5Paisa Capital News

5Paisa Capital Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 12/07/2024 ,inter alia, to consider and approve Intimation of the Board Meeting

Disclosure under Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosures Requirements) Regulations, 2015 ("Listing Regulations")

SEBI instructed MIIs to ensure uniform charges benefiting end clients, with changes effective from October 1, 2024. The circular aims to rectify incorrect disclosures, especially regarding charges collected from end clients by MIIs. MIIs are directed to redesign charge structures and communicate with SEBI for compliance.

Intimation of closure of Trading Window

Allotment of Equity Shares upon Exercise of ESOPs.

Allotment of Equity Shares upon exercise of ESOPs

Submission of Annual Secretarial Compliance Report for the Financial Year ended March 31, 2024

Allotment of Equity Shares upon exercise of ESOP''s

Transcript of Earnings Conference Call on Audited Financial Results (Standalone & Consolidated) for the quarter and year ended March 31, 2024.

Audio recording of Earnings Call on Audited Financial Results (Standalone and Consolidated) for the quarter and year ended March 31, 2024

Newspaper Publication in respect of Audited Financial Results (Standalone and Consolidated) for the quarter and year ended March 31, 2024

Allotment of Equity Shares upon Exercise of ESOPs.

Press Release on the Audited Financial Results (Standalone and Consolidated) for the Quarter and Year ended March 31, 2024

Investor / Corporate Presentation on the Audited Financial Results (Standalone and Consolidated) for the Quarter and Year ended March 31, 2024

Disclosure pursuant to Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (''SEBI Listing Regulations'')

Financial Results for the Quarter and Year ended March 31, 2024

Outcome of Board Meeting

Intimation of Schedule of Earnings Conference Call on Audited Financial Results for the quarter and year ended March 31, 2024

Certificate under Regulation 40(9) of SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015

Fairfax's Odyssey Reinsurance offers Rs 500 crore debt to IIFL Finance for gold loans. Prem Watsa's subsidiary provides secured, rated bonds at 9.5% coupon. ET's comment requests to IIFL Finance and Fairfax go unanswered.

Fairfax's Odyssey Reinsurance offers Rs 500 crore debt to IIFL Finance for gold loans. Prem Watsa's subsidiary provides secured, rated bonds at 9.5% coupon. ET's comment requests to IIFL Finance and Fairfax go unanswered.

5Paisa Capital Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 24/04/2024 ,inter alia, to consider and approve Intimation of the Board Meeting

Certificate under Regulation 74(5) of the Securities Exchange Board of India (Depositories and Participants) Regulations, 2018 for the quarter ended March 31, 2024

Compliance Certificate pursuant to Regulation 7(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Intimation of Closure of Trading Window

Allotment of Equity Shares upon Exercise of ESOPs.

This is with reference to emails dated March 14, 2024 received by the Company from Multi Commodity Exchange of India Limited (MCX) & National Stock Exchanges of India Limited (NSE).Please find attached disclosure under Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.

The company said that it plans to raise ₹1,500 crore by way of fast track rights issue before the end of June 2024 while the NCDs will be raised by this month-end.

On Monday, the Reserve Bank of India placed restrictions on the company, claiming deviations in lending processes. Since the ban, shares of IIFL Finance have fallen 36% to close at Rs 382.80 on the BSE Wednesday.

Pursuant to Regulation 39(3) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, we hereby inform you that our Registrar and Transfer Agent viz. Link Intime India Private Limited has informed us on March 02, 2024, regarding loss of share certificate and request for issue of duplicate share certificate.We request you to take the same on record & oblige.

The Nomination & Remuneration Committee of the Board of Directors of the Company vide Circular Resolution dated February 14, 2024 has allotted 3,250 Equity Shares to employee of the Company pursuant to exercise of stock options under Employee Stock Options Scheme.Upon the allotment, the number of equity shares of the Company stands increased from 3,11,78,723 to 3,11,81,973

The Nomination & Remuneration Committee of the Board of Directors of the Company vide Circular Resolution dated February 02, 2024 has allotted 550 Equity Shares to employee of the Company pursuant to exercise of stock options under Employee Stock Options Scheme(s).Upon the allotment, the number of equity shares of the Company stands increased from 3,11,78,173 to 3,11,78,723.

In the first week of February, clients of these brokers must pay as much as 100% upfront margin for all new positions within the margin trading facility (MTF) in the cash segment in an attempt to discourage traders from taking excessive risks in the event of sharp swings.

We would like to inform that the Nomination & Remuneration Committee of the Board of Directors of the Company at its meeting held today i.e. January 30, 2024, pursuant to Regulation 30 of SEBI (LODR) Regulation, 2015, approved grant of 16,40,000 stock options to the identified employees under the "5Paisa Employee Stock Option Scheme - 2023" (5Paisa ESOS - 2023) of the Company, each Option being convertible into one Fully Paid-up Equity Share.We request you to take the same on record.

The Nomination & Remuneration Committee of the Board of Directors of the Company vide Circular Resolution dated January 29, 2024, has allotted 2,500 Equity Shares to the former employee of the Company pursuant to exercise of stock options under Employee Stock Options Scheme(s).Upon allotment, the number of equity shares of the Company stands increased from 3,11,75,673 to 3,11,78,173

An update regarding withdrawal of Scheme of Arrangement between the Company and IIFL Securities Limited and their respective shareholders and creditors.

Transcript of Earnings Conference Call on Unaudited Financial Results (Standalone and Consolidated) for the quarter and nine months ended December 31, 2023 has been made available on the website of the Company.Kindly take the same on record and acknowledge.

The Nomination & Remuneration Committee of the Board of Directors of the Company vide Circular Resolution dated January 19, 2024, has allotted 5,000 Equity Shares to the former employee of the Company pursuant to exercise of stock options under Employee Stock Options Scheme(s).Upon allotment, the equity base of the Company stands increased from 3,11,70,673 to 3,11,75,673

5paisa Capital reported that its consolidated net profit rose 37% YoY to Rs 15.1 crore for the quarter ended December. The same stood at Rs 11 crore in the year-ago period.

We enclose herewith copies of advertisements giving information of the unaudited Financial Results (Standalone & Consolidated) for the quarter ended December 31, 2023.We request you to kindly take the same on record.