Aydın, Suavi, ―‗Milli Demokratik Devrim‘den ‗Ulusal Sol‘a Türk Solunda Özgücü
Eğilim,‖ Toplum ve Bilim, no. 78 (1998)
Bağcı, Hüseyin, Türk Dış Politikasında 1950‟li Yıllar (ODTU Press: Ankara, 2007)
Bailey, Thomas A., America Faces Russia: Russian–American Relations from Early
Times to Our Day (Ithaca, Cornell University Press: New York, 1950)
Barber, John and Harrison, Mark, ―Patriotic war, 1941-1945 217,‖ in The
Cambridge History of Russia, Edited by Ronald Grigor Suny (Cambridge
University Press: Cambridge, 2006)
Baruch, Bernard M., The Public Years (Holt, Rinehart and Winston: New York,
1960)
Baylis, John and Smith, Steve, The Globalization of World Politics: An Introduction
to International Relations (Oxford University Press: New York, 2001)
188
Benhür, Çağatay, Stalin Dönemi Türk-Rus ilişkileri (1924-1953) (PhD thesis,
Konya: Selçuk University, 2008)
BölükbaĢı, Süha, ―The Johnson Letter Revisited,‖ Middle Eastern Studies 29, no. 3
(1993)
Broue, Pierre, Ian H. Birchall and Brian Pearce, The German Revolution, 1917-1923
(Brill: Leiden, 2005)
Burçak, Rıfkı Salim, Moskova Görüşmeleri (26 Eylül 1939-6 Ekim 1939) ve Dış
Politikamız Üzerindeki Etkileri (Gazi University Press: Ankara, 1983)
Carr, Edward H., International Relations between the Two World Wars, 1919-1939
(Macmillian: Hong Kong, 1990)
189
Carr, Edward H., Socialism in One Country,1924-1926 (MacMillan: New York,
1958)
Carr, Edward H., The Russian Revolution: From Lenin to Stalin (The Free Press:
New York, 1979)
Carr, Edward H., The Twenty Years‟ Crisis 1919–1939: An Introduction to the
Study of International Relations (Macmillan: London, 1946)
Clarke, Simon, ―The Global Accumulation of Capital and the Periodization of the
Capitalist State Form‖ in Open Marxism, Edited by W. Bonefeld, R. Gunn and K.
Psychopedis, Vol. 1 (Dialectics and History) (Pluto Press: London, 1992)
Cliff, Tony, Russia: A Marxist Analysis (Pluto Press: London, 1970), available at
<http://www.marxists.org/archive/cliff/works/1964/russia/index.htm> (accessed on
November 3, 2013)
Cox, Michael, ―From the Truman Doctrine to the Second Superpower Détente: The
Rise and Fall of the Cold War,‖ Journal of Peace Research 27, no. 1 (1990)
Cox, Michael, ―Hans J. Morgenthau, Realism and the Rise and Fall of the Cold
War,‖ in Realism reconsidered: Hans J. Morgenthau and International Relations,
Edited by Michael Williams (Oxford University Press: Oxford, 2007)
Cox, Michael, ―The Cold War and Stalinism in the Age of Capitalist Decline,‖
Critique: Journal of Socialist Theory 1, no. 1 (1989)
ÇağdaĢ, Nazım Arda, The Birth of anti-Soviet Image in the Turkish Press Following
the Second World War and its Reflections after the Death of Stalin (1953 - 1964)
(MA thesis, Ankara: Bilkent University, September 2008)
ÇalıĢkan, Demet, The European security process in the second half of the twentieth
century and its implications on Turkey (MA thesis, Ġstanbul: Marmara University,
2001)
Çetiner, Yusuf Turan, The Making of Turkey`s Western alliance 1944-1952 (PhD
thesis, Ankara: Bilkent University, January 2001)
190
Deakin, Frederick W., Shukman, Harold, and Willett, H. T., A History of World
Communism (Weidenfeld and Nicolson: London, 1975)
Deringil, Selim, Denge Oyunu: İkinci Dünya Savaşı‟nda Türkiye‟nin Dış Politikası
(Tarih Vakfı Yurt Yayınları: Ġstanbul, 2012)
Deutscher, Isaac, The Great Contest: Russia and the West (Oxford University Press:
London, 1960)
DıĢiĢleri Bakanlığı, Türkiye Dış Politikasında 50 Yıl: İkinci Dünya Savaşı Yılları
(1939-1946) (DıĢiĢleri Bakanlığı Yayınları: Ankara, 1973)
Donnelly, Desmond, Struggle for the World: The Cold War: 1917-1965 (Collins:
London, 1965)
Engerman, David C., ―Ideology and the origins of the Cold War, 1917-1962,‖ in
The Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd A.
Westad (Cambridge University Press: New York, 2010)
Eley, Geoff, Forging Democracy: The History of the Left in Europe, 1850-2000
(Oxford University Press: New York, 2002)
191
Erdem, Gökhan, Türkiye‟de Siyasi Tarih‟in Gelişimi ve Sorunları Sempozyumu:
Bildiriler ve Tartışmalar (AÜ SBF Yayınları: Ankara, 2006)
Esmer, Ahmet ġükrü and Oral Sander, ―Ġkinci Dünya SavaĢında Türk DıĢ
Politikası,‖ in Olaylarla Türk Dış Politikası 1919-1995 (Siyasal Kitabevi: Ankara,
1996)
Feis, Herbert, From Trust to Terror: The Onset of the Cold War, 1945–1950
(Norton: New York, 1970)
Fontaine, André, History of the Cold War: From the October Revolution to the
Korean War, 1917-1950 (Pantheon: New York, 1968)
Fukuyama, Francis, The End of History?, The National Interest (Summer 1989)
Gaddis, John Lewis, The Cold War: A New History (Penguin: New York, 2005)
192
Gerger, Haluk, Türk Dış Politikasının Ekonomi Politiği: “Soğuk Savaş” Tan “Yeni
Dünya Düzeni” Ne (Yordam Kitap: Ġstanbul, 2012)
Gleason, Abbott, Totalitarianism: The Inner History of the Cold War (Oxford
University Press: New York, 1995)
Gowan, Peter, ―The Bush Turn and the Drive for Primacy,‖ in The War on Terror
and the American „Empire‟ After the Cold War, Edited by Alejandro Colás and
Richard Saull (Routledge: New York, 2006)
Gökay, Bülent, Soviet Eastern Policy and Turkey, 1920–1991: Soviet Foreign
Policy, Turkey and Communism (Taylor & Francis e-Library, 2006)
Gönlübol, Mehmet and Ömer Kürkçüoğlu, ―1965-1973 Dönemi Türk DıĢ Politikası,
in Olaylarla Türk Dış Politikası 1919-1995, 491-540 (Siyasal Kitabevi: Ankara,
1996)
Gönlübol, Mehmet and Cem Sar, ―1919-1938 Yılları Arasında Türk DıĢ Politikası,‖
in Olaylarla Türk Dış Politikası 1919-1995, 1-133 (Siyasal Kitabevi: Ankara,
1996)
Gönlübol, Mehmet and Haluk Ülman, ―Türk DıĢ Politikasının Yirmi Yılı 1945-
1965,‖ AÜ SBF Dergisi 21, no. 2 (1966)
Gönlübol, Mehmet, Haluk Ülman, A. Suat Bilge, and Duygu Sezer, ―1945-1965
Yılları Arasında Türk DıĢ Politikası,‖ in Olaylarla Türk Dış Politikası 1919-1995,
191-334 (Siyasal Kitabevi: Ankara, 1996)
Güler, Yavuz, Kuzey Atlantik Paktı ve Türkiye Cumhuriyeti`nin Pakta Giriş Süreci
(MA thesis, Ankara: Gazi University, 2003)
193
Gürün, Kamuran, Türk-Sovyet İlişkileri 1920-1953 (Türk Tarih Kurumu Basımevi:
Ankara, 1991)
Gürün, Kamuran, Dış İlişkiler ve Türk Politikası, 1930'dan Günümüze Kadar (AÜ
SBF Yayınları: Ankara, 1983)
Güvenç, Serpil, Socialist Perspectives on Foreign Policy Issues: The Case of TIP in
the 1960s (MA thesis, Ankara: METU, December 2005)
Halliday, Fred, The Making of the Second Cold War (Verso: London, 1986)
Harris, Nigel, Of Bread and Guns: The World Economy in Crisis (Penguin:
Middlesex, Harmondsworth, 1983)
Heper, Metin and Nur Bilge Criss, Historical Dictionary of Turkey (Scarecrow:
Lanham, Maryland, 2009)
Heuser, Beatrice, ―NSC 68 and the Soviet Threat: A New Perspective on Western
Threat Perception and Policy Making,‖ Review of International Studies 17, no. 1
(1991)
History of the Communist Party of the Soviet Union (Bolsheviks): Short Course,
Edited by A Commission of the Central Committee of the Communist Party of the
Soviet Union (International Publishers: New York, 1939)
Holloway, John and Sol Picciotto, ―Capital, Crisis and the State,‖ Capital and
Class, no. 2 (1977)
Holsti, Kalevi J., Peace and War: Armed Conflicts and International Order, 1648-
1989 (Cambridge University Press: New York, 1991)
Jerome, W., and Adam Buick, ―Soviet State Capitalism? The History of an Idea,‖
Survey: A Journal of Soviet and East European Studies 62 (1967)
194
Julien, Claude, America‟s Empire (Pantheon: New York, 1971)
Karaca, Ferhan, Türk-Amerikan askeri ilişkileri (1945 sonrası) (MA thesis, Ankara:
Gazi University, 2002)
KayiĢ, Ilyas, İkinci Dünya Savaşı'nda Türkiye'nin Genel Durumu ve Uyguladığı Dış
Politika (MA thesis, Ġstanbul: Beykent University, 2009)
Kennan, George F., ―The Sources of Soviet Conduct,‖ Foreign Affairs 25, no. 4
(1947)
Kidron, Michael, Western Capitalism since the War, (Weidenfeld & Nicolson:
London, 1968)
Knapp, Wilfrid, A History of War and Peace 1939-1965 (Oxford University Press:
Oxford, 1967)
Köse, Hulusi, İkinci Dünya Savaşı sonrası Türkiye Amerika İlişkileri (1945-1950)
(MA thesis, Ġstanbul: Ġstanbul University, 2010)
Küçük, Yalçın, Türkiye Üzerine Tezler, Vol. 2 (Tekin Yayınevi: Ġstanbul, 2003)
LaFeber, Walter, America, Russia and the Cold War 1945–2006 (McGraw-Hill:
New York, 2008)
Leffler, Melvyn P., ―Strategy, Diplomacy, and the Cold War: The United States,
Turkey, and NATO, 1945-1952,‖ The Journal of American History 71, no. 4 (1985)
Leffler, Melvyn P., ―Inside Enemy Archives: The Cold War Reopened,‖ Foreign
Affairs 75, no. 4 (1996)
Leigh, Michael, ―Is there a Revisionist Thesis on the Origins of the Cold War?‖
Political Science Quarterly 89, no. 1 (1974)
Lipovsky, Igor P., The Socialist Movement in Turkey: 1960-1980, Vol. 45 (Brill:
Leiden, 1992)
Maddison, Angus, ―Historical Statistics for the World Economy: 1-2003 AD,‖
available at <http://www.ggdc.net/maddison/maddison-project/home.htm>
(accessed on September 23, 2013)
196
McKenzie, Kermit E., Comintern and World Revolution 1928-1943: The Shaping of
Doctrine (Columbia University Press: New York, 1964)
Morgenthau, Hans, Politics among Nations: The Struggle for Power and Peace,
(AA Knopf: New York, 1948)
Musluk, CoĢkun, The Relation between Nationalism and Development: The Case of
the Yön-Devrim Movement in 1960‟s (MA thesis, Ankara: METU, September 2010)
Ollman, Bertell, ―Marx‘s Use of ‗Class‘,‖ American Journal of Sociology 73, no. 5
(1968)
Oran, Baskın, ―Türkiye‘nin ‗Kuzeydeki Büyük KomĢu‘ Sorunu Nedir? Türk Sovyet
ĠliĢkileri 1939-1970,‖ AÜ SBF Dergisi 26, no. 2 (1970)
Overy, Richard and Andrew Wheatcroft, The Road to War (Penguin: London, 1999)
Özkan, Remzi Öner, The Soviet Territorial Demands from Turkey: 1939-1946 (MA
thesis, Ankara: METU, January 2010)
197
Özdemir, Hikmet, Yön Hareketi, Kalkınmada Bir Strateji Arayışı (Bilgi Yayınevi:
Ankara, 1986)
Painter, S. David, The Cold War: An International History (Taylor & Francis e-
Library, 2002)
Panitch, Leo and Sam Gindin, The Making of Global Capitalism: The Political
Economy of American Empire (Verso: London, 2012)
Pechatnov, Vladimir O., ―The Big Three after the World War II: New Documents
on Soviet Thinking about Postwar Relations with the United States and Britain,‖
Cold War International History Project, Working Paper 13 (1995)
Pechatnov, Vladimir O., ―The Soviet Union and the World 1944-1953,‖ in The
Cambridge History of the Cold War, Edited by Melvyn. P. Leffler and Odd. A.
Westad (Cambridge University Press: New York, 2010)
Reynolds, David, ―The European Dimension of the Cold War,‖ in Origins of the
Cold War: An International History, Edited by Melvyn P. Leffler and David S.
Painter (Taylor & Francis e-Library, 2002)
Roberts, Geoffrey, The Soviet Union in World Politics: Coexistence, Revolution and
Cold War, 1945-1991 (Routledge: New York, 1999)
Saull, Richard, ―Locating the Global South in the Theorisation of the Cold War:
Capitalist Development, Social Revolution and Geopolitical Conflict,‖ Third World
Quarterly 26, no. 2 (2005)
Saull, Richard, The Cold War and after: Capitalism, Revolution and Superpower
Politics (Pluto Press: London, 2007)
198
Sertel, Yıldız, Annem: Sabiha Sertel Kimdi, Neler Yazdı? (Yapı Kredi Yayınları:
Ġstanbul, 1995)
Steans, Jill, Lloyd Pettiford, Thomas Diez, and Imad El-Anis, An Introduction to
International Relations Theory: Perspectives and Themes (Pearson Education
Limited: Essex, Harlow, 2010)
Stern, Laurance, The Wrong Horse: The Politics of Intervention and the Failure of
the American Diplomacy (Times Books: New York, 1977)
Sönmezoğlu, Faruk, Türk Dış Politikasının Analizi (Der Yayınları: Ġstanbul, 2004)
Timur, Taner, Türkiye‟de Çok Partili Hayata Geçiş (Ġmge Kitapevi: Ankara, 2003)
199
Trotsky, Leon, The Revolution Betrayed: What Is the Soviet Union and Where Is It
Going (1937), available at <www.marxists.org/archive/trotsky/1936
/revbet/ch09.htm> (accessed on November 3, 2013)
Tunçer, A. Ġrem, Peculiarism in the Turkish Left During the 1960‟s (MA thesis,
Ankara: METU, September 2008)
Turan, Ġlhan, İsmet İnönü: Konuşma, Demeç, Makale, Mesaj ve Söyleşiler (1944-
1950) (TBMM Kültür, Sanat ve Yayın Kurulu Yayınları: Ankara, 2003)
TürkeĢ, Mustafa, Kadro Hareketi: Ulusçu Sol Bir Akım (Ġmge Kitapevi: Ankara,
1999)
TürkeĢ, Mustafa, ―Review of the Book Studies in Atatürk‘s Turkey, the American
Dimension‖, Turkish Historical Review 2 (2011)
Uçarol, Rifat, Siyasi Tarih (Hava Harp Okulu Yayınları: Ankara, 1979)
United States Department of State, Foreign Relations of the United States, 1945.
The Near East and Africa, Vol. III. Washington, D.C.: U.S. Government Printing
Office, 1945
United States Department of State, Foreign relations of the United States, 1946.
Eastern Europe, the Soviet Union Vol. VI. ―The Long Telegram by the US Charge
in the Soviet Union (Kennan) to the Secretary of State, Moscow, February 22,
1946.‖ Washington, D.C.: U.S. Government Printing Office, 1946
United States Department of State, Foreign Relations of the United States, 1946.
The Near East and Africa, Vol. VII. ―The Soviet Charge in Washington
(Orekhov) to the Acting Secretary of State, Washington, August 7, 1946.‖
Washington, D.C.: U.S. Government Printing Office, 1946
200
United States Department of State, Foreign Relations of the United States, 1948.
General, the United Nations, Vol. I, Part 2. ―Report by the NSC on the Position of
the United States with Respect to Soviet-Directed World Communism, March 30,
1948.‖ Washington, D.C.: U.S. Government Printing Office, 1948
Uzgel, Ġlhan and Ömer Kürkçüoğlu, ―Batı Avrupa‘yla ĠliĢkiler,‖ in Türk Dış
Politikası Kurtuluş Savaşından Bugüne Olgular, Belgeler, Yorumlar Cilt I: 1919-
1980, Edited by Baskın Oran, 258-277 (ĠletiĢim Yayınları: Ġstanbul, 2001)
Uzgel, Ġlhan, Ulusal Çıkar ve Dış Politika (Ġmge Kitapevi: Ankara, 2004)
Üzmez, Hasan, Türkiye‟nin NATO‟ya Giriş Süreci (MA thesis, Van: Yüzüncü Yıl
Üniversitesi, 2003)
Van der Linden, Marcel, Western Marxism and the Soviet Union (Brill: Leiden-
Boston, 2007)
Vural, Mithat Kadri, ―II. Dünya SavaĢı Türkiye‘sinde Bir Muhalefet Örneği Olarak
‗Tan‘ Gazetesi,‖ Çağdaş Türkiye Tarihi Araştırmaları Dergisi 7, no. 16-17 (2008)
Westad, Odd A., ―Introduction: Reviewing the Cold War,‖ in Reviewing the Cold
War: Approaches, Interpretations, Theory, Edited by Odd A. Westad (Frank Cass:
London, 2000)
Westad, Odd A., ―The Cold War and the Ġnternational History of the Twentieth
Century,‖ in The Cambridge History of the Cold War, Edited by Melvyn. P. Leffler
and Odd A. Westad (Cambridge University Press: New York, 2010)
201
Williams, William Appleman, The Tragedy of American Diplomacy (Norton: New
York, 1972)
Wood, Robert E., From Marshall Plan to Debt Crisis: Foreign Aid and
Development Choices in the World Economy (University of California Press:
Berkeley - Los Angeles - London, 1986)
Zorlu, Melek, TKP‟den TİP‟e Sol Kemalizm: MDD Örneği (MA thesis, Ankara:
Ankara University, September 2006)
Zürcher, Erik Jan, ―The Ottoman Empire and the Armistice of Moudros,‖ in At the
Eleventh Hour: Reflections, Hopes, and Anxieties at the Closing of the Great War,
1918, Edited by Hugh Cecil and Peter H. Liddle (Leo Cooper: London, 1998)
Electronic Sources
―Minutes of the Congress of the Peoples of the East, Baku, September 1920,‖
available at <https://www.marxists.org/history/international/comintern
/baku/index.htm> (accessed on July 25, 2014)
―Treaty of Mutual Guarantee between Germany, Belgium, France, Great Britain and
Italy; October 16, 1925 (The Locarno Pact),‖ available at
<http://avalon.law.yale.edu/20th_century/ locarno_001.asp> (accessed on July 20,
2014)
―Truman Doctrine,‖ Truman Library Public Papers, March 12, 1947, available at
<http://trumanlibrary.org/publicpapers/index.php?pid=2189&st=&st1> (accessed on
September 23, 2013)
203
APPENDICES
A. TURKISH SUMMARY
Anaakım yaklaĢımlar ise iki alt baĢlık altında, Ortodoks realist ve revizyonist
yaklaĢımlar olarak sınıflandırılmıĢtır. Anaakım tartıĢmalarda temel olarak Sovyetler
Birliği‘nin Türkiye‘nin doğu bölgesine yönelik toprak iddiaları ve Boğazlar‘da üs
talebinin, Sovyet yayılmacılığının mı, yoksa Sovyetler‘in kırılgan güney sınırlarının
korunması amacını güden rasyonel bir değerlendirmenin mi sonucu olduğu
tartıĢılmaktadır. Buna göre, Sovyetler Birliği‘nin taleplerinin Türkiye‘yi Batı
blokuna katılmaya itip itmediği, ya da Türkiye‘ye yönelik bu talepler olmasaydı bile
Türkiye‘nin ekonomik nedenlerden dolayı yine de Batı ile bir entegrasyona yönelip
yönelmeyeceği bu tartıĢmaların ele aldığı soruların baĢlıcalarıdır.
208
Türk dıĢ politikası tartıĢmalarına radikal yaklaĢımların dahil olmasını sağlayan iki
belirleyici olayın incelenmesinden sonra, bu bölümde, 1960‘lar Türkiye‘sindeki
devrimci akımların tarihsel bir analizi yapılarak, bu akımların temel dıĢ politika
konularına yönelik farklı ve/veya benzer bakıĢ açılarının Türk dıĢ politikasının
radikal yorumlarına nasıl yansıdığı tartıĢılmaktadır. Bu bakımdan, 1960‘lardaki üç
temel sol akımın ve aralarındaki tartıĢmaların bir değerlendirilmesi yapılmaktadır.
Bu üç ana akım ise entellektüal bir hareket olarak Yön dergisi, Türkiye iĢçi sınıfının
politik organizasyonu olarak Türkiye ĠĢçi Partisi ve Türkiye‘nin önündeki devrimci
adım olarak Milli Demokratik Devrim‘i (MDD) savunan eski Türkiye Komünist
Partisi kadrolarının oluĢturduğu MDD grubudur. Tarihsel teorik çerçeve
kurulduktan sonra, bu bölüm radikal sol yaklaĢımların Soğuk SavaĢ ve Türk dıĢ
politikasını nasıl değerlendirdiğinin incelenmesiyle sonuçlandırılmaktadır.
Bu sistemik mücadele aynı zamanda Türkiye‘nin savaĢ öncesi ve sonrası takip ettiği
dıĢ politikanın dinamiklerini anlamak açısından da son derece önemlidir. Bu
bağlamda, Sovyetler Birliği‘nin savaĢ öncesi ve sonrası benimsediği stratejik
yönelimlerinin analizi iki açıdan önemlidir. Ġlk olarak, Sovyet Birliği‘nin Batılı
emperyalist devletlerle olan iliĢkileri ve bu iliĢkiler bağlamında benimsediği
stratejiler savaĢ öncesinde de sistemik bir mücadelenin varlığını göstermektedir.
Ġkinci olarak ise bu sistemik mücadele içerisinde ve emperyalistler arası iliĢkilerin
211
seyri bakımından da Sovyetler Birliği‘nin Türkiye ile kurduğu iliĢki ve bu iliĢkinin
zaman içerisindeki seyri incelenmektedir. Ortodoks realistlerin sürdürdükleri
tartıĢmalarda, Sovyetler Birliği‘nin Türkiye‘ye yönelik politikalarının, Rusya
Ġmparatorluğu‘nun Boğazlar‘ın kontrolünü ele geçirme ve bunu Yakın Doğu ve
Akdeniz‘e doğru geniĢlemek için bir üs olarak kullanma politikasının bir devamı
olarak değerlendirildiği görülmektedir. Böylesi bir yaklaĢım, Türkiye‘nin kuzey
komĢusuyla iliĢkilerinin tarih dıĢı bir okumasına karĢılık gelmekte ve kapitalist
toplumsal iliĢkilere yönelik bu ilk ontolojik meydan okumayı analizlerinde ihmal
etmektedirler. Bunun sonucunda da BolĢevik Devrimi‘yle beraber ortaya çıkan
sistemler arası mücadeleyi görmezden gelerek, Sovyetler Birliği‘nin yeni Türkiye
Cumhuriyeti‘yle kurduğu yakın iliĢkilere rağmen Sovyetler Birliği‘nin en baĢından
beri Boğazlar‘ın kontrolünü eline geçirmeye yönelik bir ―master plan‖ sahibi olduğu
varsayımıyla değerlendirmeler yapılmaktadır. Ancak Sovyetler Birliği‘nin
Türkiye‘ye yönelik ―sıcak denizlere inme‖ ve bunun için Boğazlar‘ı kontrol altına
alma gibi hiç değiĢmeyen bir ―master plan‖ çerçevesinde yaklaĢtığını söylemek
zordur. Sovyetler Birliği‘nin Türkiye‘ye yönelik yaklaĢımı, Türkiye‘deki anaakım
tartıĢmaların aksine, uluslararası iliĢkilerin iki temel iliĢki biçimi içerisinde
benimsediği genel stratejisiyle uyumludur.
214
B. TEZ FOTOKOPİSİ İZİN FORMU
ENSTİTÜ
Enformatik Enstitüsü
YAZARIN
Soyadı :
Adı :
Bölümü :
215