Professional Documents
Culture Documents
In The Supreme Court of The United States: P D J. T, v. U S A
In The Supreme Court of The United States: P D J. T, v. U S A
_____
criminal prosecution for a President’s official acts, i.e., those performed within the “‘outer
perimeter’ of his official responsibility.” Nixon v. Fitzgerald, 457 U.S. 731, 756 (1982)
II. Whether the Impeachment Judgment Clause, U.S. CONST. art. I, § 3, cl. 7, and principles
of double jeopardy foreclose the criminal prosecution of a President who has been impeached
and acquitted by the U.S. Senate for the same and/or closely related conduct that underlies
i
PARTIES TO THE PROCEEDING
ii
RELATED PROCEEDINGS
iii
TABLE OF CONTENTS
TABLE OF CONTENTS...........................................................................................................iv
INTRODUCTION ...................................................................................................................... 1
STATEMENT ............................................................................................................................ 4
I. President Trump Was Indicted for His Official Acts as President. .............................. 4
II. The Lower Courts Incorrectly Deny President Trump’s Immunity Claims. ................ 6
ARGUMENT.............................................................................................................................. 8
I. There Is a Reasonable Probability That This Court Will Grant Certiorari. ................. 9
B. The D.C. Circuit’s Opinion Conflicts With Decisions of This Court. .................... 11
B. Conducting the Criminal Trial of President Trump Will Inflict Grave First
Amendment Injuries on Millions of American Voters. .......................................... 33
CONCLUSION ........................................................................................................................ 39
APPENDIX
iv
TABLE OF AUTHORITIES
Cases Pages(s)
Ashcroft v. Iqbal,
556 U.S. 662 (2009) ............................................................................................................ 32
Barr v. Matteo,
360 U.S. 564 (1959) .............................................................................................................. i
Bd. of Educ., Island Trees Union Free Sch. Dist. No. 26 v. Pico,
457 U.S. 853 (1982) ............................................................................................................ 35
Behrens v. Pelletier,
516 U.S. 299 (1996) ............................................................................................................ 32
Blassingame v. Trump,
87 F.4th 1 (D.C. Cir. 2023) ...............................................................................................6-7
Butz v. Economou,
438 U.S. 478 (1978) ............................................................................................................ 21
Certain Named and Unnamed Non-Citizen Children and Their Parents v. Texas,
448 U.S. 1327 (1980) ...................................................................................................... 9, 12
Clinton v. Jones,
520 U.S. 681 (1997) ............................................................................................................ 15
Elrod v. Burns,
427 U.S. 347 (1976) ............................................................................................................ 34
v
Ferri v. Ackerman,
444 U.S. 193 (1979) ............................................................................................................ 26
Franklin v. Massachusetts,
505 U.S. 788 (1992) ........................................................................................... 13-15, 17, 28
Harlow v. Fitzgerald,
457 U.S. 800 (1982) ............................................................................................................ 32
Helstoski v. Meanor,
442 U.S. 500 (1979) ............................................................................................................ 32
In re Trump,
958 F.3d 274 (4th Cir. 2020) ............................................................................. 14-15, 18, 21
Karcher v. Daggett,
455 U.S. 1303 (1982) ....................................................................................... 8-9, 11, 31, 35
Little v. Barreme,
6 U.S. (2 Cranch) 170 (1804) ............................................................................................. 19
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ................................................................... 3, 11-13, 16-22, 29
Martin v. Mott,
25 U.S. (12 Wheat.) 19 (1827) ...................................................................................... 16, 29
McCulloch v. Maryland,
17 U.S. 316 (1819) .............................................................................................................. 22
vi
Meyer v. Grant,
486 U.S. 414 (1988) ............................................................................................................ 34
Mississippi v. Johnson,
71 U.S. 475 (1866) .................................................................................. 11, 13-15, 17-18, 20
Mitchell v. Forsyth,
472 U.S. 511 (1985) ............................................................................................................ 32
Morrison v. Olson,
487 U.S. 654 (1988) ................................................................................................ 11, 25, 31
Newdow v. Roberts,
603 F.3d 1002 (D.C. Cir. 2010) .............................................................................. 14, 16, 20
NFIB v. OSHA,
595 U.S. 109 (2022) ............................................................................................................ 21
Nixon v. Fitzgerald,
457 U.S. 731 (1982) ................................................................. i, 1-2, 6, 11, 15, 20, 22, 26-28
Nixon v. Sirica,
487 F.2d 700 (D.C. Cir. 1973) ............................................................................................ 38
Pearson v. Callahan,
555 U.S. 223 (2009) ............................................................................................................ 32
vii
Public Citizen v. U.S. Dep’t of Justice,
491 U.S. 440 (1989) ............................................................................................................ 17
Snyder v. Phelps,
562 U.S. 443 (2011) ............................................................................................................ 34
Swan v. Clinton,
100 F.3d 973 (D.C. Cir. 1996) ................................................................................. 14, 19-20
Trump v. Vance,
140 S. Ct. 2412 (2020) ........................................................................................................ 30
viii
Whalen v. Roe,
423 U.S. 1313 (1975) ............................................................................................................ 8
White v. Florida,
458 U.S. 1301 (1982) ...................................................................................................... 8, 11
Other Authorities
3 J. STORY, COMMENTARIES ON THE CONSTITUTION OF THE UNITED STATES, ch. 37, § 1563
(1833), https://lonang.com/library/reference/story-commentaries-us-constitution/sto-337/
............................................................................................................................................ 13
Andrew C. McCarthy, The Wages of Prosecuting Presidents for their Official Acts, Nat’l
Review (Dec. 9, 2023), https://www.nationalreview.com/2023/12/the-wages-of-
prosecuting-presidents-over-their-official-acts/ ................................................................ 23
Editorial Board, Jack Smith and the Supreme Court, Wall St. J. (Dec. 16, 2023) ................ 37
ix
Elie Honig, Why Jack Smith Will Never Say the ‘E’ Word, CNN (Dec. 16, 2023),
https://www.cnn.com/videos/politics/2023/12/16/smr-honig-on-smith-vs-election-
calendar.cnn ....................................................................................................................... 37
Francis X. Clines and Steven Lee Myers, Attack on Iraq; The Overview; Impeachment Vote
in House Delayed As Clinton Launches Iraq Air Strike, Citing Military Need to Move
Swiftly, N.Y. Times (Dec. 17, 1998), https://www.nytimes.com/1998/12/17/world/attack-
iraq-overview-impeachment-vote-house-delayed-clinton-launches-iraq-air.html ........... 23
Gary L. Gregg II, George W. Bush: Foreign Affairs, UVA Miller Center,
https://millercenter.org/president/-gwbush/foreign-affairs ............................................... 22
Jason Willick, Politics Are Now Clearly Shaping Jack Smith’s Trump Prosecution, Wash.
Post (Dec. 12, 2023), https://www.washingtonpost.com/opinions/2023/12/12/special-
counsel-jack-smith-politicized-prosecution/ ...................................................................... 37
Jason Willick, The Eyebrow-Raising Line in the Trump Immunity Opinion, Wash. Post
(Feb. 7, 2024), https://www.washingtonpost.com/opinions/2024/02/07/trump-immunity-
decision-disclaimer/ ........................................................................................................... 23
Jessie Kratz, The 1824 Presidential Election and the “Corrupt Bargain”, National Archives
(Oct. 22, 2020), https://prologue.blogs.archives.gov/2020/10/22/the-1824-presidential-
election-and-the-corrupt-bargain/ ..................................................................................... 22
The Editors, Alien and Sedition Acts, History (June 21, 2023),
https://www.history.com/topics/early-us/alien-and-sedition-acts ..................................... 24
The Editors, Hamas Was Right Under Unrwa’s Nose, Wall St. J. (Feb. 11, 2024),
https://www.wsj.com/articles/hamas-was-right-under-unrwas-nose-tunnels-gaza-israel-
war-f715d219?mod=opinion_lead_pos2 ............................................................................. 24
The Editors, Indian Treaties and the Removal Act of 1830, Office of the Historian, U.S.
Department of State, https://history.state.gov/milestones/1830-1860/indian-treaties .... 24
The Editors, Iran-Contra Scandal Begins with Shredded Documents, History (Nov. 13,
2009), https://www.history.com/this-day-in-history/oliver-north-starts-feeding-
documents-into-the-shredding-machine............................................................................ 23
x
THE FEDERALIST NO. 65 .......................................................................................................... 30
Tim Arango, Ex-Prosecutor’s Book Accuses Bush of Murder, N.Y. Times (July 7, 2008),
https://www.nytimes.com/2008/07/07/business/media/07bugliosi.html ........................... 22
U.S. Dep’t of Justice, Reply Brief for Pet’r, In re Trump, No. 18-2486 (4th Cir. filed Feb. 21,
2019) ............................................................................................................................. 14, 18
World Media Troubled by Clinton’s Timing in Airstrikes, CNN (Dec. 18, 1998),
http://edition.cnn.com/WORLD/meast/9812/18/iraq.press/ ............................................... 23
xi
INTRODUCTION
This application is “déjà vu all over again.” Yogi Berra Museum & Learning Center,
district court denied President Trump’s claim of Presidential immunity in this criminal case,
the Special Counsel filed a petition for certiorari before judgment asking this Court to
undertake an extraordinary departure from ordinary appellate procedures and decide the
vital and historic question of Presidential immunity on a hyper-accelerated basis. This Court
correctly chose to follow standard judicial process and declined to do so. Now, at the Special
Counsel’s urging, a panel of the D.C. Circuit has, in an extraordinarily fast manner, issued a
decision on President Trump’s claim of immunity and ordered the mandate returned to the
district court to proceed with President Trump’s criminal trial in four business days, unless
this Court intervenes (as it should). App’x 58A. This Court should stay the D.C. Circuit’s
ordinary appellate procedures and allow President Trump’s claim of immunity to be decided
The reasons to do so are compelling. President Trump’s claim that Presidents have
absolute immunity from criminal prosecution for their official acts presents a novel, complex,
and momentous question that warrants careful consideration on appeal. The panel opinion
below, like the district court, concludes that Presidential immunity from prosecution for
official acts does not exist at all. This is a stunning breach of precedent and historical norms.
In 234 years of American history, no President was ever prosecuted for his official acts. Nor
should they be. Presidents “must make the most sensitive and far-reaching decisions
entrusted to any official under our constitutional system.” Fitzgerald, 457 U.S. at 752. Their
decisions are the most politically controversial of any official, and they draw the most
national attention and political ire, making “the President … an easily identifiable target”
1
for politically motivated prosecution. Id. at 753. If the prosecution of a President is upheld,
such prosecutions will recur and become increasingly common, ushering in destructive cycles
of recrimination. Criminal prosecution, with its greater stigma and more severe penalties,
imposes a far greater “personal vulnerability” on the President than any civil penalty. Id.
controversial decisions. The President’s political opponents will seek to influence and control
his or her decisions via effective extortion or blackmail with the threat, explicit or implicit, of
indictment by a future, hostile Administration, for acts that do not warrant any such
prosecution. This threat will hang like a millstone around every future President’s neck,
clouding the President’s ability “‘to deal fearlessly and impartially with’ the duties of his
office.” Id. at 752. Without immunity from criminal prosecution, the Presidency as we know
President Trump’s application easily satisfies this Court’s traditional factors for
granting a stay of the mandate pending en banc review and review on certiorari by this Court.
First, the likelihood that this Court will grant certiorari in the future is extremely
strong. As the Special Counsel emphatically stated in December, “[i]t is of imperative public
importance that [President Trump’s] claims of immunity be resolved by this Court,” and “only
this Court can definitively resolve them.” Pet. for Cert. Before Judgment, United States v.
Trump, No. 23-624 (U.S. filed Dec. 11, 2023), at 2, 3 (“Pet. in No. 23-624”). President Trump’s
claim presents “a quintessential example of ‘an important question of federal law that has
not been, but should be, settled by this Court.’” Id. at 12 (quoting Sup. Ct. R. 10(c)).
2
Second, there is far more than a “fair prospect” that this Court will reverse the
decision below. The panel opinion misapprehends and contradicts the original understanding
of the Executive Vesting Clause and the separation of powers, as interpreted in an unbroken
line of legal and historical precedent going back to Marbury v. Madison, 5 U.S. (1 Cranch)
137 (1803). Chief Justice Marshall thought it self-evident that Article III courts cannot sit
in judgment directly over the President’s official acts, which “can never be examinable by the
courts.” Id. at 166. Because “the courts” cannot “examin[e],” id., the President’s official acts,
they cannot enter a criminal judgment against him and imprison him on the basis of those
official acts. Yet the D.C. Circuit’s judgment seemingly authorizes the district court to
conduct a criminal trial of President Trump based on his official acts before this Court
concludes its review of this momentous question—thus subjecting the Presidency to the most
intrusive possible “examin[ation] by the courts,” id., and inflicting one of the gravest wounds
Third, absent a stay from this Court, irreparable injury to President Trump is
to stand trial at all, and to avoid the burdens of litigation pending review of his claim. Yet
the D.C. Circuit’s judgment appears to authorize the district court to resume criminal
proceedings immediately, and to conduct President Trump’s criminal trial while his claim is
pending before this Court—and there is strong indication that the district court will do so.
In addition, President Trump is the leading candidate for President in the 2024 election.
Conducting a months-long criminal trial of President Trump at the height of election season
will radically disrupt President Trump’s ability to campaign against President Biden—which
appears to be the whole point of the Special Counsel’s persistent demands for expedition. The
D.C. Circuit’s order thus threatens immediate irreparable injury to the First Amendment
3
interests of President Trump and tens of millions of American voters, who are entitled to
hear President Trump’s campaign message as they decide how to cast their ballots in
November.
This Court should stay the D.C. Circuit’s mandate pending resolution of President
Trump’s petition for certiorari in this Court and subsequent proceedings on the merits. As
additional relief, President Trump also requests that this Court stay the D.C. Circuit’s
mandate pending the resolution of a petition for en banc consideration in that court, before
the filing (if necessary) of his petition for certiorari in this Court.
STATEMENT
counts alleging violations of 18 U.S.C. § 1512(c)(2)1—for his alleged conduct following the
outcome of the 2020 Presidential election. D. Ct. Doc. 1. All the conduct alleged in the
indictment occurred between November 2020 and early January 2021, while President
Trump was still President. D. Ct. Doc. 1. President Trump was impeached for much of the
same conduct charged in the indictment on January 11, 2021, and acquitted by the U.S.
Senate on February 13, 2021. See H. Res.24, 117th Cong. (2021). The indictment charges
President Trump with five types of conduct, all constituting official acts of the President.
First, it alleges that President Trump, using official channels of communication, made
a series of tweets and other public statements on matters of paramount federal concern,
contending that the 2020 federal election was tainted by fraud and irregularities that should
be addressed by government officials. D. Ct. Doc. 1, ¶¶ 2, 11-12, 19, 32-34, 37, 41-42, 46, 52,
1This is the same statutory section whose interpretation is at issue in Fischer v. United
States, No. 23-5572 (cert. granted Dec. 13, 2023), which is pending before this Court and may
bear directly upon the validity of those charges against President Trump.
4
99, 102, 104 (alleging public statements regarding the federal election and state and federal
officials’ exercise of their official responsibilities with respect to the election); id. ¶¶ 22, 28,
44, 50, 87-88, 90(c), 96(a)-(c), 100(a)-(b), 111, 114 (alleging tweets about the same topics).
Second, the indictment alleges that President Trump communicated with the Acting
integral part of his official duties as chief executive—about investigating suspected election
crimes and irregularities, and possibly appointing a new Acting Attorney General. Id.
¶¶ 10(c), 27, 29, 36, 45, 51, 70-85. These include allegations of a series of communications
urging the Acting Attorney General and Acting Deputy Attorney General to investigate
widespread reports of election fraud, id. ¶¶ 29, 36, 45, 51; and allegations of deliberations
during Oval Office meetings about whether to replace the Acting Attorney General, a
Cabinet-level officer constitutionally appointed by the President, id. ¶¶ 74, 77, 84.
Third, the indictment alleges that President Trump communicated with state officials
about the administration of the federal election and urged them to exercise their official
responsibilities in accordance with the conclusion that the 2020 presidential election was
tainted by fraud and irregularities. Id. ¶¶ 10(a), 15-18, 21, 24, 26, 31, 35, 38-39, 43.
Fourth, the indictment alleges that President Trump communicated with the Vice
President in his capacity as President of the Senate, the Vice President’s official staff, and
other members of Congress to urge them to exercise their official duties in the election
certification process in accordance with President Trump’s contention that the election was
tainted by fraud and irregularities. Id. ¶¶ 10(d), 86-95, 97, 101, 122 (Vice President and his
official staff); id. ¶¶ 115, 119(b)-(c) (attempts to communicate with Members of Congress).
Fifth, the indictment alleges that other individuals organized slates of alternate
electors from seven States to ensure that the Vice President would be authorized to exercise
5
his official duties in the manner urged by President Trump. Id. ¶¶ 53-69. According to the
indictment, these alternate slates of electors were designed to validate the Vice President’s
authority to conduct his official duties as President Trump urged. Id. ¶¶ 10(b), 53.
II. The Lower Courts Incorrectly Deny President Trump’s Immunity Claims.
relevant here, President Trump contended that (1) the indictment must be dismissed because
it brings criminal charges against him based on his official acts as President, and is thus
barred by absolute Presidential immunity from criminal prosecution for official acts, D. Ct.
Doc. 74; and (2) the indictment must be dismissed under the Impeachment Judgment Clause
and principles of double jeopardy because it charges President Trump with conduct for which
he was impeached and acquitted by the U.S. Senate, D. Ct. Doc. 113.
On December 7, 2023, the district court ruled against President Trump’s claims. Pet.
App’x in No. 23-624, at 1a-59a. The district court held that Presidential immunity from
criminal prosecution for official acts does not exist in any circumstance. Id. at 7a. It held
that a federal prosecutor may bring criminal charges against a former President based on
conduct for which he was acquitted during an impeachment proceeding. Id. at 46a.
The district court did not assess whether President Trump’s alleged actions fell within
the “outer perimeter of his official responsibility,” Fitzgerald, 457 U.S. at 755 (quotation
marks omitted), or were official acts on any basis. D. Ct. Doc. 171, at 30. Instead, the district
court held that Presidential immunity from prosecution for official acts does not exist at all.
Id. For the same reason, the district court did not conduct factfinding on this subject or give
President Trump an opportunity to present facts regarding the official nature of his conduct
prior to a potential trial. See Blassingame v. Trump, 87 F.4th 1, 5 (D.C. Cir. 2023).
6
President Trump timely appealed the district court’s judgment to the D.C. Circuit.
The district court stayed proceedings in the district court pending the outcome of the appeal.
On December 11, 2023, the Special Counsel filed a petition for certiorari before
judgment and a motion to expedite in this Court, seeking this Court’s immediate review of
December 22, 2023, this Court denied the request. Dec. 22, 2023, Order in No. 23-624.
The Special Counsel was, however, able to convince a panel of the D.C. Circuit to hear
President Trump’s claims on an extremely accelerated basis, giving President Trump just ten
days to draft and file his opening brief, only three days to file his reply brief, and setting the
case for oral argument one week later, on January 9, 2024. C.A. Doc. 2031419, 2032082. In
his brief to the D.C. Circuit, President Trump requested, “[i]f the Court affirms the district
court in any respect, … that the Court stay the issuance of its mandate pending further
review, including possible en banc proceedings and/or Supreme Court review.” C.A. App. Br.
55. The Special Counsel, by contrast, “request[ed] the Court to issue the mandate five days
after the entry of judgment,” citing (as it had done to this Court) the supposed, but
nonexistent, “imperative public importance of a prompt resolution of this case.” C.A. Resp.
Br. 65-66.
On February 6, 2024, the D.C. Circuit panel issued a per curiam opinion ruling against
mischaracterizes many of President Trump’s major arguments. App’x 1A-57A. On the same
day, the D.C. Circuit entered a judgment directing the clerk to issue the mandate to the
district court in four business days if President Trump did not file an application in this Court
to stay the mandate in that time. Id. at 58A. The D.C. Circuit’s judgment directs the Clerk
to issue the mandate after February 12, 2024, unless President Trump “notifies the Clerk in
7
writing that he has filed an application with the Supreme Court for a stay of the mandate
pending the filing of a petition for a writ of certiorari,” in which case “the Clerk is directed to
withhold issuance of the mandate pending the Supreme Court’s final disposition of the
application.” Id. The D.C. Circuit further directed that “[t]he filing of a petition for rehearing
or rehearing en banc will not result in any withholding of the mandate.” Id.
This order departs from the D.C. Circuit’s ordinary procedures, which provide,
consistent with Federal Rule of Appellate Procedure 41(b), that “the court ordinarily will
include as part of its disposition an instruction that the clerk withhold issuance of the
mandate until 7 days after the expiration of the time for filing a petition for rehearing or a
petition for rehearing en banc and, if such petition is timely filed, until 7 days after
On February 12, 2024, as required by the D.C. Circuit’s judgment, President Trump
filed this application to stay the D.C. Circuit’s mandate pending disposition of his petition for
certiorari. President Trump also asks this Court to stay the D.C. Circuit’s mandate pending
ARGUMENT
“The standards for granting a stay of mandate pending disposition of a petition for
certiorari are well established.” White v. Florida, 458 U.S. 1301, 1302 (1982) (Powell, J., in
chambers). “[1] There must be a reasonable probability that four members of the Court would
consider the underlying issue sufficiently meritorious for the grant of certiorari or the
notation of probable jurisdiction; [2] there must be a significant possibility of reversal of the
lower court’s decision; and [3] there must be a likelihood that irreparable harm will result if
that decision is not stayed.” Id. (quoting Times-Picayune Publ’g Corp. v. Schulingkamp, 419
U.S. 1301, 1305 (1974) (Powell, J., in chambers)); accord Karcher v. Daggett, 455 U.S. 1303
(1982) (Brennan, J., in chambers); Whalen v. Roe, 423 U.S. 1313, 1316-17 (1975) (Marshall,
8
J., in chambers). In addition, “in a close case it may be appropriate to ‘balance the equities’—
to explore the relative harms to applicant and respondent, as well as the interests of the
Further, a stay is more likely warranted where, as here, “[t]he underlying issue in
th[e] case … has not heretofore been passed upon by this Court and is of continuing
importance.” McLeod v. Gen. Elec. Co., 87 S. Ct. 5, 6 (1966) (Harlan, J.). Thus, “the existence
of an important question not previously passed on by this Court” is a factor that weighs in
favor of a stay. Shiffman v. Selective Serv. Bd. No.5, 88 S. Ct. 1831, 1832 n.3 (1968) (Douglas,
J., dissenting); Certain Named and Unnamed Non-Citizen Children and Their Parents v.
Texas, 448 U.S. 1327, 1332 (1980) (Powell, J., in chambers) (holding that a case that “presents
novel and important issues” warrants a stay). Where the appeal “raises a difficult question
Here, each of these traditional factors counsels in favor of granting the stay.
The appeal addresses two issues: whether the President possesses absolute immunity
from criminal prosecution for his official acts, and whether the impeachment and acquittal
of a President forecloses a subsequent criminal prosecution of the President for the same
and/or closely related conduct. The Court is likely to grant a petition for certiorari to review
these questions. Certiorari is warranted when “a United States court of appeals has decided
an important question of federal law that has not been, but should be, settled by this Court,
or has decided an important federal question in a way that conflicts with relevant decisions
of this Court.” Sup. Ct. R. 10(c). Both criteria are satisfied here.
9
First, this case involves “important question[s] of federal law that ha[ve] not been, but
should be, settled by this Court.” Id. As the Special Counsel advised this Court on December
11, 2023, “[t]his case presents a fundamental question at the heart of our democracy: whether
a former President is absolutely immune from federal prosecution” for his official acts. Pet.
for Cert. Before Judgment, United States v. Trump, No. 23-624 (U.S. filed Dec. 11, 2023), at
2 (“Pet. in No. 23-624”). “This case involves a paradigmatic issue of imperative public
States for [official] conduct undertaken during his presidency.” Id. at 10. President Trump’s
claim of absolute immunity from criminal prosecution for a President’s official acts “is a
quintessential example of ‘an important question of federal law that has not been, but should
As the Special Counsel urged, “[i]t is of imperative public importance that [President
Trump’s] claims of immunity be resolved by this Court,” id. at 2, and “only this Court can
definitively resolve them,” id. at 3. “[T]his Court” should “grant review” and “resolve the
important immunity question presented here.” Id. at 10. “It requires no extended discussion
to confirm that this case … is at the apex of public importance.” Id. at 10. “The public
importance of the issues presented” in this case “merit this Court’s intervention.” Id. at 12
On this point, the parties agree. “An erroneous denial of a claim of presidential
immunity from criminal prosecution unquestionably warrants this Court’s review.” Br. in
Opposition in No. 23-624 (U.S. filed Dec. 20, 2023), at 3 (“BIO in No. 23-624”).
above, an absence of criminal immunity for official acts threatens the very ability of the
10
question would face the threat of indictment by the opposing party after a change in
from opposing political forces, under a threat of indictment after the President has left office.
The D.C. Circuit’s denial of immunity thus threatens every future President with both
attempts of de facto extortion and blackmail while in office, and years of post-office trauma
at the hands of his or her political opponents. The threat of prosecution will become a political
cudgel used to influence the most sensitive and important Presidential decisions with the
menace of personal vulnerability after leaving office. The D.C. Circuit’s categorical denial of
immunity would forever undermine the independence, authority, and decisiveness of the
Presidency. The more consequential the decision, the more likely that political opponents
will use the threat of wrongful criminal prosecution to bully and extort the President, gravely
weakening the independence of the Presidency, and thus our country as a whole. Cycles of
recrimination are inevitable, thrusting the most sensitive and vital Presidential decisions in
the Nation’s future into a “context” that will be “acrid with the smell of threatened” criminal
prosecution. Morrison v. Olson, 487 U.S. 654, 702 (1988) (Scalia, J., dissenting). All this
The D.C. Circuit’s decision also warrants review because it decided important federal
questions “in a way that conflicts with relevant decisions of this Court.” Sup. Ct. R. 10(c). As
discussed below, infra Part II, the D.C. Circuit’s decision conflicts with Marbury v. Madison,
Mississippi v. Johnson, Nixon v. Fitzgerald, and a host of other decisions of this Court.
the lower court’s decision.” White, 458 U.S. at 1302. A “fair prospect of reversal” suffices.
Karcher, 455 U.S. at 1306. The factor is satisfied when “[t]he issues underlying this case are
11
important and difficult,” and it does not require “anticipating [the Court’s] views on the
position … cannot be deemed insubstantial,” McLeod, 87 S. Ct. at 6, and the Court need not
“think it more probable than not that” reversal will occur, Texas, 448 U.S. at 1332.
Here, the D.C. Circuit’s opinion mischaracterizes this Court’s case law and commits a
series of fundamental errors. A full accounting of these errors must await merits briefing,
but President Trump highlights a series of independently sufficient bases for reversal here.
First, the panel opinion’s analysis of the Executive Vesting Clause and Marbury v.
The Executive Vesting Clause provides that “[t]he executive Power shall be vested in
a President of the United States of America.” U.S. CONST. art. II, § 1, cl. 1. For another
branch to arrogate the “executive Power” to itself, or to purport to dictate how the President
must exercise that authority, is a core violation of the separation of powers. As a direct
corollary, the Clause provides that the Judicial Branch cannot sit in judgment directly over
the President’s official acts, and that any attempt to do so violates the separation of powers.
and self-evident. “By the constitution of the United States, the President is invested with
certain important political powers, in the exercise of which he is to use his own discretion,
and is accountable only to his country in his political character, and to his own conscience.”
5 U.S. at 165–66. When it comes to the President’s official acts, “whatever opinion may be
entertained of the manner in which executive discretion may be used, still there exists, and
can exist, no power to control that discretion.” Id. at 166. “[N]othing can be more perfectly
clear than that” the President’s discretionary “acts are only politically examinable.” Id.
12
“Questions … which are, by the constitution and laws, submitted to the executive, can never
be made in this court.” Id. at 170. The President’s official acts, therefore, “can never be
Consistent with this opinion, an unbroken tradition from Marbury to the present
holds that Article III courts lack authority to sit in judgment directly over a President’s
official acts. In 1833, citing Marbury, Justice Story wrote that “[i]n the exercise of his political
powers [the President] is to use his own discretion, and is accountable only to his country,
and to his own conscience. His decision, in relation to these powers, is subject to no control;
https://lonang.com/library/reference/story-commentaries-us-constitution/sto-337/.
In Mississippi v. Johnson, this Court, citing Marbury, held that Article III courts lack
jurisdiction to enter an injunction directly against the President in the exercise of his official
duties. 71 U.S. 475, 499 (1866). “An attempt on the part of the judicial department of the
government to enforce the performance of such duties by the President might be justly
characterized, in the language of Chief Justice Marshall, as ‘an absurd and excessive
extravagance.’” Id. (quoting Marbury, 5 U.S. at 170). “[T]his court has no jurisdiction of a
bill to enjoin the President in the performance of his official duties.” Id. at 501.
In 1948, this Court wrote that “whatever of this order emanates from the President is
not susceptible of review by the Judicial Department.” Chi. & S. Air Lines v. Waterman S.S.
Corp., 333 U.S. 103, 112 (1948). The Judicial Branch cannot “require [the President] to
505 U.S. 788, 826 (1992) (Scalia, J., concurring in part and concurring in the judgment). “It
13
is incompatible with his constitutional position that [the President] be compelled personally
Thus, Article III courts lack jurisdiction to enter an injunction directly against the
President in the exercise of his official responsibility, and no court has ever entered a
declaratory judgment against the President in his official acts. The D.C. Circuit observed
that “in Franklin, … [t]he plurality opinion of the Court concluded that ‘in general, this court
has no jurisdiction of a bill to enjoin the President in the performance of his official duties,’
and a majority of the Justices in fact subscribed to this position.” Swan v. Clinton, 100 F.3d
973, 977 (D.C. Cir. 1996) (quoting Franklin, 505 U.S. at 802-03). “With regard to the
President, courts do not have jurisdiction to enjoin him, and have never submitted the
President to declaratory relief.” Newdow v. Roberts, 603 F.3d 1002, 1013 (D.C. Cir. 2010).
This is also the consistent litigation position of the U.S. Department of Justice, which
oversees the Special Counsel. See, e.g., U.S. Dep’t of Justice, Reply Brief for Pet’r, In re
Trump, No. 18-2486 (4th Cir. filed Feb. 21, 2019), at 4-6 (invoking “the separation-of-powers
principle that ‘courts have no jurisdiction of a bill to enjoin the President in the performance
of his official duties’”) (quoting Mississippi, 71 U.S. at 501) (cleaned up); U.S. Dep’t of Justice
Memorandum, Doc. 28 in Missouri v. Biden, No. 4:21-cv-00287-AGF (E.D. Mo. filed June 4,
2021) (same).
“Since Mississippi, the federal courts have continued this practice without exception
and have not sustained a single injunction against the President in his official capacity.” In
re Trump, 958 F.3d 274, 297–98 (4th Cir. 2020), cert. granted, judgment vacated sub nom.
Trump v. D.C., 141 S. Ct. 1262 (2021) (Wilkinson, J., dissenting) (italics in original).
To be sure, Article III courts sometimes review the validity of the official acts of
subordinate executive officials below the President, see, e.g., Youngstown Sheet & Tube Co. v.
14
Sawyer, 343 U.S. 579 (1952), and such review may reflect indirectly on the lawfulness of the
President’s own acts or directives. But the authority of judicial review of the official acts of
subordinate officers has never been held to extend to the official acts of the President himself.
Rather, there is an “‘unbroken historical tradition ... implicit in the separation of powers’ that
a President may not be ordered by the Judiciary to perform particular Executive acts.”
Clinton v. Jones, 520 U.S. 681, 719 (1997) (Breyer, J., concurring) (quoting Franklin, 505 U.S.
These two lines of precedent—that courts may not sit in judgment over a President’s
official acts, but they may review the validity of the acts of, and enjoin, subordinate executive
officials—both originate in the decisions of Chief Justice Marshall and have coexisted in
harmony for over two centuries. The distinction they reflect is not one of mere formalism.
President, as chief executive, from his subordinate officers within the executive branch.” In
re Trump, 958 F.3d at 301 (Wilkinson, J., dissenting). “This distinction, in fact, makes all
the difference…. First, more formally, when a federal court enjoins the conduct of a
subordinate executive officer, it may frustrate the President’s will in a specific instance, but
it does not seize the very reins of the executive branch by exercising control over ‘the
executive department’ itself.” Id. (quoting Mississippi, 71 U.S. at 500). “Second, more
utmost discretion and sensitivity,’ and how he decides to allocate his energies and attentions
in an official capacity is itself owed constitutional protection.” Id. (quoting Fitzgerald, 457
U.S. at 750). “By contrast, when the judiciary enjoins subordinate executive officers, … the
level of intrusion into the executive branch’s fluid operation is far less severe.” Id.
15
Accordingly, the Executive Vesting Clause and the separation of powers prevent
Article III courts from sitting in judgment directly over the President’s official acts. Under
this principle, no Article III court has jurisdiction to enter an injunction against the
President, and no court has even ventured to enter a declaratory judgment against the
President opining on the validity of his official acts. Newdow, 603 F.3d at 1013. A fortiori,
the authority asserted by the lower courts here—to put a President on trial, enter a criminal
judgment against him, and punish him with imprisonment or other criminal penalties, all
for his official acts—constitutes a core violation of the separation of powers. Cf. Martin v.
Mott, 25 U.S. (12 Wheat.) 19, 32-33 (1827) (Story, J.) (holding that, “[w]hen the President
exercises an authority confided to him by law,” his official conduct cannot “be passed upon by
a jury” or “upon the proofs submitted to a jury”). Accordingly, the Impeachment Judgment
Clause explicitly presupposes that, absent impeachment and conviction by the U.S. Senate,
a President cannot be prosecuted for his official acts. U.S. CONST. art. I, § 3, cl.7.
The D.C. Circuit’s opinion offers a series of arguments to distinguish Marbury and the
First, the opinion notes that “Marbury distinguished between two kinds of official acts:
discretionary and ministerial.” App’x 21A. It admits that the President’s “discretionary acts
… ‘can never be examinable by the courts.’” Id. (quoting Marbury, 5 U.S. at 166). But it
likens the President’s alleged duty to comply with each and every federal criminal law—a
duty that no court has ever upheld—to a “ministerial” duty of a subordinate official that
admits of no discretion. Id. at 22A (holding that “Marbury thus makes clear that Article III
courts may review certain kinds of official acts — including those that are legal in nature”);
16
see also id. at 25A (holding that “actions” that “allegedly violated generally applicable
criminal laws2 … were not properly within the scope of his lawful discretion”).
This characterization of a “ministerial” duty under Marbury as any duty that is “legal
in nature,” id., cannot be squared with Marbury itself. What renders a duty “ministerial” is
not whether it is “legal in nature,” id., but whether it admits of any discretion (which is why
“ministerial” duties are distinguished from “discretionary” acts, id.). A “ministerial act” is
accurately marked out by law, [which] is to be strictly pursued.” Marbury, 5 U.S. at 158. A
ministerial duty arises when the legislature “direct[s]” an official “peremptorily to perform
certain acts.” Id. at 166. By contrast, in any case “in which the executive possesses a
constitutional or legal discretion,” id., the official act is not ministerial. As the Court held in
Mississippi, “[a] ministerial duty” is “a simple, definite duty” in “which nothing is left to
discretion.” 71 U.S. at 498. If there is any “exercise of judgment” involved, the duty is not
ministerial. Id. at 499. Even the panel opinion admits that a “ministerial” duty is one “in
which ‘nothing [i]s left to discretion.’” App’x 23A (quoting Mississippi, 71 U.S. at 498).
2 The D.C. Circuit’s unsupported assumption that all “generally applicable criminal laws”
apply to the President in his official acts cannot be squared with Franklin, which held that
“[w]e would require an express statement by Congress before assuming it intended to subject
the President’s performance of his statutory duties to be reviewed for abuse of discretion.”
Franklin, 505 U.S. at 801; see also Public Citizen v. U.S. Dep’t of Justice, 491 U.S. 440, 466
(1989) (“[W]e are loath to conclude that Congress intended to press ahead into dangerous
constitutional thickets in the absence of firm evidence that it courted those perils.”). This
Court requires an “express statement” before it will construe even a civil statute to grant
judicial review over the President’s official acts, yet the D.C. Circuit assumes that every
“generally applicable” federal criminal statute must be construed to cover the President in
the exercise of his official responsibilities. Contrary to this assumption, statutes providing
for judicial review of a President’s official acts present, at very least, “dangerous
constitutional thickets” and grave “perils,” requiring an extremely clear statement of
Congress’s intent to cover the President. Public Citizen, 491 U.S. at 466.
17
Here, even a moment’s reflection demonstrates that avoiding violations of federal
criminal law involves the “exercise of judgment,” Mississippi, 71 U.S. at 499, and of “executive
discretion.” Marbury, 5 U.S. at 166. A statute that imposes a “ministerial” duty is one that
execution. Criminal statutes do not command specific, affirmative courses of action; rather,
they prohibit certain specified conduct, leaving those covered with a wide range of discretion
criminal statute, a covered individual has a virtually infinite array of options on structuring
his or her conduct to avoid violating the statute—thus rendering compliance “discretionary”
In fact, the government itself has contended that complying with a constitutional
prohibition, the Emoluments Clause, is obviously not ministerial because it “requires ample
practice” with federal criminal statutes “is not a ‘simple, definite’ endeavor,” id.—especially
the vague, broadly phrased statutes charged in the indictment here, such as 18 U.S.C. §
1512(c)(2).
18
Moreover, the government contends that these statutes purport to impose duties on
the President as he exercises his official responsibilities in overseeing the affairs of the
members of Congress and state officials about matters of enormous federal concern,
communicating with the public on matters of public concern through official government
channels, etc.—all of which are obviously discretionary, not “ministerial,” responsibilities, for
which the President possesses discretion on how to carry out those duties and
responsibilities. Indeed, virtually all the President’s official responsibilities involve the
exercise of discretion, which is perhaps why the federal courts “have … never attempted to
exercise power to order the President to perform a ministerial duty.” Swan, 100 F.3d at 978.
Second, the panel opinion reasons that “[t]he cases following Marbury confirm that
we may review the President’s actions when he is bound by law, including by federal criminal
statutes.” App’x 22A. But all the cases cited in the opinion do not involve review of “the
President’s actions,” id., but review of the actions of subordinate federal officials or others
implementing federal programs, not the President himself. Id. at 22A-23A. As the opinion
admits, Little v. Barreme, 6 U.S. (2 Cranch) 170, 177-79 (1804), reviewed the acts of a private
ship’s captain, not the President, App’x 22A; Kendall v. United States ex rel. Stokes, 37 U.S.
524, 612-13 (1838), “reviewed the official acts of the Postmaster General, not the President,”
App’x 22A; and Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579 (1952), reviewed the
acts of the Secretary of Commerce, not the President, App’x 23A. None of these cases provides
any authority for Article III courts to sit in judgment directly over the President’s official acts;
and none contradicts the still-binding holding of Marbury that such acts “can never be
19
In fact, the opinion concedes that “Marbury and its progeny exercised jurisdiction only
over subordinate officers, not the President himself,” App’x 24A, and that “[t]he writ in
Marbury was brought against the Secretary of State; in Little against a commander of a ship
of war; in Kendall against the postmaster general; in Youngstown against the Secretary of
Commerce.” Id. But the opinion then pivots—in a dizzying non sequitur—to assert that “the
Supreme Court has unequivocally explained” that “[n]o man in this country is so high that
he is above the law.” Id. (quoting United States v. Lee, 106 U.S. 196, 220 (1882)).
The D.C. Circuit’s reliance on the highly generalized maxim that “no man … is above
the law,” id., fails to provide a plausible basis for it to disregard Marbury, Mississippi, or its
own precedents in Swan and Newdow. Those cases, and the separation of powers reflected
in Article II, are part of “the law” that binds the courts. In Fitzgerald, this Court held that
the contention that recognizing absolute Presidential immunity “places the President ‘above
the law’” is “rhetorically chilling but wholly unjustified.” 457 U.S. at 758 n.41. As the panel
opinion overlooks, “[t]he remedy of impeachment demonstrates that the President remains
accountable under law for his misdeeds in office.” Id. This is especially true here, where the
President, but only after the crucial structural check of impeachment and conviction. U.S.
CONST. art. I, § 3, cl. 7. “It is simply error to characterize an official as ‘above the law’ because
a particular remedy is not available against him.” Fitzgerald, 457 U.S. at 758 n.41. Indeed,
the Constitution—including the Executive Vesting Clause—is the most fundamental “law,”
and it dictates that Article III courts lack authority to sit in judgment over a President’s
official acts. Marbury, 5 U.S. at 166. “[T]he federal judiciary, no less than the President, is
subject to the law. And here the federal judiciary has sorely overstepped its proper bounds.”
20
In re Trump, 958 F.3d at 291 (Wilkinson, J., dissenting); see also, e.g., Butz v. Economou, 438
Next, the panel opinion notes that “[t]he President does not enjoy absolute immunity
from criminal subpoenas issued by state and federal prosecutors and may be compelled by
the courts to respond.” App’x 24A (citing United States v. Burr, 25 F. Cas. 30, 33-34
criminal subpoena is a far cry from putting him on trial, entering judgment against him, and
potentially subjecting him to imprisonment for his official acts. Thus, Chief Justice Marshall,
the author of Burr, 25 F. Cas. 33-34, wrote just a few years earlier that the President’s official
Below, President Trump argued that “‘[p]erhaps the most telling indication of a severe
constitutional problem’ with this ‘wholly unprecedented’ prosecution ‘is a lack of historical
precedent to support it.’” C.A. App.Br. 7 (quoting Seila Law, LLC v. CFPB, 140 S. Ct. 2183,
2201 (2020)); see also id. at 17-18. “The unbroken tradition of not exercising the supposed
motive and opportunity to do so, over centuries—implies that the power does not exist.” Id.
at 18 (citing, inter alia, NFIB v. OSHA, 595 U.S. 109, 119 (2022) (per curiam); Free Enter.
Fund v. Pub. Co. Accounting Oversight Bd., 561 U.S. 477, 505 (2010)). “[T]he longstanding
3 The panel opinion’s discussion of legislative and judicial immunity, App’x 25A-30A,
misapprehends this Court’s case law, but also overlooks a fundamental point. At common
law, immunity from criminal prosecution was more fundamental to the doctrine of official
immunity than immunity from civil liability. As this Court has recognized, “the privilege” of
legislative immunity “was not born primarily of a desire to avoid private suits …, but rather
to prevent intimidation by the executive and accountability before a possibly hostile
judiciary.” United States v. Johnson, 383 U.S. 169, 180–81 (1966). Preventing “the
instigation of criminal charges against critical or disfavored legislators” was the “chief fear”
that led to the recognition of legislative immunity. Id. at 182 (emphasis added).
21
‘practice of the government,’ can inform our determination of ‘what the law is.’” N.L.R.B. v.
Noel Canning, 573 U.S. 513, 525 (2014) (quoting McCulloch v. Maryland, 17 U.S. 316, 401
(1819), and Marbury, 5 U.S. at 177). “That principle is neither new nor controversial,” and
this Court’s “cases have continually confirmed [this] view.” Id. (citing Mistretta v. United
States, 488 U.S. 361, 401 (1989), and eight other cases from 1803 to 1981). Consulting “the
presuppositions of our political history,” C.A. App.Br. 17 (quoting Fitzgerald, 457 U.S. at 749),
President Trump argued that this 234-year-long, unbroken “constitutional practice ... tends
to negate the existence of the … power asserted here.” Id. at 18 (quoting Printz v. United
The opinion below overlooks this argument. It cites Seila Law only for the proposition
that the President is “elected by the entire Nation,” App’x 39A, and it does not cite or discuss
NFIB, Free Enterprise Fund, Printz, or similar cases. It also declines to grapple with
President Trump’s long series of real-world, historical examples of former Presidents accused
of criminal behavior through their official acts—none of whom, in 234 years, ever faced
prosecution, despite ample political motive and practical opportunity to charge them.
“American history abounds with examples of Presidents who were accused by political
opponents of committing crimes through their official acts.” C.A. App.Br. 17. “These include,
among many others, John Quincy Adams’ alleged ‘corrupt bargain’ in appointing Henry Clay
as Secretary of State;4 President George W. Bush’s allegedly false claim to Congress that
Saddam Hussein possessed stockpiles of ‘weapons of mass destruction,’ which led to war in
which thousands were killed;5 and President Obama’s alleged authorization of a drone strike
4See, e.g., Jessie Kratz, The 1824 Presidential Election and the “Corrupt Bargain”, National
Archives (Oct. 22, 2020), https://prologue.blogs.archives.gov/2020/10/22/the-1824-
presidential-election-and-the-corrupt-bargain/.
5 See, e.g., Gary L. Gregg II, George W. Bush: Foreign Affairs, UVA Miller Center,
22
that targeted and killed a U.S. citizen abroad (and his teenage son, also a U.S. citizen).6” Id.
They also include, among many other examples, President Reagan’s alleged involvement in
the Iran-Contra scandal,7 President Clinton’s last-minute pardon of fugitive financier Marc
Rich,8 President Clinton’s repeated use of airstrikes in the Middle East in August and
November 1998 in an alleged attempt to distract attention from the Monica Lewinsky
scandal,9 President Biden’s egregious mismanagement of the United States’ border security,
and President Biden’s alleged “material support for terrorism” through the funding of the
UNRWA despite its documented history of direct support for terrorism.10 From the earliest
2009), https://www.history.com/this-day-in-history/oliver-north-starts-feeding-documents-
into-the-shredding-machine.
8 Andrew C. McCarthy, The Wages of Prosecuting Presidents for their Official Acts, Nat’l
23
days of the Republic until today, American history is littered with examples of allegedly
“criminal” behavior by Presidents in their official acts, behavior that was never prosecuted.11
The panel opinion ignores the long history of real-world examples of Presidents
engaging in actual behavior that political opponents viewed as egregious and “criminal.”
Instead, keying on the Special Counsel’s arguments, the panel fretted about lurid
hypotheticals that have never occurred in 234 years of history, almost certainly never will
occur, and would virtually certainly result in impeachment and Senate conviction (thus
corruptly ordering the assassination of political rivals through “SEAL Team Six.” D.C. Cir.
Oral Arg Tr. 10:19-21. Such hypotheticals provide fodder for histrionic media coverage, but
they are a poor substitute for legal and historical analysis. Confronted with real-world
Special Counsel conceded below that Presidential immunity from criminal prosecution for
official acts likely exists and would apply, directly contradicting the “categorical,” App’x 20A,
holdings to the contrary of both the appellate panel and the trial court. D.C. Cir. Oral Arg.
facilitating Hamas’s operations. There were notorious cases over the years of UNRWA terror
support.”); The Editors, Hamas Was Right Under Unrwa’s Nose, Wall St. J. (Feb. 11, 2024),
https://www.wsj.com/articles/hamas-was-right-under-unrwas-nose-tunnels-gaza-israel-war-
f715d219?mod=opinion_lead_pos2 (“Israel has provided evidence that 12 Unrwa employees
took part in the Oct. 7 massacre, and that 1,200 are affiliated with or members of Hamas and
Islamic Jihad.”).
11 Similar examples pervade American history—consider, for example, President Adams’
jailing of political opponents under the Alien and Sedition Acts, see The Editors, Alien and
Sedition Acts, History (June 21, 2023), https://www.history.com/topics/early-us/alien-and-
sedition-acts; President Jackson’s treatment of the Cherokee and other tribes in defiance of
this Court’s rulings, see The Editors, Indian Treaties and the Removal Act of 1830, Office of
the Historian, U.S. Department of State, https://history.state.gov/milestones/1830-
1860/indian-treaties; and President Polk’s allegedly false statement to Congress that Mexico
had “invaded our territory and shed American blood on American soil” at the outbreak of
Mexican-American War, which then-Congressman Abraham Lincoln challenged through the
famous “Spot Resolutions,” The Editors, Mexican-American War, Encyclopaedia Britannica
(Jan. 2, 2024), https://www.britannica.com/event/Mexican-American-War/Invasion-and-war.
24
Tr. 49:18-22 (Special Counsel admitting that a “drone strike” where “civilians were killed …
might be the kind of place in which the Court would properly recognize some kind of
the Founders supposedly must have intended that no alleged Presidential misdeed could ever
escape prosecution—is plainly incorrect and contradicts the basic premises of a system of
separated powers. “While the separation of powers may prevent us from righting every
wrong, it does so in order to ensure that we do not lose liberty.” Morrison, 487 U.S. at 710
Thus, when the panel did get around to addressing actual history, App’x 35A-37A, it
drew precisely the wrong conclusions. The panel somehow proposed that there is no reason
to fear “a torrent of politically motivated prosecutions” in the future, because “this is the first
time since the Founding that a former President has been federally indicted,” and so the
prosecution of President Trump is sure to be a historical one-off. App’x 35A. This reasoning
is unpersuasive to followers of recent American political history. For example, “[i]n the 209
years from 1789 to 1998, there was one impeachment of a President—Andrew Johnson in
1868.” BIO in No. 23-624, at 33. “In the last 25 years, there have been three, with a fourth
of the House, with a supermajority of the Senate required to convict. Criminal prosecution,
by contrast, requires only the action of a single enterprising prosecutor and a compliant grand
jury.” Id.
25
For all these reasons, the “presuppositions of our political history” decisively favor the
recognition of Presidential immunity from criminal prosecution for acts within the “outer
perimeter of the President’s official responsibilities.” Fitzgerald, 457 U.S. at 745, 756.
In Fitzgerald, this Court held that the threat of future civil liability for official acts—
including years after the President left office—could deter the President from the “bold and
unhesitating action” required for his official responsibilities. 457 U.S. at 745. In so holding,
“[t]his Court … weighed concerns of public policy, especially as illuminated by our history
and the structure of our government.” Id. at 747–48. The Court emphasized that “[t]he
President occupies a unique position in the constitutional scheme,” id. at 749, and is
“entrusted with supervisory and policy responsibilities of utmost discretion and sensitivity,”
id. at 750. “Because of the singular importance of the President’s duties, diversion of his
energies by concern with private lawsuits would raise unique risks to the effective
functioning of government.” Id. at 751. “[T]here exists the greatest public interest in
providing” the President with “‘the maximum ability to deal fearlessly and impartially with’
the duties of his office.” Id. at 752 (quoting Ferri v. Ackerman, 444 U.S. 193, 203 (1979)).
“This concern is compelling where” the President “must make the most sensitive and far-
reaching decisions entrusted to any official under our constitutional system.” Id. “Nor can
the sheer prominence of the President’s office be ignored.” Id. at 752–53. “[T]he President
would be an easily identifiable target” for politically motivated litigation. Id. at 753.
“Cognizance of this personal vulnerability frequently could distract a President from his
public duties, to the detriment of not only the President and his office but also the Nation
26
All the same concerns apply to the threat of criminal prosecution of a President for his
official acts—in fact, those concerns are dramatically enhanced. The President’s “personal
vulnerability,” id., to criminal prosecution, with its greater stigma and far more severe
penalties, provides a much graver deterrent to “bold and unhesitating action” in making “the
most sensitive and far-reaching decisions entrusted to any official under our constitutional
system.” Id. at 745, 752. The panel opinion disagrees, dismissing such concerns as
First, the panel opinion begins by drawing a comparison between the exercise of the
President’s “unique” responsibilities and the deliberations of ordinary citizens called to serve
as federal jurors. Id. (citing Clark v. United States, 289 U.S. 1, 16 (1933)). The opinion
reasons that “[w]e cannot presume that a President will be unduly cowed by the prospect of
post-Presidency criminal liability any more than a juror would be influenced by the prospect
of post-deliberation criminal liability….” App’x 32A-33A. This analogy falls short. Though
undoubtedly exercising an important function, a juror in a federal case does not “occup[y]”
anything like the President’s “unique position in the constitutional scheme,” Fitzgerald, 457
U.S. at 749, and is not “entrusted with supervisory and policy responsibilities of utmost
discretion and sensitivity” on a scale anything like the Presidency, id. at 750. “The singular
importance of [a federal juror’s] duties” does not entail that “diversion of his energies by
concern with [personal liability] would raise unique risks to the effective functioning of
government.” Id. at 751. A federal juror does not “make the most sensitive and far-reaching
decisions entrusted to any official under our constitutional system.” Id. at 752. “Nor” does a
federal juror sit in a position whose “sheer prominence” cannot “be ignored.” Id. at 752–53.
A federal juror would not “be an easily identifiable target” for politically motivated
27
[federal juror] from his public duties, to the detriment of not only the [juror] and his office
but also the Nation that the [juror] was designed to serve.” Id.
The per curiam opinion also relies on an analogy with the executive staffers in United
States v. Nixon, 418 U.S. 683 (1974). App’x 32A-33A. That reasoning is likewise
unconvincing, for at least two reasons. First, Nixon addressed the potential deterrence to
subpoena, see App’x 32A-33A, not the far more chilling threat of “personal vulnerability” to
prosecution, conviction, and imprisonment. Second, Fitzgerald and other cases correctly
reject the analogy between the President, who occupies “a unique position in the
constitutional scheme,” 457 U.S. at 749, and lower-level executive officials such as aides,
staff, and even Cabinet officers. “The President’s unique status under the Constitution
distinguishes him from other executive officials.” Id. at 750. The Court has thus “long
recognized” that “the scope of Presidential immunity from judicial process differs
significantly from that of Cabinet or inferior officers.” Franklin, 505 U.S. at 826 (Scalia, J.,
Next, the D.C. Circuit’s opinion reasons that “past Presidents have understood
Judgment Clause after impeachment and conviction.” App’x 33A. This argument ignores
the enormous significance of the structural check that the Constitution places between a
President and criminal prosecution for his official acts—i.e., the requirement of impeachment
28
The Founders were steeped in classical history and understood that politically
Athens and Rome. They were thus explicitly concerned about the destructive effect on the
new Republic of such politically motivated prosecutions—i.e., what James Madison described
as the “new fangled and artificial treasons, [which] have been the great engines, by which
violent factions, the natural offspring of free governments, have usually wreaked their
alternate malignity on each other.” THE FEDERALIST NO. 47 (Madison). Accordingly, the
Founders exercised care when they consciously departed from the British common-law
practice of treating the Chief Executive as absolutely immune in all circumstances. They
crafted a carefully balanced approach that authorizes the criminal prosecution of a President,
but only after both Houses of Congress—reflecting the widespread political consensus
required for a two-thirds majority vote of the Senate—support the President’s removal from
office for high crimes and misdemeanors. U.S. CONST. art. I, § 3, cl.7.
Contrary to the lower court’s ahistorical analysis, this was the common understanding
of the Founders—that criminal prosecution of a President could only occur if the President
was impeached and convicted by the U.S. Senate. Id. This understanding matches the views
of both Chief Justice Marshall and Attorney General Charles Lee (Attorney General under
U.S. at 149, 165-66, and the understanding of Justice Story reflected both in his
This was also the clear and unambiguous understanding of Alexander Hamilton. The
per curiam opinion states that “President Trump turns to one sentence written by Alexander
Hamilton in the Federalist 69,” App’x 46A, but its math is off. Hamilton wrote, not once, but
three times in three different essays, that the President may be subject to criminal
prosecution only after he is impeached and convicted by the Senate, and as a “consequence”
29
of that conviction. “The President of the United States would be liable to be impeached, tried,
and, upon conviction of treason, bribery, or other high crimes or misdemeanors, removed from
office; and would afterwards be liable to prosecution and punishment in the ordinary course
of law.” THE FEDERALIST NO. 69 (Hamilton). “The punishment which may be the consequence
of conviction upon impeachment, is not to terminate the chastisement of the offender. After
having been sentenced to a perpetual ostracism from the esteem and confidence, and honors
and emoluments of his country, he will still be liable to prosecution and punishment in the
ordinary course of law.” THE FEDERALIST NO. 65 (Hamilton). The President is “at all times
liable to impeachment, trial, dismission from office, incapacity to serve in any other, and to
forfeiture of life and estate by subsequent prosecution in the common course of law.” THE
prosecution of a President can arise only “after,” “subsequent” to, “afterwards,” and as a
implication” of this Clause “is that criminal prosecution, like removal from the Presidency
and disqualification from other offices, is a consequence that can come about only after the
Senate’s judgment, not during or prior to the Senate trial.” Trump v. Vance, 140 S. Ct. 2412,
2444 (2020) (Alito, J., dissenting). “This was how Hamilton explained the impeachment
provisions in the Federalist Papers. He wrote that a President may ‘be impeached, tried,
and, upon conviction ... would afterwards be liable to prosecution and punishment in the
The opinion below errs by disregarding this formidable, carefully crafted structural
check against the criminal prosecution of Presidents for their official acts. Conviction upon
impeachment requires both a majority vote of the House to impeach, and two-thirds majority
vote of the U.S. Senate to convict—which together require a widespread political consensus
of elected representatives across the political spectrum and across the Nation’s geographic
30
regions. Criminal prosecution, by contrast, requires only a single enterprising prosecutor
and a compliant grand jury drawn from a tiny slice of America, which may be—and, if the
prosecutor is clever enough, probably will be—located in an enclave of deep political hostility
to the President. Therefore, criminal prosecution which can only occur after impeachment
and conviction plainly does not present the same “chilling effect,” App’x 33A, as prosecution
unhindered by any structural check—as in this case, where President Trump was acquitted
by the Senate but then wrongfully prosecuted by his political opponent for the same conduct.
Finally, for the reasons discussed above, the D.C. Circuit’s overall assessment that
“the risk of criminal liability chilling Presidential action appears to be low,” App’x 34A,
cannot be squared with our recent political history. Impeachment of Presidents, once
virtually unheard-of, is becoming a routine feature of interbranch conflict. Once the political
become common, and the threat of such prosecution will become ubiquitous, hanging over
every President like a sword of Damocles. Instead of acting fearlessly, every President will
be forced to ponder, before taking any official act—especially the most politically
controversial decisions—whether the decision may lead to his or her prosecution, conviction,
and imprisonment once the administration changes. Enterprising political opponents, aware
of this, will wield the threat of prosecution as a powerful and menacing tool to influence
Presidents’ official actions. The judgment below thus “deeply wounds the President” by
forever undermining his or her independence. Morrison, 487 U.S. at 713 (Scalia, J.,
dissenting).
The third factor considers whether the applicant “would … suffer irreparable harm
were the stay not granted.” Karcher, 455 U.S. at 1306. Here, the threat of irreparable injury
31
A. Absent a Stay, President Trump Will Immediately Be Required to Bear
the Burdens of Prosecution and Trial.
Absolute immunity is “an entitlement not to stand trial or face the other burdens of
litigation…. The entitlement is an immunity from suit rather than a mere defense to liability;
trial.” Mitchell v. Forsyth, 472 U.S. 511, 526 (1985) (emphasis added). Absolute immunity’s
protection is “not limited to liability for money damages,” but “also include[s] ‘the general
governmental duties, inhibition of discretionary action, and deterrence of able people from
public service.’” Id. (quoting Harlow v. Fitzgerald, 457 U.S. 800, 816 (1982)). Under absolute
‘[i]nquiries of this kind can be peculiarly disruptive of effective government.’” Id. (quoting
Harlow, 457 U.S. at 817); see also Pearson v. Callahan, 555 U.S. 223, 231-32 (2009)
(reaffirming that official immunity is “an immunity from suit rather than a mere defense to
liability” that “is effectively lost if a case is erroneously permitted to go to trial”); Ashcroft v.
Iqbal, 556 U.S. 662, 672 (2009); Behrens v. Pelletier, 516 U.S. 299, 308 (1996); P.R. Aqueduct
& Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 143-44 (1993).
The same is true of President Trump’s claim based on principles of double jeopardy
under the Impeachment Judgment Clause. See, e.g., Helstoski v. Meanor, 442 U.S. 500, 507-
08 (1979) (double jeopardy protects defendants “not only from the consequences of litigation’s
results but also from the burden of defending themselves”) (quotation omitted); Abney v.
United States, 431 U.S. 651, 661 (1977) (double jeopardy “assures an individual that, among
other things, he will not be forced, with certain exceptions, to endure the personal strain,
public embarrassment, and expense of a [second] criminal trial”); accord Digital Equip. Corp.
v. Desktop Direct, Inc., 511 U.S. 863, 869-71 (1994) (summarizing cases holding that double-
32
jeopardy and immunity defenses involve an “entitlement not to stand trial or face the other
burdens of litigation”).
In fact, the opinion below strongly endorses this conclusion. In holding that there is
appellate jurisdiction over this interlocutory appeal under 28 U.S.C. § 1291, the opinion
emphasizes that “[i]t would be … ‘unseemly’ for us to require that former President Trump
first be tried in order to secure review of his immunity claim after final judgment.” App’x
14A (quoting Nixon, 418 U.S. at 691-92). “[T]he ‘deprivation of the right not to be tried’ would
Asphalt Corp. v. United States, 489 U.S. 794, 800–01 (1989)). “[T]he right not to stand trial
must be ‘vindicated before trial’ or not at all.” Id. These statements cannot be squared with
the panel’s decision to dramatically accelerate its issuance of the mandate—thus immediately
launching criminal proceedings and trial in the district court—before the completion of
The D.C. Circuit’s extraordinary decision to return the mandate to the district court
to proceed to trial imposes another grave species of irreparable injury—the threat to the First
Amendment rights of President Trump, his supporters and volunteers, and all American
voters, who are entitled to hear from the leading candidate for President at the height of the
Presidential campaign. The Special Counsel seeks urgently to force President Trump into a
months-long criminal trial at the height of campaign season, effectively sidelining him and
preventing him from campaigning against the current President to whom the Special Counsel
ultimately reports, President Biden. This would impose grave First Amendment injuries on
President Trump and all American voters, whether they support him or not, and threatens
33
“The loss of First Amendment freedoms, for even minimal periods of time,
unquestionably constitutes irreparable injury.” Elrod v. Burns, 427 U.S. 347, 373 (1976).
Here, President Trump is the leading candidate for President of the United States and the
Conducting a months-long criminal trial of the leading opponent of the current regime in the
campaign against President Biden, stifling his voice and preventing American voters from
pinnacle of First Amendment protection. “Speech on matters of public concern is at the heart
of the First Amendment’s protection. That is because speech concerning public affairs is
more than self-expression; it is the essence of self-government.” Snyder v. Phelps, 562 U.S.
443, 451-52 (2011) (cleaned up) (citing numerous cases). “No form of speech is entitled to
greater constitutional protection” than “[c]ore political speech.” McIntyre v. Ohio Elec.
Comm’n, 514 U.S. 334, 347 (1995). Likewise, the First Amendment’s “constitutional
guarantee has its fullest and most urgent application precisely to the conduct of campaigns
for political office.” Susan B. Anthony List v. Driehaus, 573 U.S. 149, 162 (2014) (quoting
Monitor Patriot Co. v. Roy, 401 U.S. 265, 272 (1971)). Campaign speech lies “at the core of
our electoral process of the First Amendment freedoms—an area … where protection of
robust discussion is at its zenith.” Meyer v. Grant, 486 U.S. 414, 425 (1988) (citations and
quotations omitted).
This First Amendment protection extends, first and foremost, to the American voters
who would hear and consider President Trump’s campaign speech as they reflect on how to
cast their ballots in November. The First Amendment’s “protection afforded is to the
34
communication, to its source and to its recipients both.” Va. State Bd. of Pharm. v. Va.
Citizens Consumer Council, Inc., 425 U.S. 748, 756 (1976) (citing many cases); see also
Packingham v. North Carolina, 582 U.S. 98, 104 (2017) (recognizing the right to “speak and
listen, and then … speak and listen once more,” as a “fundamental principle of the First
Amendment”); Red Lion Broad. Co. v. F.C.C., 395 U.S. 367, 390 (1969). “[T]he right to receive
ideas follows ineluctably from the sender’s First Amendment right to send them.” Bd. of
Educ., Island Trees Union Free Sch. Dist. No. 26 v. Pico, 457 U.S. 853, 867 (1982). A de facto
criminal trial at the height of campaign season—inflicts a “reciprocal” injury on the hundreds
of millions of Americans who listen to him. Va. State Bd. of Pharm., 425 U.S. at 757.
This Court has “never allowed the government to prohibit candidates from
Minnesota v. White, 536 U.S. 765, 781-82 (2002). Permitting the Biden administration to put
its leading political opponent on trial in the middle of the campaign for President would do
just that—effectively stifling President Trump’s campaign speech for months on end with the
Since this is not a “close case,” the Court need not “balance the equities.” Karcher,
455 U.S. at 1305-06. But if it does, the equities strongly favor a stay of the mandate. As
detailed above, the considerations counseling in favor of a stay are overwhelming. They
include preserving this Court’s jurisdiction to hear this appeal in an orderly fashion,
protecting the 234-year tradition against prosecuting Presidents for their official acts,
preventing all Presidents from being effectively blackmailed and extorted by their political
opponents with threat of wrongful prosecution for their official acts, preventing the manifest
35
irreparable injury of forcing President Trump to undergo criminal trial before his claim of
immunity is adjudicated, and violating the First Amendment rights of all American voters to
Against these compelling interests, in the court below, the Special Counsel cited only
one consideration supposedly justifying the immediate return of the mandate to the district
court: “the imperative public importance of a prompt resolution of this case.” C.A. Resp.Br.
at 65. The Special Counsel cited the same vaguely defined interest in “prompt resolution” of
this case in its Petition for Certiorari Before Judgment, which this Court denied. As noted
in President Trump’s Brief in Opposition, the Special Counsel conflates the supposed “public”
interest, id., with the manifestly partisan interest of the Special Counsel’s ultimate boss,
In the Court of Appeals, as here, the Special Counsel never explains why it is so
“imperative” that this case proceed to trial immediately, forestalling ordinary en banc review
and even this Court’s review procedures. The prospect that an interlocutory appeal of an
immunity question might affect a pending trial date is commonplace and routine. “Especially
in cases of extraordinary public moment, the individual may be required to submit to delay
not immoderate in extent and not oppressive in its consequences if the public welfare or
convenience will thereby be promoted.” Landis v. N. Am. Co., 299 U.S. 248, 256 (1936). “A
mere assertion of delay does not constitute substantial harm. Some delay would be
occasioned by almost all interlocutory appeals.” United States v. Philip Morris, Inc., 314 F.3d
612, 622 (D.C. Cir. 2003), jurisdictional ruling overruled by Mohawk Indus., Inc. v. Carpenter,
partisanship.” BIO in No. 23-624, at 22. “This Court is ‘not required to exhibit a naiveté
36
from which ordinary citizens are free.’” Id. (quoting Dep’t of Com. v. New York, 139 S. Ct.
2551, 2575 (2019)). The Special Counsel’s prior request to circumvent ordinary appellate
review caused “commentators from across the political spectrum [to] observe[] that its evident
motivation is to schedule the trial before the 2024 presidential election—a nakedly political
motive.” Id. (citing Elie Honig, Why Jack Smith Will Never Say the ‘E’ Word, CNN (Dec. 16,
2023), https://www.cnn.com/videos/politics/2023/12/16/smr-honig-on-smith-vs-election-
calendar.cnn; Editorial Board, Jack Smith and the Supreme Court, Wall St. J. (Dec. 16, 2023);
Jason Willick, Politics Are Now Clearly Shaping Jack Smith’s Trump Prosecution, Wash. Post
https://twitter.com/ByronYork/status/1734305076582244850?s=20).
“The Special Counsel thus confuses the public interest with a partisan interest of his
superior, President Biden.” Id. at 22. “The Special Counsel’s politicization of the trial
schedule” also “departs from the best traditions of the U.S. Department of Justice,” which
“call for prosecutors to avoid the appearance of election interference in the prosecution of
political candidates.” Id. at 23 (citing U.S. Dep’t of Justice, Justice Manual §§ 9-27.260, 9-
“Even worse, the Special Counsel’s request threatens to tarnish” the Court of Appeals’
“procedures with the same appearance of partisanship.” Id. at 24 (citing Editorial Board,
Jack Smith and the Supreme Court, Wall St. J. (Dec. 16, 2023)). “The Special Counsel
urge[d]” the lower court “to jettison venerable principles of prudence, leapfrog the ordinary
process of appellate review, and rush headlong to decide one of the most novel, complex, and
37
momentous legal issues in American history.” Id. at 25. “In doing so, the Special Counsel
seeks to embroil” both the Court of Appeals and “this Court in a partisan rush to judgment
on some of the most historic and sensitive questions that the Court may ever decide.” Id.
The Court should issue a stay of the D.C. Circuit’s mandate to put an end to these ill-
***
“‘Haste makes waste’ is an old adage. It has survived because it is right so often.”
Kusay v. United States, 62 F.3d 192, 195 (7th Cir. 1995). The Court should stay the D.C.
Circuit’s mandate pending resolution of a petition for certiorari, and if review is granted,
As additional relief, in issuing its stay, President Trump requests that this Court
direct that the D.C. Circuit’s mandate is stayed pending the resolution, not just of
proceedings in this Court, but also of President Trump’s planned petition for en banc
consideration in the D.C. Circuit, which he intends to file in the D.C. Circuit in the ordinary
course before seeking (if necessary) this Court’s review, if given the opportunity to do so. As
noted in President Trump’s Brief in Opposition in No. 23-624, en banc consideration by the
lower courts provides an important part of the percolation that this Court ordinarily prefers
before reviewing petitions for certiorari. For example, in United States v. Nixon, this Court
had the benefit of the multiple thoughtful opinions produced by the D.C. Circuit’s en banc
consideration of Nixon v. Sirica, which addressed the same executive privilege asserted
against a grand-jury subpoena the year before. 487 F.2d 700, 700-22 (D.C. Cir. 1973) (en
banc) (cited in Nixon, 418 U.S. at 689, 708 & n.17); id. at 729 (MacKinnon, J., concurring in
part and dissenting in part); id. at 762 (Wilkey, J., dissenting). Allowing President Trump
to pursue en banc review in the D.C. Circuit will provide an opportunity for similar
thoughtful consideration in the lower court before this Court addresses the novel, complex,
38
and momentous issues at stake in this appeal. See Belk v. Charlotte-Mecklenburg Bd. of
Educ., 211 F.3d 853, 854-55 (4th Cir. 2000) (Wilkinson, C.J., concurring in the denial of initial
hearing en banc).
CONCLUSION
This Court should stay the D.C. Circuit’s mandate pending resolution of President
Trump’s petition for certiorari in this Court. As additional relief, President Trump requests
that this Court stay the D.C. Circuit’s mandate pending the resolution of a petition for en
banc consideration in that court, before the filing (if necessary) of his petition for certiorari
in this Court.
39
APPENDIX
Per Curiam Opinion of the United States Court of Appeals for the District of Columbia
Circuit (February 6, 2024) ................................................................................................ 1A
Per Curiam Judgment and Order of the United States Court of Appeals for the District of
Columbia Circuit (February 6, 2024) ............................................................................. 58A
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 1 of 57
1A
No. 23-3228
v.
DONALD J. TRUMP,
APPELLANT
Paul M. Dorsey, pro se, was on the brief for amicus curiae
Paul M. Dorsey in support of appellant.
Victor Williams, pro se, was on the brief for amicus curiae
Law Professor Victor Williams in support of appellant.
2
Michael R. Dreeben and Raymond N. Hulser, Counselors to the
Special Counsel, John M. Pellettieri and Cecil W.
VanDevender, Assistant Special Counsels, and Molly Gaston
and Thomas P. Windom, Senior Assistant Special Counsels.
3
sequence is set by the Constitution, id. amend. XX, it did not
proceed peacefully. Indeed, from election day 2020 forward,
the government alleges that President Trump denied that he had
lost his bid for a second term and challenged the election results
through litigation, pressure on state and federal officers, the
organization of an alternate slate of electors and other means.
His alleged interference in the constitutionally prescribed
sequence culminated with a Washington, D.C., rally held on
January 6, 2021, the day set by the Electoral Count Act, 3
U.S.C. § 15(a), for the Congress to meet in joint session to
certify the election results. The rally headlined by President
Trump resulted in a march of thousands to the Capitol and the
violent breach of the Capitol Building. The breach delayed the
congressional proceedings for several hours and it was not until
the early morning of January 7th that the 2020 presidential
election results were certified, naming Joseph R. Biden as the
soon-to-be 46th President.
4
I. BACKGROUND
1
Former President Trump’s campaign and his supporters also
unsuccessfully challenged the election results in several state and
federal courts.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 5 of 57
5A
5
Indictment charges that he and his co-conspirators allegedly
advanced their goal through five primary means:
6
January 6, 2021, he held a rally in Washington D.C. where he
“repeated knowingly false claims of election fraud to gathered
supporters” and “directed them to the Capitol to obstruct the
certification proceeding and exert pressure on the Vice
President to take the fraudulent actions he had previously
refused.” Id. at ¶¶ 10(d), 90(c).
7
Federal officials,” id. at 2–3; that his statements on the morning
of January 6 “encouraged — and foreseeably resulted in —
lawless action at the Capitol,” id. at 3; and that he attempted to
“subvert and obstruct the certification of the results of the 2020
Presidential election” by other means, including by threatening
a Georgia state official into manipulating the results, id. at 3–
4.
2
Off. of the Att’y Gen., “Appointment of John L. Smith as
Special Counsel,” Order No. 5559-2022 (Nov. 18, 2022).
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 8 of 57
8A
8
Jeopardy Clause; (3) statutory grounds; and (4) allegations of
selective and vindictive prosecution.
3
Former President Trump does not challenge the district court’s
other holdings at this stage: (1) that “the First Amendment does not
protect speech that is used as an instrument of a crime, and
consequently the indictment — which charges [Trump] with, among
other things, making statements in furtherance of a crime — does not
violate [Trump]’s First Amendment rights,” Trump, --- F. Supp. 3d
---, 2023 WL 8359833, at *15, and (2) that the Indictment does not
violate Due Process because Trump “had fair notice that his conduct
might be unlawful,” id. at *22.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 9 of 57
9A
9
government’s motion to expedite the appeal, and oral argument
was held on January 9, 2024.
II. JURISDICTION
10
order doctrine is interpreted “with the utmost strictness in
criminal cases.” 489 U.S. 794, 799 (1989) (cleaned up).
11
United States v. MacDonald, 435 U.S. 850, 860 (1978)). The
Court rejected the defendants’ argument that the denial of the
motion satisfied the third prong. It explained that “[i]t is true
that deprivation of the right not to be tried satisfies the Coopers
& Lybrand requirement of being ‘effectively unreviewable on
appeal from a final judgment,’” but held that the defendants
had not asserted a right against trial in “the sense relevant for
purposes of the exception to the final judgment rule.” Id. at
801–02 (quoting Coopers & Lybrand v. Livesay, 437 U.S. 463,
468 (1978) (“To come within the [collateral-order doctrine],
the order must conclusively determine the disputed question,
resolve an important issue completely separate from the merits
of the action, and be effectively unreviewable on appeal from
a final judgment.”)).
12
373 (2023) (quoting Reiter v. Sonotone Corp., 442 U.S. 330,
341 (1979)). Instead, opinions “must be read with a careful eye
to context” and the “particular work” that quoted language
performs within an opinion. Id. at 374; see also Goldman
Sachs Grp., Inc. v. Ark. Tchr. Ret. Sys., 141 S. Ct. 1951, 1968
(2021) (Gorsuch, J., concurring in part) (“[T]his Court [has]
often said it is a mistake to parse terms in a judicial opinion
with the kind of punctilious exactitude due statutory
language.”).
13
with § 1291.”4 Id. The Court ultimately chose to reject the
petitioner’s argument on a different basis, see id. at 877, so it
did not squarely resolve how to interpret Midland Asphalt. But
a fair reading contemplates that there are exceptions to Midland
Asphalt’s broad statement. See id. at 875. Other courts have
held to that effect. See Al Shimari v. CACI Int’l, Inc., 679 F.3d
205, 217 n.9 (4th Cir. 2012) (en banc) (reading Digital
Equipment to hold that qualified immunity’s “good pedigree in
public law . . . more than makes up for its implicitness”
(cleaned up)); McClendon v. City of Albuquerque, 630 F.3d
1288, 1296 n.2 (10th Cir. 2011) (interpreting Digital
Equipment’s “good pedigree in public law” comment as a
“binding” reconciliation of Midland Asphalt with the
immediate appealability of some implicit immunities).
4
Elsewhere, Digital Equipment refers to rights “originating in
the Constitution or statutes.” 511 U.S. at 879. Its broader
formulation comfortably encompasses implicit as well as explicit
immunities.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 14 of 57
14A
14
Shimari, 679 F.3d at 246 (Wilkinson, J., dissenting) (calling
Midland Asphalt’s sentence “dictum” and a “lonely line”).
5
By contrast, the Supreme Court has explained why a right
against trial must ordinarily be “statutory or constitutional” in nature
to fall within the collateral-order doctrine. Midland Asphalt, 489
U.S. at 801. Whether a right can be effectively reviewed after final
judgment “simply cannot be answered without a judgment about the
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 15 of 57
15A
15
certainly did not provide one. The ultimate source of our
appellate jurisdiction is 28 U.S.C. § 1291, which extends to the
“final decision[]” of the district court. There is no basis in the
statutory text to treat the denial of an explicit immunity as final
but the denial of an implicit immunity as non-final. In both
cases, the “deprivation of the right not to be tried” would be
“effectively unreviewable on appeal from a final judgment.”
Midland Asphalt, 489 U.S. at 800–01 (quotation omitted).
Whether explicit or implicit in the Constitution, the right not to
stand trial must be “vindicated before trial” or not at all. Id. at
799 (quotation omitted).
B. CIRCUIT PRECEDENT
16
argued that he had immunity from the DOJ’s suit against him
because “the action was barred by the Speech or Debate
Clause” and, separately, because “the separation of powers
doctrine barred the DOJ from suing him” when a congressional
committee had already investigated him. Id. at 185. We held
that the latter claim falls within the collateral-order doctrine,
“recogniz[ing] claims of immunity based on the separation of
powers doctrine as an additional exception to the general rule
against interlocutory appeals.” Id. Granted, we acknowledged
that the separation of powers doctrine “does not provide as
precise a protection as the Speech or Debate Clause,” but we
focused on the “equivalent reasons for vindicating in advance
of trial whatever protection it affords.” Id. at 186 (quotation
omitted).
17
privilege” to the Speech or Debate Clause. United States v.
Cisneros, 169 F.3d 763, 770 (D.C. Cir. 1999).
18
least analogous enough to the Speech or Debate Clause or the
Double Jeopardy Clause to fit within our precedent.
19
from responding to criminal subpoenas issued by state and
federal prosecutors. See Trump v. Vance, 140 S. Ct. 2412, 2431
(2020); Nixon, 418 U.S. at 706; United States v. Burr, 25 F.
Cas. 30, 33–34 (C.C. Va. 1807) (Marshall, C.J.). In the civil
context, the Supreme Court has explained that a former
President is absolutely immune from civil liability for his
official acts, defined to include any conduct falling within the
“‘outer perimeter’ of his official responsibility.” Fitzgerald,
457 U.S. at 756. Both sitting and former Presidents remain
civilly liable for private conduct. Clinton v. Jones, 520 U.S.
681, 686, 694–95 (1997); Blassingame, 87 F.4th at 12–14.
When considering the issue of Presidential immunity, the
Supreme Court has been careful to note that its holdings on
civil liability do not carry over to criminal prosecutions. See
Fitzgerald, 457 U.S. at 754 n.37 (explaining the “lesser public
interest in actions for civil damages than, for example, in
criminal prosecutions”); cf. Clinton, 520 U.S. at 704 n.39
(noting special considerations at issue in criminal cases).
20
Our analysis is “guided by the Constitution, federal
statutes, and history,” as well as “concerns of public policy.”
Fitzgerald, 457 U.S. at 747. Relying on these sources, we
reject all three potential bases for immunity both as a
categorical defense to federal criminal prosecutions of former
Presidents and as applied to this case in particular.
21
He relies on Marbury’s oft-quoted statement that a President’s
official acts “can never be examinable by the courts.” Id.
(quoting Marbury, 5 U.S. (1 Cranch) at 166); see also Reply
Br. 6.
22
above the compulsion of law in the exercise of those duties.”).
Based on these principles, Chief Justice Marshall concluded
that, although discretionary acts are “only politically
examinable,” the judiciary has the power to hear cases “where
a specific duty is assigned by law.” Id. at 166. Marbury thus
makes clear that Article III courts may review certain kinds of
official acts — including those that are legal in nature.
23
relying on Marbury, Kendall and the distinction between “mere
ministerial dut[ies]” in which “nothing was left to discretion”
and “purely executive and political” duties involving the
President’s discretion. Id. at 498–99; see also Martin v. Mott,
25 U.S. 19, 31–32 (1827) (no judicial power to review
President exercising his “discretionary power” conferred by
statute). In holding that it could not enjoin the President from
using his discretion, the Court nevertheless affirmed the role of
the Judiciary in checking the other two branches of
government: “The Congress is the legislative department of
the government; the President is the executive department.
Neither can be restrained in its action by the judicial
department; though the acts of both, when performed, are, in
proper cases, subject to its cognizance.” Mississippi, 71 U.S.
at 500.
24
authority to determine whether he has acted within the law.”
Clinton, 520 U.S. at 703.
United States v. Lee, 106 U.S. 196, 220 (1882). “That principle
applies, of course, to a President.” Vance, 140 S. Ct. at 2432
(Kavanaugh, J., concurring).
25
communications, are subject to judicial process, even when the
President is under investigation.” Vance, 140 S. Ct. at 2427
(citations omitted); see also Clinton, 520 U.S. at 703–05
(recounting history of sitting Presidents complying with court
orders to provide testimony and other evidence).
26
proceedings” under the Speech or Debate Clause. Tenney v.
Brandhove, 341 U.S. 367, 372 (1951); see U.S. CONST. art. I,
§ 6, cl. 1. But outside of constitutionally protected legislative
conduct, members of the Congress perform a wide range of
“acts in their official capacity” that are not “legislative in
nature” and so can subject them to criminal liability. Gravel v.
United States, 408 U.S. 606, 625 (1972); see id. at 626 (Speech
or Debate Clause “does not privilege either Senator or aide to
violate an otherwise valid criminal law in preparing for or
implementing legislative acts”). In United States v. Johnson, a
Congressman was criminally charged with conspiring to
pressure the Department of Justice to dismiss pending
indictments of a loan company and its officers on mail fraud
charges. 383 U.S. 169, 171 (1966). The Supreme Court held
that the prosecution could not include evidence related to a
speech made by Johnson on the House floor because of his
constitutional immunity but, the Court made clear, Johnson
could be retried on the same count “wholly purged of elements
offensive to the Speech or Debate Clause.” Id. at 185.
Although his unprotected conduct constituted an official act
under Fitzgerald (communicating with the Executive Branch),
see id. at 172, it was constrained by and subject to “criminal
statute[s] of general application.” Id. at 185.
27
holder from obligation to obey the Constitution of the United
States, or take away the power of Congress to punish his
disobedience.” Id. at 348. The Court then addressed the
judge’s argument that the Court lacked the authority to punish
a state judge for “his official acts.” Id. Its response was
twofold. First, the Court described juror selection as “merely
a ministerial act, as much so as the act of a sheriff holding an
execution, in determining upon what piece of property he will
make a levy, or the act of a roadmaster in selecting laborers to
work upon the roads.” Id. The Court then explained that even
if juror selection is considered a “judicial act,” the judge had a
legal duty to obey the criminal laws:
6
The Court’s reference to “the State statute” is to the Virginia
law charging the county judge with the duty to select jurors in the
circuit and county courts. Ex parte Virginia, 100 U.S. at 340.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 28 of 57
28A
28
More recent case law on the judicial immunity doctrine
affirms that judges are not immune from criminal liability for
their official acts. O’Shea v. Littleton confirmed the holding of
Ex parte Virginia in dismissing a civil rights action for
equitable relief brought against a county magistrate and
associate judge of a county circuit. 414 U.S. 488, 490–91, 503
(1974). The Supreme Court concluded that the requested
injunction was not the only available remedy because both
judges remained answerable to the federal criminal laws:
29
criminally for willful deprivations of constitutional
rights . . . .”); United States v. Gillock, 445 U.S. 360, 372
(1980) (“[T]he cases in this Court which have recognized an
immunity from civil suit for state officials have presumed the
existence of federal criminal liability as a restraining factor on
the conduct of state officials.”).7
7
In his brief, former President Trump contends otherwise,
primarily relying on two words in a single line of dictum from
Spalding v. Vilas to urge that judges are immune from criminal
prosecution for their official acts. Appellant’s Br. 19. Spalding was
a civil case in which the Supreme Court quoted an opinion of the
Supreme Court of New York: “The doctrine which holds a judge
exempt from a civil suit or indictment for any act done or omitted to
be done by him, sitting as judge, has a deep root in the common law.”
Spalding v. Vilas, 161 U.S. 483, 494 (1896) (quoting Yates v.
Lansing, 5 Johns. 282, 291 (N.Y. Sup. Ct. 1810)) (emphasis added).
The Supreme Court did not analyze the scope of judicial criminal
immunity itself and the quoted New York language is flatly
incompatible with the Supreme Court case law addressed supra. We
do not consider Spalding’s dictum binding on the question of judicial
criminal immunity.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 30 of 57
30A
30
Blackstone and other early common law sources expressly
contemplated the criminal prosecution of judges on bribery
charges. See 4 WILLIAM BLACKSTONE, COMMENTARIES *139;
Perrin v. United States, 444 U.S. 37, 43 (1979). But this shows
only that judicial immunity did not stretch to shield judges from
generally applicable criminal laws, not that bribery was ever
considered a nonofficial act. And as explained supra, the
Supreme Court emphasized the official nature of the bribery
allegations in Dennis while reinforcing the judge’s criminal
liability.
31
of official immunity). “This inquiry involves policies and
principles that may be considered implicit in the nature of the
President’s office in a system structured to achieve effective
government under a constitutionally mandated separation of
powers.” Fitzgerald, 457 U.S. at 748. Our analysis entails
“balanc[ing] the constitutional weight of the interest to be
served against the dangers of intrusion on the authority and
functions of the Executive Branch.” Id. at 754.
8
We do not address policy considerations implicated in the
prosecution of a sitting President or in a state prosecution of a
President, sitting or former.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 32 of 57
32A
32
1. CATEGORICAL IMMUNITY DEFENSE
33
more than a juror would be influenced by the prospect of post-
deliberation criminal liability, or an executive aide would be
quieted by the prospect of the disclosure of communications in
a criminal prosecution.
34
Trump’s 2021 impeachment proceedings for incitement of
insurrection, his counsel argued that instead of post-Presidency
impeachment, the appropriate vehicle for “investigation,
prosecution, and punishment” is “the article III courts,” as
“[w]e have a judicial process” and “an investigative process . . .
to which no former officeholder is immune.” 167 CONG. REC.
S607 (daily ed. Feb. 9, 2021); see also id. at S693 (daily ed.
Feb. 12, 2021) (“[T]he text of the Constitution . . . makes very
clear that a former President is subject to criminal sanction after
his Presidency for any illegal acts he commits.”). In light of
the express mention of “Indictment” in the Impeachment
Judgment Clause and recent historical evidence of former
Presidents acting on the apparent understanding that they are
subject to prosecution even in the absence of conviction by the
Senate, the risk of criminal liability chilling Presidential action
appears to be low.
35
taken for a forbidden purpose.” Fitzgerald, 457 U.S. at 756;
see id. at 753 (“In view of the visibility of his office and the
effect of his actions on countless people, the President would
be an easily identifiable target for suits for civil damages.”).
But the decision to initiate a federal prosecution is committed
to the prosecutorial discretion of the Executive Branch.
Prosecutors have ethical obligations not to initiate unfounded
prosecutions and “courts presume that they . . . properly
discharge[] their official duties.” United States v. Armstrong,
517 U.S. 456, 464 (1996) (quoting United States v. Chem.
Found., Inc., 272 U.S. 1, 14–15 (1926)). There are additional
safeguards in place to prevent baseless indictments, including
the right to be charged by a grand jury upon a finding of
probable cause. U.S. CONST. amend. V; Kaley v. United States,
571 U.S. 320, 328 (2014). “[G]rand juries are prohibited from
engaging in ‘arbitrary fishing expeditions’ and initiating
investigations ‘out of malice or an intent to harass.’” Vance,
140 S. Ct. at 2428 (quoting United States v. R. Enters., Inc.,
498 U.S. 292, 299 (1991)). Additionally, former President
Trump’s “predictive judgment” of a torrent of politically
motivated prosecutions “finds little support in either history or
the relatively narrow compass of the issues raised in this
particular case,” see Clinton, 520 U.S. at 702, as former
President Trump acknowledges that this is the first time since
the Founding that a former President has been federally
indicted. Weighing these factors, we conclude that the risk that
former Presidents will be unduly harassed by meritless federal
criminal prosecutions appears slight.
36
more profoundly manifest than in our view that ‘the twofold
aim (of criminal justice) is that guilt shall not escape or
innocence suffer.’” Nixon, 418 U.S. at 708–09 (quoting Berger
v. United States, 295 U.S. 78, 88 (1935)). As the Nixon Court
explained, wholly immunizing the President from the criminal
justice process would disturb “the primary constitutional duty
of the Judicial Branch to do justice in criminal prosecutions” to
such an extent that it would undermine the separation of powers
by “plainly conflict[ing] with the function of the courts under
Art. III.” Nixon, 418 U.S. at 707.
37
that the Laws be faithfully executed,” were the sole officer
capable of defying those laws with impunity.
38
U.S. CONST. art. II, § 1, cl. 1. The Twentieth Amendment
reinforces the discrete nature of a presidential term, explicitly
providing that “[t]he terms of the President and Vice President
shall end at noon on the 20th day of January . . .; and the terms
of their successors shall then begin.” U.S. CONST. amend. XX,
§ 1. Upon “the expiration of the time for which he is elected,”
a former president “returns to the mass of the people again” and
the power of the Executive Branch vests in the newly elected
President. Burr, 25 F. Cas. at 34; U.S. CONST. art. II, § 1, cl. 1
(“The executive Power shall be vested in a President of the
United States of America.”) (emphasis added).
39
democratic and politically accountable official in
Government,” the only one who (along with the Vice
President) is “elected by the entire Nation.” Seila Law LLC v.
Consumer Fin. Prot. Bureau, 140 S. Ct. 2183, 2203 (2020).
“To justify and check” the President’s “unique [authority] in
our constitutional structure,” Article II “render[s] the President
directly accountable to the people through regular elections.”
Id. As James Madison put it, “[a] dependence on the people is,
no doubt, the primary control on the government.” The
Federalist No. 51, at 253 (James Madison) (Coventry House
Publishing, 2015)9; see also Morrison, 487 U.S. at 731 (Scalia,
J., dissenting) (“[T]he Founders . . . established a single Chief
Executive accountable to the people” so that “the blame [could]
be assigned to someone who can be punished.”). Thus, the
quadrennial Presidential election is a crucial check on
executive power because a President who adopts unpopular
policies or violates the law can be voted out of office.
9
Federalist No. 51 is “generally attributed to Madison” but is
“sometimes attributed to ‘Hamilton or Madison.’” INS v. Chadha,
462 U.S. 919, 950 (1983).
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 40 of 57
40A
40
Executive power has the advantage of
concentration in a single head in whose choice
the whole Nation has a part, making him the
focus of public hopes and expectations. In
drama, magnitude and finality his decisions so
far overshadow any others that almost alone he
fills the public eye and ear. No other personality
in public life can begin to compete with him in
access to the public mind through modern
methods of communications. By his prestige as
head of state and his influence upon public
opinion he exerts a leverage upon those who are
supposed to check and balance his power which
often cancels their effectiveness.
* * *
41
no functional justification for immunizing former Presidents
from federal prosecution in general or for immunizing former
President Trump from the specific charges in the Indictment.
In so holding, we act, “not in derogation of the separation of
powers, but to maintain their proper balance.” See Fitzgerald,
457 U.S. at 754.
42
Clause: If the Clause requires an impeachment conviction first,
he may not be prosecuted; but if it contains no such
requirement, the Clause presents no impediment to his
prosecution.
43
to Indictment, Trial, Judgment and Punishment, according to
Law.” Id.
44
provision granting immunity to the President. See Vance, 140
S. Ct. at 2434 (Thomas, J., dissenting) (“The text of the
Constitution explicitly addresses the privileges of some federal
officials, but it does not afford the President absolute
immunity.”). The Impeachment Judgment Clause merely
states that “the Party convicted” shall nevertheless be subject
to criminal prosecution. The text says nothing about non-
convicted officials. Former President Trump’s reading rests on
a logical fallacy: Stating that “if the President is convicted, he
can be prosecuted,” does not necessarily mean that “if the
President is not convicted, he cannot be prosecuted.” See, e.g.,
N.L.R.B. v. Noel Canning, 573 U.S. 513, 589 (2014) (Scalia, J.,
concurring) (explaining “the fallacy of the inverse (otherwise
known as denying the antecedent): the incorrect assumption
that if P implies Q, then not-P implies not-Q”).
45
the Constitution of the United States § 782; see also Whether a
Former President May Be Indicted and Tried for the Same
Offenses for Which He was Impeached by the House and
Acquitted by the Senate, 24 Op. O.L.C. 110, 120 (2000)
(hereinafter, “OLC Double Jeopardy Memo”) (noting that
impeachment in Britain could have resulted “in a wide array of
criminal penalties, including fines, imprisonment, and even
execution”). The Framers chose to withhold such broad power
from the Senate, specifying instead that the Senate could
impose “only political, not ordinary criminal, punishments.”
OLC Double Jeopardy Memo at 124; see also Tench Coxe, An
American Citizen, Independent Gazetteer (Philadelphia), Sept.
28, 1787 (The Senate “can only, by conviction on
impeachment, remove and incapacitate a dangerous
officer . . . .” (emphasis in original)). That approach naturally
“raise[d] the question whether the other punishments the
founding generation was accustomed to seeing” in British
impeachment proceedings “could be imposed at all under the
new American government.” OLC Double Jeopardy Memo at
126. The Framers wished to make clear that a President would
“still be liable to prosecution and punishment in the ordinary
course of law.” The Federalist No. 65, at 321 (Alexander
Hamilton) (Coventry House Publishing, 2015); Coxe, An
American Citizen (“[T]he punishment of [a dangerous officer]
as a criminal remains within the province of the courts of law
to be conducted under all the ordinary forms and
precautions . . . .” (emphasis in original)). They therefore
added the provision that “the Party convicted shall nevertheless
be liable and subject to Indictment, Trial, Judgment and
Punishment, according to Law.” U.S. CONST. art. I, § 3, cl. 7.
As the Office of Legal Counsel noted, that “second part makes
clear that the restriction on sanctions in the first part was not a
prohibition on further punishments; rather, those punishments
would still be available but simply not to the [Senate].” OLC
Double Jeopardy Memo at 126–27. In short, then, the Framers
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 46 of 57
46A
46
intended impeached officials to face criminal liability
“according to Law.” U.S. CONST. art. I, § 3, cl. 7.
10
Former President Trump also cites to Hamilton’s statement
in Federalist 77 that the President is “at all times liable to
impeachment, trial, dismission from office, incapacity to serve in any
other, and to forfeiture of life and estate by subsequent prosecution
in the common course of law.” The Federalist No. 77, at 378–79
(Alexander Hamilton) (Coventry House Publishing, 2015) (emphasis
added). This argument is similarly unavailing based on Federalist
77’s analogous use of “liable.”
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 47 of 57
47A
47
Federalist No. 69, at 337–38. It strains credulity that Hamilton
would have endorsed a reading of the Impeachment Judgment
Clause that shields Presidents from all criminal accountability
unless they are first impeached and convicted by the Congress.
48
discussion at the Constitutional Convention and ratifying
conventions regarding the Impeachment Judgment Clause).
Joseph Story explained that the Impeachment Judgment Clause
removed doubt that “a second trial for the same offence could
be had, either after an acquittal, or a conviction in the court of
impeachments.” 2 Story, Commentaries § 780; id. § 781
(noting the Constitution “has wisely subjected the party to trial
in the common criminal tribunals, for the purpose of receiving
such punishment, as ordinarily belongs to the offence”). Story
explained that without a criminal trial “the grossest official
offenders might escape without any substantial punishment,
even for crimes, which would subject their fellow citizens to
capital punishment.” Id. § 780.11
11
Former President Trump points to some historical evidence
that he considers countervailing. He notes that some state
constitutions explicitly provided for the criminal prosecution of a
party acquitted on impeachment charges, arguing that silence on that
point therefore should be inferred as precluding prosecution. But
some early state constitutions also expressly granted criminal
immunity to the state’s chief executive, so interpreting silence is not
so simple. See Saikrishna Bangalore Prakash, Prosecuting and
Punishing Our Presidents, 100 Tex. L. Rev. 55, 69–70 (2021) (citing
1776 Virginia and Delaware constitutions). Any limited, indirect
historical clues must be weighed against the compelling textual,
structural and historical evidence that the Founders did not intend the
Impeachment Judgment Clause to bar the criminal prosecution of an
official who was impeached and acquitted (or not impeached at all).
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 49 of 57
49A
49
unless the Congress first impeached and convicted them. No
court has previously imposed such an irrational “impeachment
first” constraint on the criminal prosecution of federal officials.
See, e.g., Isaacs, 493 F.2d at 1144 (“[W]e are convinced that a
federal judge is subject to indictment and trial before
impeachment . . . .”).12 Even if there is an atextual basis for
treating Presidents differently from subordinate government
officials, as former President Trump suggests, his proposed
interpretation still would leave a President free to commit all
manner of crimes with impunity, so long as he is not impeached
and convicted. Former President Trump’s interpretation also
would permit the commission of crimes not readily categorized
as impeachable (i.e., as “Treason, Bribery, or other high Crimes
and Misdemeanors”) and, if thirty Senators are correct, crimes
not discovered until after a President leaves office. See U.S.
CONST. art. II, § 4; see also, e.g., 167 CONG. REC. S736 (daily
ed. Feb. 13, 2021) (statement of Senate Minority Leader
McConnell) (“We have no power to convict and disqualify a
former office holder who is now a private citizen.”).13 All of
12
Indeed, history reveals examples of prosecutions preceding
impeachments. See Nixon v. United States, 506 U.S. 224, 226–27
(1993) (defendant judge criminally prosecuted and then impeached);
Hastings v. United States Senate, 716 F. Supp. 38, 41 (D.D.C. 1989)
(same); Amenability of the President, Vice President and other Civil
Officers to Federal Criminal Prosecution While in Office, Op.
O.L.C. 4 (1973) (observing that, as of 1973, only 12 impeachments
had occurred, but “presumably scores, if not hundreds, of officers of
the United States have been subject to criminal proceedings for
offenses for which they could have been impeached”).
13
See also statements of Senators Barrasso, Blunt, Braun,
Capito, Cornyn, Cramer, Crapo, Daines, Ernst, Fischer, Grassley,
Hoeven, Hyde-Smith, Inhofe, Kennedy, Lankford, Lee, Lummis,
Moran, Portman, Risch, Rounds, Rubio, Shelby, Sullivan, Thune,
Tillis, Tuberville and Wicker.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 50 of 57
50A
50
this leads us to conclude that, under the best reading of the
Impeachment Judgment Clause, a former President may be
criminally prosecuted in federal court, without any requirement
that he first be impeached and convicted for the same
conduct.14
14
Because we conclude that former President Trump is not
entitled to categorical immunity from criminal liability for assertedly
“official” acts, it is unnecessary to explore whether executive
immunity, if it applied here, would encompass his expansive
definition of “official acts.” Nevertheless, we observe that his
position appears to conflict with our recent decision in Blassingame,
87 F.4th at 1. According to the former President, any actions he took
in his role as President should be considered “official,” including all
the conduct alleged in the Indictment. Appellant’s Br. 41–42. But
in Blassingame, taking the plaintiff’s allegations as true, we held that
a President’s “actions constituting re-election campaign activity” are
not “official” and can form the basis for civil liability. 87 F.4th at
17. In other words, if a President who is running for re-election acts
“as office-seeker, not office-holder,” he is not immune even from
civil suits. Id. at 4 (emphasis in original). Because the President has
no official role in the certification of the Electoral College vote,
much of the misconduct alleged in the Indictment reasonably can be
viewed as that of an office-seeker — including allegedly organizing
alternative slates of electors and attempting to pressure the Vice
President and Members of the Congress to accept those electors in
the certification proceeding. It is thus doubtful that “all five types of
conduct alleged in the indictment constitute official acts.”
Appellant’s Br. 42.
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 51 of 57
51A
51
House of Representatives for the same or closely related
conduct but acquitted by the Senate. We disagree.
52
A. IMPEACHMENT IS NOT “CRIMINAL”
53
U.S. CONST. art. I, § 3, cl. 7. — are intended to hold officials
politically accountable, while leaving criminal accountability
to the Judicial Branch.
54
Criminal prosecutions, by contrast, are aimed at
“penaliz[ing] individuals for their criminal misdeeds . . . by
taking away their life, liberty, or property.” OLC Double
Jeopardy Memo at 130; see also Kansas v. Hendricks, 521 U.S.
346, 361–62 (1997) (identifying “retribution [and] deterrence”
as “the two primary objectives of criminal punishment”). The
consequences of a criminal conviction are predicated on a
finding of guilt beyond a reasonable doubt, United States v.
Gaudin, 515 U.S. 506, 510 (1995); and such consequences can
be severe, including asset forfeiture, incarceration and even
death, see, e.g., 18 U.S.C. §§ 982, 3581, 3591. Criminal
prosecutions are overseen by the judiciary, which enforces
stringent procedural protections that reflect the gravity of the
potential ramifications for the defendant. See Nixon, 418 U.S.
at 707 (describing “the primary constitutional duty of the
Judicial Branch to do justice in criminal prosecutions”). The
Double Jeopardy Clause is one such procedural protection,
ensuring that a criminal defendant is not forced to face
prosecution twice for the same offense.
15
When determining whether a punishment labeled “civil” by
the Congress is criminal for double-jeopardy purposes, courts apply
a multi-factored test. See Kennedy v. Mendoza-Martinez, 372 U.S.
144, 168–69 (1963). Because former President Trump does not
contend impeachment threatens criminal punishment, and because
we think the political nature of impeachment makes that clear, we
need not address those factors. Cf. OLC Double Jeopardy Memo at
139–48 (concluding, under the Mendoza-Martinez test, that removal
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 55 of 57
55A
55
He does not seriously contend otherwise; and he does not
explain why he believes that impeachment can implicate
“double jeopardy principles” when it does not involve criminal
punishment.
B. BLOCKBURGER TEST
56
offense of incitement of insurrection requires proof of
incitement — an element that is distinct from those associated
with each of the crimes of indictment. In other words, the
charges are not the same under a straightforward application of
the Blockburger test.
* * *
USCA Case #23-3228 Document #2039001 Filed: 02/06/2024 Page 57 of 57
57A
57
We have balanced former President Trump’s asserted
interests in executive immunity against the vital public interests
that favor allowing this prosecution to proceed. We conclude
that “[c]oncerns of public policy, especially as illuminated by
our history and the structure of our government” compel the
rejection of his claim of immunity in this case. See Fitzgerald,
457 U.S. at 747–48. We also have considered his contention
that he is entitled to categorical immunity from criminal
liability for any assertedly “official” action that he took as
President — a contention that is unsupported by precedent,
history or the text and structure of the Constitution. Finally,
we are unpersuaded by his argument that this prosecution is
barred by “double jeopardy principles.” Accordingly, the order
of the district court is AFFIRMED.16
So ordered.
16
Amici former Attorney General Edwin Meese III and others
argue that the appointment of Special Counsel Smith is invalid
because (1) no statute authorizes the position Smith occupies and (2)
the Special Counsel is a principal officer who must be nominated by
the President and confirmed by the Senate. See U.S. CONST. art. II,
§ 2, cl. 2 (Appointments Clause). On appeal from a collateral order,
we generally lack jurisdiction to consider issues that do not
independently satisfy the collateral order doctrine unless we can
exercise pendent jurisdiction over the issue. See Abney, 431 U.S. at
663; Azima v. RAK Inv. Auth., 926 F.3d 870, 874 (D.C. Cir. 2019).
Because the Appointments Clause issue was neither presented to nor
decided by the district court, there is no order on the issue that could
even arguably constitute a collateral order for us to review.
Additionally, the exercise of pendent jurisdiction would be improper
here, assuming without deciding that pendent jurisdiction is ever
available in criminal appeals. See Abney, 431 U.S. at 663; Gilda
Marx, Inc. v. Wildwood Exercise, Inc., 85 F.3d 675, 679 (D.C. Cir.
1996).
USCA Case #23-3228 Document #2038999 Filed: 02/06/2024 Page 1 of 1
584
Anited States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT