Compliance Calendar

Compliance Calendar

CIRCULARS

Revised Guidelines for Activation of Membership Jul 12, 2024

Financing of Securities / Commodities Transactions Jul 8, 2024

Measures to instil confidence in securities market – Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse Jul 8, 2024

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BECOME A MEMBER

Overview Register to become a member Types of Membership Fee & Deposit Structure Admission Process Admission Forms Documents Common Admission Requirements FAQs

EXISTING MEMBERS

Change in Type of Membership Appointment of Authorised Person (AP) Cancellation of Authorised Person (AP) Transmission of Membership Conversion of Membership Transfer / Merger / De-merger / Amalgamation of Membership Surrender of Membership Continuing Compliances Annual Returns FAQ's

NOTICE BOARD

Member & AP Details List of Surrendered Members Disciplinary Action against Member & Authorized Person (AP) Penalties

SEBI REGISTRATION

Register with SEBI

MEMBERSHIP AND MEMBER COMPLIANCE

36,312

Authorised Person

Member friendly approach with quality processing

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