Continuing Compliances

Change in Shareholding Pattern / Sharing Pattern without Change in Control

	Word	PDF
Change in Shareholding Pattern – Corporates
Change in Sharing Pattern - LLP and Partnership
Related Circular MCX/MEM/052/2018 dated February 16, 2018 MCX/MEM/496/2021 dated August 06, 2021 MCX/MEM/096/2022 dated February 22, 2022

Change in Shareholding Pattern / Sharing Pattern with Change in Control

	Word	PDF
Change in Shareholding Pattern with Change in Control – Corporates
Change in Sharing Pattern with Change in Control - LLP and Partnership
Related Circular MCX/MEM/052/2018 dated February 16, 2018 MCX/MEM/496/2021 dated August 06, 2021 MCX/MEM/096/2022 dated February 22, 2022

Change in Director / Partner

	Word	PDF
Change in Designated Directors – Corporates
Change in Non – Designated Directors – Corporates
Change in Designated Partners – LLP
Change in Managing Partners – Partnership
Related Circular MCX/MEM/324/2016 dated September 29, 2016 MCX/MEM/052/2018 dated February 16, 2018 MCX/MEM/096/2022 dated February 22, 2022 MCX/MEM/170/2024 dated March 22, 2024

Change in Name

	Word	PDF
Change in Name - Proprietorship
Change in Name - Partnership
Change in Name - Corporate and LLP
Related Circular MCX/MEM/224/2017 dated July 10,2017 MCX/MEM/096/2022 dated February 22, 2022

Change of Address

	Word	PDF
Change in Address of Proprietorship
Change of Registered Office Address – LLP and Partnership
Change of Registered Office Address – Corporate
Change in Correspondence Office Address
Related Circular MCX/MEM/096/2022 dated February 22, 2022

Change in Authorized Signatories - Corporate

	Word	PDF
Change in Authorized Signatories

Change of Clearing Member Affiliation

	PDF	ZIP
Change of Clearing Member Affiliation
Authorisation Letter from Clearing Member

Change in Compliance Officer

	Word	PDF
Change in Compliance Officer

Intimation Related to Branch Office Address

	Word	PDF
Intimation related to Branch Office Address

Change in Contact Details

	Word	PDF
Change in Contact Details

Annual Submissions

	Word
Annual Return
Annual Confirmation

	Word	PDF
Request for Issuance of Advertisement
Related Circular MCX/MEM/398/2016 dated November 18, 2016 MCX/MEM/184/2017 dated June 16, 2017 MCX/MEM/096/2022 dated February 22, 2022 MCX/MEM/633/2022 dated November 07, 2022 MCX/MEM/089/2023 dated February 09, 2023

Application for NOC for appropriate Naming and Tagging of Demat Accounts

	Word
Application for NOC for appropriate Naming and Tagging of Demat Accounts
Related Circular Related Circular: MCX/INSP/361/2022 dated June 20, 2022

Application for opening Wholly Owned Subsidiary in Gift City

	Word
Application for opening Wholly Owned Subsidiary in Gift City
Related Circular MCX/MEM/289/2022 dated May 16, 2022

Application to SEBI for opening Wholly Owned Subsidiary Overseas

	Word
Application to SEBI for opening Wholly Owned Subsidiary Overseas

Intimation for Trading with another Member of another Exchange for Proprietary Trades

	Word
Intimation for Trading with another Member of another Exchange for Proprietary Trades

Prior Approval for Trading with another member of same Exchange for proprietary trades

	Word
Prior Approval for Trading with another member of same Exchange for proprietary trades

Intimation of maintenance of website by Stock Brokers

	Word
Intimation of maintenance of website by Stock Brokers
Related Circular MCX/MEM/112/2023 dated Feb 17, 2023 MCX/MEM/254/2023 dated April 18, 2023

Intimation of registration of DD-FIU and PO FIU

	Word
Intimation of registration of DD-FIU and PO FIU
Related Circular MCX/MEM/783/2021 dated December 17, 2021 MCX/MEM/322/2022 dated May 31, 2022 MCX/MEM/523/2022 dated September 09, 2022 MCX/MEM/707/2022 dated December 08, 2022

Intimation for Change in Statutory Auditors

	Word
Intimation for Change in Statutory Auditors
Related Circular MCX/MEM/104/2019 dated Feb 28, 2019

Details of Politically Exposed Persons

	Word
Details of Politically Exposed Persons

Note:

Members may please note that if they forward copies of required documents, as above, in scanned form by email to [email protected] the Exchange would be able to process the request in a more expeditious manner. However, please note that hard copies for all these documents are compulsorily to be submitted as well.
GST will be applicable at rate of 18%

CIRCULARS

Revised Guidelines for Activation of Membership Jul 12, 2024

Financing of Securities / Commodities Transactions Jul 8, 2024

Measures to instil confidence in securities market – Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse Jul 8, 2024

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Membership

Inspection and Audit

Membership

Continuing Compliances

Change in Shareholding Pattern / Sharing Pattern without Change in Control

Change in Shareholding Pattern / Sharing Pattern with Change in Control

Change in Director / Partner

Change in Name

Change of Address

Change in Authorized Signatories - Corporate

Change of Clearing Member Affiliation

Change in Compliance Officer

Intimation Related to Branch Office Address

Change in Contact Details

Annual Submissions

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Application for NOC for appropriate Naming and Tagging of Demat Accounts

Application for opening Wholly Owned Subsidiary in Gift City

Application to SEBI for opening Wholly Owned Subsidiary Overseas

Intimation for Trading with another Member of another Exchange for Proprietary Trades

Prior Approval for Trading with another member of same Exchange for proprietary trades

Intimation of maintenance of website by Stock Brokers

Intimation of registration of DD-FIU and PO FIU

Intimation for Change in Statutory Auditors

Details of Politically Exposed Persons

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