Penalties

	EXCEL	PDF	ZIP
Members to whom monetary penalty is levied by the Disciplinary Action Committee of the Exchange
Penalty Circular
Penalty Details

Enforcement Orders

Member ID	Member Name	Month of Issue	Period of Inspection	Enforcement Action
12685	Angel One Limited	June, 2024	NA
56185	Anand Rathi Share and Stock Brokers Limited	June, 2024	NA
8091	Globe Capital Market Limited	June, 2024	NA
35120	Swastika Investmart Limited - AP - Swarupsuvam Panda	January, 2024	F.Y.2022-2023
31640	Achintya Commodities Private Limited - AP - Narendra V. Sumaria	January, 2024	F.Y.2022-2023
40355	Ganganagar Commodity Limited	October, 2023	April 01, 2021 to December 31, 2022
55060	Maitra Commodities Pvt Ltd	October, 2023	April 01, 2021 to January 31, 2023
55265	Yacoobali Venture Commodity Broking Private Limited	October, 2023	April 01, 2021 to October 21, 2022
28330	R. K. Commodirties Pvt Ltd.	May, 2023	F.Y. 2021- 2022
12685	Angel One Limited	April, 2023	F.Y. 2021- 2022
56720	Master Capital Services Limited	May, 2023	F.Y. 2021- 2022
46025	Zerodha Commodities Private Limited	May, 2023	F.Y. 2021- 2022
56520	Nuvama Wealth & Investment Limited	May, 2023	F.Y. 2021- 2022
56630	LKP Securities Limited	May, 2023	F.Y. 2021- 2022
28745	Multiplex Commodity Mercantile Pvt. Ltd.	May, 2023	F.Y. 2021- 2022
56710	Alice Blue Financial Services Private Limited	May, 2023	F.Y. 2021- 2022
10675	Amrapali Industries Ltd.	April, 2023	F.Y. 2021- 2022
10755	Satco Capital Markets Limited	April, 2023	F.Y. 2021- 2022
56410	Marwadi Shares and Finance Limited	April, 2023	F.Y. 2021- 2022
40960	Integrated Data Management Services Private Limited	April, 2023	F.Y. 2021- 2022